Abstract
Influence theory is a systematic study of formal models of the communicative influence of one person or group of people on another person or group. In that sense influence theory is an overarching philosophical discipline that includes aspects of decision theory and game theory as sub-disciplines as well as established models of de facto segregation, cultural change, opinion polarization, and epistemic networks. What we offer here is a structured outline of formal results that have been scattered across a range of disciplinary contexts from mathematics, physics and computer science to economics and political science, supplemented with a number of new models, emphasizing their place within the philosophical framework of a general theory of influence. What such an outline offers, we propose, is the prospect of new and important cross-fertilizations and expansions in formal attempts to model the diverse patterns of communicative influence.
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Notes
Varieties of these different mechanisms within a model for which network, timing, agents and traits are otherwise held constant are explored for example in Grim, Kokalis, Alai-Tafti, Kilb and St. Denis 2004.
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Appendix
Appendix
A compendium of examples above in terms of parameters outlined in Sect. 2:
Model | Agents | Traits | Network | Timing | Mechanism | Purpose | Dynamics |
---|---|---|---|---|---|---|---|
4.1 | 2 binary X,Y | 1-Way influence | N/A | Influence on neighbor | formal | Immediate unanimity | |
4.2 | 2 binary X,Y | Mutual influence | Simultaneous | Influence on neighbor | formal | Oscillation from XY, YX | |
4.3 | 2 binary X,Y | Mutual influence | Sequential | Influence on neighbor | formal | First actor determines unanimity | |
4.4 | 2 binary X,Y | Mutual influence, Proba-bilistic | Simultaneous | Probability p of influence on neighbor | formal | Asymptotic approach to equilibrium | |
4.5 | 2 binary X,Y | Mutual influence, proba-bilistic | Sequential | Probability p of influence on neighbor | formal | Asymptotic approach to equilibrium, faster convergence than simultaneous | |
4.6 | 2 traits, adaptable to multiple | Mutual influence | Simultaneous & sequential variations | Influence on neighbor at particular trait, deterministic or probabilistic | formal | Allows a measure of degree of influence in terms of number of trait changes | |
4.7 | Continuous scale on single trait | Mutual influence | Simultaneous & sequential variations | Each agent influences the other to move halfway to its position, or recalcitrant agents | formal | Various equilibria given differences in timing, rule and agent recalcitrance | |
4.8 | 2 binary, continuous, multiple | Mutual influence | Strategically handled influence | Probabilistic influence | formal | Altered probabilities with unbalanced influence events | |
5.1 Population model | Multiple, proportions of population | 2 binary X,Y | Fully connected or random mixing | Simultaneous all with all | Probability of conversion of neighbor | formal | Markov model, unique equilibrium regardless of initial proportions, by Perron-Frobenius theorem |
5.2 SIR, SIRS infection models | Multiple, proportions of population | Susceptible infected recovered | Random mixing | Simultaneous all with all | Infection of neighbor with R0 of pathogen, recovered immunity (SIR) or possible reinfection (SIRS) | explanatory predictive | Classical S-curve of infection for SIR model, endemic equilibrium possible in SIRS model |
5.3 Deterministic cycle through states | Multiple, proportions of population | 2 binary X,Y | Fully connected | Simultaneous all with all | 100% probability of conversion of neighbor | formal | Violates conditionsof Markov model: oscillation |
5.4 Variable transition probabilities, Grim Mar St. Denis (1998) | Multiple, proportions of population | 2 binary X, Y and various | Fully connected | Simultaneous or sequential | Probabilistic conversion | formal | Equilibrium, oscillatory, periodic, and chaotic all possible dyanmics |
5.5 Granovetter (1978) | Multiple, with hetero-geneous thresholds | 2 binary: riot, not | Fully connected | Simultaneous | Agents with heterogeneous thresholds convert to ‘riot’ given specific proportions of the population rioting | explanatory | Rioting population depends not merely on average thresholds to riot but on distribution of thresholds |
5.6 Lehrer and Wagner (1981) | Multiple | Multiple agents have opinion probability and reliability weights for other agents | Fully connected | Iterated simultaneous | Agents change opinion probabilities to weighted average of population | Formal, normative | Consensus in which all agents share same opinion probabilities develops as Markov process |
6.1 | Multiple | 2 binary X, Y | Linear, 1-dimensional | Simultaneous | X changes to Y given a Y neighbor, or does so with probability p | formal | Total conversion to Y given any Y, speed dependent on probability |
6.2 | Multiple | 2 binary X, Y | Linear, 1-dimensional | Simultaneous | Y changes to X if surrounded by X on both sides | formal | Results dependent on initial configuration |
6.3 | Multiple | 2 binary X, Y | Linear, 1-dimensional | Simultaneous | Non-symmetrical: Y preceded by 2 X’s will convert to X | formal | Results dependent on initial configuration |
6.4 | Multiple | 2 binary X, Y | Linear, 2-dimensional, finite alternation of X and Y | Simultaneous | Conversion to other view when surrounded on each side | formal | Results dependent on initial configuration |
6.5 | Multiple | 2 binary X, Y | Linear loop | Simultaneous | Conversion to other view when surrounded on each side | formal | Oscillation with loop at one point; unanimity with loop at another |
7.1 shared information | Multiple, with individual evidence as well as cumulative | Binary | Linear, 1-dimensional | Sequential along line | Agents share decisions and evidence down the line | formal | Given a small probability of correctness, individuals down the line will accumulate evidence toward the correct decision with probability 1 |
7.2 Information cascades Bikhchandani et al. (1998) | Multiple, with individual evidence as well as cumulative | Binary | Linear, 1-dimensional | Sequential along line | Agents share decisions but not individual evidence, make decisions on cumulative data | formal, explanatory | Cascades of decision, with calculable probabilities of misinformation |
