Abstract
The major limitations of DNA-targeting chemotherapy drugs include life-threatening toxicity, acquired resistance and occurrence of secondary cancers. Here, we report a small molecule, Carbazole Blue (CB), that binds to DNA and inhibits cancer growth and metastasis by targeting DNA-related processes that tumor cells use but not the normal cells. We show that CB inhibits the expression of pro-tumorigenic genes that promote unchecked replication and aberrant DNA repair that cancer cells get addicted to survive. In contrast to chemotherapy drugs, systemic delivery of CB suppressed breast cancer growth and metastasis with no toxicity in pre-clinical mouse models. Using PDX and ex vivo explants from estrogen receptor (ER) positive, ER mutant and TNBC patients, we further demonstrated that CB effectively blocks therapy-sensitive and therapy-resistant breast cancer growth without affecting normal breast tissue. Our data provide a strong rationale to develop CB as a viable therapeutic for treating breast cancers.
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Introduction
Increasing evidence suggest that impaired replication events and alternative DNA repair pathways are major drivers in the development and progression of many cancers. Several proteins associated with the replication licensing system have oncogenic properties and act as major drivers in the development and progression of many cancers. For example, aberrant regulation of CDT1, a pre-replicative complex protein, induces continuous firing of the same origins, resulting in genomic instability and malignant transformation1. Furthermore, overexpression of CDC6—which is important in the assembly of the pre-replication complex at the origin of replication—is reported to promote oncogenic activities2. In addition, the combined expression of CDT1 and CDC6 in cells with the p53 mutation induces epithelial-mesenchymal transition and promotes invasion and metastasis2. Mini-chromosome maintenance genes (MCM 2,4,5; referred to as MCMs hereafter) are another example of replication licensing system proteins with oncogenic properties. MCMs unwind double-stranded DNA into a single-stranded DNA template for replication; and their activation during the cell cycle is essential for the propagation of replication3. Higher expression of MCM subunits has been implicated in cancer progression4. In addition, MCMs render cancer cells resistant to chemotherapy5.
Unlike normal cells, cancers rely heavily on altered DNA repair pathways for their continued proliferation. For example, cancer cells (like TNBC) with a deficiency in homologous recombination6 proteins (such as BRCA1) can repair their DNA by relying on other highly expressed HR-related proteins (such as RAD51 or PARP1) or on factors that support rescue DNA repair pathways such as alternative non-homologous end-joining (alt-NHEJ) that can rescue resected DNA strand breaks. These backup DNA repair pathways though ensure the uncontrolled proliferation of cancer cells but are mutation-prone, produce genetic mutations at high frequencies and contribute to therapy resistance7,8. Therefore, therapies aimed at targeting those rescue pathways will likely have favorable clinical outcomes. Indeed, the successful development of novel drugs such as PARP inhibitors (PARPi), which target BRCA1 and BRCA2-deficient cancers, support this proof of concept. These characteristics make repression of aberrant DNA repair pathways and impaired replication-associated proteins bona fide therapeutic strategies.
Here, we report a small molecule, Carbazole Blue (CB), that binds to DNA and blocks cancer growth and metastasis by inhibiting aberrant DNA repair events and overactive replication-associated proteins that cancer cells use to survive and progress. We derived CB from carbazole, an active ingredient of coal tar used to treat psoriasis9. Using ex vivo explants from estrogen receptor-positive, estrogen receptor mutant, and triple-negative breast cancer patients, we demonstrate that CB blocks breast cancer growth and metastasis without affecting normal breast tissue. Furthermore, in patient-derived xenograft (PDX) and orthotopic mouse models, systemic delivery of CB suppressed breast cancer growth and metastasis. In addition, neither short-term (4 weeks) nor long-term (2 months) treatment with CB induced toxicity in an immunocompetent preclinical mouse model. In contrast to chemotherapies that target DNA, CB appears to be a potent and safe anticancer compound. Unlike chemotherapies currently in use, which have low sequence specificity and bind indiscriminately to DNA and other macromolecules, CB may preferentially bind to a specific region/sequence of DNA and block the activity of key transcription factor/s that regulate the expression of cell cycle and DNA repair-associated genes. We show that CB blocks the activity of transcription factor HMGA1, which binds to AT-rich DNA sequences; is highly overexpressed, and supports the growth/progression of TNBC and ER + breast cancers10, 11. HMGA1 is reported to bind and induce the expression of gene/s that are critical for promoting cell cycle progression/DNA repair10, 11. Consistent with that, we show that CB inhibits the expression of several genes associated with DNA repair pathways—including RAD51 and DNA ligase I (LIG1) and consequently inhibits the heightened DNA repair activity that cancer cells employ to survive and proliferate. In addition, CB inhibited the aberrantly expressed replication-associated genes with tumor-promoting properties—including MCMs, CDC6, and CDT1. As targeting replication stress and DNA repair pathways is of growing interest, small molecules that inhibit the ability of cancer cells to repair DNA with negligible toxicity have immense potential for new breakthroughs in cancer treatments.
Results
Synthesis of CB
We have shown that triphenylmethane pharmacophore (TPM) containing compounds contain anticancer activities9, 12, 13. Based on this information and by using extensive structure-activity analysis several TPM derivatives were synthesized. One such derivative is CB, which was synthesized using a single-step process in which an electrophilic addition occurs at the ortho or para position to hydroxy or amine groups in the phenol or aniline compounds (Fig. 1a). The structure and absorption spectra of CB were confirmed by nuclear magnetic resonance spectroscopy and absorbance spectrophotometry, respectively (Supplementary Fig. 1a, b). The molecular weight of CB was determined to be 588 g/mol. Our initial in vitro screen with CB, its parent compound carbazole as well as other derivatives showed that CB had the most potent anti-growth effect on breast cancer cells (Supplementary Fig. 1c).
