Skip to main content

Advertisement

Log in

The Public Policy Basis for Open Access Publishing: A Scientific Approach

  • Published:
Publishing Research Quarterly Aims and scope

Abstract

This article examines the interplay between public policy and green open access in light of copyright protection. Public policy is crucial for the progress of deposit in open access repositories which enhances distribution of information. In other words, public policy can be also be considered as a tool to contribute in the increase of information access opportunities with respect to copyright protection and associated regulatory framework. There are philosophical and pragmatic jusfitications based on which access to information is imperative (Michel Foucault, The Archaeology of Knowledge (Knopf Doubleday Publishing Group 2012); Nikos Koutras, Building Equitable Access to Knowledge Through Open Access Repositories (Information Science Reference 2019).), while contemporary copyright regimes afford (overly) broad protection in terms of copyright duration and uses covered. This paper proposes a theoretical framework which relies on publishing model of open access and aims to develop a standard concerning stakeholder’s interests through public policy.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Notes

  1. Stephen Pinfield, ‘A Mandate to Self Archive? The Role of Open Access Institutional Repositories’ (2005) 18 Serials: The Journal for the Serials Community 30; Peter Suber, Open Access (The MIT Press 2012).

  2. Paolo Manghi and others, ‘An Infrastructure for Managing EC Funded Research Output—The OpenAIRE Project’ (2010) 6 The Grey Journal (TGJ) : An International Journal on Grey Literature https://pub.uni-bielefeld.de/record/1972842 accessed 23 April 2019.

  3. Joan M. Reitz, Dictionary for Library and Information Science (Libraries Unlimited 2004).

  4. Clifford A. Lynch, ‘Institutional Repositories: Essential Infrastructure For Scholarship In The Digital Age’ (2003) 3 portal: Libraries and the Academy 327.

  5. Gerard Van Westrienen and Clifford A. Lynch, ‘Academic Institutional Repositories: Deployment Status in 13 Nations as of Mid 2005’ (2005) 11 D-Lib Magazine http://www.dlib.org/dlib/september05/westrienen/09westrienen.html?utm_source=dbpia&utm_medium=article_detail&utm_campaign=reference accessed 7 January 2015.

  6. Carlos Juiz, Carlos Guerrero and Isaac Lera, ‘Implementing Good Governance Principles for the Public Sector in Information Technology Governance Frameworks’ (2014) 03 Open Journal of Accounting 9.

  7. Christoph Knill and Jale Tosun, Public Policy: A New Introduction (Palgrave Macmillan 2012); Charles F. Manski, ‘Response to the Review of “Public Policy in an Uncertain World”’ (2013) 123 The Economic Journal F412; Xun Wu and others, The Public Policy Primer: Managing the Policy Process (Routledge 2010).

  8. Ed Diener and others, Well-Being for Public Policy (Oxford University Press 2009); Daniel Hausman, Michael McPherson and Debra Satz, Economic Analysis, Moral Philosophy, and Public Policy (Cambridge University Press 2016).

  9. Brian Baird, ‘To Improve Public Policy’ (2013) 340 Science 432.

  10. Hercules Bantas, Jurgen Habermas and Deliberative Democracy (Smashwords 2010).

  11. Frank Fischer and Herbert Gottweis, The Argumentative Turn Revisited: Public Policy as Communicative Practice (Duke University Press 2012).

  12. Richard Calland and Kristina A. Bentley, ‘The Impact and Effectiveness of Transparency and Accountability Initiatives: Freedom of Information’ (Social Science Research Network 2013) SSRN Scholarly Paper ID 2305479 http://papers.ssrn.com/abstract=2305479 accessed 7 September 2015.

  13. David L. Blustein, ‘The Role of Work in Psychological Health and Well-Being: A Conceptual, Historical, and Public Policy Perspective’ (2008) 63 American Psychologist 228; Guangwei Hu and Lubna Alsagoff, ‘A Public Policy Perspective on English Medium Instruction in China’ (2010) 31 Journal of Multilingual and Multicultural Development 365; Christoph Knill, ‘The Study of Morality Policy: Analytical Implications from a Public Policy Perspective’ (2013) 20 Journal of European Public Policy 309.

