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Analytical Probabilistic Methods to Analyze the Stability of the Rock Wedge with Multiple Failure Modes

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Abstract

Wedge failures are frequently observed in rock slopes. However, these conventional probability analysis methods for rock wedge stability analysis suffer from a known critic of poor efficiency and accuracy. This paper proposes two analytical probabilistic methods (JDRV method and SAPM) to address these issues. The proposed methods are illustrated through a practical rock wedge example. By the comparison with the Monte Carlo simulation (MCs), it can be concluded that the JDRV method is reliable and accurate for the random variables with normal and lognormal distribution, but SAPM is only reliable and accurate for those with normal distribution. The results of the JDRV method and SAPM also indicate that the failure probability of rock wedge will decrease for the random variables with normal distribution with the reduction of correlation coefficient, while the failure probability will increase for the random variables with lognormal distribution. Moreover, the failure probability of rock wedge with biplane sliding mode can greatly be reduced by improving the strength of the discontinuity plane whose effective normal load or area is larger in the two discontinuity planes.

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Abbreviations

c :

Cohesion of discontinuity plane

φ :

Friction angle of discontinuity plane

H :

Height of rock slope and slope angle

α :

Slope angle

δ :

Dip angle of top slope surface

A, B:

Discontinuity planes

β :

Dip angles of the intersection line

G :

Weight of rock

A :

Area of discontinuity plane

N :

Effective normal load acting on discontinuity plane

θ :

Angle between effective normal load and sliding force

F s :

Factor of safety

μ c :

Mean of cohesion

σ c :

Standard deviation of cohesion

μ φ :

Mean of friction angle

σ tan φ :

Standard deviation of random variable tanφ

r :

Correlation coefficient

μ c `, σ c ` :

Mean of converted cohesion, respectively

μ φ `, σ φ ` :

Standard deviation of converted friction angle, respectively

f X(x):

Probability density function of random variable X

f Y(y):

Probability density function of random variable Y

f X+Y(z):

Probability density function of random variable X + Y

k :

Random variable

P f :

Failure probability

f FOS(FOS):

Probability density function of the factor of safety

FOS 0 :

Minimal value of the factor of safety

μ Fs :

Mean of the factor of safety

σ Fs :

Standard deviation of the factor of safety

F s :

Perturbations of the factor of safety

c 1 :

Perturbations of c1

c 2 :

Perturbations of c2

∆tan φ 1 :

Perturbations of tan φ1

∆tan φ 2 :

Perturbations of tan φ2

∆lnF s :

Perturbations of lnFs

∆lnc 1 :

Perturbations of lnc1

∆lnc 2 :

Perturbations of lnc2

∆lntan φ 1 :

Perturbations of lntan φ1

∆lntan φ 2 :

Perturbations of lntan φ

Φ[·]:

Cumulative standard normal distribution function

COV Pf :

Variation coefficient of failure probability

JDRV:

Jointly distributed random variables (JDRV)

SAPM:

Simple analytical probabilistic method

MCs:

Monte carlo simulation

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Funding

This work was financially supported by Natural Science Foundation Project of China (Grant No. U21A2030), the Natural Science Foundation of Sichuan Province (2022NSFSC1033), as well as the Opening Project of Sichuan Province University Key Laboratory of Bridge Non-Destruction Detecting and Engineering Computing (2022QYJ03).

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Appendix A

Appendix A

For the random variables c1, c2, tanφ1, and tanφ2 with the lognormal distribution, we can rewrite Eq. (3) as:

$$ \ln F_{s} = \ln \frac{{e^{{\ln c_{1} }} A_{1} + e^{{\ln c_{2} }} A_{2} + N_{1} e^{{\ln \tan \varphi_{1} }} + N_{2} e^{{\ln \tan \varphi_{2} }} }}{G\sin \beta } $$
(A1)

Similar to normal distribution, Fs, c1, c2, tanφ1, and tanφ2 can be written as follows:

$$ \ln F_{s} = \mu_{{\ln F_{s} }} + \Delta \ln F_{s} \;E\left[ {\ln F_{s} } \right] = \mu_{{\ln F_{s} }} \;E\left[ {\Delta \ln F_{s} } \right] = 0 $$
(A2)
$$ \ln c_{1} = \mu_{{\ln c_{1} }} + \Delta \ln c_{1} \;\;E\left[ {\ln c_{1} } \right] = \mu_{{\ln c_{1} }} \;\;E\left[ {\Delta \ln c_{1} } \right] = 0 $$
(A3)
$$ \ln \tan \varphi_{1} = \mu_{{\ln \tan \varphi_{1} }} + \Delta \ln \tan \varphi_{1} \;\;E\left[ {\ln \tan \varphi_{1} } \right] = \mu_{{\ln \tan \varphi_{1} }} \;\;E\left[ {\Delta \ln \tan \varphi_{1} } \right] = 0 $$
(A4)
$$ \ln c_{2} = \mu_{{\ln c_{2} }} + \Delta \ln c_{2} \;E\left[ {\ln c_{2} } \right] = \mu_{{\ln c_{2} }} \;E\left[ {\Delta \ln c_{2} } \right] = 0 $$
(A5)
$$ \ln \tan \varphi_{2} = \mu_{{\ln \tan \varphi_{2} }} + \Delta \ln \tan \varphi_{2} \;\;E\left[ {\ln \tan \varphi_{2} } \right] = \mu_{{\ln \tan \varphi_{2} }} \;\;E\left[ {\Delta \ln \tan \varphi_{2} } \right] = 0 $$
(A6)