CB inhibits the viability and invasive capabilities of breast cancer cells without affecting normal mammary epithelial cells
To do a more thorough analysis of the effect of CB on breast cancer growth, we performed short and long-term viability in several breast cancer cell lines (MDA-MB-231, MDA-MB-468, BT-549, ZR75-1, SKBR3, and MCF7). Breast cancer cells treated with varying concentrations of CB showed time- and dose-dependent decreases in cell proliferation (Fig. 1b; Supplementary Fig. 2a; and Supplementary Data 1). However, CB did not affect the proliferation of normal mammary epithelial cells (HMEC and MCF-10A) (Fig. 1c and Supplementary Fig. 2b). In addition, CB treatment inhibited the long-term viability of breast cancer cells (Fig. 1d and Supplementary Fig. 2c). Next, we asked whether CB may also inhibit migration and invasion of breast cancer cells. Trans-well assays on breast cancer cells treated with CB for 6 h (a time point which does not have a significant effect on cell viability) showed that CB inhibited invasion and migration of all breast cancer cells in a dose-dependent manner (Fig. 1e and Supplementary Fig. 3a, b). In addition to breast cancers, we found that CB inhibited the growth of prostate, lung, and endometrial cancer cells suggesting that CB may have antitumor effects in multiple cancers (Supplementary Fig. 4).
Liposomal nanocarrier encapsulation of CB and in vivo pharmacokinetics
Before testing the therapeutic efficacy of CB in vivo, we determined the circulation half-life of CB and its potential be delivered systemically. For systemic delivery, we encapsulated CB with intralipid (an FDA-approved emulsion for delivery), since our previous studies suggested that doing so increases the circulation half-life of anticancer agents14, 15. To confirm that this is also true for CB, we directly loaded CB (3 mg/kg bw) in 20% intralipid (nano-CB) with a molar drug/lipid ratio of 0.07 and administered it intraperitoneally to adult female BALB/c mice (5–6 weeks old). The plasma concentration versus time curve revealed a peak CB concentration of 57.48 μg/ml immediately post-injection. The estimated elimination constant (kel) was 0.129 h, resulting in a calculated (0.693/kel) half-life of 5.37 h (Fig. 2a). Next, we tested whether nano-CB retained the anticancer effects of CB. Nano-CB significantly inhibited the viability of breast cancer cells compared to control (Supplementary Fig. 5).
Therapeutic potential of CB
To test CB’s anticancer activity in vivo, we used orthotopic xenograft and PDX models. For the orthotopic model, MDA-MB-231 cells were implanted into the mammary fat pad of athymic nude/SCID mice followed by treatment with specified concentrations of CB or vehicle control after a week, when tumors reached approximately 150 mm3 size. Nano-CB (1.5 and 3 mg/kg bw) was injected (intravenously) once a week for 4 weeks. Nano-CB caused marked inhibition of mammary tumor growth in a dose-dependent manner compared to vehicle control (Fig. 2b, c). To determine if CB may also inhibit metastasis, we monitored a group of tumor-bearing athymic nude/SCID mice for additional 3 weeks. Vehicle-treated mice showed aggressive multifocal metastasis, while CB-treated mice showed either no lung lesions or much smaller metastatic foci (Fig. 2d).
To further validate our in vivo results, we tested CB’s potential to inhibit tumor growth in a PDX (BCM-4013) model. PDX generated from triple-negative breast cancer patients were implanted into mammary fat pads of old SCID/Beige female mice When the tumors reached ~100 mm3, the mice were treated with nano-CB every 4th day for 9 weeks. The CB treatment significantly reduced the tumor growth of the PDX model (Fig. 2e).
CB is a safe and viable anticancer compound
To determine whether CB is a safe anticancer compound, we tested vehicle- and CB-treated mice in both orthotopic and PDX tumor models. No overt signs of toxicity were observed in CB-treated mice; body weights did not change, and cell morphology from different organs showed no changes compared to vehicle-treated tumor-bearing mice (Fig. 3a and Supplementary Fig. 6a, b). To further confirm these results, we performed short and long-term toxicity studies in immunocompetent BALB/cJ mice. For both short- and long-term toxicity studies, BALB/cJ mice received nano-CB (3 mg/kg b.w. intravenously) once a week for 4 weeks. To evaluate short-term toxicity, one set of mice was sacrificed within 24 h of the final CB dose. For long-term toxicity studies, mice were followed for an additional 2 months. CB-treated Balb/C mice showed no difference in survival compared to the vehicle-treated group (Fig. 3b, c). In addition, histologic analysis of tissues from CB-treated mice showed no changes in cellular morphology from any organ, including lung, liver, kidney, and spleen, suggesting no toxicity (Fig. 3d, e and Supplementary Fig. 7). Furthermore, CB had no effect on the hematopoietic system as revealed by no change in the levels of CD3, CD4, CD8, and CD44 in CB-treated mice compared to vehicle-treated mice (Table 1). These results suggest that CB could be a safe and potent treatment option for both primary and metastatic breast cancers.
