Skip to main content
Log in

Prediction of TBM cutterhead speed and penetration rate for high-efficiency excavation of hard rock tunnel using CNN-LSTM model with construction big data

  • Original Paper
  • Published:
Arabian Journal of Geosciences Aims and scope Submit manuscript

Abstract

Cutterhead speed and penetration rate are two key operating parameters that hard-rock tunnel boring machine (TBM) operators control to minimize the risks associated with high capital costs and scheduling for tunnel excavation. This paper introduces a predictive model of the TBM cutterhead speed and penetration rate by using the one-dimensional convolutional neural networks and long short-term memory network (CNN-LSTM) that have outstanding ability in learning the time-sequential and multidimensional construction big data. A multi-source database including geological data of rock types and rock mass classes and 4.08 billion records of in situ TBM construction data of 199 parameters from the YinSong water division project in Jilin province was constructed to establish the CNN-LSTM model. The features for predicting the cutterhead speed and penetration rate in the CNN-LSTM model were extracted by the Pearson correlation coefficient and LightGBM method. The results show that the proposed CNN-LSTM model can predict the TBM cutterhead speed and penetration rate with high accuracy and has superior predictive performance to the CNN, LSTM, Lasso, SVM, and decision tree models. The model is useful by suggesting the TBM operators the cutterhead speed and penetration rate values in each excavation cycle during hard rock tunneling in different construction conditions.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8

Similar content being viewed by others

Data availability

The dataset used in this paper can be available by request to the corresponding author.

References

Download references

Funding

The study received support from China Key Basic Research Program (973 Program, No. 2015CB058100), financial support from the Fundamental Research Funds for Central Universities of China (N180105031), Sichuan Univ, State Key Lab Hydraul & Mt. River Engn. (No. SKHL1915), and the Research Project of China Railway First Survey and Design Institute Group Co., Ltd (No.19-15 and No. 20-17-1). The work is partially supported by the 111 Project (B17009) and under the framework of Sino-Franco Joint Research Laboratory on Multiphysics and Multiscale Rock Mechanics.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Zaobao Liu.

Ethics declarations

Conflict of interest

The authors declare no competing interests.

Additional information

Responsible Editor: Zeynal Abiddin Erguler

Supplementary information

ESM 1

(DOCX 50 kb)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Li, L., Liu, Z., Zhou, H. et al. Prediction of TBM cutterhead speed and penetration rate for high-efficiency excavation of hard rock tunnel using CNN-LSTM model with construction big data. Arab J Geosci 15, 280 (2022). https://doi.org/10.1007/s12517-022-09542-0

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s12517-022-09542-0

Keywords

Navigation