  14. Jeffrey D. Hilmer, ‘The State of Participatory Democratic Theory’ (2010) 32 New Political Science 43; Carole Pateman, ‘Participatory Democracy Revisited’ (2012) 10 Perspectives on Politics 7.

  15. Jeroen P. J. de Jong, Tarmo Kalvet and Wim Vanhaverbeke, ‘Exploring a Theoretical Framework to Structure the Public Policy Implications of Open Innovation’ (2010) 22 Technology Analysis & Strategic Management 877; David Sloan Wilson and John M. Gowdy, ‘Evolution as a General Theoretical Framework for Economics and Public Policy’ (2013) 90 Journal of Economic Behavior & Organization S3.

  16. James A. Banks, ‘Teaching for Social Justice, Diversity, and Citizenship in a Global World’ (2004) 68 The Educational Forum 296; Ira Harkavy, ‘The Role of Universities in Advancing Citizenship and Social Justice in the 21st Century’ (2006) 1 Education, Citizenship and Social Justice 5; Jon F. Schamber and Sandra L. Mahoney, ‘The Development of Political Awareness and Social Justice Citizenship Through Community-Based Learning in a First-Year General Education Seminar’ (2008) 57 The Journal of General Education 75.

  17. Michael Hill and Frederic Varone, The Public Policy Process (Routledge 2014).

  18. Avi Brisman, ‘The Violence of Silence: Some Reflections on Access to Information, Public Participation in Decision-Making, and Access to Justice in Matters Concerning the Environment’ (2013) 59 Crime, Law and Social Change 291.

  19. Ann Capling, Patrick Low and World Trade Organization, Governments, Non-State Actors and Trade Policy-Making: Negotiating Preferentially Or Multilaterally? (Cambridge University Press 2010); Christopher D. Piros and Jerald E. Pinto, Economics for Investment Decision Makers: Micro, Macro, and International Economics (John Wiley & Sons 2013).

  20. Robert P. Merges, ‘A New Dynamism in the Public Domain’ (2004) 71 The University of Chicago Law Review 183; Udo Pesch, ‘Administrators and Accountability: The Plurality of Value Systems in the Public Domain’ (2008) 10 Public Integrity 335.

  21. Jan Donovan, ‘Engaging Stakeholders and Citizens in Developing Public Policy’ (2003) 3.

  22. Denis Bouyssou and others, Decision Making Process: Concepts and Methods (John Wiley & Sons 2013).

  23. There are differing views about how public policy is formed. For further discussion about this, see Dunn (2003). For example, there are advocates who claim that public policy can be made by leaders of religious and cultural institutions for the benefit of the congregation and participants. Also see Hesmondalgh (2005) and Kahan and Braman (2005). Hesmondalgh argues that policymakers should be guided by core principles such as transparency, accessibility and openness concerning bureaucratic and decision processes. Moreover, he states, politicians and public servants are accountable to the public, and this principle illustrates the importance of public policy towards desired solutions for social concerns. It follows that policymakers should support freely accessed information sources through proper public policy. Therefore, public policy and its formulation ought to stem from the public will or the public interest.

  24. M. Fagence, Citizen Participation in Planning (Elsevier 2014).

  25. Wendy Brown, ‘Power after Foucault’, The Oxford Handbook of Political Theory (Oxford University Press 2006).

  26. Ian Brown and Christopher T Marsden, Regulating Code: Good Governance and Better Regulation in the Information Age (The MIT Press 2013).

  27. Samantha Besson and José Luis Martí, Deliberative Democracy and Its Discontents (Ashgate Publishing, Ltd 2006).

  28. Cristina Lafont, ‘Deliberation, Participation, and Democratic Legitimacy: Should Deliberative Mini-Publics Shape Public Policy?’ (2015) 23 Journal of Political Philosophy 40.

