Skip to main content
Log in

Institutional dual identity in research capacity building in IBCs: the case of NYU Shanghai

  • Published:
Higher Education Aims and scope Submit manuscript

Abstract

International higher education branch campuses (IBCs) in China and elsewhere possess dual identity. There are stakeholders on both the home and host sides. While international branch campuses receive scholarly attention, there has been little study of their research and the role of institutional dual identity in research capacity building. This paper develops a conceptual framework that brings the conditions, practices, and outcomes of research together with dual institutional identity, to study research capacity building at NYU Shanghai. Data from 16 semi-structured interviews with academics, administrators, and university leaders indicate that institutional dual identity is central to what the institution has achieved in building research, influencing every aspect of the process. NYU Shanghai’s American identity has shaped academic practices and workloads, and NYU’s multi-site structure provides significant networks and resources, yet the institution has also adapted to its Chinese identity and local stakeholders. Dual identity has generated policy conflicts and logistical hurdles yet has also opened institutional and academic opportunities unavailable to other US institutions. While every IBC is embedded in a complex and partly unique context, this study suggests a reflexive understanding of research capacity building in such settings, and contributes to empirical knowledge of cross-border institutions, especially in China.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Source: First author

Similar content being viewed by others

References

  • Agnew, M. (2012). A false dichotomy of serving either the local or the global community and its impact on internationalisation of the university. Journal of Higher Education Policy & Management, 34(5), 473–489. https://doi.org/10.1080/1360080X.2012.715997

    Article  Google Scholar 

  • Allahar, H., & Sookram, R. (2018). Globalization of MBA studies and transnational educational institutions in the Caribbean. Industry and Higher Education, 32(5), 290–301.

    Article  Google Scholar 

  • American Council on Education. (ACE) (2014). Mapping international joint and dual degrees: U.S. program profiles and perspectives. https://www.acenet.edu/Documents/Mapping-International-Joint-and-Dual-Degrees.pdf

  • Bartell, M. (2003). Internationalization of universities: A university culture-based framework. Higher Education, 45(1), 43–70.

    Article  Google Scholar 

  • Becker, R. (2009). International branch campuses: Markets and strategies. Observatory on Borderless Higher Education.

  • Bellini, N., Pasquinelli, C., Rovai, S., & Tani, S. (2016). The local embeddedness of foreign campuses: The case of Tongji University in Florence. Journal of Studies in International Education, 20(4), 371–385.

    Article  Google Scholar 

  • Borgos, J. (2016). Addressing sustainable international branch campus development through an organizational structure lens: A comparative analysis of China, Qatar, and the United Arab Emirates. Chinese Education & Society, 49(4–5), 271–287.

    Article  Google Scholar 

  • Bosch, A., & Taylor, J. (2011). A proposed framework of institutional research development phases. Journal of Higher Education Policy and Management, 33(5), 443–457. https://doi.org/10.1080/1360080X.2011.585742

  • Chan, R. Y. (2021). Understanding international joint and dual degree programs: Opportunities and challenges during and after the COVID-19 pandemic. Journal of Comparative & International Higher Education, 13(5), 86–107.

    Article  Google Scholar 

  • Cohen, L., Manion, L., & Morrison, K. (2017). Research methods in education (8th ed.). Routledge.

    Book  Google Scholar 

  • Cooke, J. (2005). A framework to evaluate research capacity building in health care. BMC Family Practice, 6(1), 44. https://doi.org/10.1186/1471-2296-6-44

    Article  ADS  PubMed  PubMed Central  Google Scholar 

  • Creswell, J. (2013). Qualitative inquiry & research design: Choosing among five approaches (3rd ed.). Sage.

  • Cross-Border Education Research Team. (C-BERT) (n.d.). C-BERT International Campus Listing. Retrieved October 22, 2022 from http://cbert.org/

  • Cross-Border Education Research Team. (C-BERT) (2020). International campuses. Retrieved October 22, 2022 from http://cbert.org/resources-data/intl-campus/

  • Edwards, R., Crosling, G., & Lim, N.-C. (2014). Organizational structures for international universities implications for campus autonomy, academic freedom, collegiality, and conflict. Journal of Studies in International Education, 18(2), 180–194.

