Skip to main content
Log in

Unscented Particle Filter Based State of Energy Estimation for LiFePO4 Batteries Using an Online Updated Model

  • Published:
International Journal of Automotive Technology Aims and scope Submit manuscript

Abstract

Range issue has become the concern focus in the field of electric vehicles. In contrast to the generally used State-of-Charge (SoC), battery State-of-Energy (SoE) is regarded more appropriate in representing the remnant driving range by taking account of the voltage decline across the discharging process. In this paper, a SoE estimator is constructed using a pseudo power definition upon battery open-circuit-voltage (OCV) to exclude the energy loss on internal resistance; simultaneously, by combining with an equivalent circuit model (ECM), the unscented particle filter (UPF) is exploited to deal with problems of model nonlinearities, internal interferences, sensor noises and accumulated errors. Further, to adapt to battery time-variant features, the ECM parameters are on-line identified resorting to the recursive least square with forgetting factor algorithm. Finally, SoE estimation experiments using the proposed estimator on a LiFePO4 battery show superior performance regarding robustness and accuracy against high-dynamic loads and various temperatures.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Abbreviations

U oc :

open circuit voltage

U t :

battery terminal voltage

U h :

hysteresis potential

i L :

battery load current

R o :

internal ohmic resistance

U c :

concentration polarization potential

U d :

activation polarization potential

R c :

concentration polarization resistance

C c :

concentration polarization capacitance

R d :

activation polarization resistance

C d :

activation polarization capacitance

P t :

battery terminal power

P oc :

pseudo power on OCV

τ c :

concentration polarization time constant

τ d :

activation polarization time constant

Δt :

discrete time interval

References

  • Barai, A., Uddin, K., Widanalage, W. D., McGordon, A. and Jennings, P. (2016). The effect of average cycling current on total energy of lithium-ion batteries for electric vehicles. J. Power Sources, 303, 81–85.

    Article  Google Scholar 

  • Berrueta, A., Urtasun, A., Ursúa, A. and Sanchis, P. (2018). A comprehensive model for lithium-ion batteries: From the physical principles to an electrical model. Energy, 144, 286–300.

    Article  Google Scholar 

  • Feng, F., Hu, X., Hu, L., Hu, F., Li, Y. and Zhang, L. (2019). Propagation mechanisms and diagnosis of parameter inconsistency within Li-ion battery packs. Renewable and Sustainable Energy Reviews, 112, 102–113.

    Article  Google Scholar 

  • Han, W., Zou, C., Zhou, C. and Zhang, L. (2019). Estimation of cell SOC evolution and system performance in module-based battery charge equalization systems. IEEE Trans. Smart Grid 10, 5, 4717–1728.

    Article  Google Scholar 

  • He, Y., Liu, X., Zhang, C. and Chen, Z. (2013). A new model for State-of-Charge (SOC) estimation for high-power Li-ion batteries. Applied Energy, 101, 808–814.

    Article  Google Scholar 

  • Hu, X., Li, S., Peng, H. and Sun, F. (2012). Robustness analysis of State-of-Charge estimation methods for two types of Li-ion batteries. J. Power Sources, 217, 209–219.

    Article  Google Scholar 

  • Hu, X., Li, S. E. and Yang, Y. (2016). Advanced machine learning approach for lithium-ion battery state estimation in electric vehicles. IEEE Trans. Transportation Electrification 2, 2, 140–149.

    Article  Google Scholar 

  • Hu, X., Yuan, H., Zou, C., Li, Z. and Zhang, L. (2018). Co-estimation of state of charge and state of health for lithium-ion batteries based on fractional-order calculus. IEEE Trans. Vehicular Technology 67, 11, 10319–10329.

    Article  Google Scholar 

  • Li, X. Wang, Z. and Zhang, L. (2019a). Co-estimation of capacity and state-of-charge for lithium-ion batteries in electric vehicles. Energy 174, 33–44.

    Article  Google Scholar 

  • Li, X., Wang, Z., Zhang, L., Zou, C. and Dorrell, D. D. (2019b). State-of-health estimation for Li-ion batteries by combing the incremental capacity analysis method with grey relational analysis. J. Power Sources, 410, 106–114.

    Article  Google Scholar 

  • Liu, K., Li, K., Peng, Q. and Zhang, C. (2019). A brief review on key technologies in the battery management system of electric vehicles. Frontiers of Mechanical Engineering 14, 1, 47–64.

    Article  Google Scholar 

  • Malysz, P., Ye, J., Gu, R., Yang, H. and Emadi, A. (2016). Battery state-of-power peak current calculation and verification using an asymmetric parameter equivalent circuit model. IEEE Trans. Vehicular Technology 65, 6, 4512–1522.

