Skip to main content
Log in

Comparison of state risk-appropriate neonatal care policies with the 2012 AAP policy statement

  • Article
  • Published:
Journal of Perinatology Submit manuscript

Abstract

Objective

Compare state policies with standards outlined in the 2012 AAP Policy Statement on Levels of Neonatal Care.

Study design

Systematic, web-based review of publicly available policies on levels of care in all states in 2014. Infant risk information, equipment capabilities, and specialty staffing were abstracted from published rules, statutes, and regulations.

Result

Twenty-two states had a policy on regionalized perinatal care. State policies vary in consistency with the AAP Policy, with 60% of states including standards consistent with Level I criteria, 48% Level II, 14% Level III, and one state with Level IV. Ventilation capability standards are highly consistent (66–100%), followed by imaging capability standards (50–90%). Policy language on specialty staffing (44–68%), and subspecialty staffing (39–50%) are moderately consistent.

Conclusion

State policies vary in consistency, a potentially significant barrier to monitoring, regulation, uniform care provision and measurement, and reporting of national-level measures on risk-appropriate care.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

References

  1. MacDorman M, Matthews T, Mohagoo A, Zeitlin J. International comparisons of infant mortality and related factors: United States andEurope, 2010. Natl Vital Stat Rep. 2014;63:1–6.

    PubMed  Google Scholar 

  2. Holmstrom S, Phibbs C. Regionalization and mortality in neonatal intensive care. Pediatr Clin North Am. 2009;56:617–30.

    Article  PubMed  Google Scholar 

  3. Goodman D, Fisher E, Little G, Stukel T, Chang C, Schoendorf K. The relation between the availability of neonatal intensive care and neonatal mortality. N Engl J Med. 2002;346:1538–44.

    Article  PubMed  Google Scholar 

  4. McCormick M, Richardson D. Access to neonatal intensive care. The Future of Children. 1995;5:162–75.

    Article  PubMed  CAS  Google Scholar 

  5. Toward Improving the Outcome of Pregnancy. Recommendations for the Regional Development of Maternal and Perinatal Health Services. White Plains, NY: March of Dimes; 1976.

    Google Scholar 

  6. Sloan F, Steinwald B. Effects of regulation on hospital costs and input use. J Law Econ. 1980;23:81–109.

    Article  PubMed  CAS  Google Scholar 

  7. Improving Health Care. A Dose of Competition: Department of Justice and Federal Trade Commision; 2004.

  8. Gagnon D, Allison-Cooke S, Schwartz R. Perinatal care: the threat of deregionalization. Pediatr Ann. 1988;17:447–52.

    Article  PubMed  CAS  Google Scholar 

  9. Chung J, Phibbs C, Boscardin W, Kominski G, Ortega A, Needleman J. The effect of neonatal intensive care level and hospital volume on mortality of very low brith weight infants. Med Care. 2010;48:635–44.

    Article  PubMed  Google Scholar 

  10. Stark A. Levels of neonatal care. Pediatrics. 2004;114:1341–47.

    Article  PubMed  Google Scholar 

  11. Toward Improving the Outcome of Pregnancy. The 90s and Beyond. White Plains, NY: March of Dimes; 1993.

    Google Scholar 

  12. Toward Improving the Outcome of Pregnancy. Enhancing Perinatal Health Through Quality, Safety, and Performance Initiatives. White Plains, NY: March of Dimes; 2011.

    Google Scholar 

  13. Howell E, Richardson D, Ginsberg P, Foot B. Deregionalization of neonatal intensive care in urban areas. Am J Public Health 2002;92:119–24.

