Abstract
Fault rockburst warning has always been challenging in deep tunnel engineering, and there is no quantitative warning method for deep tunnel boring machine (TBM) tunnels. This study clarified the geological characteristics and microseismic (MS) activity characteristics of fault rockbursts, and a quantitative warning method that integrates geological information and MS information was established. The results of this study show that fault rockbursts are prone to occur near faults without filling or with hard filling, where the faults run through the tunnel, and where the orientation of the fault is at a small angle to the direction of the maximum principal stress. Fault rockbursts exhibit significant precursor characteristics during the development process, that is, MS events are characterized by a significant distribution along faults, a cumulative apparent volume growth rate of adjacent MS events greater than 45%, and an overall rising trend in the ratio of cumulative apparent stress to cumulative dynamic stress drop (K value), which can be used to identify whether a potential rockburst will be a fault rockburst. To further predict fault rockbursts, seven MS parameters were comprehensively used, including the intraday and cumulative number of MS events, intraday and cumulative MS release energy, intraday and cumulative MS apparent volumes, and K value. Based on the CRITIC method for determining weight coefficients, a quantitative fault rockburst warning method was established and successfully applied to a deep TBM tunnel. This method achieves dynamic warning of type identification, intensity, and probabilities of fault rockbursts during the excavation process of deep TBM tunnels.
Highlights
-
Fault rockbursts are prone to occur near faults without filling or with hard filling, where the faults run through the tunnel, and that the fault orientation is at a small angle to the maximum principal stress.
-
Fault rockbursts have significant precursor characteristics: MS events are characterized by a significant distribution along the faults, a cumulative apparent volume growth rate (CAVG) of adjacent MS events greater than 45%, and an overall rising trend in the ratio of cumulative apparent stress to cumulative dynamic stress drop (K value).
-
The K value can be used to differentiate the intensities of rockbursts on the basis of characterizing the development process of fault rockburst.
-
A quantitative fault rockburst warning method for deep TBM tunnels was established, which achieves dynamic warning of type identification, intensity, and probabilities of fault rockbursts during the excavation process of deep TBM tunnels.
Similar content being viewed by others
Data availability
The datasets used and analyzed during the current study are available from the corresponding author on reasonable request.
References
Alcott JM, Kaiser PK, Simser BP (1998) Use of microseismic source parameters for rockburst hazard assessment. Pure Appl Geophys 153(1):41–65
Chen LX, Guo WY, Zhang DX, Zhao TB (2022) Experimental study on the influence of prefabricated fissure size on the directional propagation law of rock type-I crack. Int J Rock Mech Min Sci 160:105274. https://doi.org/10.1016/j.ijrmms.2022.105274
Feng XT, Chen BR, Zhang CQ, Li SJ (2013) Mechanism, warning and dynamic control of rockburst development processes. Science Press, Beijing
Feng GL, Feng XT, Chen BR, Xiao YX (2015a) Microseismic sequences associated with rockbursts in the tunnels of the Jinping II hydropower station. Int J Rock Mech Min Sci 80:89–100. https://doi.org/10.1016/j.ijrmms.2015.06.011
Feng GL, Feng XT, Chen BR, Xiao YX, Yu Y (2015b) A microseismic method for dynamic warning of rockburst development processes in tunnels. Rock Mech Rock Eng 48(5):2061–2076. https://doi.org/10.1007/s00603-014-0689-3
