Introduction

Traumatic brain injury is all too common and can have devastating consequences and result in severe disability and death. Much research has gone into understanding the numerous gross hemodynamic and physical, biochemical, and cellular processes that occur as the trauma occurs and the consequences thereof that follow [1]. Secondary injury follows cellular membrane damage, resulting in electrolyte fluxes, neurotransmitter release, mitochondrial dysfunction, cytokine and inflammatory mediator release, and apoptotic mechanisms that all contribute to further injury from edema, necrosis, ischemia, metabolic crises, and cell death [2]. Invasive multimodal neurological monitoring is the use of devices to measure, track, and detect pathophysiological changes in the brain after a severe traumatic brain injury with the goal of guiding medical management and therapeutics to help obtain the best possible functional neurological outcome [3].

Many of the principles of management such as the Monro-Kellie doctrine have been around since the 1800s and from the time of Harvey Cushing, but much of the data following since, until recently, has been slow to accumulate and comes mostly from registries and retrospective database research [46]. Given the critical nature of the disease, clinical equipoise for much of the management had been non-existent and guidelines are driven by mostly class II and III level evidence [7, 8•].

Invasive neurological monitoring itself has been on a shifting pendulum in recent years. From measurement of intracranial pressure (ICP) being considered part of the gold standard management and a requirement in the management of patients with severe TBI to being nearly abandoned altogether in some centers because of logistics, cost, perceived risk and lack of evidence. It continues to be surrounded by controversy particularly in light of a recent randomized clinical trial suggesting that it has limited impact above and beyond good conventional neurocritical care [9•]. As with many costly technologies that are in various stages of development, the evidence for its utility continues to grow as does the scrutiny surrounding it. At the current time, it remains largely underutilized [10].

Guidelines [7, 8•] exist, but the impetus for invasive neurological monitoring stems from the physiology of the brain, its sensitivity, and vulnerability to ischemic insults and metabolic crises as well as the need for critical and time-dependent pre-emptive interventions to prevent cell death in the setting of significant brain injury [11]. From a pragmatic standpoint, it is also a necessity given that these patients are often unresponsive, comatose, or require effective sedation to manage their brain injury and whatever accompanying significant polytrauma they suffered in the accident [12]. These patients nearly always require mechanical ventilation and hemodynamic management given their poor airway protection and other organ injuries.

Lastly, invasive monitors provide real-time physiological data and help us further understand the various complex pathophysiological processes that occur in brain injury that in turn inform basic, translational, and clinical research and contribute to the development of treatment protocols as well as therapies.

It is worth emphasizing that all invasive modalities used in monitoring should always be interpreted in light of a comprehensive synthesis of data available in the context of individualized patient care.

ICP Monitoring

ICP monitoring makes sense from a pathophysiological standpoint as it affects cerebral perfusion pressures and can precipitate or worsen cerebral hypoperfusion and ischemic injury. Clinical studies have not supported this in terms of benefits for outcome. Data from larger observational studies have suggested a threshold of ICP >20 for harm, and a meta-analysis of studies has shown this to be associated with worse outcome [13•]. Many guidelines have adopted this as class II evidence for ICP monitoring, but recent studies including a re-analysis of the NTDB data from 1994 to 2001 suggested that ICP monitoring was associated with 45 % lower rate of survival and worse functional outcome with ICP monitoring after correcting for other clinical severity measurements [14, 15]. The only randomized clinical trial to study an ICP-based treatment protocol with a treatment threshold of 20 versus a conventional one without ICP monitoring for TBI was conducted in South America because of the lack of clinical equipoise in the USA and showed no difference in functional outcome between both groups [9•]. There were some differences in the intensity of the treatment with the non-ICP treatment group getting more hypertonic saline, mannitol, and hyperventilation and more patients in the ICP treatment group getting pentobarbital. The study was a comparison of two protocols and not ICP values per se. If one wanted to truly test the significance of the ICP threshold of 20, they should have inserted ICP monitors in both groups and blinded one group, and upon completion of the trial, un-blinded the non-ICP driven protocol group and seen what the ICP values were for that group. What if the ICP numbers were no different in both groups? It does however argue that clinical examination and imaging-driven protocols are just as good as ICP driven ones [12]. More importantly, it is oversimplistic to think that ICP of 20 is a critical threshold that could impact outcome without taking into account multiple other factors such as CPP or autoregulation. This trial has emphasized that the conventional threshold of 20 is not a definitive one and driven more research into continuous ICP measurements, models measuring cerebral autoregulation, revisiting of CPP driven protocols, individualized or patient-specific ICP thresholds, and other multimodal protocols to account for factors other than ICP alone.