CB is safe and effective against human breast cancers
We then tested whether CB would indeed be a safe and viable therapeutic alternative for breast cancer patients. To address this question, we tested the efficacy of CB in ex vivo explants using tumor tissues collected from triple-negative breast cancer and estrogen receptor (ER) positive breast cancer patients. Recently, we demonstrated that ex vivo explants recapitulate the structural complexity and individual heterogeneity of human breast cancers15 and therefore can enable the evaluation of drug efficacy in a tumor’s native 3D microenvironment (Supplementary Fig. 8a). TNBC and ER-positive tumor explants were treated with vehicle or nano-CB for 72 h and subjected to immunohistochemical analysis using an antibody against Ki67 and TUNEL apoptosis assays. Nano-CB inhibited cell proliferation and induced apoptosis in tumor tissues from patient explants, as revealed by significantly reduced Ki67 levels (Fig. 4a, b) and significantly increased TUNEL staining in CB-treated explants (Fig. 4c, d). Importantly, CB did not affect the growth of normal cells, as revealed by comparable Ki67 levels and the absence of apoptotic cells in untreated and nano-CB-treated explants from normal adjacent mammary tissues (Fig. 4a–d). We observed similar trends in ER + breast cancer patient explants (Fig. 4e, f and Supplementary Fig. 8b). Next, we tested whether CB may also be effective against ER mutant breast cancers that show therapy resistance. To study that, we tested the effect of CB on tumor explants from ER mutant (WHIM20-ER + Y537S) PDXs. Substitution of tyrosine at position 537 to serine (Y537S) in the ligand-binding domain of estrogen receptor 1 (ESR1) is reported to constitutively activate ER in a ligand-independent manner16, 17. In particular, Y537S ESR1 mutation is an important driver of endocrine-refractory ER + metastatic breast cancers16. Our results demonstrated that CB treatment inhibited proliferation and induced apoptosis in WHIM20-ER + Y537S PDX explants (Fig. 4g, h). Collectively, our findings indicate that CB may be a safe therapeutic regimen for treating therapy-sensitive and therapy-resistant breast cancers.
CB targets genes associated with DNA replication, cell cycle progression, and DNA damage surveillance pathway
To elucidate how CB may inhibit cancer growth and progression, we performed gene expression analyses on breast cancer cells treated with or without CB (Fig. 5a). Ingenuity Pathway Analysis (IPA) of differentially expressed genes revealed that genes involved in the replication, cell cycle, and DNA repair pathways were highly enriched (Fig. 5b). Examples of those genes include chromatin licensing and DNA replication factor 1 (CDT1), cell division cycle 6 (CDC6), mini-chromosome maintenance genes (MCM2,3,4,5,6,7), cell division cycle 45 (CDC45), ribonucleotide reductase catalytic subunit M1 and M2 (RRM1/RRM2), DNA polymerase epsilon (POLE2,3), GINS complex unit 2/3 (GINS2, GINS3), RAD51 and LIG1 (Fig. 5a). These target genes were significantly downregulated, both at the RNA and protein levels, in CB-treated MDA-MB-231, MDA-MB-468, and MCF7 cells (Fig. 5c, d, e and Supplementary Figs. 9a, b, c, 13–22 (unprocessed blots)). To further substantiate these findings, we determined the levels of target genes in ex vivo explants from breast cancer patients. The expression of CB target genes were significantly reduced in patient-derived explants compared with vehicle-treated tumors (Supplementary Fig. 9d). Importantly, a meta-analysis of the TCGA data set showed that CB target genes are highly overexpressed in tumors of breast cancer patients compared to normal adjacent control tissue (Supplementary Fig. 10). These results strongly suggest that inhibition of replication and DNA repair-associated genes may be one of the mechanisms by which CB imparts its antitumor activities.
Because several CB target genes (including replication licensing factors such as CDT1, CDC6, and MCM-2/4) play critical roles in cell cycle progression, we examined whether CB affects specific phases of cell cycle progression. CB treatment resulted in G1-phase arrest compared to control in both ER + and TNBC cells as revealed by flow cytometric analysis (Fig. 6a and Supplementary Fig. 23 (gating strategy)). Accumulation of cells in the G1-phase was accompanied by concomitant decreases in the S and G2 phases. Consistent with these results, CB inhibited several G1-specific markers, including cyclin D1, cyclin E, and cyclin-dependent kinase (cdk) 2 and 4, while increasing the level of G1/S transition inhibitor p21 and p27 (Fig. 6b and Supplementary Fig. 24 (unprocessed blots)). Since CB induced cell cycle arrest and inhibited cancer cell viability, we wondered whether it may affect proliferation and/or induce apoptosis. To address the effect of CB on cancer cell proliferation, we treated vehicle and CB-treated cells with 5-Bromo-2′-deoxyuridine (BrdU), a thymidine analog that is incorporated into newly synthesized DNA, and quantified BrdU incorporation using ELISA. CB treatment resulted in significantly reduced BrdU incorporation in a dose-dependent manner compared to vehicle-treated cells (Fig. 6c, d). Next, we examined the effect of CB on apoptosis. Breast cancer cells treated with CB showed cleaved PARP; increased levels of proapoptotic protein BIM; and increased annexin V staining compared with vehicle-treated cells, as revealed by FACS (Fig. 6e) and western blots analysis. (Fig. 6f and Supplementary Figs. 25, 26, 27 (unprocessed blots and gating strategy)).
CB’s inhibition of replication-associated proteins and decreased number of CB-treated cells in the S-phase prompted us to directly examine whether CB may affect replication. To address that question, we performed DNA fiber analysis. We pulse-labeled control and CB-treated MDA-MB-231, breast cancer cells with IdU, washed, pulse-labeled with CldU, fixed cells, and incubated them with IdU (green) and CldU primary antibodies (Fig. 7a). CB treatment inhibited the rate of replication and induced fork stalling and termination (Fig. 7b). In addition to MDA-MB-231, we performed a fiber assay in the BRCA1 mutant HCC1937 cell line to determine whether the change in the status of BRCA1, which regulates replication fork processing18 may affect the effect of CB on replication. CB treatment had a more pronounced effect on the fork stalling and termination in HCC1937 cells compared to MDA-MB-231 cells (Fig. 7c and Supplementary Fig. 11a). As replication fork stalling and termination lead to DNA damage and double-strand breaks, we wondered whether CB may directly/indirectly induce DNA damage. To address this, we determined the levels of p53 binding protein (53BP1), which is recruited to the site of DNA damage. Immunofluorescence analysis showed significantly increased numbers of 53BP1 foci in CB-treated breast cancer cells compared with vehicle-treated breast cancer cells (Fig. 7d, e). Further supporting this result, CB treatment resulted in increased accumulation of phosphor γ-H2AX, a marker of double-strand breaks, in breast cancer cells (Fig.7f and Supplementary Figs. 11b,28, 29 (unprocessed blots)).
