Abstract
Let \(\Omega \subset \mathbb {R}^n\) be an open, bounded and Lipschitz set. We consider the Poisson problem for the p-Laplace operator associated to \(\Omega \) with Robin boundary conditions. In this setting, we study the equality case in the Talenti-type comparison: we prove that the equality is achieved only if \(\Omega \) is a ball and both the solution u and the right-hand side f of the Poisson equation are radial and decreasing.
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1 Introduction
Symmetrization techniques in the context of qualitative properties of solutions to second-order elliptic boundary value problems are introduced by Talenti in [28]. In this seminal paper, the author considers an open and bounded set \(\Omega \subset \mathbb {R}^n\), the ball \(\Omega ^\sharp \) with the same measure as \(\Omega \) and the solutions u and v to the following problems
where \(f\in L^2(\Omega )\) is a positive function and \(f^\sharp \) is its Schwarz rearrangement (see Definition 2.3). In this setting, Talenti establishes the following point-wise estimate:
For the sake of completeness, we observe that this result is proved more generally for a uniformly elliptic linear operator in divergence form.
A version of this result for nonlinear operators in divergence form is contained in [29], which includes as a special instance the case of the p-Laplace operator. Moreover, these results are later extended, for instance, to anisotropic elliptic operators in [2], to the parabolic case in [4, 24], and to higher order operators in [9, 31].
Once a comparison result holds, it is natural to ask whether the equality cases can be characterized and, so, if a rigidity result is in force. In [3], the rigidity result linked to problem (1) is proved. Indeed, the authors prove that if equality holds in (2), then \(\Omega \) is a ball, u is radially symmetric and decreasing, and \(f=f^\sharp \) up to a translation. Rigidity results for a generic linear, elliptic second-order operator can be found in [18] and [20]. To the best of our knowledge, rigidity results for nonlinear operators with Dirichlet boundary conditions are not present in the literature. In this paper, we obtain, as a corollary of our results, the rigidity for the \(p{-}\)Laplace operator with Dirichlet boundary conditions in any dimension (see Corollary 3.3).
For a long time, it was believed that comparison results could not be proved by means of spherical rearrangement argument when dealing with Robin boundary conditions, until the recent paper [5]. The authors consider the following problems
and they prove a comparison result involving Lorentz norms of u and v whenever f is a non-negative function in \(L^2(\Omega )\) and \(\beta \) is a positive parameter. In particular, in the case \(f\equiv 1\), they prove
and, if \(n=2\), the pointwise comparison holds:
Generalizations of the results contained in [5] can be found for the anisotropic case in [27], for mixed boundary conditions in [1], in the case of the Hermite operator in [13].
In the present paper, we focus our study on the rigidity of the p-Laplace operator. In this case, the comparison results are obtained in [6] and the setting is the following.
Let \(\Omega \) be a bounded, open and Lipschitz set in \({{\,\mathrm{\mathbb {R}}\,}}^n\), with \(n\ge 2\). Let \(p\in (1,+\infty )\) and let \(f\in L^{p'}(\Omega )\) be a positive function, where \(p'=p/(p-1)\). The Poisson problem for the p-Laplace operator with Robin boundary conditions is
where \(\nu \) is the unit exterior normal to \(\partial \Omega \) and \(\beta >0\). A function \(u \in W^{1,p}(\Omega )\) is a weak solution to (4) if
The symmetrized problem associated to (4) is the following
In [6] the authors establish a comparison result between suitable Lorentz norms (see Definition 2.4) of the solutions u and v to problems (4) and (6), respectively. In particular, they prove
and in the case \(f\equiv 1\), they prove
and
that is an improvement of (7) in the case \(p\le 2n\).
In the present paper, we want to characterize the equality case in (7) and (9), answering the open problem contained in [23].
Theorem 1.1
Let \(\Omega \subset \mathbb {R}^n\) be a bounded, open and Lipschitz set and let \(\Omega ^\sharp \) be the ball centered at the origin with the same measure as \(\Omega \). Let \(p\in (1,+\infty )\) and let f be a positive function in \(L^{p'}(\Omega )\). Let u be the solution to (4) and v be the solution to (6). If
then, there exists \(x_0\in {{\,\mathrm{\mathbb {R}}\,}}^n\) such that
For simplicity, we state the rigidity result relative to (7) and we refer to Remark 3.1 for the rigidity result of (9), since the proof is analogous.