  29. Tessa Brannan, Peter John and Gerry Stoker, ‘Active Citizenship and Effective Public Services and Programmes: How Can We Know What Really Works?’ (2006) 43 Urban Studies 993; John Annette, ‘`Active Learning for Active Citizenship’: Democratic Citizenship and Lifelong Learning’ (2009) 4 Education, Citizenship and Social Justice 149; Bryony L. Hoskins and Massimiliano Mascherini, ‘Measuring Active Citizenship through the Development of a Composite Indicator’ (2009) 90 Social Indicators Research 459.

  30. Christopher Ansell and Jacob Torfing, Handbook on Theories of Governance (Edward Elgar Pub 2017).

  31. Jeffrey Lehman and Shirelle Phelps, West’s Encyclopedia of American Law (Thomson/Gale 2005).

  32. Munir A. Hanjra and others, ‘Wastewater Irrigation and Environmental Health: Implications for Water Governance and Public Policy’ (2012) 215 International Journal of Hygiene and Environmental Health 255; Nick Watts and others, ‘Health and Climate Change: Policy Responses to Protect Public Health’ (2015) 386 The Lancet 1861.

  33. Frank Fischer and Gerald J. Miller, Handbook of Public Policy Analysis: Theory, Politics, and Methods (Routledge 2017).

  34. Thei Geurts, ‘Public Policy Making: The 21st Century Perspective’ (Be Informed—The Business Process Platform, 18 July 2011) http://beinformedblog.blogspot.com.au/2011/07/public-policy-making-21st-century.html accessed 31 May 2015.

  35. For further information regarding public policy, see Smith and Larimer (2013), Theodoulou and Cahn (2012) and Birkland (2010).

  36. Jürgen Habermas is a German sociologist and philosopher in the tradition of critical theory and pragmatism. He was one of the second generation of philosophers and social theorists in the Frankfurt School whose members included Horkheimer, Adorno, Walter Benjamin, Erich Fromm and Herbert Marcuse. Moreover, global polls consistently find that Habermas is widely acknowledged as one of the world’s leading intellectuals. To sum up, his significant (and continuing) contributions in the late twentieth and early twenty-first centuries to philosophy, political theory, communication theory, critical social theory, legal theory, critical education studies, among other disciplines, are renowned.

  37. Jürgen Habermas, The Theory of Communicative Action: Reason and the Rationalization of Society, Volume 1: Reason and the Rationalization of Society Vol 1 (1 edition, Polity 2015).

  38. Aristotle, The Nicomachean Ethics (Lesley Brown ed, David Ross tr, Revised edition, Oxford University Press 2009).

  39. E. Sørensen and J. Torfing, Theories of Democratic Network Governance (Springer 2016).

  40. Lafont (n 29).

  41. Thomas R. Dye, Understanding Public Policy (Prentice Hall 1995).

  42. B. Guy Peters, ‘Governance as Political Theory’, Civil Society and Governance in China (Palgrave Macmillan, New York 2012) https://link.springer.com/chapter/10.1057/9781137092496_2 accessed 4 November 2017.

  43. Charles L. Cochran and Eloise F. Malone, Public Policy: Perspectives and Choices (Lynne Rienner Publishers 2014).

  44. Beatrice Crona and John Parker, ‘Learning in Support of Governance: Theories, Methods, and a Framework to Assess How Bridging Organizations Contribute to Adaptive Resource Governance’ (2012) 17 Ecology and Society https://www.ecologyandsociety.org/vol17/iss1/art32/ accessed 21 April 2019.

  45. It is imperative to realise that the term of public value stems from government actions and is an effort that concerns benchmarking the total benefits flowed. Nevertheless, it also reflects the public’s perception of fairness and distributional equity, implications of service provision for trust and legitimacy and the benefits arising from co-production of services. For further information see Donovan (2003).

  46. Douglas R. Holmes, Integral Europe: Fast-Capitalism, Multiculturalism, Neofascism (Princeton University Press 2010).

  47. Steven Grabow, Mark Hilliker and Joseph Moskal, Comprehensive Planning and Citizen Participation (Extension Service 2006).

