Abstract
Vietnamese rural mountains are undergoing a significant transformation process in agriculture-based economy nowadays. A challenge facing ethnic minorities is identifying more appropriate way of life to cope with unpredictable risks associated with agriculture. This paper deals with livelihood diversification by the Dzao, an indigenous ethnic minority group in the Vietnamese Northern Mountains. One hundred and six Dzao households from 11 villages are surveyed with a systematic random sampling. The Simpson diversity index and the Average Agricultural Livelihood Diversification Index are used to measure the livelihood diversification of villages. Eighteen survey questions are developed from six determinants of livelihood diversification such as seasonality, risk strategies, labor markets, credit market failures, asset strategies and coping behavior and adaptation. The results show that livelihood diversification aligns Dzao farmers’ goals to the short-term economic feasibility and long-term sustainability. Farmers diversify their livelihood by combining livelihood strategies for agricultural intensification, agricultural extensification and migration. Diversification should range from a temporary change in the household livelihood portfolio (occasional diversification) to a deliberate attempt to optimize the household capacity taking advantage of opportunities and coping with unexpected constraints (strategic diversification).
Similar content being viewed by others
Notes
Vietnam Bank for Social Policies (VBSP) is a state-owned bank and operating as a non-profit credit institution by providing policy credit and preferential credit to the poor households and other beneficiaries.
References
Agarwal, B. (1990). Social security and the family: Coping with seasonality and calamity in rural India. Peasant Studies,17(3), 341–412.
Anderson, E., & Deshingkar, P. (2005). Livelihood diversification in rural Andhra Pradesh, India. In F. Ellis & H. A. Freeman (Eds.), Rural livelihoods and poverty reduction policies (p. 408). Oxon: Routledge.
Binswanger, H. P. (1983). Agricultural growth and rural nonfarm activities. Finance & Development,20, 38–40.
Block, S., & Webb, P. (2001). The dynamics of livelihood diversification in post-famine Ethiopia. Food Policy,26(4), 333–350.
Bryceson, D. F. (1996). Deagrarianization and rural employment in Sub-Saharan Africa: A sectoral perspective. World Development,24(1), 97–111.
Chambers, R., Longhurst, R., & Pacey, A. (Eds.). (1981). Seasonal dimensions to rural poverty. London: Frances Pinter.
Chianu, J., Ajani, N. I., & Chinua, J. N. (2008). Livelihoods and rural wealth distribution among farm households in western Kenya: Implications for rural development, poverty alleviation interventions and peace. African Journal of Agricultural Research,3, 455–464.
Datta, S. K., & Sing, K. (2011). Livelihood diversification: Case study of some backward region of India. International Journal of Current Research,3(2), 139–151.
Davies, S., & Hossain, N. (1997). Livelihood adaptation, public action and civil society: A review of the literature. In IDS working paper no. 57, Brington: Institute of Development Studies, July.
Devereux, S., Teshome, A., & Sabates-Wheeler, R. (2005). Too much inequality? Inequality and stagnation Ethiopian agriculture. IDS Bulletin,36(2), 121–126.
DFID. (1999). Sustainable livelihoods guidance sheets. London, BE: Department for International Development.
Ellis, F. (1998). Household strategies and rural livelihood diversification. Development Studies,35(1), 1–38.
Ellis, F. (2000a). Rural livelihoods and diversity in developing countries (p. 273). Oxford: Oxford University Press.
Ellis, F. (2000b). The determinants of rural livelihood diversification in developing countries. Agricultural Economics,51, 289–302.
Ellis, F., & Bahiigwa, G. (2003). Livelihoods and rural poverty reduction in Uganda. World Development,31(6), 1495–1510.
FAO, IFAD, WFP (2015). The state of food insecurity in the world 2015. In: Meeting the 2015 international hunger targets: taking stock of uneven progress. Rome: FAO.
Gautam, Y., & Andersen, P. (2016). Rural livelihood diversification and household well-being: Insights from Humla, Nepal. Rural Studies,44, 239–249.
Hahn, M., Riederer, A., & Foster, S. O. (2009). The livelihood vulnerability index: A pragmatic approach to assessing risks from climate variability and change—A case study in Mozambique. Global Environmental Change,19(1), 74–88.
Hart, G. (1994). The dynamics of diversification in an Asian rice region Ch. 2. In B. Koppel, et al. (Eds.), Development or deterioration? Work in rural Asia (pp. 47–71). Colorado: Lynne Reinner.
Henry, K. A., & Valliant, R. (2009). Comparing sampling and estimation strategies in establishment populations. European Survey Research Association,3(1), 27–44.