Because CB induces apoptosis in cancer cells, we reasoned that CB-induced DNA strand breaks may not be properly repaired. To address this issue, we assessed the kinetics of repair by examining levels of RAD51, which is recruited to the site of double-strand breaks to repair damaged DNA during the S/G2 and G1 phases. CB inhibited the RAD51 levels in breast cancer cells (Fig. 7g and Supplementary Fig. 11c). Since RAD51 is highly expressed in breast cancer cells and plays a critical role in homologous recombination6-mediated DNA repair, we examined whether HR may also be impaired in CB-treated cancer cells. I-SceI-based GFP assays revealed significantly fewer GFP-positive cells in CB-treated breast cancer cells, suggesting that CB inhibits HR-mediated DNA repair events (Fig. 7h and Supplementary Fig. 11d). Next, we wondered whether CB may interact with BRCA1-mediated DNA repair. To test that, we silenced BRCA1 and performed I-SceI-based GFP assays. CB treatment led to significantly fewer GFP-positive cells in BRCA1-depleted cells compared to scrambled suggesting that CB may have a more pronounced antitumor effect in BRCA1 mutant tumors (Fig. 7h). Since TNBCs with BRCA1 deficiency or ER-positive breast cancers employ alternative DNA repair pathways such as alternative non-homologous end-joining (alt-NHEJ) to repair their DNA and survive/proliferate, we wondered whether, in addition to HR, CB may affect alt-NHEJ. Inspection of our RNA-seq data revealed that the level of LIG1, which supports alt-NHEJ-mediated DNA repair is significantly lower in CB-treated cells compared to vehicle-treated cells. The RNA-seq data was further validated in the real-time PCR and western blot analysis (Fig. 7i, j and Supplementary Fig. 30 (unprocessed blots)). To further confirm these results, we performed an I-SceI-based GFP functional assay. CB inhibited the GFP-positive cells (Fig. 7k and Supplementary Figs. 11e, 31 (gating strategy)) suggesting that CB may inhibit both heightened HR and alternative DNA repair pathways in cancer cells.
Our results showed that CB treatment increased the p53BP1 and γ-H2AX foci in breast cancer cells. Since p53BP1 generally accumulates during NHEJ, we wondered whether CB treatment may result in increased NHEJ to compensate for the loss of HR in breast cancer cells. To address that, first, we performed p53BP1 and γ-H2AX co-localization studies. Immunofluorescence analysis showed increased p53BP1 and γ-H2AX co-localization in CB-treated cells compared to vehicle-treated cells (Fig. 8a). Next, we measured NHEJ-mediated DNA repair by performing an I-SceI-based EJ5-GFP functional assay. CB treatment resulted in a significantly increased number of GFP-positive cells compared to vehicle-treated cells suggesting a shift towards classical NHEJ-mediated DNA repair following CB treatment (Fig. 8b and Supplementary Fig. 11f). These observations along with increased apoptosis following CB treatment suggest that NHEJ-mediated repair is not robust enough to compensate for the loss of HR and/or alt-NHEJ in CB-treated breast cancer cells.
Mechanism of CB target gene regulation
CB’s inhibition of replication and DNA repair prompted us to examine whether CB may bind to DNA, as does its parent compound carbazole19. To address this question, we first performed fluorescence polarization (FP) and UV-Vis absorbance assays. For FP, a 21-nucleotide double-stranded DNA oligo was synthesized with a fluorescein moiety attached to the 5′-end of the top DNA strand. Fluorescence polarization changed significantly when 10 nM of fluorescein-labeled DNA was incubated with increasing concentrations of CB in a cell-free system (Fig. 8c). CB binds to DNA with a dissociation constant (Kd) of ~57 μM. To begin to address the specific mechanism/s by which CB may regulate its target gene expression, we decided to focus on transcription factor/s that binds to AT-rich DNA region/sequences like CB’s parent compound carbazole. We focused on HMGA1, a transcription factor that is known to bind to AT-rich sequences/regions and transactivate several cell cycle and DNA repair genes that showed reduced expression in CB-treated breast cancer cells. Moreover, HMGA1 is known to support the growth and progression of breast cancers. Our RNA-seq data suggested that HMGA1 may not be the direct target of CB as there was no difference in the expression of HMGA1 between the vehicle or CB-treated cells. Next, we tested whether CB may indirectly affect the activity of HMGA1. To do that, we performed ChIP analysis on vehicle and CB-treated breast cancer cells using primers spanning the promoter regions of cyclin E, which is a known target of HMGA1 and showed reduced expression in CB-treated breast cancer cells. ChIP analysis on CB-treated MDA-MB-231 cells showed significantly reduced recruitment of HMGA1 on the promoter of cyclin E compared to vehicle-treated cells (Fig. 8d). These results indicate that CB may bind to cyclin E promoter and block HMGA1 recruitment and consequently transactivation of cyclin E.
