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The Court of Arbitration for Sport (CAS): its relevance to Kenya after Pechstein?

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Abstract

Claudia Pechstein, a female elite German speed skater, was convicted of an anti-doping rule violation by the disciplinary committee of the International Skating Union (ISU) on 1 July 2009 and suspended for 2 years by the ISU. Her appeals to the Court of Arbitration for Sport on 25 November 2009 (CAS 2009/A/1912–1913 Pechstein, DESG gegen ISU) and eventually to the Swiss Federal Tribunal in February 2010 (4A-612/2009 Claudia Pechstein v ISU and DESG) were unsuccessful. CAS is a judicial organ recognized by all international sports bodies as the final forum for the resolution of sporting disputes. This applies also to National sporting bodies in Kenya. On 30 December 2012, she approached a Regional court in Munich (Landesgericht Muenchen 1). She advanced several arguments. First, the provisions in the ISU prohibiting sportspersons from approaching national courts violated her right to approach an independent and impartial tribunal under the European Convention on Human Rights and German law (art. 2 para. 1). Second, the agreement between herself and the ISU binding her to arbitration by CAS was mandatory, and not voluntary, and, therefore, invalid. Third, the CAS is not independent as its arbitrators are picked by sports bodies like the defendant. Finally, both the ISU and its German affiliate (DESG) abused their dominant market position by requiring any athlete interested in the sport of speed skating to follow their rules, which rules were used to suspend her and bar her from competition and use of defendant’s facilities. These issues raised by Pechstein apply to sportspersons in Kenya as well. Pechstein sought a declaration that her ban due to doping was unlawful, and damages for material damage, pain, and suffering. The court dismissed her claim. She appealed to the Court of Appeal in Munich (Oberlandesgericht Muenchen, WuW/E DE-R 4543) on 6 November 2014. The Appeals court, in its decision, agreed with her on all those points, declined the declaration, but awarded her damages. In effect, this decision rubbished the very existence of CAS. In a further appeal, the Federal Court of Justice (KZR 6/15) reversed this decision on 7 June 2016. This paper will analyse the issues that arose in this case. From an analysis of the jurisprudence of the European Court of Justice, European Commission on Human Rights, the European Court of Human Rights (all of which are binding on Germany), as well as jurisprudence from other European countries, it is apparent that the decision by the appeals court was flawed as confirmed by the decision of the Federal Court of Justice. CAS has been and continues to be used by Kenyan sportspersons. Currently, CAS enjoys statutory recognition in Kenya through the Anti-doping Act, 2016, which effectively ousts the jurisdiction of Kenyan courts. It is concluded that CAS is a vital institution for the resolution of sports disputes and that it can benefit from a little strengthening.

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Notes

  1. Blackshaw (2012), pp. 5–10.

  2. CAS 2017/A/5015 International Ski Federation (FIS) v. Therese Johaug & The Norwegian Olympic and Paralympic Committee and Confederation of Sports (NIF)/CAS 2017/A/5110 Johaug v. NIF & FIS, CAS 2016/O/4463 International Association of Athletics Federations (IAAF) v All Russia Athletics Federation (ARAF) & Kristina Ugarova, CAS 2016/O/4463 International Association of Athletics Federations (IAAF) v All Russia Athletics Federation (ARAF) & Kristina Ugarova, CAS 2015/A/4273 WADA v Sri Lanka Anti-Doping Agency (SLADA) & Don Dinuda Dilshani Abeysekara, CAS 2013/A/3347 World Anti-Doping Agency (WADA) v Polish Olympic Committee & Przemyslaw Koterba.

  3. CAS 2015/A/3875 Football Association of Serbia v UEFA, CAS 2014/A/3744 Nigerian Football Federation v FIFA, CAS 2015/A/3874 Football Association of Albania v UEFA & Football Association of Serbia.

