Skip to main content

The Rules of Interpretation as Secondary Rules: The Perspective of Domestic Courts

  • Chapter
  • First Online:
The Rule of Law in Global Governance
  • 557 Accesses

Abstract

Aust’s chapter deals with the role of domestic courts in treaty interpretation. It analyses how domestic courts make use of the rules of interpretation set forth in the Vienna Convention on the Law of Treaties. These rules belong to the category of secondary rules of the international legal order. A diverging approach among domestic courts might undermine the consistency and coherence of international law. The chapter provides an overview of what the Convention sets out as ideal interpretative programme, how this question is related to notions of the international rule of law and how the process of interpretation is dealt with in domestic court decisions. It argues that adherence to the rules set forth in the Vienna Convention can strengthen the international rule of law.

Dr. iur., senior research fellow, Humboldt University Berlin/visiting professor, University of Konstanz (summer term 2016). I would like to thank my colleagues Alejandro Rodiles and Peter Staubach for many fruitful discussions about the issues of this chapter, which develops further some arguments, set forth in our joint contribution ‘Unity or Uniformity? Domestic Courts and Treaty Interpretation,’ (2014) Leiden Journal of International Law, 27 p. 75 as well as in my ‘Between Universal Aspiration and Local Application: Concluding Observations’ in H.P. Aust and G. Nolte (eds) (2016), The Interpretation of International Law by Domestic Courts—Uniformity, Diversity, Convergence (Oxford: Oxford University Press) p. 333. Thanks are also due to Monika Heupel, André Nollkaemper, Georg Nolte, Theresa Reinold as well as the other participants at the WZB workshop on the Rule of Law in Global Governance, Berlin, 28 and 29 June 2013 for constructive criticism. The text benefited further from fruitful discussions at the international law seminar of Anna Wyrozumska and Izabela Skomerska at Lodz University, March 2014. Responsibility for any errors or mistakes lies solely with me.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

eBook
USD 16.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Bibliography

  • Abi-Saab, G. (2010). The appellate body and treaty interpretation. In M. Fitzmaurice, O. Elias, & P. Merkouris (Eds.), Treaty interpretation and the Vienna Convention on the Law of Treaties: 30 years on. Leiden: Nijhoff.

    Google Scholar 

  • Ago, R. (1963). Working Paper In United Nations Yearbook of the International Law Commission, vol. II.

    Google Scholar 

  • Aust, H. P. (2016). Between universal aspiration and local application: Concluding observations. In H. P. Aust & G. Nolte (Eds.), The interpretation of international law by domestic courts. Uniformity, diversity, convergance. Oxford: Oxford University Press.

    Chapter  Google Scholar 

  • Aust, H. P., & Nolte, G. (2012). International law and the rule of law at the national level. In M. Zürn, A. Nollkaemper, & R. Peerenboom (Eds.), Rule of law dynamics in an era of international and transnational governance. Cambridge: Cambridge University Press.

    Google Scholar 

  • Aust, H. P., Rodiles, A., & Staubach, P. (2014). Unity or uniformity? Domestic courts and treaty interpretation. Leiden Journal of International Law, 27(1), 75–112.

    Article  Google Scholar 

  • Beaulac, S., & Currie, J. H. (2011). Canada. In D. Shelton (Ed.), International law and domestic legal systems. Oxford: Oxford University Press.

    Google Scholar 

  • Bělohlávek, A. J. (2011). The Czech Republic. In D. Shelton (Ed.), International law and domestic legal systems. Oxford: Oxford University Press.

    Google Scholar 

  • Benvenisti, E. (2008). Reclaiming democracy: The strategic uses of foreign and international law by domestic courts. The American Journal of International Law, 102(2), 241–274.

    Article  Google Scholar 

  • Berman, P. S. (2012). Global legal pluralism. A jurisprudence of law beyond borders. New York: Cambridge University Press.

    Book  Google Scholar 

  • Bjorge, E. (2016). “Contractual” and “Statutory” treaty interpretation in domestic courts? Convergence around the Vienna rules. In H. P. Aust & G. Nolte (Eds.), The interpretation of international law by domestic courts. Uniformity, diversity, convergance. Oxford: Oxford University Press.

    Google Scholar 

  • Butler, W. E. (2009). Russia. In D. Sloss (Ed.), The role of domestic courts in treaty enforcement. Cambridge: Cambridge University Press.

    Google Scholar 

  • Conant, L. (2013). Whose agents? The interpretation of international law in national courts. In J. L. Dunoff & M. A. Pollack (Eds.), Interdisciplinary perspectives on international law and international relations – The state of the art. Cambridge: Cambridge University Press.