CPP-Driven Protocols

The clinician at the bedside needs to decide between ICP- and CPP-oriented therapy as these often call for different management strategies. CPP-driven protocols require assessments of cerebral autoregulation and monitoring of the ICP response to MAP augmentation. Rosner and colleagues [16] reported favorable outcomes in 35 % of patients with GCS 3 and 75 % of patients with a GCS of 7 in a 158 patient TBI cohort treated using volume expansion, ventriculostomy drainage, mannitol, and pressors using CPP goal >70 in 1995. A RCT was conducted by Robertson et al. on 189 patients comparing ICP- versus CPP-driven treatment protocols and found that the group with CPP >70 had less ischemia when measured by jugular venous desaturations, but outcome results were thought to be diluted by systemic complications of ARDS [17].

Pressure Reactivity Index

Multiple models have been investigated to access cerebral autoregulation including ones that used arterial-arteriolar cerebrovascular beds, CSF production and resorption, and a resistor mechanism for cerebral veins, another using arterial and venous compartments and CSF and another that uses ABP, ICP, and MCA flow velocities [1820]. Of these models, the pressure reactivity index (PRx) is the most studied and uses the naturally occurring slow oscillations of ABF to estimate cerebrovascular reactivity. This is a moving correlation coefficient between 40 consecutive values of ABP and ICP averaged over 5 s. Studies [21, 22] have established a correlation between PRx values of >0.2 for more than 6 h and a fatal outcome. Although it has its limitations, it has been found to be a reliable index of cerebral autoregulation validated by TCD and PET and can be used to guide therapy with the calculation of an optimal CPP or an individualized or patient-specific ICP. A single-center study compared conventional ICP thresholds of 20–25 to ICP thresholds derived from PRx graphs to define ICP doses and found a better correlation of prediction of death than the conventional thresholds in a cohort of 327 patients [23•]. Other models include the pressure-time index which looked at duration and amplitude of the insult and used that to determine critical thresholds of ICP and CPP in children and found to correlate with outcome [24].

Many of these models are using continuous data collected and time and pressure relationship coefficients to improve the sensitivity of predictive thresholds in order to improve the clinical utility of the indices instead of relying on single measurement thresholds.

PbtO2

Evidence from microdialysis studies as well as preliminary studies using regional oxygen monitoring have found that significant regional hypoxemia and ischemia can occur in the setting of normal ICP and CPP [25]. Studies [26, 27] have since confirmed that low PbtO2 of less than 10 for 15 min are associated with worse clinical outcomes and some prospective studies as well as multiple non-randomized studies comparing ICP/CPP-driven protocols versus ICP/CPP and PbtO2-driven protocols, and a pooled analysis of these that included 491 patients suggests that there is a twofold likelihood of better outcomes with the PbtO2 and ICP/CPP-driven protocols [28]. There is still no class 1 evidence, but an ongoing randomized clinical trial in TBI patients will hopefully shed some light on this. The BOOST-2 phase 2 randomized trial for safety and efficacy found that using a PbtO2 and ICP/CPP-driven protocol reduced the amount of time that regional ischemia occurred, and there was no significant difference in adverse events [29]. There was lower overall mortality and poor outcome in the PbtO2 and ICP/CPP-driven group which has led to phase 3 which is currently recruiting patients. There are still multiple unanswered questions and including when to treat, how best to treat, and the significance of self-limited episodes of low regional oxygenation that correct without intervention.

SjVO2

SjvO2 measures global hypoxemia when inserted into the dominant jugular vein but more specifically can be used as a measure of oxygen delivery and consumption. CMRO2 = CBF (CaO2 − CvO2). This is an index of oxygen utilization and consumption and thresholds of <50 % lasting for 15 min or more reflect poor oxygen delivery and ischemia and have been found to be associated with poor neurological outcome [30]. Conversely, values of >80 % may reflect poor oxygen utilization, decreased metabolic demand, or hyperemia [31]. SjvO2 are not often utilized given multiple concerns of poor sensitivity (requiring significant ischemia before detection), technical issues with maintaining proper positioning, calibration and questions of accuracy, the invasive nature of the risks of complications including carotid puncture, pneumothorax, bleeding, and infection but especially jugular venous thrombosis while uncommon may have serious consequences in a patient with already significant cerebral edema. The author and some other centers utilize the central venous catheter as venous saturation values have been found to be comparable although not exactly numerically equivalent, and many severe TBI patients will need central lines for various reasons [32]. The major limitation, however, is the fact that saturations can vary minute to minute, and blood sampling only affords the clinician a single snapshot making repeated sampling necessary or continuous monitoring with oximetry preferred [33]. Although the utility of central venous oxygen saturation monitoring has been called into question by the ProCESS trial for sepsis [34], and the utility of central venous O2 saturations is controversial, many intensivists including this author will utilize it in the context of synthesis of multiple data points in the individualized patient.