  4. CAS 2017/A/4973 Chunhong Liu v. International Olympic Committee, CAS 2016/A/4707 Alex Schwazer v IAAF, NADO Italia, FIDAL & WADA, CAS 2015/A/4163 Niksa Dobud v Federation Internationale de Natation (FINA), CAS 2014/A/3630 Dirk de Ridder v International Sailing Federation (ISAF).

  5. CAS 2013/A/3365 Juventus FC v Chelsea FC, CAS 2013/A/3366 A.S. Livorno Calcio S.p.A. v Chelsea FC.

  6. Anti-Doping Act, (2016) (Laws of Kenya).

  7. n1.

  8. Former President of the International Olympic Committee (IOC).

  9. Beach (2015).

  10. n1, p 5.

  11. Vaerenbergh, AV ‘Regulatory Features and Administrative Law Dimensions of the Olympic Movement’s Anti-Doping Regime’, International Law and Justice Working Paper 2005/11, Global Administrative Law Series, NY, 21.

  12. IOC, The Olympic Charter, Art. 61; IOC, CAS Code of Sports Related Arbitration (1994), art. S12.

  13. Gibson (2015).

  14. n1, p 6.

  15. n1, p 8.

  16. Swiss Private International Law (PILS), art. 190 par 2.

  17. Canes v ATP & CAS, in Lewis & Taylor, Sport: Law and Practice, 2nd ed., Tottel, (2008), p. 334.

  18. David P ‘The Rise of Arbitration in the World of Sport’. International Trade/ADR in the South Pacific, 149–162 at http://pauldavid.co.nz on 23 June 2015.

  19. R v Kenya Cricket Association & two others (Ex p Odumbe) [2006] eKLR, and in Sam Keengu Nyamweya & two others v Mohamed Hatimy & two others, Civil Case No 609 of 2007 in which the court said it left the matters to the arbitral bodies within the sports themselves; contrast with Rose Mambo and 2 others v Limuru Country Club and others [2014] eKLR in which the court said it could intervene and that private bodies must obey the Constitution of Kenya, 2010.

  20. Modahl v British Athletic Federation Limited [2000] 1 WLR 1812, McInnes v Onslow Fane [1978] 1 WLR 1520.

  21. McInnes, n22.

  22. Under the Sports Act, s 59 clothes the Sports Disputes Tribunal with jurisdiction for certain matters. It is understood that disputes between sports bodies and their members can be further appealed to CAS.

  23. n6, Section 32.

  24. KZR 6/15 Deutsche Eisschnelllauf Gemeinschaft e.V. (DESG) & International Skating Union v Claudia Pechstein (Federal Court of Justice (BGH) Munich—decision of 7 June 2016).

  25. Normal % reticulocytes is 0.4–2.4 (CAS 2009/A/1912 P. v. International Skating Union (ISU) & CAS 2009/A/1913 Deutsche Eisschnelllauf Gemeinschaft eV (DESG) v International Skating Union (ISU), award of 25 November 2009). Reticulocytes are considered to be immature red blood cells. A reticulocyte count (also known as a retic count, reticulocyte index, or corrected reticulocyte) is a measurement and percentage of how many reticulocytes are in the blood.

  26. International Skating Union v Claudia Pechstein and Deutsche Eisschnelllauf Gemeinschaft e.V. (DESG), Decision of the ISU Disciplinary Commission rendered on 1 July 2009.

  27. CAS 2009/A/1912 Claudia Pechstein & Deutsche Eisschnelllauf Gemeinschaft e.V. (DESG) v International Skating Union.

  28. Claudia Pechstein v International Skating Union and Deutsche Eisschnelllauf Gemeinschaft e.V., 4A_612/2009 First Civil Law Court.

  29. n26.

  30. Oberlandesgericht Muenchen, WuW/E DE-R 4543.

  31. n26.

  32. Decision of the European Commission of Human Rights (Second Chamber) of 17 May 1995, Lundgren v. Sweden, Application No. 22506/93. HUDOC [online]. European Court of Human Rights [accessed 20. 10. 2013]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["22506/93"],"itemid":["001-2156"]}.