    Google Scholar 

  • Crawford, J. (2002). Introduction. In J. Crawford (Ed.), The International Law Commission’s articles on state responsibility. Introduction, text, and commentaries. (Cambridge: Cambridge University Press.

    Google Scholar 

  • Crawford, J. (2012). Brownlie’s principles of public international law. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Criddle, E. (2004). The Vienna Convention on the Law of Treaties in U.S. treaty interpretation. Virginia Journal of International Law, 44(2), 431–450.

    Google Scholar 

  • D’Aspremont, J. (2011). Formalism and the sources of international law. A theory of the ascertainment of legal rules. Oxford: Oxford University Press.

    Book  Google Scholar 

  • D’Aspremont, J. (2012). The systemic integration of international law by domestic courts: Domestic judges as architects of the consistency of the international legal order. In O. K. Fauchald & A. Nollkaemper (Eds.), The practice of international and national courts and the (de-)fragmentation of international law. Oxford: Hart.

    Google Scholar 

  • Djajič, S. (2011). Serbia. In D. Shelton (Ed.), International law and domestic legal systems. Oxford: Oxford University Press.

    Google Scholar 

  • Dupuy, P.-M. (1999). Reviewing the difficulties of codification: On Ago’s classification of obligations of means and obligations of result in relation to state responsibility. European Journal of International Law, 10, 371–385.

    Article  Google Scholar 

  • Einhorn, T. (2011). Israel. In D. Shelton (Ed.), International law and domestic legal systems. Oxford: Oxford University Press.

    Google Scholar 

  • Fassbender, B. (2009). The United Nations Charter as the constitution of the international community. Leiden: Nijhoff.

    Book  Google Scholar 

  • Franck, T. M. (1995). Fairness in international law and institutions. Oxford: Oxford University Press.

    Google Scholar 

  • Frishman, O., & Benvenisti, E. (2016). National courts and interpretive approaches to international law. In H. P. Aust & G. Nolte (Eds.), The interpretation of international law by domestic courts: Uniformity diversity, convergence. Oxford: Oxford University Press.

    Google Scholar 

  • Gardiner, R. (1995). Treaty interpretation in the English courts since Fothergill v. Monarch Airlines (1980). The International and Comparative Law Quarterly, 44(3), 620–628.

    Article  Google Scholar 

  • Gardiner, R. (2008). Treaty interpretation. Oxford: Oxford University Press.

    Google Scholar 

  • Gardiner, R. (2011). Treaty interpretation (paperback ednth ed.). Oxford: Oxford University Press.

    Google Scholar 

  • Gardiner, R. (2012). The Vienna Convention Rules on Treaty Interpretation. In D. Hollis (Ed.), The Oxford guide to treaties. Oxford: Oxford University Press.

    Google Scholar 

  • Garlicki, L., Masternak-Kubiak, M., & Wójtowicz, K. (2009). Poland. In D. Sloss (Ed.), The role of domestic courts in treaty enforcement. Cambridge: Cambridge University Press.

    Google Scholar 

  • Halberstam, D. (2012). Local, global and plural constitutionalism: Europe meets the world. In G. de Búrca & J. H. H. Weiler (Eds.), The worlds of European constitutionalism. Cambridge: Cambridge University Press.

    Google Scholar 

  • Harris, C., & Kakkaiyadi, K. (2013). Treaty interpretation before the Supreme Court. Cambridge Journal of International and Comparative Law, 2(1), 113–120.

    Article  Google Scholar 

  • Hart, H. L. A. (1994). The concept of law (2nd ed.). Oxford: Clarendon.

    Google Scholar 

  • Iovane, M. (2012). Domestic courts should embrace sound interpretative strategies in the development of human rights-oriented international law. In A. Cassese (Ed.), Realizing Utopia. Oxford: Oxford University Press.

    Google Scholar 

  • Kadelbach, S. (2013). Domestic constitutional concerns with respect to the use of subsequent agreements and subsequent practice at the international level. In G. Nolte (Ed.), Treaties and subsequent practice. Oxford: Oxford University Press.

    Google Scholar 

  • Karim, B., & Theunissen, T. (2011). Bangladesh. In D. Shelton (Ed.), International law and domestic legal systems. Oxford: Oxford University Press.

    Google Scholar 

  • Kingsbury, B. (2009). International law as inter-public law. In H. S. Richardson & M. S. Williams (Eds.), Moral universalism and pluralism. New York: New York University Press.