    Article  Google Scholar 

  • Mamadou, K., Lemaire, E., Delaille, A., Riu, D., Hing, S. E. and Bultel, Y. (2012). Definition of a state-of-energy indicator (SoE) for electrochemical storage devices: Application for energetic availability forecasting. J. Electrochemical Society 159, 8, A1298.

    Article  Google Scholar 

  • Plett, G. L. (2004). Extended Kalman filtering for battery management systems of LiPB-based HEV battery packs: Part 2. Modeling and identification. J. Power Sources 134, 2, 262–276.

    Article  Google Scholar 

  • Shi, Q. S., Zhang, C. H. and Cui, N. X. (2008). Estimation of battery state-of-charge using v-support vector regression algorithm. Int. J. Automotive Technology 9, 6, 759–764.

    Article  Google Scholar 

  • Wang, Y., Chen, Z. and Zhang, C. (2017). On-line remaining energy prediction: A case study in embedded battery management system. Applied Energy, 194, 688–695.

    Article  Google Scholar 

  • Wang, Y., Zhang, C. and Chen, Z. (2016). An adaptive remaining energy prediction approach for lithium-ion batteries in electric vehicles. J. Power Sources, 305, 80–88.

    Article  Google Scholar 

  • Wei, Z., Zhao, J., Ji, D. and Tseng, K. J. (2017). A multi-timescale estimator for battery state of charge and capacity dual estimation based on an online identified model. Applied Energy, 204, 1264–1274.

    Article  Google Scholar 

  • Wei, Z., Zou, C., Leng, F., Soong, B. H. and Tseng, K. J. (2018). Online model identification and state-of-charge estimate for lithium-ion battery with a recursive total least squares-based observer. IEEE Trans. Industrial Electronics 65, 2, 1336–1346.

    Article  Google Scholar 

  • Xie, J., Ma, J. and Bai, K. (2018a). State-of-charge estimators considering temperature effect, hysteresis potential, and thermal evolution for LiFePO4 batteries. Int. J. Energy Research 42, 8, 2710–2727.

    Article  Google Scholar 

  • Xie, J., Ma, J. and Chen, J. (2018b). Available power prediction limited by multiple constraints for LiFePO4 batteries based on central difference Kalman filter. Int. J. Energy Research 42, 15, 4730–1745.

    Article  Google Scholar 

  • Xiong, R., Gong, X., Mi, C. C. and Sun, F. (2013). A robust state-of-charge estimator for multiple types of lithium-ion batteries using adaptive extended Kalman filter. J. Power Sources, 243, 805–816.

    Article  Google Scholar 

  • Zhang, K. (2014). Comparison of Nonlinear Filtering Methods for Battery State of Charge Estimation. M. S. Thesis. University of New Orleans, New Orleans, USA.

    Google Scholar 

  • Zhang, W., Shi, W. and Ma, Z. (2015). Adaptive unscented Kalman filter based state of energy and power capability estimation approach for lithium-ion battery. J. Power Sources, 289, 50–62.

    Article  Google Scholar 

  • Zhang, Y., Xiong, R., He, H. and Shen, W. (2017). Lithiumion battery pack state of charge and state of energy estimation algorithms using a hardware-in-the-loop validation. IEEE Trans. Power Electronics 32, 6, 4421–4431.

    Article  Google Scholar 

  • Zhong, L., Zhang, C., He, Y. and Chen, Z. (2014). A method for the estimation of the battery pack state of charge based on in-pack cells uniformity analysis. Applied Energy, 113, 558–564.

    Article  Google Scholar 

  • Zou, C., Manzie, C., Nešić, D. and Kallapur, A. G. (2016). Multi-time-scale observer design for state-of-charge and state-of-health of a lithium-ion battery. J. Power Sources, 335, 121–130.

    Article  Google Scholar 

Download references

Acknowledgement

This work was partially supported by Shandong Province Key R&D Program (2019GSF111062, 2019GGX101054), Major innovation projects in Shandong province (2018CXGC0905) and University Co-construction Project at WeiHai (ITDAZMZ001708, 2018KYCXF04).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Xie Wei.

Additional information

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Wei, X., Jun, C., Yu, G. et al. Unscented Particle Filter Based State of Energy Estimation for LiFePO4 Batteries Using an Online Updated Model. Int.J Automot. Technol. 23, 503–510 (2022). https://doi.org/10.1007/s12239-022-0046-6

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s12239-022-0046-6

Key Words

Navigation