Abstract
For time- and cost-efficient heat stress assessment procedures at workplaces or in experimental studies, short-time measurement periods (e.g. 1 h) are sometimes employed in lieu of whole shift observations assuming that the short time period will provide valid figures of equilibrium physiological responses. We studied the influence of exposure duration on physiological heat strain considering the modifying effects of clothing and heat acclimation using a database of 564 climatic chamber exposures performed by 28 young males under heat stress conditions with widely varying air temperature and humidity levels. We compared heart rates, rectal and mean skin temperatures, and sweat rates recorded after 1 h with the values averaged over the third hour of exposure representing steady-state. One-hour measurements agreed with equilibrium values for rather low strain levels only, with heart rates below 100 bpm and rectal temperatures below 37.2 °C. On average, one-hour values underestimated all heat strain parameters. This underestimation error was only moderately influenced by clothing and heat acclimation status, but increased significantly with air temperature and humidity, reaching considerable magnitude under hot-humid conditions associated with elevated heat strain. Regression analyses of the prediction error depending on the equilibrium response revealed that underestimation increased with equilibrium strain level. This correlation was strongest for heart rate and core temperature, and was shown to potentially cause a misclassification of hazardous working conditions as safe by given heat strain criteria.
Practical Relevance: The severe underestimation of heat strain due to short measurement periods, as observed under hot-humid conditions and/or when associated with high physiological strain, will immediately impact the exposed personnel, but will also inform occupational health professionals and standard writers regarding the heat stress assessment for work shifts with high activity levels or with protective clothing.
Zusammenfassung
Aus Effizienzüberlegungen werden im Hinblick auf Dauer und Kosten von Messungen bei Untersuchungen zur Gefährdung durch Hitzebelastungen ganzschichtige Datenerhebungen häufig durch kurzzeitige, etwa einstündige Beobachtungen unter der Annahme ersetzt, dass die verkürzte Beobachtungszeit zur Beurteilung eines thermoregulatorischen Gleichgewichts der physiologischen Beanspruchung ausreicht. Zur Untersuchung des Einflusses der Beobachtungsdauer auf die Hitzebeanspruchung unter Berücksichtigung von Bekleidung und Hitzeakklimatisation in 564 Klimakammer-Versuchen mit 28 jungen männlichen Probanden wurden die in der dritten Expositionsstunde registrierten Mittelwerte mit den nach 1 h registrierten Rektal- und Hauttemperaturen, Herzschlagfrequenzen sowie Schweißraten verglichen. Die Werte nach einer Stunde stimmten nur auf niedrigem Beanspruchungsniveau mit den Gleichgewichtswerten überein, unterschätzten aber im Mittel für alle Größen sowie Akklimatisations- und Bekleidungsbedingungen die Beanspruchung. Dieser Fehler nahm mit steigender Lufttemperatur und -feuchte, und damit einhergehender gesteigerter Beanspruchung, statistisch signifikant zu. Regressionsanalysen des Fehlers in Abhängigkeit vom „Steady-State“ belegten zudem insbesondere für Herzschlagfrequenz und Rektaltemperatur eine mit ansteigender Beanspruchung zunehmende Unterschätzung, die in vorgegebenen Beurteilungsverfahren zur Hitzearbeit dazu führen kann, dass Gefährdungen fälschlich als sicher eingestuft werden.
Praktische Relevanz: Die mit steigender Beanspruchung zunehmende Unterschätzung der Gefährdung bei Hitzearbeit durch zu kurze Beobachtungszeiten kann insbesondere für Arbeiten mit erhöhtem Energieumsatz oder unter Schutzkleidung bedeutsam sein und sollte insbesondere bei den für die Gefährdungsbeurteilung Verantwortlichen, den Verfassern von Vorschriften, sowie den direkt betroffenen Beschäftigten Beachtung finden.
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1 Introduction
1.1 Background and literature review
Climate change will pose escalating risks associated with heat stress to both the general and working population (Casanueva et al. 2020; ILO 2019; Morris et al. 2021; Watts et al. 2021). This triggers a raised awareness and need for assessment procedures considering risks to health and safety (ISO 7243 2017; ISO 7933 2004), but also to heat related productivity issues during work (Bröde et al. 2018; Foster et al. 2021).
