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Bodily Felt Freedom: an Ethical Perspective on Positive Aspects of Deep Brain Stimulation

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Abstract

The critical aspects of deep brain stimulation (DBS) are usually the focus of the ethical debate about the implantation of electrodes into the brain of patients with Parkinson’s disease (PD). Above all, potential postoperative side effects on personality caused by DBS mark the debate. However, rehabilitation of agility and mobility by DBS can be posited against critical aspects. Therefore, the purpose of this article is to emphasize the hitherto neglected positive aspects of that technology. A detailed study of the rehabilitation of controlled movements will thus be the object of this article. The possibility to move again in a controlled way will be discussed as freedom of movement. The concept freedom of movement is being linked to the observation of feelings of euphoria and joy that can occur after surgery for patients with PD stimulated in the subthalamic nucleus (STN). This is done based on phenomenological analysis and qualitative interviews, in which the relation between freedom of movement and feelings of joy becomes clear. The aim here is to show that these feelings of exaltation express an essential feeling of freedom – a bodily felt freedom – which is grounded in movement and can be regained by STN-DBS.

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Notes

  1. The fluctuations in the effects of the medication are due to the difficulties in keeping the level of dopamine constant in the course of the disease.

  2. By now, DBS is also used in early phases of the PD [2].

  3. The patients in this study all undergo STN-DBS. For the sake of simplicity I will from now on use mainly the term DBS.

  4. Ineichen gives an overview of works that addresses positive aspects of DBS [8]. See also Gilbert [5].

  5. The concept of “basic autonomy“(basale Autonomie) refers to Christian Weingärtner’s work [17]. He introduces the concept in the discussion of the autonomy of challenged people.

  6. Bodily felt freedom and basic autonomy are two closely related concepts: bodily felt freedom denominates an aspect of basic autonomy, namely the feeling of being free, while the concept of basic autonomy adds a reference to the environment, that is, independence from it. Generically, bodily felt freedom first enables basic autonomy, later it is being incorporated in the phenomenon of basic autonomy.

  7. The terms “synchronization” (and also e.g. „inhibition“and “activity”) comes actually from medical literature; it is e.g. used to describes the beta oscillation of PD [31, 32]. To what extent the descriptions of the article match with the neurological findings cannot be assessed here.

  8. During a state of euphoria, one patient heard himself repeat: You just do it now, I said. I said, that’s not right! Yes, you just do it now! Because I would have.... it came…uh, I did want this. (One) could say of course, well, maybe it influences our will, our human desire, the stimulation”.

  9. There might be a potential link between euphoria and increased impulsivity, which leads to imprudent decisions [34, 35].

  10. In this article, I will not discuss relation between movement activity and thinking activity in further detail. This will be part of my dissertation about the bodily felt freedom (leibliche Freiheit).

  11. The observation that basic autonomy is artificially created raises the problem on how to evaluate this “external” factor [5, 18, 20, 36]. Is the feeling of freedom, caused by DBS, only an illusion? At this point, the question cannot be sufficiently answered. However, to experience the specific feeling of freedom conceptualized in this article, one does not need to be free in terms of metaphysical conditions [9, 20, 37, 38].

  12. A period of time spent with stimulation was important for the article in order to find examples for bodily felt freedom expressed in joy after the surgery.

  13. The conducted focus group took place during the symposium and included three patients, with whom I had already conducted interviews, two doctors and conference participants.

  14. The study is a project that is part of the Cluster of Excellence BrainLinks-BrainTools. It focuses on the ethical implications of neurotechnologies (Mechanized Brains) and an offshoot to examine the value of movements with respect to movement disorders. The principal investigator is Prof. Dr. Oliver Müller.

  15. The reflexive aspect, expressed in felt, cannot be found in babies. They are still totally engaged in sensing and only develop a certain distance to sensing with time.

  16. The objective body – which in the phenomenology of the body is different to the felt body or lived body – is not central regarding the development of movement in children, because the objective body presupposes a reflexive self [10,11,12,13, 15, 16].

