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Axiomatization of plurality refinements

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Abstract

Plurality rule uniquely satisfies anonymity, monotonicity, neutrality, and tops-onlyness. However, it is not always able to produce resolute outcomes. We study singleton-valued refinements of plurality rule that satisfy all but one of these four axioms. Monotonicity is preserved by all refinements of plurality, whereas no refinement satisfies the remaining three except for a very limited case. We explore what dropping one of the three remaining axioms brings about towards singleton-valued refinements.

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Notes

  1. Hartfield (1978) delivers the earliest such characterization, followed by Roberts (1991), Ching (1996), Yeh (2008), and Ju (2005).

  2. Campbell and Kelly (2015) find, inter alia that when the number of alternatives exceeds the smallest prime dividing the number of individuals, a resolute social choice rule is anonymous and neutral only if it chooses alternatives that are in the bottom half of preferences of all individuals.

  3. So, given any distinct \(x,y\in A\) and \(P_i\in {\mathcal {L}}(A)\), precisely one of \(xP_iy\) and \(yP_ix\) holds. Moreover, \(xP_iy\) and \(yP_iz\) implies \(xP_iz\) for all \(x,y,z\in A\) and \(P_i\in {\mathcal {L}}(A)\). Finally, \(xP_ix\) does not hold for any \(x\in A\).

  4. A choice function C satisfies the weak axiom of revealed preference (WARP) if for any \(a,b\in A\) and \(B\in {\mathcal {A}}\), having \(a,b\in B\) and \(a\in C(B)\) implies that if \(b\in B'\) and \(b\in C(B')\) for some \(B'\in {\mathcal {A}}\), we must have \(a\notin B'\). WARP is a consistency requirement on choice functions originated from the revealed preference theory.

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Correspondence to Ali I. Ozkes.

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Ozkes, A.I., Sanver, M.R. Axiomatization of plurality refinements. Public Choice (2024). https://doi.org/10.1007/s11127-024-01154-4

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