    Google Scholar 

  • Kinsch, P. (2011). Luxembourg. In D. Shelton (Ed.), International law and domestic legal systems. Incorporation, transformation, and persuasion. Oxford: Oxford University Press.

    Google Scholar 

  • Klabbers, J. (2003). International legal histories: The declining importance of travaux preparatoires in treaty interpretation? Netherlands International Law Review, 50(3), 267–288.

    Article  Google Scholar 

  • Klabbers, J. (2013). International law. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Knop, K. (2000). Here and there: International law in domestic courts. New York University Journal of International Law and Politics, 32, 501–535.

    Google Scholar 

  • Kolb, R. (2006). Interprétation et création du droit international. Esquisse d’une herméneutique juridique moderne pour le droit international public. Bruxelles: Bruylant.

    Google Scholar 

  • Kretzmer, D. (2009). Israel. In D. Sloss (Ed.), The role of domestic courts in treaty enforcement. Cambridge: Cambridge University Press.

    Google Scholar 

  • Krisch, N. (2010). Beyond constitutionalism. The pluralist structure of postnational law. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Lauterpacht, H. (1949). Restrictive interpretation and the principle of effectiveness in the interpretation of treaties. In E. Lauterpacht (Ed.), International law being the collected papers of Hersch Lauterpacht (Vol. 4). Cambridge: Cambridge University Press, 1978.

    Google Scholar 

  • Linderfalk, U. (2009). State responsibility and the primary-secondary rules terminology – The role of language for an understanding of the international legal system. Nordic Journal of International Law, 78(1), 53–72.

    Article  Google Scholar 

  • Nijman, J., & Nollkaemper, A. (Eds.). (2007). New perspectives on the divide between national and international law. Oxford: Oxford University Press.

    Google Scholar 

  • Nollkaemper, A. (2009). The Netherlands. In D. Sloss (Ed.), The role of domestic courts in treaty enforcement. Cambridge: Cambridge University Press.

    Google Scholar 

  • Nollkaemper, A. (2011a). National courts and the international rule of law. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Nollkaemper, A. (2011b). The power of secondary rules to connect the international and national legal orders. In T. Broude & Y. Shany (Eds.), Multi-sourced equivalent norms in international law. Oxford: Hart.

    Google Scholar 

  • Nollkaemper, A. (2016). Grounds for the application of international rules of interpretation in national courts. In H. P. Aust & G. Nolte (Eds.), The interpretation of international law by domestic courts: Uniformity diversity, convergence. Oxford: Oxford University Press.

    Google Scholar 

  • Nolte, G. (2013). Treaties and subsequent practice. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Onoria, H. (2011). Uganda. In D. Shelton (Ed.), International law and domestic legal systems. Oxford: Oxford University Press.

    Google Scholar 

  • Orakhelashvili, A. (2006). Peremptory norms in international law. Oxford/New York: Oxford University Press.

    Google Scholar 

  • Orakhelashvili, A. (2010). Conclusion. In A. Orakhelashvili & S. Williams (Eds.), Forty years of the Vienna Convention on the Law of Treaties. London: British Insitute of International and Comparative Law.

    Google Scholar 

  • Paulsson, J. (2005). Denial of justice in international law. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Paulus, A. L. (2012). National courts and the international rule of law – Remarks on the book by André Nollkaemper. Jerusalem Review of Legal Studies, 4, 5–18.

    Article  Google Scholar 

  • Reinold, T. (2016). Diffusion theories and the interpretive approaches of domestic courts. In H. P. Aust & G. Nolte (Eds.), The interpretation of international law by domestic courts. Uniformity, diversity, convergance. Oxford: Oxford University Press.

    Google Scholar 

  • Rodiles, A. (2016). ‘The Law and Politics of the Pro Persona Principle in Latin America’ in H.P. Aust and G. Nolte (eds) The Interpretation of International Law by Domestic Courts, pp. 168–71.

    Google Scholar 

  • Sauer, H. (2013). Staatsrecht III. Auswärtige Gewalt, Bezüge des Grundgesetzes zu Völker- und Europarecht (2nd ed.). München: Beck.

    Google Scholar 

  • Scelle, G. (1956). Le phénomène juridique du dédoublement fonctionnel. In W. Schätzel & H.-J. Schlochauer (Eds.), Rechtsfragen der internationalen Organisation. Festschrift für Hans Wehberg. Frankfurt/Main: Klostermann.

    Google Scholar 

  • Schreuer, C. (1971). The interpretation of treaties by domestic courts. British Year Book of International Law, 45, 255–301.

    Google Scholar 

  • Simma, B. (2004). Fragmentation in a positive light. Michigan Journal of International Law, 25, 845–863.