  17. To get more insights about the observations regarding will in the development of infants, we can connect will to Stein’s conception of the soul as the principle of what forms matter (the body is an expression of that). As we can see, there is a will to form matter. Without this kind of will, there is no plausible explanation for why beings want to stay alive, why they want to live; we can therefore also speak of the will to live, which captures the body. The fact that such views are not common in science these days (anymore) is not due to the “Sache” but to biases or a limited perspective, as Stein would say [28].

  18. Schmitz would not agree with Stein’s view of the body and the thesis on the will introduced here. He uses his “bodily” terminology. That is why the term “felt body” used here goes beyond the understanding of Schmitz. However, since I think “feeling” is significant to bodily felt freedom, “felt body” seems to fit better than “lived body” (even though the felt body is actualized by the will to live).

  19. The word “unfocused“originates from a patient who will be quoted in detail later.

  20. Adopting a term introduced by Hermann Schmitz, we may say that infants still live in a measureless expanse (maßlose Weite). He speaks of this, however, in the outcome of a man who has already come to himself (his view is not genetic). On this basis one could reach a state of measureless expanse, which means to get out of the body (Ausleibung). Compare also Seewald’s discussion of being fused (Verschmolzensein) versus having a core (Kernhaftigkeit) [45].

  21. It is usually assumed that self-awareness in its basic form develops from interaction with the environment [48]. This article in contrast, proposes the view that the sense of oneself develops first through “interaction” with one’s own body.

  22. In Schmitz, the felt body becomes the shelter of many emotions, which describes the vital state of a person. Here, the focus is on the “emotions” which are felt through movements. The principal factor is the feeling of freedom, which could be associated with the concept of “Weitung” (widening) or “epikritische Weitung” of Hermann Schmitz [46].

  23. The unremarkable feelings of freedom are comparably to the “feelings of being alive” [48].

  24. It is important to note that PD is not always negatively experienced by patients [5].

  25. The German dictionary term “Bewegungsfreiheit” primarily denotes the “space which is available to a sufficient degree to move arms and legs”. “Space to move around or roam in”, “free run” and “leeway” are synonyms. In a metaphoric sense, freedom of movement means “independence”, “without constraints” or “autonomous action”. “Bewegungsfreiheit” denotes also a basic right “to enter every admissible place” (Art. 2, Abs. 2, S. 2 German Grundgesetz).

  26. The surgery already has a positive effect on many patients, even without activating the stimulator. This is called the Micro-Lesioning-Effect (MLE). The possible difference between the MLE and stimulation will not be discussed here. The focus of this article is on the feeling that appears through the regaining of freedom of movement.

  27. Euphoria, however, is also a phenomenon known to occur because of medication. Medication too, can cause relief and a fast change between body control.

  28. In the debate the effects of euphoria would classified into the range of internal coercions [33]. The patients, however, feel controlled from outside.

  29. These addictions can also occur as a result of the therapy with drugs.

  30. It must be noted, however, that the patients in this study are stimulated in the nucleus accumbens, whereas the patients in the present study undergo STN-DBS.

  31. The surgery was over a year ago at the time of the interview.

  32. She spent 8 years with the stimulation when interviewed.

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Acknowledgements

Special thanks go to Neuroethics anonymous reviewers for their insightful and constructive comments. I am grateful to the audience at the symposium on “Mechanized brains, embodied technologies, restored movements. Philosophical and ethical implications of neurotechnological intervention” at the University of Freiburg in 2017 for their comments and suggestions. Furthermore, I would like to thank Gernot Böhme for the lively discussion of some of the issues covered in this paper. I am grateful to Ines Schröder for English translations and to Andrew Wold for final corrections. Finally, my great thanks go to the patients I conducted interviews with. This work was (partly) supported by BrainLinks-BrainTools, Cluster of Excellence funded by the German Research Foundation (DFG, grant number EXC 1086).

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Correspondence to Julia Sophia Voigt.

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Voigt, J.S. Bodily Felt Freedom: an Ethical Perspective on Positive Aspects of Deep Brain Stimulation. Neuroethics 14, 45–57 (2021). https://doi.org/10.1007/s12152-018-9380-9

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