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A Methodology for the Definition of Geotechnical Mine Sectors Based on Multivariate Cluster Analysis

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Abstract

This paper offers a new method for the definition of geotechnical sectors in open pit mines based on multivariate cluster analysis. A geological-geotechnical data set of a manganese open pit mine was used to demonstrate the methodology. The data set consists of a survey of geological and geotechnical parameters of the rock mass, measured directly in several points of the mine, structured initially in twenty-eight variables. After the preprocessing of the data set, the clustering technique was applied using the k-Prototype algorithm. The squared Euclidean distance was used to quantify the proximity between numerical variables, and the Jaccard's coefficient of similarity was used to quantify the proximity between the nominal variables. The different cluster results obtained were validated by the multivariate analysis of variance. The identification of cluster structures was achieved by plotting them on the mine map for spatial visualization and definition of geotechnical sectors. These sectors are spatially contiguous and relatively homogeneous regarding their geological–geotechnical properties, indicated by a high density of points of the same group. It was possible to observe a great adherence of the proposed sectors to the mine geology, demonstrating the practical representativeness of the clustering results and the proposed sectors.

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Source: Adapted from a map provided by the mine company

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Source: Adaptead from a map provided by the mine company

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Source: Adapted from a map provided by the mine

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Acknowledgements

The authors wish to thank the mine company for contributing to the accomplishment of this work, providing the data set and other materials necessary for its completion. Also, the authors thank Coordenação de Aperfeiçoamento de Pessoal de Nível Superior—Brasil (CAPES)—Finance Code 001 and CNPq (Conselho Nacional de Desenvolvimento Científico) for supporting this work.

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Correspondence to Milene Sabino Lana.

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Appendices

Appendix 1 Extract of Some Observations from the Original Data Set

As presented in Table 4.

Point

Bench

Sector

Litho

Family

Type

X

Y

Z

Direction

Dip Direction

Dip

R

W

Frat/m

GF

# Families

JN

JV

RQD

Spacing

386

950S

4B

IGT

FOL/CONT1

Foliation/Contact

628,137.66

7,717,858.56

949.92

115.00

205

88

5

2

2

F3

2.5

6

5

98

0.5

386

950S

4B

IGT

FOL/CONT2

Foliation/Contact

628,137.66

7,717,858.56

949.92

160.00

250

86

5

2

2

F3

2.5

6

5

98

0.5

386

950S

4B

IGT

FRAT1

Fracture

628,137.66

7,717,858.56

949.92

260.00

350

82

5

2

2

F3

2.5

6

5

98

0.5

386

950S

4B

IGT

FRAT2

Fracture

628,137.66

7,717,858.56

949.92

60.00

150

78

5

2

2

F3

2.5

6

5

98

1.5

Point

Length

Separation

Roughness

Infilling

Weathering

JR

JA

JW

386

 > 20 m

 > 5 mm

Rough

Hard; < 5 mm

Slightly weathered

Slickensided/Undulating

1

Dry

386

 > 20 m

 > 5 mm

Rough

Hard; < 5 mm

Slightly weathered

Slickensided/Undulating

1

Dry

386

3 a 10 m

 > 5 mm

Rough

Soft; < 5 mm/Hard; > 5 mm

Slightly weathered

Slickensided/Undulating

1

Dry

386

3 a 10 m

 > 5 mm

Rough

Soft; < 5 mm/Hard; > 5 mm

Slightly weathered

Slickensided/Undulating

2

Dry

Appendix 2 Extraction of Some Observations from the Final Data Set

As presented in Table 5.

Point

Litho._1

Litho._2

Litho._3

Litho._4

Litho._5

Litho._6

Litho._7

Litho._8

Litho._9

Litho._10

Litho._11

Litho._12

Litho._13

Litho._14

Litho._15

Litho._16

Litho._17

Litho._18

Litho._19

Litho._20

386

0

0

0

0

0

0

1

0

0

0

0

0

0

0

0

0

0

0

0

0

Point

Type_1

Type_2

Type_3

Type_4

Family_1

Family _2

Family _3

Family _4

Family _5

Family _6

Family _7

Family _8

386

0

0

1

1

0

0

0

0

1

0

0

1

Point

X

Y

Z

R

W

Spacing

Length

Separation

Roughness

Infilling

Weathering

JW

386

628,137.7

7,717,858.6

949.918

6

4

3

1

1

4

2

4

2

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Nazareth, A.F.D.V., Lana, M.S. A Methodology for the Definition of Geotechnical Mine Sectors Based on Multivariate Cluster Analysis. Geotech Geol Eng 39, 4405–4426 (2021). https://doi.org/10.1007/s10706-021-01771-6

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