where ∆lnFs, ∆lnc1, ∆lnc2, ∆lntanφ1, and ∆lntanφ2 are the perturbations of the lnFs, lnc1, lnc2, lntanφ1, and lntanφ2. After a Taylor expansion for Eq. (A1) is carried out at the mean and the expansion is retained the first-order term, the following formula can be obtained.

$$ \begin{aligned} \ln \mu_{{F_{s} }} + \Delta \ln F_{s} = & \frac{{A_{1} e^{{\mu_{{\ln c_{1} }} }} + A_{2} e^{{\mu_{{\ln c_{2} }} }} + N_{1} e^{{\mu_{{\ln \tan \varphi_{1} }} }} + N_{2} e^{{\mu_{{\ln \tan \varphi_{2} }} }} }}{G\sin \beta } \\ & + \frac{{\Delta \ln c_{1} A_{1} e^{{\mu_{{\ln c_{1} }} }} + \Delta \ln c_{2} A_{2} e^{{\mu_{{\ln c_{2} }} }} + \Delta \ln \tan \varphi_{1} N_{1} e^{{\mu_{{\ln \tan \varphi_{1} }} }} + \Delta \ln \tan \varphi_{2} N_{2} e^{{\mu_{{\ln \tan \varphi_{2} }} }} }}{{A_{1} e^{{\mu_{{\ln c_{1} }} }} + A_{2} e^{{\mu_{{\ln c_{2} }} }} + N_{1} e^{{\mu_{{\ln \tan \varphi_{1} }} }} + N_{2} e^{{\mu_{{\ln \tan \varphi_{2} }} }} }} \\ \end{aligned} $$
(A7)

Furthermore, the mean of Fs can be estimated by:

$$ \ln \mu_{{F_{s} }} = \frac{{A_{1} e^{{\mu_{{\ln c_{1} }} }} + A_{2} e^{{\mu_{{\ln c_{2} }} }} + N_{1} e^{{\mu_{{\ln \tan \varphi_{1} }} }} + N_{2} e^{{\mu_{{\ln \tan \varphi_{2} }} }} }}{G\sin \beta } $$
(A8)

And the variance of Fs can be determined by:

$$ \sigma_{{F_{s} }}^{2} = \frac{{\sigma_{{\ln c_{1} }} \left( {A_{1} e^{{\mu_{{\ln c_{1} }} }} } \right)^{2} + \sigma_{{\ln c_{2} }} \left( {A_{2} e^{{\mu_{{\ln c_{2} }} }} } \right)^{2} + \sigma_{{\ln \tan \varphi_{1} }} \left( {N_{1} e^{{\mu_{{\ln \tan \varphi_{1} }} }} } \right)^{2} + \sigma_{{\ln \tan \varphi_{2} }} \left( {N_{2} e^{{\mu_{{\ln \tan \varphi_{2} }} }} } \right)^{2} }}{{\left( {A_{1} e^{{\mu_{{\ln c_{1} }} }} + A_{2} e^{{\mu_{{\ln c_{2} }} }} + N_{1} e^{{\mu_{{\ln \tan \varphi_{1} }} }} + N_{2} e^{{\mu_{{\ln \tan \varphi_{2} }} }} } \right)^{2} }} $$
(A9)

Due to the linearity of Eq. (A7), it can be known that lnFs obeys normal distribution with mean μlnFs and standard deviation σlnFs. In this case, the failure probability of rock wedge can be calculated by the following formula.

$$ P_{f} = P\left[ {\ln F_{s} < \ln 1} \right] \approx \Phi \left[ {\frac{{\ln 1 - \mu_{{\ln F_{s} }} }}{{\sigma_{{\ln F_{s} }} }}} \right] $$
(A10)

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Hu, C., Lei, R. Analytical Probabilistic Methods to Analyze the Stability of the Rock Wedge with Multiple Failure Modes. Indian Geotech J 53, 1011–1022 (2023). https://doi.org/10.1007/s40098-023-00721-8

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