A major strain criterion applied in heat related health risk assessment procedures is equilibrium core temperature, usually measured in the rectum (Malchaire et al. 2000), which should not exceed a specified threshold value, e.g. 38 °C as applied by ISO 7933 (2004). The level of this equilibrium core temperature will only depend on workload within the so-called ‘prescriptive zone’ (Fig. 1), a term coined by Lind (1963). Above the ‘Upper Limit of the Prescriptive Zone’ (ULPZ), core temperature will still maintain an equilibrium, but at a higher level determined by the climatic conditions in the ‘poikilothermic zone’ (Fig. 1). If core temperature equilibrium cannot be sustained, heat stress will become uncompensable and exposure time must be limited in order to ensure the worker’s health and safety (Cheung et al. 2000; ISO 7933 2004). As performing a corresponding hazard assessment will require time-consuming and cost-intensive observations at workplaces (ISO 15265 2004), the measurement time required for reliable risk evaluation becomes an important parameter for planning such a study.
Historically, research estimating equilibrium values of heat strain relied on long-term observations. E.g., Yaglou (1927) conducted exposures at rest from more than two up to 4 h, and Wenzel (1976) chose durations of exposures comprising treadmill exercise “… in such a way that the subject was able to tolerate the given condition for at least two, usually four, and sometimes for up to six hours, without becoming completely exhausted”.
Fig. 2 illustrates the differences in the time course of heart rates (HR), rectal (Tre) and skin temperatures (Tsk) as well as sweat rates (SR) recorded with a semi-nude, acclimated, young male participant performing treadmill work for more than three hours under warm-dry (Fig. 2a) and hot-humid conditions (Fig. 2b), respectively (Kampmann 2000).
Some influential studies employed shorter exposure times of one hour, e.g. Lind (1963), when estimating “thermal environmental limits for everyday work”. In this study, each experimental period lasted for 1 h or for long enough to establish thermal equilibrium as judged by an increase in Tre below 0.03 °C over a period of 15 min. Even shorter working periods were studied, e.g. “the values at the end of each 30-min period were used as these usually approached steady-state values” (Havenith and van Middendorp 1990), but more frequently 60 min exposures (Havenith et al. 1998, 23,24,a, b). In a recent publication the physical work output during one-hour treadmill work was measured, clamping heart rate to 130 bpm by adjusting the workload for assessing changes in physical work capacity in response to a wide range of heat stress conditions in comparison to a ‘neutral’ reference (Foster et al. 2021).
If the focus is on the position of the ULPZ rather than on the level of heat strain within the poikilothermic zone, progressive stress protocols may estimate the ULPC by stepwise increasing a single climatic parameter (e.g. temperature or humidity) until Tre raises from an equilibrium. Bernard et al. (2008) used a progressive stress protocol for detecting the ULPZ for different clothing ensembles. Participants walked on a treadmill until they reached a thermal steady-state (no change in Tre and HR for at least 15 min). Then, air temperature was increased by 0.8 °C every 5 min until Tre raised by more than 0.1 °C per 5 min for 15 min. The climatic condition 5 min before the inflection point marked the “critical condition”, i.e., the ULPZ for each of the different clothing ensembles.
The time needed for alignment of a thermoregulatory steady-state will depend on several parameters. Cooling by evaporation of sweat is essential for sustaining heat exposures (Cheung et al. 2000; Parsons 2014), while the sweat rate itself is influenced by core temperature as well as by skin temperature (Nadel et al. 1971). The dynamics of sweat rate responses to constant heat stress can be described by a first-order system (Malchaire 1991) reaching 95% of the steady-state value after the triplicated time constant as system parameter. While Grucza et al. (1985) estimated time constants for sweat rate of 8.8 min for women and of 7.5 min for men, 10 min is assumed in ISO 7933 (Malchaire et al. 2001), which might increase up to 25 min for conditions inducing low sweat rates (Malchaire 1991). If the skin is progressively covered by sweat, hidromeiosis may show up with initially increasing and then again decreasing sweat rates due to elevated skin wettedness (Brown and Sargent 1965; Nadel and Stolwijk 1973). From a teleological perspective, hidromeiosis reduces the dripping portion of sweat that does not contribute to evaporative body cooling. This portion varies with heat acclimation (Candas et al. 1980) and appears to be more pronounced in unclothed compared to clothed persons (Candas and Hoeft 1995). Thus, it may well take up to 3 h until sweat rate may settle in hot-humid climatic conditions for semi-nude subjects, as illustrated by Fig. 2b.