The idea of the proof of Theorem 1.1 is the following. We first prove that hypothesis (10) implies that the superlevel sets of u are balls. The main challenge lies in proving that these balls are concentric. Our problem is different from the case of the Laplace operator with Dirichlet boundary conditions studied in [4, 17], and from the case of the Laplace operator in the plane with Robin boundary conditions and \(f\equiv 1\) studied in [23]. Indeed, we can’t apply directly the steepest descent method introduced in [8], because it strongly relies on the continuity of both the solution and its gradient. In particular, in [23] the constant right-hand side \(f\equiv 1\) implies the regularity of the solutions that allows the authors to apply the steepest descent method. On the other hand, in the case of the p-Laplace equation, the continuity of the solution up to the boundary depends on the regularity of the given datum f. To overcome this regularity issue, we show that u is a solution to a suitable Dirichlet problem and it satisfies the Pólya-Szegő inequality with equality sign. Then, we can conclude that u is radially symmetric and decreasing, using the classical result contained in [10]. We make use of Lemma 3.2, where the rigidity of the Poisson problem for the p-Laplace operator with Dirichlet boundary condition is proved under the assumption \(f\in L^{p'}(\Omega )\) and positive. Up to our knowledge, Corollary 3.3 seems to be novel in the literature.
The paper is organized as follows. In Sect. 2 we recall some definitions about the rearrangement of functions and we state some lemmas that we will need in the proof of the main theorem. Section 3 is dedicated to the proof of the main result and we conclude with a list of open problems.
2 Notation and Preliminaries
Throughout this article, we will denote by \(|\Omega |\) the Lebesgue measure of an open and bounded Lipschitz set of \(\mathbb {R}^n\), with \(n\ge 2\), and by \(P(\Omega )\) the perimeter of \(\Omega \). Since we are assuming that \(\partial \Omega \) is Lipschitz, we have that \(P(\Omega )=\mathcal {H}^{n-1}(\partial \Omega )\), where \(\mathcal {H}^{n-1}\) denotes the \((n-1)-\)dimensional Hausdorff measure.
We recall the classical isoperimetric inequality and we refer the reader, for example, to [11, 12, 25, 30] and to the original paper by De Giorgi [16].
Theorem 2.1
(Isoperimetric Inequality) Let \(E\subset {{\,\mathrm{\mathbb {R}}\,}}^n\) be a set of finite perimeter. Then,
where \(\omega _n\) is the measure of the unit ball in \({{\,\mathrm{\mathbb {R}}\,}}^n\). Equality occurs if and only if E is a ball up to a set of measure zero.
For the following theorem, we refer to [7].
Theorem 2.2
(Coarea formula) Let \(\Omega \subset \mathbb {R}^n\) be an open set with Lipschitz boundary. Let \(f\in W^{1,1}_{\text {loc}}(\Omega )\) and let \(u:\Omega \rightarrow {{\,\mathrm{\mathbb {R}}\,}}\) be a measurable function. Then,
Let us recall some basic notions about rearrangements. For a general overview, see, for instance, [21].
Definition 2.1
Let \(u: \Omega \rightarrow {{\,\mathrm{\mathbb {R}}\,}}\) be a measurable function, the distribution function of u is the function \(\mu : [0,+\infty [\, \rightarrow [0, +\infty [\) defined as the measure of the superlevel sets of \({\left| u\right| }\), i.e.
Definition 2.2
Let \(u: \Omega \rightarrow {{\,\mathrm{\mathbb {R}}\,}}\) be a measurable function, the decreasing rearrangement of u, denoted by \(u^*(\cdot )\), is defined as
Remark 2.1
Let us notice that the function \(\mu (\cdot )\) is decreasing and right continuous and the function \(u^*(\cdot )\) is its generalized inverse.
Definition 2.3
The Schwartz rearrangement of u is the function \(u^\sharp \) whose superlevel sets are concentric balls with the same measure as the superlevel sets of u.