    Article  PubMed  PubMed Central  Google Scholar 

  14. Guidelines for Perinatal Care, 5th Edition: American Academy of Pediatrics; 2002.

  15. Guidelines for Perinatal Care, 6th Edition: American Academy of Pediatrics; 2007.

  16. Guidelines for Perinatal Care, 7th Edition: American Academy of Pediatrics; 2012.

  17. Levels of Neonatal Care: Committee on Fetus and Newborn. Pediatrics. 2012;130:587–597.

  18. Healthy People 2020: Maternal, Infant, and Child Health Measure 33. http://www.healthypeople.gov/2020/topics-objectives/topic/maternal-infant-and-child-health/objectives. Accessed 26 Feb 2015.

  19. Freeman V. Very low birth weight babies delivered at Facilities for high-risk neonates: a review of title v national performance measure 17: maternal and child health bureau, Health Resources and Services Administration; 2010; 1-41.

  20. Blackmon L, Barfield W, Stark A. Hospital neonatal services in the united states: variation in definitions, criteria, and regulatory status, 2008. J Perinatol. 2009;29:788–94.

    Article  PubMed  CAS  Google Scholar 

  21. Phibbs C, Baker L, Caughey A, Danielsen B, Schmitt S, Phibbs R. Level and volume of neonatal intensive care and mortality in very-low-birth-weight infants. N Engl J Med. 2007;356:2165–75.

    Article  PubMed  CAS  Google Scholar 

  22. Lorch S, Baiocchi M, Ahlberg C, Small D. The differential impact of delivery hospital on the outcomes of premature infants. Pediatrics. 2012;130:270–78.

    Article  PubMed  PubMed Central  Google Scholar 

  23. Synnes A, MacNab Y, Qiu Z, Ohlsson A, Gustafson P, Dean C, et al. Neonatal intensive care unit characteristics affect the incidence of severe intraventricular hemorrhage. Med Care. 2006;44:754–59.

    Article  PubMed  Google Scholar 

  24. Rogowski J, Horbar J, Pisek P, Baker L, Deterding J, Edwards W, et al. Economic implications of neonatal intensive care unit collaborative quality improvement. Pediatrics. 2001;107:23–29.

    Article  PubMed  CAS  Google Scholar 

  25. Horbar J, Rogowski J, Pisek P, Delmore P, Edwards W, Hocker J, et al. Collaborative quality improvement for neonatal intensive care. NIC/Q project investigators of the vermont oxford network. Pediatrics. 2001;107:14–22.

    Article  PubMed  CAS  Google Scholar 

  26. Dobrez D, Gerber S, Budetti P. Trends in perinatal regionalization and the role of managed care. Obstet Gynecol. 2006;108:839–45.

    Article  PubMed  Google Scholar 

  27. Lorch S, Martin A, Ranada R, Srinivas S, Grande D. Lessons for providers and hospitals from Philadelphia’s obstetric services closures and consolidations, 1997–2012. Health Aff. 2014;33:2162–69.

    Article  Google Scholar 

  28. Lorch S. Ensuring acces to the appropriate health care professionals: regionalization and centralization in a new era of health care financing and delivery. J Am Med Assoc Pediatrics. 2015;169:11–12.

    Google Scholar 

  29. Lasswell S, Barfield W, Rochat R, Blackmon L. Perinatal regionalization for very low-birth-weight and very preterm infants: a meta-analysis. J Am Med Assoc. 2010;304:992–1000.

    Article  Google Scholar 

  30. Profit J, Gould J, Bennett M, Goldstein B, Draper D, Phibbs C et al. The association of level of care with NICU quality. Pediatrics. 2016;137.

  31. Profit J, Wise P, Lee H. Consequences of the affordable care act for sick newborns. Pediatrics. 2014;134:e1284–86.

    Article  PubMed  Google Scholar 

  32. Staebler S. Regionalized systems of perinatal care: health policy considerations. Adv Neonatal Care. 2011;11:37–42.

    Article  PubMed  Google Scholar 

  33. Nowakowski L, Barfield W, Kroelinger C, Lauver C, Lawler M, White V, et al. Assessment of state measures of risk appropriate care for very low birth weight infants and recommendations for enhancing regionalized systems. Matern Child Health J. 2012;16:217–27.