  33. Art 6(1) of ECHR is similar to art 50(1) of the Constitution of Kenya, 2010.

  34. CAS Code, R27; also The Football Association (FA) in England excludes individuals from appealing FA decisions to CAS (see Beach, ‘The Court of Arbitration for Sport’), CAS 2006/A/1190 WADA v PCB & Akhtar & Asif in which the CAS declined jurisdiction because there was no agreement between WADA and the Pakistan Cricket Board to submit the matter to arbitration.

  35. CAS Code, R40; The Federal Court of Justice (KZR 6/15) stated that there were sufficient safeguards put in place by ICAS to void any appearance of bias on the part of the arbitrators. In particular, the court noted that although the arbitrators are selected by sports bodies, the selected individuals are placed on a list by ICAS from which parties to a dispute may choose, or be chosen for them. Such arbitrators, it was observed have an obligation to declare any conflict of interest and are not beholden to their nominating bodies.

  36. CAS Code, R45.

  37. Arbitration Act 1995 (Cap 49 Laws of Kenya).

  38. Dickson Mukwelukeine v Attorney General & 4 ors NRB HC Petition No. 390/2012.

  39. S 37 of the Arbitration Act specifically mentions the 1958 New York Convention on the Recognition and Enforcement of Foreign Arbitral Awards or any other Convention to which Kenya is a party.

  40. Lack of jurisdiction of an arbitrator is one of the grounds for attacking an arbitral award, see also Hinga v Gathara [2009] eKLR 698 (CA), Owners of Motor Vessel “Lillian S” v Caltex Oil (Kenya) Limited [1989] eKLR 1 (HCt), Kenya Shell Limited v Kobil Petroleum Limited [2006] eKLR 251 (CA); offending of public policy is also one of the grounds for attacking an arbitral award, see Christ of All Nations v Apollo Insurance Co. Ltd Civil Case No. 499 of 1999 (HCt), Renusaghar Power Co. v General Electric Co AIR (1994) SC 860.

  41. S. 35(2) for local awards and s. 37(1) for international awards of the Arbitration Act 1995.

  42. Kenya Sugar Research Foundation v Kenchuan Architects Ltd [2013] eKLR at 6.

  43. Mumias Sugar Company Limited v Mumias Outgrowers Limited [2012] eKLR (HCt), Kamkonsult Limited v Telecom Kenya Limited & Anor [2001] eKLR 684 (HCt), Erad Suppliers & General Contractors Limited v National Cereals & produce Board Misc Appl No. 639 of 2009, Kenya Airports Authority v Nairobi Flying Services Limited Misc Appl No 914 of 2011.

  44. Moran v Llyods (1983); Kenya Sugar Research Foundation (n80).

  45. n26.

  46. n32.

  47. Office of Fair Trading (2004, par. 5.2).

  48. n48.

  49. Parrish (2003), pp. 135–137 on 16 August 2015.

  50. Meca-Medina v Commission [2004] ECR II-3291 par 44.

  51. n52.

  52. n51.

  53. Meca-Medina v Commission [2006] ECR I-6991, pars 49–55.

  54. n26.

  55. n48.

  56. 2005 UNESCO International Convention Against Doping in Sport.

  57. Anti-Doping-Gesetz vom 10. Dezember 2015 (BGBl. I S. 2210).

  58. ISU, International Skating Union Constitution and General Regulations 2014.

  59. IOC, The Olympic Charter.

  60. n26, para. 52.

  61. Judgement of the European Court of Human Rights (Plenary) of 21 February 1975, Golder v. the United Kingdom, Application No. 4451/70. HUDOC [online]. European Court of Human Rights [accessed 16. 10. 2013]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["4451/70"],"itemid":["001-57496"]}.