We have the following relation between \(u^\sharp \) and \(u^*\):
where \(\omega _n\) is the measure of the unit ball in \({{\,\mathrm{\mathbb {R}}\,}}^n\), and one can easily check that the functions u, \(u^*\) and \(u^\sharp \) are equi-distributed, i.e. they have the same distribution function, and there holds
We also recall the Hardy-Littlewood inequality, an important property of the decreasing rearrangement (see [19])
Thus, choosing \(h(\cdot )=\chi _{\left\{ {\left| u\right| }>t\right\} }\), one has
We now introduce the Lorentz spaces (see [31] for more details on this topic).
Definition 2.4
Let \(0<p<+\infty \) and \(0<q\le +\infty \). The Lorentz space \(L^{p,q}(\Omega )\) is the space of those functions such that the quantity:
is finite.
Let us observe that for \(p=q\) the Lorentz space coincides with the \(L^p\) space, as a consequence of the Cavalieri Principle
The solutions u to problem (4) and v to problem (6) are both p-superharmonic and, as a consequence of the strong maximum principle and the lower semicontinuity of p-superharmonic functions (see [22, 32]), they achieve their minima on the boundary. If we set
the positivity of \(\beta \) and the Robin boundary conditions lead to \(u_m \ge 0\) and \(v_m \ge 0\). Hence, u and v are strictly positive in the interior of \(\Omega \). Moreover, we can observe that
since the following holds
and it leads to
Now, for \(t\ge 0\), we introduce the following notations:
and
Because of the invariance of the p-Laplacian and of the Schwarz rearrangement of f by rotation, the solution v to (6) is radial and, consequently, the superlevel sets \(V_t\) are balls.
Now, we recall some technical Lemmas, proved in [6], that we need in what follows. We recall the proof of Lemma 2.3 for the reader’s convenience, while we omit the proof of Lemma 2.4 and Lemma 2.5.
Lemma 2.3
Let u be the solution to (4) and let v be the solution to (6). Then, for almost every \(t >0\), we have
and
where \(\gamma _n= \left( n \omega _n^{1/n}\right) ^{\frac{p}{p-1}}\).
Proof
Let \(t >0\) and \(h >0\). In the weak formulation (5), we choose the following test function
obtaining
Dividing (18) by h, using coarea formula and letting h go to 0, we have that for a.e. \(t>0\)
where
Using the isoperimetric inequality, for a.e. \(t\in [0, +\infty )\) we have
and, so, (15) follows. Finally, we notice that, if v is the solution to (6), then all the inequalities above are equalities, and, consequently, we obtain (16). \(\square \)
Lemma 2.4
For all \(\tau \ge v_m \), we have
Moreover,
Lemma 2.5
(Gronwall) Let \(\xi (\tau )\) be a continuously differentiable function, let \(q>1\), and let C be a non-negative constant such that the following differential inequality holds
Then, we have
and
The following Lemma is contained in [14].
Lemma 2.6
Let \(f, g\in L^2(\Omega )\) be two positive functions. If
then, for every \(\tau , t\ge 0\) either
up to a set of measure zero.
We conclude this preliminary paragraph by recalling the classical results contained in [10, Theorem 1.1 and Lemma 2.3].
Theorem 2.7
Let \(w\in W^{1,p}(\mathbb {R}^n)\), let \(\sigma (t)\) be its distribution function and let
Then, the following are true:
-
(i)
For almost all \(t\in (0,w_M)\),
$$\begin{aligned} + \infty >-\sigma '(t)\ge \displaystyle \int _{w^{-1}(t)}\dfrac{1}{|\nabla w|}d\mathcal {H}^{n-1} \end{aligned}$$(30) -
(ii)
\(\sigma \) is absolutely continuous if and only if
$$\begin{aligned} {\left| \left\{ |\nabla w^\sharp |=0 \right\} \cap \left\{ 0<w^\sharp <w_M \right\} \right| }=0. \end{aligned}$$(31) -
(iii)
If
$$\begin{aligned} \int _{\mathbb {R}^n} |\nabla w|^p= \int _{\mathbb {R}^n} |\nabla w^\sharp |^p, \end{aligned}$$(32)and (31) holds, then, up to a translation, \(w=w^\sharp \) almost everywhere.