  48. Henry E. Smith, ‘Property Is Not Just a Bundle of Rights’ (2011) 8 279.

  49. Stefan Baack, ‘Datafication and Empowerment: How the Open Data Movement Re-Articulates Notions of Democracy, Participation, and Journalism’ (2015) 2 Big Data & Society https://doi.org/10.1177/2053951715594634 accessed 2 September 2019.

  50. Maria Bottis, ‘The Protection of Private Life and the European Legislation with Regard to Personal Data: Thoughts on the Protection of Private Life in the USA’, Honorary Volume, Stathopoulos (Sakkoulas 2009).

  51. Larry Diamond, ‘What Is Democracy?’ https://web.stanford.edu/~ldiamond/iraq/WhaIsDemocracy012004.htm accessed 10 November 2014.

  52. Roberto Caso and Federica Giovanella, ‘Balancing Copyright Law in the Digital Age—Comparative Perspectives: Preface’ (Social Science Research Network 2014) SSRN Scholarly Paper ID 2529954 https://papers.ssrn.com/abstract=2529954 accessed 17 December 2016.

  53. Daniele Archibugi and Andrea Filippetti, ‘The Globalisation of Intellectual Property Rights: Four Learned Lessons and Four Theses’ (2010) 1 Global Policy 137.

  54. Catherine Colston and Kirsty Middleton, Modern Intellectual Property Law (Psychology Press 2005).

  55. Meir Perez Pugatch, The International Political Economy of Intellectual Property Rights (Edward Elgar Publishing 2004).

  56. Frank Arntzenius, ‘UTILITARIANISM, DECISION THEORY AND ETERNITY’ (2014) 28 Philosophical Perspectives 31.

  57. Peter S. Menell, ‘Intellectual Property and the Property Rights Movement’ (Social Science Research Network 2007) http://papers.ssrn.com/abstract=1000061 accessed 11 October 2014.

  58. Richard A. Posner, ‘Intellectual Property: The Law and Economics Approach’ (2005) 19 The Journal of Economic Perspectives 57; Steven Shavell, Foundations of Economic Analysis of Law (Harvard University Press 2009).

  59. D. N. Dwivedi, Microeconomics: Theory And Applications (Pearson Education India 2002); Aristides N Hatzis and Nicholas Mercuro, Law and Economics: Philosophical Issues and Fundamental Questions (Routledge 2015).

  60. Koutras (n 1).

  61. Robert P. Merges, Justifying Intellectual Property (Harvard University Press 2011).

  62. Peter S. Menell, Mark A. Lemley and Robert P. Merges, Intellectual Property in the New Technological Age 2017: Vol. II Copyrights, Trademarks and State IP Protections (Clause 8 Publishing 2017).

  63. Sophia Christou and Alana Maurushat, ‘“Waltzing Matilda” or “Advance Australia Fair”? User-Generated Content and Fair Dealing in Australian Copyright Law’ (Social Science Research Network 2009) SSRN Scholarly Paper ID 1457570 http://papers.ssrn.com/abstract=1457570 accessed 11 October 2014.

  64. Eric Peterson, ‘An Introduction to Communication and Public Policy’ (2009).

  65. P. Drahos, Regulatory Theory: Foundations and Applications (ANU Press 2017).

  66. Rochelle Cooper Dreyfuss and Justine Pila, The Oxford Handbook of Intellectual Property Law (Oxford University Press 2018).

  67. Lionel Orchard and Hugh Stretton, Public Goods, Public Enterprise, Public Choice: Theoretical Foundations of the Contemporary Attack on Government (Springer 2016).

  68. Akash Kamal Mishra, Intellectual Property Rights in Cyberspace (Cyberlekh Publications 2019).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Nikos Koutras.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Koutras, N. The Public Policy Basis for Open Access Publishing: A Scientific Approach. Pub Res Q 36, 538–552 (2020). https://doi.org/10.1007/s12109-020-09772-8

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s12109-020-09772-8

Keywords

Navigation