    Article  Google Scholar 

  • Elen, J., Lindblom-Ylanne, J., & Clement, M. (2007). Faculty development in research-intensive universities: The role of academics’ conceptions on the relationship between research and teaching. International Journal for Academic Development, 12(2), 123–139.

    Article  Google Scholar 

  • Escriva-Beltran, M., Muñoz-de-Prat, J., & Villó, C. (2019). Insights into international branch campuses: Mapping trends through a systematic review. Journal of Business Research, 101, 507–515.

    Article  Google Scholar 

  • Feng, Y. (2013). University of Nottingham Ningbo China and Xi’an Jiaotong-Liverpool University: Globalization of higher education in China. Higher Education, 65(4), 471–485.

    Article  Google Scholar 

  • Figueiredo, P. (2011). The role of dual embeddedness in the innovative performance of MNE subsidiaries: Evidence from Brazil. Journal of Management Studies, 48(2), 417–440.

    Article  Google Scholar 

  • Flick, U. (2009). An introduction to qualitative research (4th ed.). Sage.

    Google Scholar 

  • Freedenthal, S., Potter, C., & Grinstein-Weiss, M. (2008). Institutional supports for faculty scholarship: A national survey of social work programs. Social Work Research, 32(4), 220–230.

    Article  Google Scholar 

  • Garrett, R. (2018). International branch campuses: Success factors. International Higher Education, 2(93), 14–16. https://doi.org/10.6017/ihe.0.93.10417

    Article  Google Scholar 

  • Han, S., & Xu, X. (2019). How far has the state ‘stepped back’: An exploratory study of the changing governance of higher education in China (1978–2018). Higher Education, 78, 931–946. https://doi.org/10.1007/s10734-019-00378-4

    Article  Google Scholar 

  • Healey, N. M. (2016). The challenges of leading an international branch campus: The “lived experience” of in-country senior managers. Journal of Studies in International Education, 20(1), 61–78.

    Article  Google Scholar 

  • Hill, C., Cheong, K. C., Leong, Y. C., & Fernandez-Chung, R. (2014). TNE–trans-national education or tensions between national and external? A case study of Malaysia. Studies in Higher Education, 39(6), 952–966.

    Article  Google Scholar 

  • Jing, X., Liu, Q., Ghosh, R., Wang, L., & Sun, Z. (2020). Global integration and local responsiveness in managing international branch campuses: An empirical investigation of McGill MBA Japan Program. Journal of Higher Education Policy and Management, 42(3), 300–315.

    Article  Google Scholar 

  • Knight, J. (2005). Borderless, offshore, transnational and cross-border education: Definition and data dilemmas. Observatory for Borderless Higher Education.

    Google Scholar 

  • Knight, J. (2011). Education hubs: A fad, a brand, an innovation? Journal of Studies in International Education, 15, 221–240. https://doi.org/10.1177/1028315311398046

    Article  Google Scholar 

  • Knight, J. (2015). International universities: Misunderstandings and emerging models? Journal of Studies in International Education, 19(2), 107–121.

    Article  Google Scholar 

  • Knight, J. (2003) Updated definition of internationalization. International Higher Education, (33), 2–3. https://doi.org/10.6017/ihe.2003.33.7391

  • Lai, M. (2009). Challenges to the work life of academics: The experience of a renowned university in the Chinese mainland. Higher Education Quarterly, 64(1), 89–111.

    Article  Google Scholar 

  • Lane, J. E. (2011). Importing private higher education: International branch campuses. Journal of Comparative Policy Analysis: Research and Practice, 13(4), 367–381.

    Google Scholar 

  • Lane, J. E., Borgos, J., Schueller, J., Dey, S., Kinser, K., & Zipf, S. (2021). What is the future for international branch campuses. University World News. https://www.universityworldnews.com/post.php?story=2021031012405285

  • Lawton, W., & Katsomitros, A. (2012). International branch campuses: Data & developments. Observatory on Borderless Higher Education.