Remark 2.2
We observe that the result (iii) of Theorem 2.7 gives the rigidity of the Pólya-Szegő inequality (see [26]), that is
Moreover, in [15], it is proved that the condition
implies (31). So, by (iii) in Theorem 2.7, if we have (32) and (34), then, up to a translation, \(w^\sharp =w\) almost everywhere.
We observe that the Pólya–Szegő inequality (33) and the relative rigidity result (iii) contained in Theorem 2.7 hold also if we assume \(w\in W^{1,p}_0(\Omega )\). Indeed, one can adapt the proof of the Pólya-Szegő inequality (33) to obtain that for every \(w\in W^{1,p}_0(\Omega )\) one has \(w^\sharp \in W^{1,p}_0(\Omega ^\sharp )\).
3 Proof of Theorem 1.1
In order to prove Theorem 1.1, we divide the proof into the following steps. First, we establish that, under the assumptions of Theorem 1.1, equality holds in (15) and this is the content of Proposition 3.1. Then, in Proposition 3.4, we prove that equality in (15) implies the fact that \(\Omega \) is a ball and u and f are radial functions. In order to prove this last step, we need the key Lemma 3.2.
Proposition 3.1
Let u be the solution to (4) and let v be the solution to (6). If there exists k
then equality holds in (15) for almost every t.
Proof
Since we are assuming that \({\left\| u\right\| }_{L^{pk,p}(\Omega )}={\left\| v\right\| }_{L^{pk,p}(\Omega ^\sharp )}\), we have that
Let us multiply (15) by \(t^{p-1}\mu (t)^\alpha \), where \( \displaystyle \alpha ={\frac{1}{k}-\left( 1-\frac{1}{n}\right) \frac{p}{p-1}}\), and let us integrate from 0 to \(+\infty \):
where in the last inequality we have used \(\mu (t)\le {\left| \Omega \right| }\) and (24) in Lemma 2.4. As far as v is concerned, it holds
We observe that the left-hand-side of (36) and the left-hand-side of (37) are equal, since (35) holds. So, it follows
Setting \(\displaystyle {F(l)= \int _0^l \omega ^\alpha \Biggl ( \int _0^\omega f^*(s) \, ds \Biggr )^{\frac{1}{p-1}} \! \!\! d\omega }\), we have
So, equation (38) reads
and, integrating by parts, we get
as \(\mu (t)=\phi (t)=0\) for \(t>v_M\). In [Theorem 1.1, [6]], it is proved that
and we recall here the proof for the reader’s convenience. In order to do that, we multiply (15) by \(\displaystyle {t^{p-1}F(\mu (t)) \mu (t)^{-\frac{(n-1)p}{n(p-1)} }}\) and we integrate between 0 and \(\tau >v_m\). First, we observe that, by the hypothesis \(\displaystyle {k \le \frac{n(p-1)}{(n-2)p+n}}\), it follows that the function \(\displaystyle {h(l)= F(l)l^{-\frac{(n-1)p}{n(p-1)}}}\) is non-decreasing. Hence, we obtain
If we integrate by parts both sides of the last expression and we set
we obtain
where
Setting now
inequality (40) becomes
So, Lemma 2.5, with \(\tau _0=v_m\) and \(q=2\), gives
Of course, the last inequality holds as equality if we replace \(\mu (t)\) with \(\phi (t)\), so we get
as \(\mu (t)\le \phi (t)= {\left| \Omega \right| } \) for \(t \le v_m\). Now, letting \(\tau \rightarrow \infty \), one has
since \(H_\mu (\tau ), H_\phi (\tau ) \rightarrow 0\).
So, we get equality in (36) and, consequently, in (15) for almost every t. Indeed:
\(\square \)
In the following Lemma, we prove an auxiliary rigidity result for the solution to the p-Laplace equation with Dirichlet boundary conditions, that we will need to conclude the proof of Theorem 1.1
Lemma 3.2
Let \(\Omega \subset {{\,\mathrm{\mathbb {R}}\,}}^n\) be an open, bounded and Lipschitz set. Let \(f\in L^{p'}(\Omega )\) be a positive function, let w be a weak solution to
and let \(\sigma \) be the distribution function of w. If \(\sigma \) satisfies the following condition
then, there exists \(x_0\) such that
Proof
We recall that w is a weak solution to (41) if and only if
Arguing as in the proof of (15) in Lemma 2.3, choosing the same test function \(\varphi \), defined in (17),
one obtains
where \(W_t=\{x\in \Omega :w(x)>t\}\).
