Skip to main content
Log in

Making Faces

  • Published:
Topoi Aims and scope Submit manuscript

Abstract

I argue in this paper that the claimed universal recognition of basic emotions corresponds to the recognition of conventionalized representations of emotions common in our culture. Section one presents some of the faces that people make in different circumstances, and argues that making faces is a form of action. Faces made function as narrative tools and as conversational tools. Section two compares and contrasts two conceptions of facial displays: basic emotion theories (BET) and the behavioral ecology view (BECV). The next section analyzes and evaluates BET’s claim concerning the universal expression of emotions. Section four argues that the still pictures of posed emotions used by Ekman correspond to conventionalized iconographic representations of emotions in our culture. The last section asks whether present day social robots can make faces. They cannot for two reasons, I argue. First because of the dominance of BET in robotic research, second because robots do not need to enter into strategic negotiation with their human partners. The faces of robots simply reproduce conventionalized expressions of emotions, that they do paradoxically bear witness to the central relevance of the behavioral ecology view of facial displays.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Notes

  1. This may have been the intuition underlying Scarantino’s (2017) attempt to unify the best aspects of both theories.

  2. See (Fridlund 1994, p. 222) for a description of how that original choice was made.

  3. This is most frequently the case. However, some robots, for example Robisuke, do not try to reproduce human emotions. Robisuke uses a system that analyzes prosody to extract the proper feedback timing in terms of head, eye or body movement. Such an approach views communication between a human and a robot as a dynamic, multi-level, multi-modal process. Rather than to recognize or reproduce the emotions of its partner, the aim here is for the robot to respond “appropriately” in the context of a dynamic exchange.

  4. We analyze this in detail in (Dumouchel and Damiano 2017).

References

  • Bavelas JB, Chovil N (1997) Faces in dialogue. In: Russell JA, Fernandez-Dols JM (eds) The psychology of facial expression. Cambridge University Press, Cambridge

    Google Scholar 

  • Bavelas JB, Chovil N (2018) Some pragmatic functions of conversational facial gestures. Gesture 17(1):98–127

    Article  Google Scholar 

  • Chovil N (1991) Social determinants of facial displays. J Nonverbal Behav 15(3):141–154

    Article  Google Scholar 

  • Crivelli C, Fridlund AJ (2018) Facial displays are tools for social influence. Trends Cogn Sci 22(5):388–399. https://doi.org/10.1016/j.tics.2018.02.006

    Article  Google Scholar 

  • Crivelli C, Jarillo S, Fridlund AJ (2016) A multidisciplinary approach to research in small-scale societies: studying emotions and facial expression in the field. Front Psychol. https://doi.org/10.3389/fpsyg.2016.01073

    Article  Google Scholar 

  • Danaher J (2020) Robot betrayal: a guide to the ethics of robotic deception. Ethics Inf Technol 22:117–128

    Article  Google Scholar 

  • Dumouchel P, Damiano L (2017) Living with robots. Harvard University Press, Cambridge

    Book  Google Scholar 

  • Dumouchel P (1999) Émotions essai sur le corps et le social. Institut Synthélabo, Le Plessis-Robinson

  • Ekman P (1992) An argument for basic emotions. Cogn Emot 6:169–200

    Article  Google Scholar 

  • Ekman P, Davidson R (eds) (1994) The nature of emotion: fundamental questions. Oxford University Press, Oxford

    Google Scholar 

  • Ekman P (1997) Expression or communication about emotion. In: Segal NL, Weisfeld GE, Weisfeld CC (eds) Uniting biology and psychology: integrated perspectives on human development. APA Press, Washington, DC

    Google Scholar 

  • Ekman P, Sorenson ER, Friesen WV (1969) Pan-cultural elements in the facial displays of emotions. Science 164:86–88. https://doi.org/10.1126/science.164.3875.86

    Article  Google Scholar 

  • Fridlund AJ (1994) Human facial expression: an evolutionary view. Academic Press, San Diego