    Article  PubMed  Google Scholar 

  34. Bezner S, Bernstein I, Oldham K, Goldin A, Fischer A, Chen L. Pediatric surgeons’ attitudes toward regionalization of neonatal surgical care. J Pediatr Surg. 2014;49:1475–79.

    Article  PubMed  Google Scholar 

  35. Shah V, Warre R, Lee S. Quality improvement initiatives in neonatal intensive care unit networks: achievements and challenges. Acad Pediatr. 2013;13:S75–S83.

    Article  PubMed  Google Scholar 

  36. Hall R, Hall-Barrow J, Garcia-Rill E. Neonatal regionalization through telemedicine using a community based research and education core facility. Ethn Dis. 2010;20:136–40.

    Google Scholar 

  37. Kim E, Teague-Ross T, Greenfield W, Williams D, Kuo D, Hall R. Telemedicine collaboration improves perinatal regionalization and lowers statewide infant mortality. J Perinatol. 2013;33:725–30.

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  38. Okoroh E, Kroelinger C, Goodman D, Lasswell S, Williams A, Barfield W. United States and Territory policies supporting maternal and neonatal transfer: review of transport and reimbursement. J Perinatol. 2016;36:30–34.

    Article  PubMed  CAS  Google Scholar 

  39. Dukhovny D, Dukhovny S, Pursley D, Escobar G, McCormick M, Mao W. The impact of maternal characteristics on the moderately premature infant: an antenatal maternal transport clinical prediction rule. J Perinatol. 2012;32:532–38.

    Article  PubMed  CAS  Google Scholar 

  40. Gould J, Danielsen B, Bollman L, Hackel A, Murphy B. Estimating the quality of neonatal transport in California. J Perinatol. 2013;33:964–70.

    Article  PubMed  CAS  Google Scholar 

  41. Stroud M, Trautman M, Meyer K, Moss M, Schwartz H, Bigham M, et al. Pediatric and neonatal interfacility transport: results from a national consensus conference. Pediatrics. 2013;132:359–66.

    Article  PubMed  Google Scholar 

  42. McCoy M, Makkar A, Foulks A, Legako E. Establishing level II neonatal services in Southwestern Oklahoma. J Oklahoma Med Assoc. 2014;107:493–96.

    Google Scholar 

  43. Okoroh E, Kroelinger C, Smith A, Goodman D, Barfield W. US and territory telemedicine policies: identifying gaps in perinatal care. Am J Obstet Gynecol. 2016;215:772e.771–76.

    Article  Google Scholar 

  44. Brantley M, Davis N, Goodman D, Callaghan W, Barfield W. Perinatal regionalization: a geospatial view of perinatal clinical care, United States, 2010–2013. Am J Obstet Gynecol. 2017;216:185e.181–185e.110.

    Article  Google Scholar 

Download references

Acknowledgements

We would like to acknowledge the data abstractors for contributing to the body of this work: Mary Charlotte Tate, Kim Tubbs Ramsay, Renyea M. Colvin, MPH, and Tracie Herold, LCSW. We would also like to thank Evelyn Interis, MPH, and Amy M. Williams, MPH, for the literature search and review, and Elizabeth Martin for facilitating management and coordination of the data abstractors and researchers. Finally, we would like to acknowledge the contributions of Alex Monroe Smith, who validated the data tables for this paper.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Charlan D. Kroelinger.

Ethics declarations

Conflict of interest

The authors declare that they have no competing interests.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Kroelinger, C.D., Okoroh, E.M., Goodman, D.A. et al. Comparison of state risk-appropriate neonatal care policies with the 2012 AAP policy statement. J Perinatol 38, 411–420 (2018). https://doi.org/10.1038/s41372-017-0006-6

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1038/s41372-017-0006-6

  • Springer Nature America, Inc.

This article is cited by

Navigation