If we apply the isoperimetric inequality to the superlevel set \(W_t\), the Hölder inequality, and the Hardy-Littlewood inequality, we get, for almost every t,
So, hypothesis (42) ensures us that equality holds in the isoperimetric inequality (45), in the Hölder inequality (46) and in the Hardy-Littlewood inequality (47).
We now divide the proof into three steps.
Step 1. Let us prove that the superlevel set \(\left\{ w>t \right\} \) is a ball for all \(t\in [0, w_M)\). Equality in (45) implies that, for almost every t, \(W_t\) is a ball. On the other hand, for all \(t\in [0, w_M)\), there exists a sequence \(\left\{ t_k \right\} \) such that
-
1.
\(t_k\rightarrow t\);
-
2.
\(t_k>t_{k+1}\);
-
3.
\(\{w>t_k\}\) is a ball for all k.
Since \(\displaystyle {\left\{ w>t \right\} =\cup _k\left\{ w>t_k \right\} }\) can be written as an increasing union of balls, \(\{w>t\}\) is a ball for all t and, in particular, \({{\,\mathrm{\Omega }\,}}=\{w>0\}\) is a ball too and we obtain that \({{\,\mathrm{\Omega }\,}}=x_0+{{\,\mathrm{\Omega }\,}}^\sharp \).
From now on, we can assume without loss of generality that \(x_0=0\).
Step 2. Let us prove that the superlevel sets are concentric balls.
Equality in (46) also implies equality in Hölder inequality, i.e.
This means that, for almost every t, \({\left| \nabla w\right| }\) is constant \(\mathcal {H}^{n-1}-\)almost everywhere on \(\partial W_t\), and we denote by \(C_t\) the (\(\mathcal {H}^{n-1}-\)a.e.) constant value of \({\left| \nabla w\right| }\) on \(\partial W_t\). We claim that \(C_t\ne 0\) for almost every t. Indeed, (44) and the positivity of f ensure us that
Integrating (42), we obtain \(w^\sharp (x)=z(x)\), for all \(x\in \Omega ^\sharp \), where z is the solution to
and it has the following explicit form:
so it easily follows that
Using (ii) in Theorem 2.7, we have that (49) implies the absolutely continuity of \(\sigma \).
Now, we denote by \(C^\sharp _t\) the (\(\mathcal {H}^{n-1}-\)a.e.) constant value of \({\left| \nabla w^\sharp \right| }\) on \(\partial W^\sharp _t\). We recall that it holds
and, by the absolutely continuity of \(\sigma \), we have
Since w and \(w^\sharp \) are equi-distributed, we have,
Moreover, since \(P(\partial W_t)=P(\partial W^\sharp _t)\), we have that \(C_t=C^\sharp _t\). So, by the coarea formula, we get
By (iii) in Theorem 2.7, we conclude that \(w=w^\sharp \).
Step 3. Let us prove that f is radial and decreasing.
Equality in (47) reads, for almost every t,
Moreover, for all \(\tau \in [0, w_M)\), there exists a sequence \(\left\{ \tau _k \right\} \) such that
-
1.
\(\tau _k\rightarrow \tau \);
-
2.
\(\tau _k>\tau _{k+1}\);
-
3.
\(\displaystyle \int _{W_{\tau _k}} f(x) \, dx =\displaystyle \int _0^{\sigma (\tau _k)} f^*(s) \, ds\),
and, by the continuity of \(\sigma (\cdot )\), we have
By Lemma 2.6, we have that for all \(\tau \), and \(\alpha _\tau \), it holds
Consequently, we have that also f is radial and decreasing, so \(f=f^\sharp \). \(\square \)
As a direct consequence of Lemma 3.2, we obtain the rigidity for the \(p{-}\)Laplace operator with Dirichlet boundary conditions.