Holden, S., Shiferaw, B., & Pender, J. (2004). Non-farm income, household welfare, and sustainable land management in a less-favoured Area in the Ethiopian highlands. Food Policy,29(4), 369–392.
Hussein, K., & Nelson, J. (1998). Sustainable livelihoods and livelihood diversification. In Working paper number 69, Institute of Development Studies.
IFAD. (2010). Rural poverty report 2011. Rome: International Fund for Agricultural Development.
Imai, K. S., Gaiha, R., & Kang, W. (2011). Poverty, inequality and ethnic minorities in Vietnam. International Review of Applied Economics,25(3), 249–282.
Khatun, D., & Roy, B. C. (2012). Rural livelihood diversification in West Bengal: Determinant and constraints. Agricultural Economics and Research Review,25(1), 115–124.
Kohansal, M. R., Ghorbani, M., & Mansoori, H. (2008). Effect of credit accessibility of farmers on agricultural investment and investigation of policy options in Khorasan-Razavi Province. Applied Sciences,8, 4455–4459.
Le, T., Nguyen, Q. T., Nguyen, M. T., Dang, D. L., Nguyen, V. P., Phi, C. V., et al. (2012). Vietnam land and people. Hanoi: Vietnam Education Publishing.
Martin, S. M., & Lorenzen, K. (2016). Livelihood diversification in Rural Laos. World Development,83, 231–243.
Masud, J., Haron, S. A., & Gikonyo, L. W. (2008). Gender differences in income sources of the elderly in Peninsular Malaysia. Family and Economic Issues,29(4), 623–633.
McLafferty, S. L. (2003). Conducting questionnaire surveys. In Nicholas J. Clifford & Gill Valentine (Eds.), Key methods in geography (pp. 87–100). London: Sage Publications Ltd.
Michaud, J., Ruscheweyh, M. B., & Swain, M. B. (2016). Historical dictionary of the people of the Southeast Asian Massif (2nd ed.). London, BE: Rownab & Littlefield.
Molua, E. L. (2011). Farm income, gender differentials and climate risk in Cameroon: Typology of male and female adaptation options across agroecologies. Sustainability Science,6(1), 21–35.
MVG (Mo Vang Government). (2017). Report of Mo Vang commune Executive Committee. Official report. Yen Bai, Vietnam. 24 pages (in Vietnamese).
Nguyen, C. V., Tran, T. Q., & Vu, H. V. (2017). Ethnic minorities in Northern Mountains of Vietnam: employment. Poverty and Income. Social Indicators Research,134(1), 93–115.
Quisumbing, A. R., Rubin, D., Manfre, C., Waithanji, E., Bold, M., Olney, D., et al. (2015). Gender, assets, and market-oriented agriculture: learning from high-value crop and livestock projects in Africa and Asia. Agriculture and Human Values,32(4), 705–725.
Reardon, T. (1997). Using evidence of household income diversification to inform study of the rural nonfarm labor market in Africa. World Development,25(5), 735–747.
Sahn, D. E. (Ed.). (1989). Seasonal variability in third world agriculture: The consequences for food security. Baltimore: John Hopkins Press.
Scoones, I. (1998). Sustainable rural livelihood: A framework for analysis. In IDS working paper 72. Institute of Development Studies, Brighton.
Subedi, B. P. (2017). Livelihood diversification amidst shocks and stresses in the mountains in Nepal: Experiences from villages of Mustang. In A. Li, W. Deng, & W. Zhao (Eds.), Land Cover change and its eco-environmental responses in Nepal (pp. 327–358).
Tiffen, M. (2003). Transition in Sub-Saharan Africa: Agriculture, urbanisation and income growth. World Development,31(8), 1343–1366.
Turner, S. (2017). Livelihoods. In D. Richardson, N. Castree, M. F. Goodchild, A. Kobayashi, W. Liu & R. A. Marston (Eds.), The international encyclopedia of geography. Wiley. https://doi.org/10.1002/9781118786352.wbieg0838.
Acknowledgements
This study was funded by the Vietnam Committee for Ethnic Minority Affairs (National Project Code CTDT.39.18/16-20). The authors would like to thank the community members of the study area for participating in the research, especially Dzao residents, who were most collaborative in completing the questionnaires, and in providing discussion opportunities on the results.
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Nguyen, A.T., Nguyen, L.T., Nguyen, H.H. et al. Rural livelihood diversification of Dzao farmers in response to unpredictable risks associated with agriculture in Vietnamese Northern Mountains today. Environ Dev Sustain 22, 5387–5407 (2020). https://doi.org/10.1007/s10668-019-00429-x
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10668-019-00429-x