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Regional green innovation efficiency and dynamic evolution of Chinese industrial enterprises: a three-stage super-efficiency DEA method based on cooperative game

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Abstract

The level of development of industrial enterprises is related to a country’s or region’s overall competitiveness. It is critical to assess the green innovation efficiency of regional industrial enterprises scientifically and effectively in order to improve a country’s overall green innovation capability. The green innovation system is divided into three sub-stages in this paper: technology development, economic transformation, and environmental protection. Based on the theory of innovation value chain, a three-stage super-efficiency DEA model of the cooperative game including shared inputs and undesirable outputs is constructed to calculate the overall efficiency, three sub-stages efficiency, and dynamic evolution of green innovation of industrial enterprises in China’s provincial administrative regions and eight economic zones from 2015 to 2019 (divided by the time of ultimate output). The results indicate that (1) in terms of overall efficiency, the efficiency of green innovation is not high, and there are clear regional differences, as evidenced by the following states: the middle reaches of the Yangtze River economic zone > the eastern coastal economic zone > the southern coastal economic zone > the northern coastal economic zone > the northeastern economic zone > the northwestern economic zone > the middle reaches of the Yellow River economic zone, and the overall efficiency of the southwestern economic zone fluctuates around the average level of China; (2) from the standpoint of various stages, economic transformation stage efficiency > overall efficiency > technology development stage efficiency > environmental protection stage efficiency. The improvement of overall efficiency is largely dependent on the high efficiency of the economic transformation stage, but low efficiency in the environmental protection stage results in overall low efficiency; (3) from the perspective of the dynamic evolution trend, the overall efficiency and three sub-stages have been improved to varying degrees. However, due to the low efficiency of the environmental protection stage, there is still a long way to go to achieve the goal of innovation-driven development; (4) based on the classification analysis, it was determined that the green innovation efficiency of industrial enterprises in only a few regions belongs to the “three high innovation type,” which must take targeted measures to improve the inefficient innovation process links.

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Data availability

The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.

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Acknowledgements

We are thankful for the suggestions and efforts from the reviewers and editors, and we also acknowledge the financial support from the General Program of the National Social Science Fund of China (grant no. 18BGL026).

Funding

The General Program of the National Social Science Fund of China “A Study on the Impact of Institutional Gap on the Social Responsibility of Chinese Overseas Investment Enterprise” (grant no. 18BGL026).

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Authors and Affiliations

Authors

Contributions

Yueting Zhang: conceptualization, data curation, formal analysis, validation, visualization, writing-original draft, and writing-review and editing. Huaichao Chen: funding acquisition, project administration, resources, supervision, and writing-review and editing. Zhimin He: writing-original draft and writing-review and editing.

Corresponding author

Correspondence to Huaichao Chen.

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We confirm that this manuscript has been read and approved by all named authors and that there are no other persons who satisfied the criteria for authority but are not listed. We further confirm that the order of authors listed in the manuscript has been approved by all of us. This study all does not violate other relative ethical issues.

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Competing interests

The authors declare no competing interests.

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Responsible Editor: Arshian Sharif

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Appendix A

Appendix A

China has been divided into eight economic zones according to a standard of “Strategy and Policy for Coordinated Regional Development” issued by the Development Research Center of the State Council. This standard is put forward on the basis of reference to regional resource endowment, economic status, geographical environment, cultural development and other factors. The specific division scope is shown in Table

Table 7 Scope of China’s eight economic zones

7. Due to the inability to obtain necessary data, Tibet is excluded from this study.

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Zhang, Y., Chen, H. & He, Z. Regional green innovation efficiency and dynamic evolution of Chinese industrial enterprises: a three-stage super-efficiency DEA method based on cooperative game. Environ Sci Pollut Res 29, 89387–89410 (2022). https://doi.org/10.1007/s11356-022-21682-0

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  • DOI: https://doi.org/10.1007/s11356-022-21682-0

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