Corollary 3.3
Let \(\Omega \subset {{\,\mathrm{\mathbb {R}}\,}}^n\) be an open, bounded and Lipschitz set. Let \(f\in L^{p'}(\Omega )\) be a positive function and let w and z be the weak solutions respectively to
If \(w^\sharp (x)=z(x)\), for all \(x\in \Omega ^\sharp \), then there exists \(x_0\in {{\,\mathrm{\mathbb {R}}\,}}^n\) such that
Proof
From the proof of Lemma 3.2, it follows that the distribution function of w, denoted by \(\sigma \), satisfies
Now, we integrate (51) from 0 to t, obtaining
So, if \(w^\sharp =z\), we have \(w^*=z^*\), and consequently we obtain equality in (51) for almost every \(t\in [0, w_M]\). We can conclude by applying Lemma 3.2. \(\square \)
Now, using Lemma 3.2, we are in position to conclude the proof of the main Theorem.
Proposition 3.4
Let \(\Omega \subset \mathbb {R}^n\) be an open, bounded and Lipschitz set and let \(\Omega ^\sharp \) be the ball centered at the origin with the same measure as \(\Omega \). Let u be the solution to (4) and let \(\mu \) be its distribution function. If equality holds in (15), then there exists \(x_0\in {{\,\mathrm{\mathbb {R}}\,}}^n\) such that
Proof
We claim that the superlevel sets \(\left\{ u>t \right\} \) are balls for every \(t\in [0,u_M)\). Equality in (15) implies the equality in (20), i.e.
that means that almost every superlevel set is a ball. Arguing as in Step 1 of Lemma 3.2, we can conclude that every superlevel set is a ball, so, \({{\,\mathrm{\Omega }\,}}=\{u>u_m\}\) is a ball and we obtain that \({{\,\mathrm{\Omega }\,}}=x_0+{{\,\mathrm{\Omega }\,}}^\sharp \).
Let us observe that for every \(t,s\in [u_m,u_M]\) with \(t<s\), as both \(U_t\) and \(U_s\) are balls, we have that \(\partial U_t\cap \partial U_s\) contains at most one point. In particular, the function \(w=u-u_m\) is a weak solution to the Dirichlet problem (41) in \(\Omega \).
We claim that \(\sigma (t)={\left| \left\{ w>t \right\} \right| }\) satisfies (42). Since \(\left\{ w>t \right\} =\left\{ u>t+u_m \right\} \), we have \(\sigma (t)=\mu (t+u_m)\) for all \(t\in [0, u_M-u_m]\). Moreover, we have
So, using the fact that we have equality in (15) by hypothesis, we get
for all \(t\in (0, u_M-u_m)\). So, we can conclude by Lemma 3.2. \(\square \)
We conclude now with the proof of the main Theorem.
Proof of Theorem 1.1
From Proposition 3.1, we have that the hypothesis of Theorem 1.1, i. e.
implies the following equality for almost every \(t\in (0,u_M)\):
where \(\mu (t)\) is the distribution function of u.
Now, we are in position to apply Proposition 3.4, and, so, there exists \(x_0\in {{\,\mathrm{\mathbb {R}}\,}}^n\) such that
\(\square \)
Remark 3.1
In [6] the authors also prove that in the case \(f\equiv 1\), it holds
that is an improvement of (7) in the case \(p\le 2n\). We stress that the proof of Theorem 1.1 can be adapted to the case \(f\equiv 1\) and \(p\le 2n\), although now the admissible k varies in a wider range.
4 Conclusions and Open Problems
In conclusion, the main novelty of the paper consists in proving a rigidity result for the p-Laplacian Poisson problem with Dirichlet boundary conditions that can be used to deduce the rigidity property in the case of Robin boundary conditions.
Open problem 4.1 Below we present a list of open problems and work in progress.
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The authors Alba Lia Masiello and Gloria Paoli are supported by GNAMPA of INdAM.
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Communicated by Enrique Zuazua.
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Masiello, A.L., Paoli, G. Rigidity Results for the p-Laplacian Poisson Problem with Robin Boundary Conditions. J Optim Theory Appl (2024). https://doi.org/10.1007/s10957-024-02442-1
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DOI: https://doi.org/10.1007/s10957-024-02442-1