  62. Decision of the European Commission of Human Rights of 4 March 1987, R. v. Switzerland, Application No. 10881/84. HUDOC [online]. European Court of Human Rights [accessed 20. 10. 2016]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["ApplicationNo.10881/84"]}.

  63. Judgement of the European Court of Human Rights (Chamber) of 27 February 1980, Deweer v. Belgium, Application No. 6903/75. HUDOC [online]. European Court of Human Rights [accessed 15. 10. 2013]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["6903/75"],"itemid":["001-57469"]}.

  64. Decision of the European Commission of Human Rights of 13 July 1990, Axelsson and Others v. Sweden, Application No. 11960/86. HUDOC [online]. European Court of Human Rights [accessed 19. 4. 2015]. Available from: 79 http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["11960/86"],"itemid":["001-691"]}

  65. n68, par 49.

  66. n63, p 111.

  67. n63, p 109.

  68. Petrochilos (2004, p. 114).

  69. IOC, The Olympic Charter, Art. 61.

  70. Decision of the European Court of Human Rights (Fourth Section) of 23 February 1999, Suovaniemi and Others v. Finland, Application No. 31737/96. HUDOC [online]. European Court of Human Rights [accessed 15. 2. 2016]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["31737/96"],"itemid":["001-4942"]}.

  71. Isaiah Kiplagat and others v Eric Keter, Civil Application No. NAI 239 of 2000.

  72. R v Kenya Cricket Association & 2 ors (Ex p Odumbe) [2006] eKLR.

  73. This position has since changed since the promulgation of the Constitution of Kenya, 2010.

  74. Sam Keengu Nyamweya & two others v Mohamed hatimy & two others, Civil Case No 609 of 2007.

  75. Abdullah & Ors v Mohamed Hatimy & Ors, Civil Suit No. 65 of 2008 (HCt). See also Patel & Anor v Dhanji & Ors (1975) EA 301 in which Miller, J held that “the courts will entertain suits by members of societies or clubs for improper expulsion or violation of the principle of natural justice based on the members’ rights in property, but the courts should be slow to interfere in the running of club affairs, the remedy being in the hands of the members”.

  76. Vaerenbergh, AV ‘Regulatory Features and Administrative Law Dimensions of the Olympic Movement’s Anti-Doping Regime’, International Law and Justice Working Paper 2005/11, Global Administrative Law Series, NY, p. 12).

  77. Republic v Public Procurement Administrative Review Board & Anor Ex p Selex Sistemi Integrati [2008] eKLR 728(HCt); Safmarine Container NV of Antwerp v Kenya Ports Authority MBSA HC CC 262 of 2010 (HCt); Samuel Kamau Macharia v Kenya Commercial Bank & 2 Ors Civ Appl. No. 2 of 2011 (SCt).

  78. Peter Gichuki Kingara v IEBC & 2 Ors [2013] eKLR (CA) as cited with approval in Football Kenya Federation v Kenya Premier League Limited & 4 Ors [2015] eKLR at 23. See also Alfred Obuya Obengo & Anor v Chairman National Nurses Association of Kenya & Anor [2014] eKLR (HCt).

  79. Football Kenya Federation v Kenya Premier League Limited & 4 Ors [2015] eKLR (HCt) at 24.

  80. Section 32.

  81. Courts can review an arbitral award.

  82. Zavodna (2014).

  83. Judgement of the European Court of Human Rights (Fifth Section) of 3 April 2008, Regent Company v. Ukraine, Application No. 773/03. HUDOC [online]. European Court of Human Rights [accessed 3. 3. 2016]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["773/03"],"itemid":["001-85681"]}.

  84. The Sports Disputes Tribunal is established under s 56 of the Sports Act, 2013.

  85. Constitution of Kenya, 2010, Arts. 162(4) and 169(1)(d).

  86. Admissibility decision of the European Court of Human Rights (Fourth Section) of 25 August 2005, Clarke v. the United Kingdom, Application No. 23695/02. HUDOC [online]. European Court of Human Rights [accessed 4. 12. 2015]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["23695/02"],"itemid":["001-70188"]}.