Further factors potentially modifying the dynamic responses to heat stress are the adaptive changes in the thermoregulatory system due to heat acclimation, characterized by increased SR in connection with lowering of Tre and HR after repeated exposures to heat (e.g., Bröde et al. 2009; Kampmann 2000; Kampmann and Bröde 2019; Kampmann et al. 2008). In addition, for clothed persons, the absorption of sweat during heat exposure within the fabric will modify the clothing’s thermal properties and consequently physiological strain (Bröde et al. 2008; Gebhardt et al. 2007; Havenith et al. 2008; Lotens and Havenith 1995).
For evaluating the validity and reliability of the results from studies employing short-time exposures, sometimes accompanied by dynamically changing conditions as in progressive stress protocols, it is crucial to understand how thermal strain will vary over time. Considering the assessment of heat stress in occupational settings, the representativeness of short-time observations for equilibrium values of strain in the poikilothermic zone (Fig. 1) is of special interest.
1.2 Study objectives and hypotheses
From the literature review, we hypothesized discrepancies between short-term and equilibrium heat strain measurements especially under high heat stress, e.g. hot-humid conditions, which might also depend on clothing and acclimation status.
Therefore, the aim of this study was to compare short-time measurements (1 h) of physiological strain experienced over a wide range of heat stress conditions to long-term responses observed during the 3rd hour (3 h) of climatic chamber exposures considering the potentially modifying influence of clothing and heat acclimation.
2 Material and methods
Our analyses rely on the heat strain database of climate chamber exposures conducted previously at IfADo (Ilmarinen 1978; Kampmann 2000; Piekarski and Kampmann 1982; Wenzel 1976; Wenzel et al. 1989) following the ethical principles of the Declaration of Helsinki after approval by IfADo’s local Ethics Committee. This database consists of physiological heat strain responses averaged over consecutive 30 min working periods (Fig. 2) which had been collected in several thousand climate chamber exposures following a standardized protocol involving young male participants performing treadmill work under widely varying heat stress conditions (Kampmann 2000). Minute-by-minute values of heat strain recordings, as illustrated by Fig. 2, were only available for a small portion of all exposures.
2.1 Data
We only briefly summarize the procedures because detailed descriptions are available elsewhere (Kampmann 2000). Each trial consisted of treadmill work with constant workload of walking 4 km/h on the level for at least three hours organized in 30 min work periods, which were interrupted by 3 min breaks for determining body weight loss, from which sweat rates (SR in g/h) were calculated taking into account drinking ad libitum (Fig. 2). Rectal temperatures (Tre in °C) were recorded continuously using a thermistor probe (YSI 401, Yellow Springs) inserted 10 cm past the anal sphincter. Further, another type of thermistors (YSI 427, Yellow Springs) recorded skin temperatures at the forehead, chest, back, upper arm, thigh, and lower leg, which were used to calculate mean skin temperature (Tsk in °C) as area weighted average. During the early years of investigations, rectal and skin temperatures had been measured by means of thermocouples. Heart rates (HR in beats per minute, bpm) were determined from the recordings of ECG electrodes. Data of HR, Tre, Tsk and SR averaged over the two working periods of the third hour of exposure (3 h), deemed representing equilibrium strain levels, were chosen for further analyses. For comparison, we chose values averaged over the second and third working period representing the values after 1 h of exposure in good approximation for a roughly linear time trend (Fig. 2).
We searched our database for series of experiments performed with varying levels of air temperature (Ta) and air humidity expressed as water vapour pressure (pa in kPa), but restricted to low air velocity (va = 0.3 or 0.5 m/s) and mean radiant temperature equaling air temperature. We stratified our search for heat acclimation (HA) status (acclimated vs non-acclimated) and clothing (clo) condition (semi-nude vs clothed with one-or two-layer work wear). We refer to recent publications concerning details of the heat acclimation protocol (Kampmann and Bröde 2019) and the clothing characteristics (Ilmarinen 1978) with basic clothing insulation (Icl) of the work wear varying between 0.7–1 clo (1 clo = 0.155 K·m2/W) whereas “semi-nude” refers to Icl = 0.1 clo (shorts, socks, sneakers). Overall, we retrieved 564 exposures from 28 young male participants with following average individual characteristics (mean ± SD): age 20.8 ± 1.1 years, body height 1.83 ± 0.04 m, body weight 71.3 ± 7.3 kg, body surface area 1.92 ± 0.10 m2, and 48.5 ± 8.8 mL/min/kg of maximum oxygen consumption rate. Table 1 summarizes the distribution of exposure conditions stratified for clo and HA.