Microdialysis

Cerebral microdialysis is unique among all other multimodal monitoring devices in that it allows assessment of neurochemical processes that occur in traumatic brain injury and other brain injury disease states. A microdialysis catheter is inserted into the brain tissue, and diffusion of molecules across a semipermeable dialysis membrane allows the collection of various substances from the extracellular fluid and subsequent analyses [35]. Much of the analyses currently being studied involves biomarkers of bioenergetics, excitotoxicity, and cell degeneration and provides insight into cell metabolism in the setting of ischemia and hypoglycemia providing further information into the cellular crisis that occurs in secondary injury from traumatic brain injury [36]. Clinical correlative data exists for lactate: pyruvate ratios, glucose, glycerol, and glutamate levels that have been found to be predictive of intracranial hypertension or relative ischemia or infarction in the setting of vasospasm as well as with outcome. Lactate: pyruvate ratios reflect anaerobic glycolysis secondary to ischemia and mitochondrial failure with ratios >20–25 being associated with poor outcome in TBI [3638]. Glycerol levels of >100 μmol/L, glucose levels <1.5–2 mmol/L, and glutamate levels >15–20 mol/L are also associated with poor outcome and reflect metabolic crisis in TBI [39]. This technique has allowed the exploration of other biomarkers such as neurofilament heavy chain which, in one study, had an OR 7.68 for predicting mortality in TBI which was superior to ICP, GCS, and CPP [40•] and Tau levels which, in another preliminary study, were found to correlate with MRI DTI and may be a possible marker for traumatic axonal injury [41•]. It also allows exploration of the relationships between lactate levels and hypoxemia to further elucidate mechanisms of injury and characterize them, for example, as mitochondrial failure versus ischemia [42] and combined with PET and MR SPECT scan, a better understanding of glucose metabolism following traumatic brain injury [38]. Microdialysis provides continuous, real-time assays of ECF fluid metabolites but needs to be interpreted in light of the complex processes that affect concentration changes, including the effect of the injury, type, location and severity, and drugs such as sedation and anesthesia that may affect brain metabolism and influence these levels [43]. Given the complexity of this data, the logistical requirements, and invasive nature of this method, clinical use is currently still limited to academic research centers that have the funding and resources to utilize it.

Cerebral Blood Flow

Other than imaging techniques such as Xenon CT, CTA and perfusion, and MR perfusion, all of which do not provide continuous bedside monitoring, there are limited devices to monitor cerebral blood flow. Transcranial Doppler ultrasound is a non-invasive bedside tool to measure blood flow indirectly by velocities and can be accurate in measuring cerebral perfusion as well as cerebral autoregulation in TBI patients with good correlation with PET studies [44], but has limited resolution, only visualizing large vessels, is highly operator dependent, and suffers from logistical issues such as consistency of probe positioning variable bone windows and computer interfacing [45]. Laser Doppler flowmetry uses the same principle as TCD but has the probe placed intracranially through a burr hole and measures the concentration of red blood cells and their velocity generating a flow signal to provide a qualitative estimate of regional cerebral blood flow but has a limited sample volume [46]. The thermal diffusion method utilizes an intraparenchymal probe with a thermistor and a temperature sensor and measures the thermal gradient between the distal thermistor that his heated by 2 °C and the proximal temperature sensor and provides a quantified regional cerebral blood flow measurement in ml/100 g/min [47]. CBF monitoring has been studies in traumatic brain injury, and thresholds of injury and ischemia have been found to correlate with regional brain tissue oxygenation. Certain thresholds are thought to correlate with ischemia as well as vasospasm, but this technology is not in widespread use clinically. Preliminary small studies have been done to assess its usefulness and reliability in measuring autoregulation combined with ICP, CPP, and PRx and found it to be safe with minimal complications and able to provide measurements of local vascular resistance [48]. Limitations include effects of temperature and hyperthermia, and there is no data correlating with clinical outcomes at this time.