    Google Scholar 

  • Lee, J. T., & Kuzhabekova, A. (2019). Building local research capacity in higher education: A conceptual model. Journal of Higher Education Policy and Management, 41(3), 342–357. https://doi.org/10.1080/1360080X.2019.1596867

  • Lehman. J. (2015). Opportunities and challenges of a “Double Identity” model. China Annual Conference for International Education, Beijing, China. https://www.jeffreylehman.com/speeches/2015-10-23-cacie-double.pdf

  • Liu, T., & Lin, W. (2017). Transnational work and workplace as infrastructure: Sino-British international branch campuses and academic mobilities. Mobilities, 12(2), 277–293.

    Article  MathSciNet  Google Scholar 

  • Marginson, S. (2018). National/global synergy in the development of higher education and science in China since 1978. Frontiers of Education in China, 13, 486–512.

    Article  Google Scholar 

  • Marginson, S. (2022). All things are in flux: China in Global Science. Higher Education, 83, 881–910. https://doi.org/10.1007/s10734-021-00712-9

  • McGill, M., & Settle, A. (2012). Identifying effects of institutional resources and support on computing faculty research productivity, tenure, and promotion. International Journal of Doctoral Studies, 7, 167–198.

    Article  Google Scholar 

  • Miles, M., & Huberman, A. (1994). Qualitative data analysis: An expanded sourcebook (2nd ed.). Sage.

    Google Scholar 

  • Ministry of Education (MOE). (2003). Zhong hua ren min gong he guo zhong wai he zuo ban xue tiao li [Regulations of the People’s Republic of China on Chinese-Foreign Cooperation in Running Schools]. http://www.moe.gov.cn/jyb_sjzl/sjzl_zcfg/zcfg_jyxzfg/202204/t20220422_620494.html

  • Ministry of Education (MOE). (2010). Guo jia zhong chang qi jiao yu gai ge he fa zhan gui hua gang yao, 2010-2020 [National plan for medium- and long-term education reform and development, 2010–2020]. http://www.moe.gov.cn/srcsite/A01/s7048/201007/t20100729_171904.html

  • Ministry of Education (MOE). (2016). Gao deng xue xiao shi san wu ke xue he ji shu fa zhan gui hua [The 13th Five-Year Plan for Science and Technology Development at Higher education institutions]. http://www.moe.gov.cn/srcsite/A16/moe_784/201612/t20161219_292387.html

  • Mok, K. (2003). Globalisation and higher education restructuring in Hong Kong, Taiwan and Mainland China. Higher Education Research & Development, 22(2), 117–129.

    Article  Google Scholar 

  • Mullen, C., Murthy, U., & Teague, G. (2008). Listening to those we serve: Assessing the research needs of university faculty. Journal of Research Administration, 39(1), 10–31. 7-8.

    Google Scholar 

  • Naidoo, V. (2009). Transnational higher education: A stock take of current activity. Journal of Studies in International Education, 13(3), 310–330.

    Article  Google Scholar 

  • OECD (Organisation for Economic Cooperation and Development) (2022). Main science and technology indicators. Internationally comparative data on research and development. https://stats.oecd.org/Index.aspx?DataSetCode=MSTI_PUB

  • Ong, K. C., & Chan, D. K. K. (2012). Transnational higher education and challenges for university governance in China. Higher Education Policy, 25(2), 151–170.

    Article  Google Scholar 

  • Pohl, H., & Lane, J. (2018). Research contributions of international branch campuses to the scientific wealth of academically developing countries. Scientometrics, 116(3), 1719–1734.

    Article  Google Scholar 

  • Potter, C., & Brough, R. (2004). Systemic capacity building: A hierarchy of needs. Health Policy and Planning., 19(5), 336–345. https://doi.org/10.1093/heapol/czh038

    Article  PubMed  Google Scholar 

  • Punch, K., & Oancea, A. (2014). Introduction to research methods in education (2nd ed.). Sage.

    Google Scholar 

  • Saldaña, J. (2016). The coding manual for qualitative researchers (3rd ed.). Sage.

    Google Scholar 

  • Salmi, J. (2009). The challenge of establishing world-class universities. World Bank.

    Book  Google Scholar 

  • Schrodt, P., Cawyer, C. S., & Sanders, R. (2003). An examination of academic mentoring behaviors and new faculty members’ satisfaction with socialization and tenure and promotion processes. Communication Education, 52(1), 17–29.