    Google Scholar 

  • Fridlund AJ (2017) The behavioral ecology view of facial displays, 25 years later. In: Fernandez-Dols J-M, Russell JA (eds) The science of facial expression. Oxford University Press, Oxford

    Google Scholar 

  • Fridlund AJ, Russell JA (2021) Evolution, emotion and facial behavior: a 21st century view. In: Al-Shawaf L, Shackelford T (eds) The Oxford handbook of evolution and the emotions. Oxford University Press, Oxford

    Google Scholar 

  • Kowalska M, Wrobel M (2017) Basic emotions. In: Zeigler-Hill V, Shackelford TK (eds) Encyclopedia of personality and individual differences. Springer, Cham

    Google Scholar 

  • Kraut RE, Johnson RE (1979) Social and emotional messages of smiling: an ethological approach. J Pers Soc Psychol 37(9):1539–1553

    Article  Google Scholar 

  • Lang C, Wachsmuth S, Handheide M, Wersing H (2013) Facial communicative signal interpretation in human-robot interaction in discriminative video sequence selection. Paper presented at the IEEE International Conference on Robotics and Automation (ICRA), Karlsruhe, Germany, May 6–10, 2013

  • Leite I, Pereira A, Mascarenhas S, Martinho C, Prada R, Paiva A (2013) The influence of empathy in human–robot relations. Int J Hum Comput Stud 71(3):250–260

    Article  Google Scholar 

  • Leite I, Castellano G, Pereira A, Martinho C, Paiva A (2014) Empathic robots for longterm interaction. Int J Soc Robot 6(3):329–341

    Article  Google Scholar 

  • Martinez B, Valstar MF, Jiang B, Pantic M (2019) Automatic analysis of facial action: a survey. IEEE Trans Affect Comput 10(3):325–347. https://doi.org/10.1109/TAFFC.2017.2731763

    Article  Google Scholar 

  • Motley MT, Camden CT (1988) Facial expression of emotion: a comparison of posed expressions versus spontaneous expressions in an interpersonal communication setting. Western J Speech Commun 52:1–22

    Article  Google Scholar 

  • Niculescu A, van Dijk B, Nijholt A, Li H, See SL (2013) Making social robots more attractive: the effects of voice pitch, humor and empathy. Int J Soc Robot 5(2):171–191

    Article  Google Scholar 

  • Panksepp J (2000) Emotions as natural kinds within the mammalian brain. In: Lewis M, Haviland-Jones JM (eds) Handbook of emotions, 2nd edn. The Guilford Press, New York

    Google Scholar 

  • Sariyanidi E, Gunes H, Cavallaro A (2015) Automatic analysis of facial affect: a survey of registration, representation, and recognition. IEEE Trans Pattern Anal Mach Intell 37(6):113–1133

    Article  Google Scholar 

  • Scarantino A (2017) How to do things with emotional expressions: the theory of affective pragmatics. Psychol Inq 28(2–3):165–218

    Article  Google Scholar 

  • Skyrms B (1996) The evolution of the social contract. Cambridge University Press, Cambridge

    Book  Google Scholar 

  • Skyrms B (2004) The stag hunt and the evolution of the social structure. Cambridge University Press, Cambridge

    Google Scholar 

  • Sorenson ER (1976) The edge of the forest: Land, childhood and change in a New Guinea proto-agricultural society. Smithsonian Institution Press, Washington, DC

    Google Scholar 

  • Tapus A, Mataric MJ (2007) Emulating empathy in socially assistive robotics. Paper presented at the AAAI spring symposium: multidisciplinary collaboration for socially assistive robotics 2007

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Paul Dumouchel.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Dumouchel, P. Making Faces. Topoi 41, 631–639 (2022). https://doi.org/10.1007/s11245-022-09799-w

Download citation

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11245-022-09799-w

Keywords

Navigation