    Google Scholar 

  • Skordas, A. (2016). Treaty interpretation and global governance – The role of domestic courts. In H. P. Aust & G. Nolte (Eds.), The interpretation of international law by domestic courts: Uniformity diversity, convergence. Oxford: Oxford University Press.

    Google Scholar 

  • Slaughter, A. M. (2003). A global community of courts. Harvard International Law Journal, 44(1), 191–219.

    Google Scholar 

  • Sorel, J.-M., & Eveno, B. (2011). Article 31 (Convention of 1969). In O. Corten & P. Klein (Eds.), The Vienna Convention on the Law of Treaties – A commentary. Oxford: Oxford University Press.

    Google Scholar 

  • Study Group of the International Law Commission, & Koskenniemi, M. (2006). Fragmentation of international law: Difficulties arising from the diversification and expansion of international law, Report of the Study Group of the International Law Commission, UN Doc. A/CN.4/L.682.

    Google Scholar 

  • Tamanaha, B. Z. (2004). On the rule of law. History, politics, theory. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Tzanakopoulos, A. (2011). Domestic courts in international law: The judicial function of national courts. Loyola Los Angeles International and Comparative Law Review, 34, 133–168.

    Google Scholar 

  • Tzanakopoulos, A. (2016). Judicial dialogue as a means of interpretation. In H. P. Aust & G. Nolte (Eds.), The interpretation of international law by domestic courts. Uniformity, diversity, convergance. Oxford: Oxford University Press.

    Google Scholar 

  • United Nations (UN). (1966). Yearbook of the International Law Commission. Vol. II.

    Google Scholar 

  • van Alstine, M. P. (2009). The role of domestic courts in treaty enforcement – Summary and conclusion. In D. Sloss (Ed.), The role of domestic courts in treaty enforcement. Cambridge: Cambridge University Press.

    Google Scholar 

  • van Eeckhoutte, D. (2000). Analysis. Cigna Insurance Company of Europe SA-NV v Transport Nijs BVBA, Cassation appeal, No. C.97.0176.N., ILDC 38 (BE 2000).

    Google Scholar 

  • von Arnauld, A. (2012). Völkerrecht. Heidelberg: C.F. Müller.

    Google Scholar 

  • von Bogdandy, A. (2008). Pluralism, direct effect and the ultimate say: On the relationship between international and domestic constitutional law. International Journal of Constitutional Law, 6, 397–413.

    Article  Google Scholar 

  • von Bogdandy, A., & Venzke, I. (2012). In whose name? An investigation of international courts’ public authority and its democratic justification. European Journal of International Law, 23(1), 7–41.

    Article  Google Scholar 

  • Waibel, M. (2011). Demistifying the art of interpretation. The European Journal of International Law, 22(2), 571–588.

    Article  Google Scholar 

  • Waibel, M. (2016). Principles of treaty interpretation – Developed for and applied by national courts? In H. P. Aust & G. Nolte (Eds.), The interpretation of international law by domestic courts: Uniformity diversity, convergence. Oxford: Oxford University Press.

    Google Scholar 

  • Wouters, J., & M. Vidal (2006). Domestic courts and treaty interpretation. K.U. Leuven Institute for International Law Working Paper, 103, 3–19 – December 2006.

    Google Scholar 

  • Wuerth, I. (2013). Treaty interpretation, subsequent agreements and practice, and domestic constitutions. In G. Nolte (Ed.), Treaties and subsequent practice. Oxford: Oxford University Press.

    Google Scholar 

  • Wyrozumska, A. (2011). Poland. In D. Shelton (Ed.), International law and domestic legal systems. Oxford: Oxford University Press.

    Google Scholar 

  • Yokaris, A. (2011). Greece. In D. Shelton (Ed.), International law and domestic legal systems. Oxford: Oxford University Press.

    Google Scholar 

  • Zimmermann, A., & Mahler, C. (2011). Article 1 A. In A. Zimmermann (Ed.), The 1951 Convention relating to the status of refugees and its 1967 Protocol. Oxford: Oxford University Press.

    Chapter  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Helmut Philipp Aust .

Editor information

Editors and Affiliations

Copyright information

© 2016 The Author(s)

About this chapter

Cite this chapter

Aust, H.P. (2016). The Rules of Interpretation as Secondary Rules: The Perspective of Domestic Courts. In: Heupel, M., Reinold, T. (eds) The Rule of Law in Global Governance. Palgrave Macmillan, London. https://doi.org/10.1057/978-1-349-95053-9_3

Download citation

Publish with us

Policies and ethics