2.2 Statistical analysis
For each physiological strain variable (HR, Tre, Tsk, SR), we computed the differences between 1 h- and 3 h-values (∆t = ∆1 h–3 h). Thus, ∆t will represent the prediction error, with positive values indicating overestimation while negative ∆t specify underestimation of the long-term (3 h) responses by short-term (1 h) observations.
Separately for HR, Tre, Tsk, SR, we analyzed the influence of the factors clo and HA on ∆t adjusting for the continuous covariates Ta and pa, and accounting for the repeated measurements by mixed model ANCOVA using SAS® version 9.4 (Littell et al. 2006).
In addition, we analyzed the dependency of the physiological strain on heat stress levels defined by the combinations of Ta and pa with penalized two-dimensional regression splines fitted by generalized additive models (GAM), which provide a flexible modelling framework for irregularly distributed data (Wood 2017) allowing for non-linear (Zuur et al. 2009) and random effects (Wood 2013b). By including so called factor smooth interactions (Wood 2017) of the two-dimensional regression splines with the time of measurement (1 h vs 3 h), we obtained not only predictions of the physiological response variable, but also for ∆t in the Ta–pa–plane supplemented by P‑values (Wood 2013a), which were then visualized in a difference plot (Fasiolo et al. 2020). The analyses were performed separately for the four heat strain variables (HR, Tre, Tsk, SR) and the four strata defined by clo and HA using the packages mgcv (Wood 2017) and mgcViz (Fasiolo et al. 2020) of R 4.1.0 (R Core Team 2021).
In supplemental analyses, we obtained regression equations relating ∆t to the physiological strain after 3 h for the pooled 41 series from the four strata as defined by clo and HA by fitting linear mixed models considering the within-series correlation using the R package lme4 (Bates et al. 2015).
3 Results
The ANCOVA results revealed that ∆t for all physiological variables were significantly related to Ta and pa (Table 2, with borderline significance of pa for ∆tTsk) and were on average negative for all clothing and acclimation conditions (Fig. 3), indicating that short duration observations significantly underestimated the physiological strain averaged over the 3rd hour of exposure. While clo and HA did not significantly affect ∆tHR (Table 2), the averaged underestimation error increased by 29 g/h regarding SR for clothed compared to semi-nude persons, by 0.1 °C regarding Tre for non-acclimated compared to acclimated persons, and by 0.1–0.2 °C regarding Tsk, when comparing semi-nude to clothed and non-acclimated to acclimated persons, respectively (Fig. 3).
Fig. 4 visualizes the results of the GAM fitted to the HR data from the semi-nude acclimated participants as an illustrative example for similar results obtained with the other indicators of heat strain and strata defined by clo and HA, respectively. The contour lines for both 1 h- and 3 h-values are bended leftwards, which indicate that HR increased with both temperature and humidity. In accordance with the ANCOVA results (Table 2), the difference plot in the right panel indicates that ∆tHR increased with both Ta and pa. At moderate conditions, slight overestimation of the 3 h-values by the short-term observations occurred for low strain levels with HR below 90 bpm, and good agreement was obtained with zero prediction errors approximately following the contours for HR = 100 bpm (in accordance with the results presented by Fig. 6 below). In contrast, strong underestimation of long-term heat strain levels was observed for hot-humid conditions associated with HR above 120 bpm.
Fig. 5 summarizes the corresponding difference plots presenting the GAM estimates of the prediction error ∆t related to temperature and humidity for all heat strain variables and strata defined by clo and HA. They emphasize the strong underestimation of heat strain under hot-humid conditions amounting to more than 15 bpm for HR and more than 0.4 °C for Tre, while there was only small to moderate underestimation of Tsk and of SR, for the latter especially with non-acclimated persons, thus confirming the ANCOVA results (Fig. 3).