7.3 Information cascades in enclaves | Multiple in isolated enclaves, individual and cumulative evidence | Binary | Linear, 1-dimensional | Sequential along lines of each enclave | Agents share decisions but not individual evidence, make decisions on cumulative data | formal, explanatory | Increased probability of polarization, increased probability of misinformation in at least one enclave |
7.4 Information cascades on trees | Multiple in isolated enclaves, individual and cumulative evidence | Binary | Tree network | Sequential from earlier on tree | Agents share decisions but not individual evidence, make decisions on cumulative data | formal, explanatory | Similar cascade phenomena |
7.5 Fedderson Pesendorfer 1998; Austin-Smith Feddersen (2005, 2006) | Multiple agents | Private signals with ‘bias’ or standard of reasonable doubt | Fully connected | Simultaneous voting, or voting after straw poll, with either unanimous or majority decision rule | Agents may vote or share information on private signals strategically | Formal, explanatory normative | Incentives for strategic voting are different under unanimity and majority rule; error rates are higher under unanimity |
Multiple agents | Continuous scale of opinion | Association network with similarity threshold on trait | Simultaneous | Agents’ opinions move toward average of those in their threshold range | formal, explanatory | With high threshold, convergence on opinion. With low threshold, polarization of opinion in population | |
Multiple agents | 2 unchanging traits or colors X,Y | 2-dimensional lattice with low density (empty cells) | Random | Agents do not change traits, but move on array when number of ‘like’ neighbors is below threshold t | formal, explanatory | With relatively low threshold (30%), clear clustered areas of residential segregation appear | |
8.2 Schelling with high, low density and heterogeneous thresholds | Multiple agents | 2 unchanging traits or colors X,Y | 2-dimensional lattice with low or high density | Random | Agents move when number of like neighbors is below threshold t, but one set of agents have a ‘don’t care’ low threshold | formal, explanatory | At low density, agents do not cluster. At high density, they are forced to |
8.3 Cultural divfusion Axelrod (1997) | Multiple agents | 5 traits, each with 1 of 10 values | Agents fixed in a 2-dimensional lattice | Neighbor pairs chosen at random, interact with a probability correlate to number of traits in common | Given interaction, the ‘active’ agent changes one of its non-matching traits to that of the other agent | formal, explanatory | Wide areas of convergence a rossall traits with islands of isolated ‘cultures’ |
Multiple agents | 2 strategies: Cooperate, Defect | 2-dimensional lattice | Simultaneous | Play rounds of Prisoner’s Dilemma, then imitate most successful neighbor | formal | Maintained proportion of cooperative strategies; symmetrical patterns | |
8.5 Imitative game theory Huberman & Glance (1993) | Multiple agents | 2 strategies: Cooperate, Defect | 2-dimensional lattice | Random | Play rounds of Prisoner’s Dilemma, then imitate most successful neighbor | formal | Symmetrical patterns destroyed; results for cooperation altered from simultaneous case |
8.6 Game of Go | Multiple agents | 2 traits, black or white | 2-dimensional lattice | Sequential | Strategic moves attempting to occupy points or surround opponent | formal | Strategically complex |
9.1 Small worlds Watts & Strogatz (1998) | Multiple agents | Various | Range of networks from ring with probability of ring rewiring to random | Simultaneous | Influence between nodes on links | formal, explanatory | With ring networks, clustering coefficient high and characteristic path length long. At random, path length short but clustering coefficient low. In ‘small worlds,’ high clustering with short path lengths |
9.2 Preferential attachment networks Barabási & Albert (1999) | Multiple agents | Various | Networks formed with new nodes attaching with higher probability to nodes with many links | Sequential addition | Influence between nodes on links | formal, explanatory | Scale free networks form |
multiple | Choice of theories as to the higher-paying of 2 ‘bandits’ | Sample networks: ring, wheel, and complete | Simultaneous | Update chosen theory on the basis of individual testing of a chosen bandit and input from linked nodes | formal, normative | Ring formations resuilt in slower community convergence with higher group accuracy probability | |
9.4 Bayesian networks | multiple | Various | Directed acyclic graphs | Sequential | Bayesian updating of nodes from current links and previous values | formal | Various dynamics given differences in timing, rule, and agent recalcitrance |
10.1 Wolfram rule 126 | multiple | Black or white | Linear, 1-dimensional | Simultaneous | Cell is black just in case self and two neighbors not all blck or all white on previous generation | formal | Forms Sierpinski triangle |
10.2 Wolfram rule 110 | multiple | Black or white | Linear, 1-dimensional | Simultaneous | ‘right-handed’: like 126 except a single black to the left is insufficient to make a cell black on the next generation | formal | Computationally universal, formally undecidasble (Cook, 2004) |
11.1 Game of Life | multiple | Alive or dead | 2-dimensional lattice | Simultaneous | If alive, stays alive on next iteration iff 2 or 3 neighbors are currently alive. If dead, stays dead unless 3 neighbors are currently alive | formal | Computationally universal, formally undecidasble (Berlekamp, Conway & Guy 1982) |
11.2 Spatialized Prisoner’s Dilemma | Multiple | Many states to form electrons on wires, logic gates, memory units | 2-dimensional lattice | Simultaneous | Cells play Prisoner’s Dilemma with neighbors, convert to most successful local strategy | formal | Computationally universal, formally undecidasble (Grim, Mar & St. Denis 1998) |
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Grim, P., Rescher, N. Influence theory. Synthese 201, 211 (2023). https://doi.org/10.1007/s11229-023-04163-w
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DOI: https://doi.org/10.1007/s11229-023-04163-w