Other non-invasive methods of measuring cerebral blood flow and cerebral autoreactivity include near infrared spectroscopy (NIRS) [49] and direct correlation spectroscopy (DCS) [50] both of which utilize infrared spectrum light to penetrate tissues and the different photic properties of chromophores such as oxy and de-oxyhemoglobin and their temporal intensity fluctuations to measure oxygen saturation and with the use of contrast agents such as indocyanine green or fluorescent sphere tracers, changes in tissue blood flow, and microvascular CBF. These are currently still being studied and validated in other brain injury states such as ischemic stroke, subarachnoid hemorrhage, and perioperatively in cardiac and carotid surgery but have limited clinical utility in traumatic brain injury as of this writing.

Continuous EEG Monitoring and Electrocorticography

Although surface EEG is considered non-invasive, it qualifies as a physiological bedside monitor of brain function and electrical activity and has a definite role in the monitoring of traumatic brain injury patients who are critically ill. The most common indication for EEG monitoring is neurological fluctuations on examination and to rule out non-convulsive status epilepticus which is a treatable cause of unresponsiveness or impaired consciousness in the traumatic brain injury patient [51]. This can help guide therapy with anticonvulsant medications which can also have multiple and significant adverse effects such as fever, hemodynamic changes such as hypotension, delirium, encephalopathy, and somnolence in patients who have temporal lobe contusions, subdural hematomas, or depressed skull fractures which may have a higher risk of seizures. From a prognostication standpoint, EEG has also been found to correlate with clinical outcomes in traumatic brain injury patients with reduced percent alpha variability (PAV) being a key predictor of poor functional clinical outcome at 30 days and 6 months post-trauma as well as thalamic involvement [52]. The alpha-delta ratio has also been studied in small cohorts and been found to correlate with outcome after rehabilitation [53].

Electrocorticography is a more invasive form of EEG monitoring where recording grids and strips are laid on the cortical surface intraoperatively. This technique affords more sensitive readings than surface EEG and allows the detection of areas of cortical spreading depression. Spreading depolarizations have been found to correlate with clinical outcome and be predictive of metabolic crisis, increased intracranial pressure and vasospasm, and delayed cerebral ischemia [54]. Prolonged depolarizations with negative direct current shifts were associated with isoelectric or periodic epileptiform discharges, prolonged depression of spontaneous activity and occurrence in temporal clusters, and are thought to reflect poor tissue perfusion and/or neurovascular uncoupling and correlated with a worse prognosis [55]. A simple scoring method provided graded prognosis corresponding to 100 % isoelectric depolarizations, 60 % depolarization with depressed periods, and 23 % no depolarization of poor outcomes.

Conclusion

There are numerous and rapidly developing technologies for invasive neurological monitoring (see Table 1); some have been available for decades and continue to be considered useful mainstays of management of severe acute traumatic brain injury such as ICP, CPP, BP, oxygenation and pCO2, and temperature. Others are recently coming into clinical practice with evolving clinical data to support their use such as PbtO2 and EEG while others remain mostly research tools in academic centers such as electrocorticography, CBF, NIRs, DCS, and microdialysis, but are being vigorously studied and together with neuroimaging studies such as PET, MRSPECT, MRI DTI, and Xenon CT are contributing significantly to our understanding of the secondary pathophysiological, electrical, neurochemical, and metabolic processes that occur in traumatic brain injury and spurring further basic, translational, and clinical research in the field. Clinical outcome data is also available and forthcoming but not yet definitive for benefit which is why there continues to be controversy in utilization of these technologies.

Table 1 Multimodal invasive neurological monitoring. Critical thresholds, data collected studies supporting use, and issues

When the BEST-Trip trial results [9•] were reported, many were not surprised that there was no difference in outcomes for ICP-driven protocols because traumatic brain injury is a complex and heterogeneous disorder and our patients are complicated with a myriad of things that factor into their outcome so that it would be quite naïve to think that a single pressure value would make the difference in outcome. That’s why much of the newer literature calls for combining multiple modes of monitoring into a more comprehensive monitoring schema and many centers have formulated multimodal monitoring protocols that attempt to address and optimize the multiple physiological parameters that affect brain function (Fig. 1).

Fig. 1
figure 1

Example of a multimodal monitoring protocol in current use in a level 1 academic trauma center

It helps to remember that critical care and especially neurocritical care are evolving fields of practice that deal with complicated disorders of the most complex and still not a well-understood system of the body in the brain and nervous system. Many view the development of these technologies and multimodal monitoring systems as our acknowledgement of the complexities of the brain and its response to injury and our attempt to grapple with the numerous and multifaceted aspects and physiological parameters that go into the care of these patients in order to better understand them and improve our therapeutics and prognostication with the ultimate goal of improving outcomes.