CB is a more potent and safe drug than other chemotherapy agents
Some currently used cancer treatment drugs target DNA to kill tumor cells, such as doxorubicin and cisplatin20, 21. We compared the safety profiles of CB and doxorubicin. Doxorubicin (2.5 mg/kg bw; once a week) treatment at a dose lower than CB (3 mg/kg bw) resulted in 100% death of tumor-bearing mice by day 25, while CB treatment had no effect on the survival of mice until termination of the study at day 50 (Fig. 8e). Since CB binds to DNA and affects DNA damage repair events, we wondered whether CB may improve the efficacy of DNA-targeting chemotherapy drugs like doxorubicin. Cell viability assays using sub-optimal doses (IC20) of CB and doxorubicin showed the combination synergistically inhibited breast cancer growth compared to the effects of either agent alone (Supplementary Fig. 11g). To further validate these results, we performed in vivo tumor xenograft studies using doxorubicin at a sub-optimal dose that does not affect the survival of the mice. Our results revealed that a combination of CB with doxorubicin had significantly reduced tumor growth compared to either CB or doxorubicin alone (Fig. 8f). These results indicate that CB may be a safe and potent therapeutic adjuvant for treating breast cancers (Supplementary Fig. 12).
Discussion
Our study indicates that CB has the potential to be a safe and potent therapeutic regimen for treating cancer in general and breast cancers in particular. Using physiologically relevant preclinical models, including patient-derived xenografts and ex vivo explant models, we showed that CB inhibited TNBC, ER+, and ER mutant breast cancer growth and metastasis without targeting normal mammary tissue. We also showed that CB inhibits breast cancer growth and metastasis by binding to DNA and inhibiting uncontrolled replication and DNA repair pathways that breast cancer cells use to survive.
Although a deficiency in some aspects of the DNA repair pathway is a hallmark of cancers including breast cancers, cancer cells survive and meet the demands of incessant replication by repairing (albeit with errors) their DNA, presumably by alternative DNA repair pathways22. For example, breast cancer cells with deficiencies in HR proteins (such as BRCA1) can repair their DNA by either relying on other highly expressed HR-related proteins (such as RAD51 or PARP1) or backup DNA repair pathways such as alt-NHEJ23. Our results showing inhibition of HR-mediated DNA repair pathways by CB suggest that CB may inhibit DNA repair pathways that cancer cells rely on to support their growth. Moreover, these alternative DNA repair pathways may not be the predominant DNA repair pathways used by normal cells; this may be one reason for the negligible toxicity observed in CB-treated mice and normal cells.
The alteration of cellular DNA and the dependency of cancer cells on incessant replication were the initial reasons for targeting DNA as cancer therapy24. However, DNA-targeting drugs used in clinics today have major limitations, including life-threatening toxicity20, 21. These problems mostly stem from the ability of DNA-targeting drugs to indiscriminately bind to cellular DNA or other non-DNA macromolecules, resulting in DNA damage25. We reason that drugs with high sequence/region specificity that do not directly damage the DNA and take advantage of DNA-related processes that tumor cells (but not normal cells) use could have favorable therapeutic outcomes. Based on our results, it is likely that CB may inhibit cancer growth and metastasis by targeting specific DNA sequences and regions critical for the survival of cancer cells.
AT-rich scaffold/matrix attachment regions (S/MARs) could be one such region. The S/MARs function in several processes, including increasing the rate of transcription initiation, providing support to the origin of replication, and consequently facilitating replication26. Furthermore, several S/MAR/BUR-binding proteins, including SATB1, HMGA1, p114, PARP1, nucleolin, and mutant p53, are overexpressed and support the growth and progression of breast cancers26,27,28,29,30,31. Our results showing CB-induced replication fork stalling suggest that CB may affect S/MAR function in cancer cells. CB’s parent compound, carbazole, binds to AT-rich regions on DNA, so there is some biological validity to this notion.
CB’s targeting of specific DNA regions and related functions critical for cancer cell survival but dispensable for normal cells may be one reason that CB has negligible toxicity towards normal cells. For example, CB may block regulatory elements in the promoter or enhancer regions that are critical for the expression and activity of CB target genes involved in the cell cycle and DNA repair machinery, which are uniquely expressed in highly proliferative cancer cells1, 4. Consistent with that, we show significantly reduced enrichment of HMGA1 on cyclin E promoter in CB-treated breast cancer cells. In addition, CB may inhibit the expression of specific targets of pro-oncogenic proteins that support the growth and progression of cancer in general and breast cancers in particular. It is likely that CB interference with critical elements essential for cancer cell proliferation makes it several orders of magnitude more lethal to cancers and safer than drugs that cause less region-specific DNA damage21. However, further detailed DNA-binding studies are warranted to determine CB’s specificity to S/MARs regions of the genome.
In summary, CB inhibits tumor growth and metastasis by targeting cell cycle, replication, and DNA repair events. In addition, we show that CB may be equally effective against therapy-resistant ER-positive breast cancers. Furthermore, we show that CB may improve the efficacy of DNA-targeting chemotherapy drugs for treating breast cancers. Our work suggests that CB’s potent antitumor effects and negligible toxicity may be due to its binding to specific sequences of DNA. Collectively, our results indicate that CB is a safe and potent therapeutic with immense translational potential, and provide a strong rationale for its development for rapid clinical testing.
Methods
Synthesis of CB
CB was synthesized using a protocol modified from32. Briefly, 1.0 g carbazole (Sigma) was added to 1.02 g of 4,4′-diethylaminobenzophenone (Fisher Scientific) under argon at room temperature. Phosphorus oxychloride was added (~5 ml) and heated at 107 °C for 4 h. The reaction was quenched with water and the solvent was removed via rotary evaporation at 35 °C. The resulting solid was extracted in chloroform. Chromatographic separation over Alumina with 100:1 ethyl acetate:hexane was used to remove excess 4,4′-diethylaminobenzophenone. Finally, extraction with 50:50 chloroform:methanol produced the CB dye in 95% yield as a metallic blue solid. High-resolution mass spectrometry was performed by the Mass Spectrometry Center of UTHSCSA showing a compound with: 588.34 (M+). Absorbance was determined using a spectrophotometric plate reader (Bio-Tek) using a range of wavelengths from 200 to 800 nm. Background (ethanol) was subtracted out to yield the final curve, giving a maximum absorbance peak of 610 nm. Nuclear magnetic resonance analysis was performed as described in refs. 32, 33.