    Article  Google Scholar 

  • Shams, F., & Huisman, J. (2012). Managing offshore branch campuses: An analytical framework for institutional strategies. Journal of Studies in International Education, 16(2), 106–127.

    Article  Google Scholar 

  • Shams, F., & Huisman, J. (2016). The role of institutional dual embeddedness in the strategic local adaptation of international branch campuses: Evidence from Malaysia and Singapore. Studies in Higher Education, 41(6), 955–970.

    Article  Google Scholar 

  • NYU Shanghai. (n.d.). About NYU Shanghai. Retrieved April 15, 2019 from https://shanghai.nyu.edu/about

  • Shera, W. (2008). Changing organizational culture in achieve excellence in research. Social Work Research, 32(4), 275–280.

    Article  Google Scholar 

  • Tharapos, M., & O’Connell, B. T. (2020). Transnational communities of practice: Their development, operation, and contribution. Journal of Studies in International Education, 26(3), 1–19.

    Google Scholar 

  • Tran, N. H. N., Amado, C. A. da E. F., & Santos, S. P. dos. (2022). Challenges and success factors of transnational higher education: A systematic review. Studies in Higher Education, 48(1), 113–136. https://doi.org/10.1080/03075079.2022.2121813

  • United Nations Development Programme (UNDP). (2008). Capacity development practice note. UNDP.

    Google Scholar 

  • Wilkins, S. (2011). Who benefits from foreign universities in the Arab Gulf States? Australian Universities’ Review, 53(1), 73–83.

    Google Scholar 

  • Wilkins, S. (2016). Establishing international branch campuses: A framework for assessing opportunities and risks. Journal of Higher Education Policy and Management, 38(2), 167–182.

    Article  MathSciNet  Google Scholar 

  • Wilkins, S., & Rumbley, L. (2018). What a branch campus is: A revised definition. International Higher Education, 2(93), 12–14.

    Article  Google Scholar 

  • World Bank. (2005). Capacity building in Africa: An OED evaluation of world bank support. https://openknowledge.worldbank.org/handle/10986/7468

  • Wu, W. (2007). Cultivating research universities and industrial linkages in China: The case of Shanghai. World Development, 35(6), 1075–1093.

    Article  ADS  Google Scholar 

  • Yang, L., Jiang, X., & Bi, X. (2014). Bibliometric analysis of the academic output of Sino-foreign joint venture universities. Xin shi ji tu shu guan,(8), 92–96.

  • Yin, R. (2013). Case study research: Design and methods (5th ed.). Thousand Oaks.

    Google Scholar 

  • Yu, L. (2018). An exploratory journey of NYU Shanghai: Reflections from a university chancellor. In C.J. Johnstone & L.L. Ji (Eds.), The Rise of China-US International Cooperation in Higher Education (pp. 143–162). Brill.

  • Zhang, L., & Kinser, K. (2016). Independent Chinese-foreign collaborative universities and their quest for legitimacy. Chinese Education & Society, 49(4–5), 324–342.

    Article  CAS  Google Scholar 

  • Zhang, H., Patton, D., & Kenney, M. (2013). Building global-class universities: Assessing the impact of the 985 Project. Research Policy, 42(3), 765–775.

    Article  Google Scholar 

  • Zhang, L., Bao, W., & Sun, L. (2016). Resources and research production in higher education: A longitudinal analysis of Chinese universities, 2000–2010. Research in Higher Education, 57(7), 869–891.

    Article  Google Scholar 

  • Zhong, Z., Wang, T., & Huang, M. (2017). Does the great fire wall cause self-censorship? the effects of perceived internet regulation and the justification of regulation. Internet Research, 27(4), 974–990.

    Article  Google Scholar 

  • Zhuang, L. (2012). Sino-UK transnational education in China: Rhetoric versus reality. Journal of Technology Management in China, 7(2), 218–234.

    Article  ADS  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Tianran Zhan.

Additional information

Publisher's note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Zhan, T., Marginson, S. Institutional dual identity in research capacity building in IBCs: the case of NYU Shanghai. High Educ 87, 471–490 (2024). https://doi.org/10.1007/s10734-023-01017-9

Download citation

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10734-023-01017-9

Keywords

Navigation