  87. IOC, The Olympic Charter, Art. 43.

  88. Wekesa (2010), pp. 96–99; Poudret JF & Besson S ‘Droit compare’ de l’arbitrage international, n 106; Meier P & Aquet C ‘L’arbitrabilite’ du recours coutre la suspension prononce’e par une federation sportive internationale’ in Jdt 2002, p. 52 footnote 6; CAS 2008/A/1480 Pistorius v IAAF; CAS 2008/A/1622 FC Schalke 04 v FIFA, CAS 2008/A/1623 SV Werder Bremen v FIFA; CAS 2008/A/1624 FC Barcelona v FIFA; in which CAS ruled against sports bodies.

  89. CAS Code R33 provide that an arbitrator should recuse himself/herself from a matter that is likely to interfere with his/her independence Another safeguard in this regard can be found in R34of the CAS Code that allows a party to challenge any arbitrator on account of perceived lack of independence.

  90. Judgement of the European Court of Human Rights (First Section) of 9 October 2008, Moiseyev v. Russia, Application No. 62936/00. HUDOC [online]. European Court of Human Rights [accessed 2. 8. 2015]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["62936/00"],"itemid":["001-88780"]}.

  91. Judgement of the European Court of Human Rights (Chamber) of 21 February 1990, Håkansson and Sturesson v. Sweden, Application No. 11855/85. HUDOC [online]. European Court of Human Rights [accessed 19. 1. 2016]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["11855/85"],"itemid":["001-57638"]} in which the applicants did not ask for a public hearing in appeal proceedings usually held without a public hearing the ECHR held that they had waived their right to a public hearing.

  92. Decision of the European Commission of Human Rights (Plenary) of 12 December 1983, Bramelid and Malmström v. Sweden, Application No. 8588/79; 8589/79. HUDOC [online]. European Court of Human Rights [accessed 8. 4. 2015]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["8588/79"]}.

  93. n63, 398.

  94. [2005] EWCA Civ 1117, par 21.

  95. n32.

  96. n26, para. 59.

  97. CAS 92/63 Gruendel v Federation Equestre Internationale.

  98. CAS Code, art. S20.

  99. n9.

  100. CAS Code, art. S4 provides that four members be appointed by the international sports federations, four by the Association of National Olympic Committees, four by the IOC, four by the twelve already chosen, and the last four by the sixteen members already in place.

  101. n84.

  102. n25, s. 74.

  103. n25, s. 56.

  104. Article 165(6) of the Constitution of Kenya, 2010.

  105. Rose Mambo & 2 ors v Limuru Country Club & ors, Petition No. 160 of 2013 (HCt).

  106. n32.

  107. It is instructive that Pechstein did not raise this issue at all. In fact she is the one who appealed to CAS.

  108. KZR 6/15.

  109. Decision of the European Commission of Human Rights of 2 December 1991, Jakob BOSS Söhne KG v. Germany, Application No. 18479/91. HUDOC [online]. European Court of Human Rights [accessed 3. 3. 2015]. Available from: http://hudoc.echr.coe.int/sites/eng/Pages/search.aspx#{"fulltext":["18479/91"],"itemid":["001-1249"]}.

  110. Statement of the Court of Arbitration for Sport (CAS) on the Decision made by the Oberlandesgericht Muenchen in the case between Claudia Pechstein and the International Skating Union (ISU), Lausanne, 27 mars [sic] 2015, p. 1 par 3.

  111. n26.

  112. Article 10 par 5 Fifa Statutes.

  113. n79.

  114. n80, contrast n76.

  115. n84, n113.

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Wekesa, M. The Court of Arbitration for Sport (CAS): its relevance to Kenya after Pechstein?. Int Sports Law J 18, 46–60 (2018). https://doi.org/10.1007/s40318-018-0121-3

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