As the results presented so far suggest an increased underestimation error under hot-humid conditions, which were associated with higher physiological strain as shown in Figs. 4 and 5, we analyzed the dependency of the error ∆t on the long-term (3 h) heat strain response level for the pooled 41 series from the strata defined by clo and HA in Fig. 6. We found statistically significant negative correlations indicating increased underestimation error with raised physiological strain for all heat strain indicators. These correlations were weaker for Tsk and SR (Fig. 6c, d), but showed a strong relationship for HR and Tre (Fig. 6a, b) representing heat storage and resulting cardiac strain with underestimation starting at low strain levels below 100 bpm and at 37.2 °C, respectively.
4 Discussion
4.1 Methodological concerns
Re-analyzing previously recorded physiological heat strain responses instead of conducting original experiments constitutes a limitation of this study. On the other hand, the sample of 564 exposures under a well-defined heat stress and exercise protocol employing established strain measurements provided a sound data base for applying advanced statistical methods to analyze the impact of temperature and humidity on the prediction error ∆t (Figs. 3, 4 and 5).
Concerning our approach to analyze the error ∆t depending on the long-term (3 h) heat strain response, it had been recently suggested to use for the abscissa the average of both measurements, i.e. of the 1 h- and 3 h-values (Bland and Altman 1995). Repeating the analyses according to this recommendation yielded almost identical figures (data not shown), thus confirming the results as presented by Fig. 6.
4.2 Relevance to heat stress management and research
Exposure duration is a decisive factor in occupational heat stress assessment (Bröde et al. 2017; Kampmann 2000; Malchaire et al. 2000; Parsons 2014), which requires the consideration of physiological strain experienced over the whole work shift, especially concerning the risk for dehydration due to excessive sweating (Bröde et al. 2018; ISO 7933 2004; Kampmann 2000; Malchaire et al. 2002). Therefore, it is crucial for heat stress assessment procedures relying on short-time observations, that these periods will be representative for long-term strain experienced during a work shift. Our results suggest that, with respect to one-hour exposures, this requirement only holds for low to moderate equilibrium strain levels of heart rates ranging below 100 bpm and rectal temperatures below 37.2 °C.
On the other hand, we found strong underestimation of heat strain with short-term (1 h) observations compared to values during the 3rd hour of exposure when assessing hot-humid conditions under moderate workload, concordant with earlier results for a higher treadmill speed of 5.6 km/h (Lind 1970). This will put the worker at higher risk for experiencing heat-related disorders, if the 1 h-values are considered representing a ‘steady-state’, when in fact the experienced long-term heat strain might become higher or even uncompensable (Fig. 1). This is supported by Meade et al. (2016), who showed that even in case of rectal temperatures being well below the threshold limit value of 38.0 °C after 2 h, heat balance was not achieved, and so the projected rectal temperatures (based on the average rectal temperature increase recorded over the last hour of each working bout) could be expected to be considerably higher after 4 h than the assumed threshold limit value of 38.0 °C.
For instance, by applying the regression equations in Fig. 6, a long-term Tre-value of 38 °C, representing the core temperature limit applied by the Predicted Heat Strain (PHS) index (ISO 7933 2004; Malchaire et al. 2001), would coincide with a value below 37.7 °C for the 1 h-observation. Similarly, an equilibrium core temperature of 38.5 °C, the suggested limit value for personal monitoring by physiological measurements (ISO 9886 2004), would correspond in our setting to a 1 h-value below 38 °C. Thus, in both examples the one-hour observation period would erroneously point to safe working conditions.
Further, a recent study (Foster et al. 2021) developed a model predicting physical work capacity in response to a wide range of heat stress conditions by measuring the physical work output during one-hour treadmill work clamping heart rates to 130 bpm by adjusting the workload. According to our results, this would correspond to more than 10 bpm higher heart rates associated with lower physical work capacity for longer lasting exposures. These effects might even be larger under hot-humid conditions compared to the applied ‘neutral’ reference with Ta = 15 °C, indicating a potential for too optimistic estimates by that model.