Human breast cancer cell lines and culture conditions
The breast cancer cell lines MDA-MB-231, MDA-MB-468, BT-549, MCF7, ZR-751, and SKBR3 were purchased from ATCC (Manassas, VA) and cultured in DMEM supplemented with 10% fetal bovine serum, penicillin (100 U/ml) and streptomycin (100 µg/ml) in a humidified 5% CO2 incubator at 37 °C.
Breast cancer tissues
For ex vivo explants, de-identified breast cancer tissues from five patients (three triple-negative breast cancer and two estrogen receptor-positive) along with normal matched tissues were collected from the Breast Cancer Clinic at UT Health Science Center San Antonio, after obtaining approval from Institutional Review Board, UT Health San Antonio (IRB #HSC20120041H). All relevant ethical regulations were followed before collecting the tissues.
Cell proliferation assays
Breast cancer cells were seeded in 96-well plates at a density of 5 × 103 cells/well and after 20–24 h of incubation, cells were treated either with DMSO alone (0.02%, vehicle control) or with varying concentrations of CB (0.5–20 µM) in DMSO for an additional 24, 48, and 72 h in a CO2 incubator at 37 °C. For Nano-CB cell viability, CB is mixed with 20% intralipid at desired concentrations. Cell viability was assessed by using CellTiter-Glo assays (Promega Inc.). For combination studies, MDA-MB-231 cells are treated with vehicle, low dose of CB (200 nM), DOX (5 nM), and CB + DOX combination for 72 h. Cell viability was assessed by using CellTiter-Glo assays (Promega Inc.).
Colony formation assays
About 200,000 cells per well were plated in six-well plates and after 20–24 h of incubation, cells were treated either with DMSO alone or with varying concentrations of CB (1–10 µM) in DMSO for another 24 h. Next, 1000 cells/well were re-seeded in six-well plates for an additional 7 days until colonies were clearly visible. Colonies were fixed with 4% paraformaldehyde and visualized by staining with 1% crystal violet and wells were scanned using a scanner. Visible colonies were counted using ImageJ software.
Invasion and migration assays
Breast cancer cells were pretreated with CB at different concentrations for 24 h. About 25,000 cells were added to the top chamber of the transwell and plates were placed in a 5% CO2 incubator overnight. For invasion assay, cells were added to the top well coated with the matrigel of the invasion chamber. Migrated/invaded cells were fixed with 4% paraformaldehyde, and stained with 0.5% crystal violet. Migrated/invaded cells were visualized and counted under the microscope15.
Pharmacokinetics
CB plasma concentrations were measured using a validated liquid chromatography-tandem mass spectrometry method as previously described34. Three to four Balb/C mice per treatment timepoint were injected intraperitoneally with CB (3 mg/kg bw), and plasma was collected at 0, 15, 30, 60, 120 min, and 24 h post-treatment.
Animal studies
All animal experiments were performed after the protocol was approved by the UTHSCSA Institutional Animal Care and Use Committee. Mice were housed in accordance with UTHSCSA’s protocols for animal experiments and in keeping with established guidelines. For orthotopic xenograft tumor assays, 2 × 106 MDA-MB-231 cells were mixed with an equal volume of Matrigel™ and implanted in mammary fat pads of 6-week-old female athymic nude mice, as previously described15, 35. Once tumors reached 100–150 mm3 in size, mice were randomly divided into control and treatment groups. Group 1 served as controls and received vehicle (DMSO). Groups 2 and 3 received CB conjugated with intralipid (1.5 and 3 mg/kg/body weight in 20% intralipid) intravenously once a week for 4 weeks, respectively. For the combination studies, mice were randomly divided into vehicle, CB-intralipid alone (1.5 mg/kg body weight), doxorubicin alone (1 mg/kg body weight), and CB-intralipid + doxorubicin treatment groups. Tumor volumes and body weight were measured twice a week. After 4 weeks of treatment, mice were euthanized, and tumors were isolated and processed for molecular and immunohistological studies. Tumor volume was calculated by using the formula 0.5236L1 (L2)2, where L1 is the long axis and L2 is the short axis of the tumor. At the end of the experiment, mice were sacrificed, and tumors were excised, weighed, and fixed in buffered formalin for further analysis.
PDX model
These studies were approved by the Baylor College of Medicine Institutional Animal Care and Use Committee. Small tumor pieces (3-mm3) from triple-negative breast cancer patients (BCM-4013) were transplanted into the fourth mammary fat pads of 5 to 6 weeks old SCID/Beige female mice36. When the tumor volumes reached ~100 mm3 50-days after transplantation, mice were treated with vehicle or CB (3 mg/kg body weight, intraperitoneally) every four days. Tumor volumes were measured every 6 days. After 9 weeks of treatment, the mice were euthanized, and the tumors were isolated and processed for molecular and immunohistologic studies. Tumor volume was calculated by using the formula 0.5 × L × W × H, where L is the length, W is the width, and H is the height of the tumor.
Short and long term toxicity studies
Short and long-term toxicity studies were carried out in immunocompetent BALB/cJ mice. BALB/cJ mice received either received vehicle (control) or nano-CB (3 mg/kg b.w. intravenously) once a week for 4 weeks. To evaluate short-term toxicity, one set of mice from both control and CB-treated groups (n = 4) was sacrificed within 24 h of the final CB dose. For long-term toxicity studies, mice were followed for an additional 2 months. At the end of the experiment, mice were sacrificed and observed for visible toxicity and lung, liver, kidney, and spleen were excised and fixed in buffered formalin for further analysis.