Of course, these considerations are most relevant for the assessment of whole work shifts and may be less applicable to short term exposures with high metabolic demands, e.g. when considering time trial performance of elite cyclists (Tatterson et al. 2000). Another example is work with protective clothing and equipment, like self-contained breathing apparatus (SCBA) where oxygen supply may be the time limiting factor (Griefahn et al. 2003). In addition, uncompensable heat stress will likely occur in such situations (Cheung et al. 2000) characterized by high metabolic rates due to the equipment weight, and by hampered heat and vapour transfer through the clothing (Bröde et al. 2008; Havenith et al. 2008).
Nevertheless, the underestimation of physiological responses by too short observation periods, which predominated in our study under heat stress conditions, had also been reported in thermal comfort research. E.g., studies considering the skin temperature and subjective responses to draught, the unwanted local cooling due to air movements (Griefahn et al. 2002; Wang et al. 2012) advocated for 45–60 min periods for establishing a steady-state. This was in contrast to earlier experiments employing a progressive stress protocol increasing air velocity every 15 min (Fanger et al. 1988), which might have underestimated the response, but served as basis for the development of an international standard assessing draught risks (ISO 7730 2005).
Slight overestimation errors under moderate heat stress associated with initially increased and then again decreasing levels were observed for HR under all clothing and heat acclimation conditions, and for SR with nude and clothed non-acclimated persons (Fig. 5). These may indicate an initial overshooting response of the thermoregulatory system, as exemplified for HR, and less pronounced for SR, in Fig. 2a. Concerning sweating, overestimation could be expected due to hidromeiosis (Brown and Sargent 1965; Kampmann 2000; Kampmann et al. 2013), a reduction of sweat rate after one or two hours of exposure, which, however, predominantly appears under hot-humid conditions (Candas and Hoeft 1995). The example from Fig. 2b shows the typical time course of SR indicating hidromeiosis, but the averaged values even increased from 1 h to 3 h by about 100 g/h, which could be ascribed to the time intervals chosen for analysis. As its effects had in addition increased following heat acclimation in earlier studies (Candas et al. 1980), hidromeiosis seems to be an unlikely explanation for the SR overestimation observed in our study only for non-acclimated persons under moderate heat stress. Another factor contributing to the temporally decreasing heat strain observed with clothed persons might be the wetting of the fabric by absorbed sweat, which will lower the clothing’s thermal and evaporative resistance (Bröde et al. 2008; Lotens and Havenith 1995), as well as further enhance evaporative cooling by moisture transfer to outer layers due to wicking. The resulting lower skin wettedness and additionally enlarged area where sweat may evaporate from the fabric (Havenith et al. 2008) will consequently reduce heat strain over time (Gebhardt et al. 2007; Lotens and Havenith 1995) and retard the development of a steady-state at a lower level.
Studies employing short observation periods (1 h) or progressive stress protocols for detecting the ULPZ (Fig. 1) with exercising (Bernard et al. 2008) or sedentary participants (Gagnon et al. 2016; Ravanelli et al. 2015) will have to scrutinize their protocols for validity and reliability (Cottle et al. 2022), especially concerning the time course of the physiological response under constant heat stress conditions for ensuring the establishment of a steady-state. Otherwise, these procedures may underestimate the strain level.
Concluding, we like to emphasize the statement from a recent study concerning the upper limit of the thermal neutral zone (Henderson et al. 2021), which may be considered as the ULPZ regarding resting metabolic rate, “Differences in exposure time are a likely cause of different interpretations in the literature …”.
5 Conclusions
Our results indicate that short-time measurements might lead to severe underestimation of the physiological responses to heat stress at workplaces, especially under hot-humid conditions and/or when associated with high heat strain levels.
As the latter will likely occur, e.g. during summertime in outdoor work situations with high activity levels or with protective clothing, when heat stress is prone to become uncompensable (Cheung et al. 2000), this will not only immediately impact the workers concerned, but will also inform occupational health professionals responsible for risk assessment and prevention (ISO 15265 2004) as well as standard writers drafting corresponding guidelines for heat stress management (ISO/CD 8025 2021).
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Kampmann, B., Bröde, P. Do one-hour exposures provide a valid assessment of physiological heat strain?. Z. Arb. Wiss. 76, 105–117 (2022). https://doi.org/10.1007/s41449-022-00303-z
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DOI: https://doi.org/10.1007/s41449-022-00303-z