Ex-vivo explants
For patient-derived explants, excised breast tumor and normal adjacent matched tissues from triple-negative and ER+ breast cancer patients were provided by a pathologist in accordance with an IRB-approved protocol at UTHSCSA (Control# HSC20120041H). Small tumor and normal adjacent tissue pieces were dissected into multiple 1 mm3 pieces and cultured on a pre-soaked gelatin sponge (Johnson and Johnson, Brunswick, NJ) in 500 μl RPMI supplemented with 10% fetal bovine serum, 1% antibiotic/anti-mycotic solution, 0.01 mg/ml hydrocortisone, and 0.01 mg/ml insulin. Vehicle or nanoparticle conjugated-CB 5 µM were added to the media-containing tissues and kept at 37 °C in a 5% CO2 incubator for 72 h. Explant tissues were subsequently either formalin-fixed and paraffin-embedded or preserved for RNA isolation as previously described15. For ER mutant WHIM20-ER + Y537S PDX explant, ER mutant WHIM20-ER + Y537S PDX were purchased from Horizon Discovery Ltd and were initially established in SCID mice as described previously37. When the tumor reached 1000 mm3, they were dissected into 2-mm cubes. Tumor samples were incubated on gelatin sponges for 24 h in culture followed by treatment with either vehicle, CB (10 μM) for 72 h. Representative tissues of ER mutant PDX explants were fixed in 10% formalin at 4 °C overnight and subsequently processed into paraffin blocks. The sections were then processed for immunohistochemical analysis.
Ki67 and TUNEL analyses
For immunohistochemical analyses, explants and xenograft tumor tissues were processed, paraffin-embedded, and incubated with an antibody against Ki67 (#NB500, Novus, 1:100) or subjected to apoptosis assay using a TUNEL assay kit (#G3250, Promega Inc.) as described previously15. Ki67 and TUNEL-positive cells were counted at ten arbitrarily selected fields at 40X magnification. The proliferation/apoptotic index (per 40X microscopic field) was determined as (number of Ki67/TUNEL-positive cells × 100)/total number of cells.
Gene expression profiling
Total RNA was isolated from MDA-MB-231 cells following treatment with vehicle and CB for 24 h, respectively. RNA samples were further processed at the UTHSCSA Genomics Core for gene expression profiling using an Illumina Human HT-12 v4 Expression BeadChip following the manufacturer’s standard protocol (Illumina, San Diego, CA). Gene expression data were quantified and normalized (quantile normalization) using BeadStudio software (Illumina). We used the LIMMA package to perform differential gene expression analysis (R/Bioconductor)38, where samples are the first quantile normalized and then LIMMA fits a linear model to the expression data for each probe and evaluates the differential expression with a moderated t-statistic by applying the Empirical Bayes method and shrinking the standard errors towards a common value. The averaged mean expression level for each test group, log2 fold change, p value, and multiple test adjusted p value were reported for each gene, and significantly differentially expressed genes were selected based on (1) fold change >2, (2) mean expression >7, and the multiple test adj p value <0.05. Raw data have been deposited in Gene Expression Omnibus (GSE161911).
RNA and protein analyses
Total RNA from cell lines, PDX tumors, and explants was extracted using miRNeasy kit (Qiagen Inc. Cat.No: 217004) and subjected to qRT-PCR using iScript cDNA synthesis kit (Biorad Inc. Cat. No:1708891) and iTaq Universal SYBR Green Supermix (Biorad Inc; Cat. No: 1725124). Western blot from vehicle and CB-treated cell lines and tumors were performed using standard protocol15, 39, 40. Table 2 lists primer sequences for all genes. Supplementary table 1 lists the antibody information for all proteins used in the present study. Primary antibody dilutions are as follows: CDC6, CDT1, Claspin, MCM2, MCM4, CDC25, RRM1, RRM2, Cyclin D1, CyclinB1, Cyclin E1 (1:500). CDK2, CDK4, PARP1, Phospho γ-H2AX, RAD51, p21, P27, BIM, Lig 1 (1,1000), and β-Actin (1:50,000). Secondary HRP conjugated antibodies were used at 1:5000 dilution.
DNA fiber analysis
For DNA fiber analysis, MDA-MB-231 cells were treated with vehicle or CB for 36 h before being pulse-labeled with IDU followed by CIDU41. DNA fibers were spread on slides, incubated with 2.5 M HCl, and washed with PBS followed by blocking with 2% BSA in PBS. Primary antibody in blocking buffer was added to the slides for 1 h followed by multiple washes. A secondary antibody was applied for 1 h and slides were mounted with Vectashield mounting medium. Fibers were analyzed under the microscope. Pictures were taken from randomly selected fields from both vehicle and CB-treated groups. Images were analyzed using ImageJ software. A minimum of 100 individual fibers were analyzed and the relative frequency of ongoing and stalled forks was scored41.
Immunofluorescence
To determine DNA damage, immunofluorescence was performed with vehicle and CB-treated cells using 53BP1 rabbit antibody (#A300-272AT, Bethyl Laboratories). Breast cancer cells were grown on coverslips and treated vehicle or CB. The cells were then fixed with 4% cold paraformaldehyde followed by permeabilization and blocking using 5% normal goat serum in 0.1% Triton X-100 for 30 min at room temperature. The cells were then incubated with anti-53BP1 antibody (1:200 dilution; Bethyl Laboratories) and Phospho γ-H2AX (1:200 dilution; Ab2893) overnight followed by incubation with TRITC-conjugated goat anti-rabbit secondary antibody (1:500). The cells were counterstained with DAPI and observed under a fluorescence microscope15, 40.
Homologous recombination, non-homologous end-joining (NHEJ), and alternative non-homologous end-joining (Alt-NHEJ) assays
The I-SceI-based DR-GFP6, EJ5-GFP (NHEJ), and EJ2-GFP reporter assay was performed in U2OS cells following CB treatment (1 µM, for 24 h) to evaluate the frequency of DNA strand break repair by HR42, 43, NHEJ, and alt-NHEJ44. U2OS cells stably expressing DR-GFP, EJ5-GFP, and EJ2-GFP were transfected with pCAG or I-SceI expression vector for 24 h, followed by treatment with vehicle or CB. The percent of GFP-positive cells were evaluated by flow cytometry using BD FACSCanto™ II and BD LSRFortessa™ X-20 instruments. Data were analyzed using BD FACSDiva™ software.
Cell cycle distribution and apoptosis assay by flow cytometry
For cell cycle analysis, breast cancer cells were treated with vehicle or CB and fixed with 70% ethanol for 24 h and stained with propidium iodide. Live cells were subjected to cell cycle distribution using a BD FACSCelesta™ or BD LSRFortessa™ X-20 instruments.
For apoptosis assays, cells were treated with vehicle and CB followed by staining with annexin V/propidium iodide using the ApoAlert™ Annexin V-FITC Apoptosis Kit (Clontech, Cat # 630110). The percent of annexin V-propidium iodide-positive cells were determined using flow cytometry.
Determining the equilibrium binding affinity of CB to double-stranded (ds) DNA
We measured equilibrium binding using a fluorescence polarization (FP)-based assay. A 21-nucleotide long ds DNA oligo (see the sequence below) was synthesized with a fluorescein moiety attached to the 5′-end of the top DNA strand and purified by the High-performance liquid chromatography (IDT Technology). A constant concentration of fluorescein-labeled DNA (10 nM) was titrated with increasing concentrations of CB (0–100 μM) in a 384-well plate format in a buffer containing 10 mM HEPES pH 7.5, and 50 mM KCl. The fluorescence polarization (emission wavelength = 530 nm, excitation wavelength = 485 nm) value for each dilution was measured using PHERAstar FS (BMG Labtech). Buffer-corrected values of triplicate runs were used to calculate the equilibrium dissociation constant for CB binding to this DNA using a simple 1:1 specific binding model.
The double-stranded DNA (ds) oligo used in this study was:
5′- FAM - ATACAGCAGTAGACTATGATA
3′ TATGTCGTCATCTGATACTAT
Chromatin immunoprecipitation (ChIP)
MDA-MB-231 cells were treated with vehicle or 1 μM CB for 48 h and then harvested for ChIP assays using a Magna ChIP™ A/G Chromatin Immunoprecipitation Kit (Millipore, Cat #.17-10085). ChIP assays were performed using antibodies against HMGA1 (ab252930, Abcam) and normal IgG antibodies, according to the manufacturer’s protocol. qPCR was performed with primers flanking the cyclin E promoter. Relative fold change of HMGA1 recruitment on cyclin E promoter was determined by calculating the fold enrichment of target antibodies over IgG, followed by normalization of CB-treated samples over the vehicle.
Statistics and reproducibility
All values and error bars in graphs are means ± SEM; respective n values are indicated in Figure legends. P values were determined by two-tailed Student’s t-tests using Graphpad Prism 8 software. A value of p < 0.05 was considered statistically significant. All the results shown in this manuscript were generated using multiple cell lines, animals, and sufficient biological replicates (at least three or more) to attain statistically significant outcomes.
Reporting Summary
Further information on research design is available in the Nature Research Reporting Summary linked to this article.
Data availability
Raw RNA-seq data have been deposited in Gene Expression Omnibus, accession number GSE161911. Unprocessed blots can be found in Supplementary Figs. 13–28. The source data behind the graphs in the paper can be found in Supplementary Data 1. The source data behind the volcano plot, Ingenuity pathway analysis, and real-time PCR analysis can be found in Supplementary Data 2. All other data are available from the authors on reasonable request.
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Acknowledgements
We thank UTHSCSA Genome Sequencing and GCCRI Bioinformatics core facilities for performing microarray and bioinformatics analyses, respectively. We thank Hung I Harry Chen for microarray data analysis. Carbazole blue is protected by US patent # US20130338207A1. We thank Edward Favours for helping with orthotopic and short- and long-term toxicity experiments. We thank Dr. Maria Jasin and Dr. Jeremy Stark for DR-GFP integrated U2OS cells and the pCAGGS vector with I-SceI/GFP. We thank Karen P. Klein (Clarus Editorial Services; https://www.claruseditorialservices.com/) for editing. Rao MK is supported by NIH (NCI) Grants R01CA179120-01A1 and R01CA239227-A1. Rao MK and Gupta YK are supported by CPRIT grant RP200110. Chen Y is supported by CPRIT Core Grant RP16073. Chen Y and Rao MK are supported by NCI P30 grant CA054174. B.A.K. is supported by R01CA234479. Timilsina S is supported by NCI T32 grant CA148724. The BCM Patient-derived Xenograft and Advanced In Vivo Models Core is supported by institutional funding from both the Advanced Technology Cores and the Dan L. Duncan Cancer Center (P30 Cancer Center Support Grant NCI-CA125123) and a Core Facility grant from the Cancer Prevention and Research Institute of Texas (CPRIT Core Facilities Support Grant RP170691).
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S.R. and M.K.R. conceived the study, designed experiments, and wrote the manuscript. S.R., J.H.P., K.B., P.Y., P.S., S.T., V.E., S.S.R.N., T.A.M., K.H.J., B.O., N.A., R.B., R.V., and G.L., performed the experiments. S.R., Y.K.G., Y.C., P.S., S.S.R.N., S.T., I.J., R.V., A.B., V.K., J.K. R.H., B.A.K., J.L.A., and M.K.R. analyzed the data.
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Rajamanickam, S., Park, J.H., Subbarayalu, P. et al. Targeting aberrant replication and DNA repair events for treating breast cancers. Commun Biol 5, 493 (2022). https://doi.org/10.1038/s42003-022-03413-w
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DOI: https://doi.org/10.1038/s42003-022-03413-w
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