Feng XT, Kong R, Yang CX, Zhang XW, Wang ZF, Han Q, Wang G (2020) A three-dimensional failure criterion for hard rocks under true triaxial compression. Rock Mech Rock Eng 53(1):103–111. https://doi.org/10.1007/s00603-019-01903-8
Gong FQ, Wu C, Luo S, Yan JY (2019) Load–unload response ratio characteristics of rock materials and their application in prediction of rockburst proneness. Bull Eng Geol Environ. https://doi.org/10.1007/s10064-019-01474-6
Han Z, Li J, Li D, Zhao J (2023) 3D spatial fracture behavior of sandstone containing a surface flaw under uniaxial compression. Int J Rock Mech Min Sci 171:105583. https://doi.org/10.1016/j.ijrmms.2023.105583
Han Z, Li J, Wang H, Zhao J (2023) Initiation and propagation of a single internal 3D crack in brittle material under dynamic loads. Eng Fract Mech 285:109299. https://doi.org/10.1016/j.engfracmech.2023.109299
Hatzor YH, He BG, Feng XT (2017) Scaling rockburst hazard using the DDA and GSI methods. Tunn Undergr Space Technol 70:343–362. https://doi.org/10.1016/j.tust.2017.09.010
He B-G, Li H-P, Feng X-T, Meng X-R (2023) Estimating the complete in-situ stress tensor along deep tunnels with frequent rockbursts near a steep valley. Bull Eng Geol Environ 83(1):1. https://doi.org/10.1007/s10064-023-03497-6
Hu L, Feng XT, Xiao YX, Wang R, Feng GL, Yao ZB, Niu WJ, Zhang W (2020) Effects of structural planes on rockburst position with respect to tunnel cross-sections: a case study involving a railway tunnel in China. Bull Eng Geol Environ 79(2):1061–1081. https://doi.org/10.1007/s10064-019-01593-0
Hu L, Feng X-T, Yao Z-B, Zhang W, Niu W-J, Bi X, Feng G-L, Xiao Y-X (2023) Rockburst time warning method with blasting cycle as the unit based on microseismic information time series: a case study. Bull Eng Geol Environ 82(4):121. https://doi.org/10.1007/s10064-023-03141-3
Jiang Q, Feng RT, Xiang RB, Su GS (2010) Rockburst characteristics and numerical simulation based on a new energy index: a case study of a tunnel at 2,500m depth. Bull Eng Geol Environ 69(3):381–388. https://doi.org/10.1007/s10064-010-0275-1
Jiang LS, Kong P, Zhang PP, Shu JM, Wang QB, Chen LJ, Wu QL (2020a) Dynamic analysis of the rock burst potential of a longwall panel intersecting with a fault. Rock Mech Rock Eng 53(4):1737–1754. https://doi.org/10.1007/s00603-019-02004-2
Jiang Q, Zhang M, Yan F, Su G, Feng G (2020) Effect of initial minimum principal stress and unloading rate on the spalling and rockburst of marble: a true triaxial experiment investigation. Bull Eng Geol Environ 80(9):1617–1634. https://doi.org/10.1007/s10064-020-01995-5
Kim JY, Huh Y, Kim DS, Yu KY (2011) A new method for automatic areal feature matching based on shape similarity using CRITIC method. J Korean Soc Surv Geodesy Photogramm Cartogr 29(2):113–121
Li X, Wang E, Li Z, Liu Z, Song D, Qiu L (2016) Rock burst monitoring by integrated microseismic and electromagnetic radiation methods. Rock Mech Rock Eng 49(11):4393–4406. https://doi.org/10.1007/s00603-016-1037-6
Li J, Wang MY, Li XP, Huang HX, Jiang HM (2018) The mechanics mechanism and occurrence conditions of sliding type rockbursts triggered by weak disturbance. Chin J Rock Mech Eng 37:3205–3214. https://doi.org/10.13722/j.cnki.jrme.2016.1243
Li X, Mao H, Li B, Xu N (2021) Dynamic early warning of rockburst using microseismic multi-parameters based on Bayesian network. Eng Sci Technol Int J 24(3):715–727. https://doi.org/10.1016/j.jestch.2020.10.002
Lynch RA, Mendecki AJ (2004) Experimental and theoretical investigations of fundamental processes in mining induced fracturing and rock instability close to excavations. ISS International Limited, Johannesburg
Mei SM, Feng XT, Li ZW, Yang CX, Gao JK (2023) Experimental study on the failure process of fault rock bursts in tunnels based on a 3D-printed large-scale physical model. Int J Geomech 23(9):04023139. https://doi.org/10.1061/ijgnai.Gmeng-8510
Niu WJ, Feng XT, Feng GL, Xiao YX, Yao ZB, Zhang W, Hu L (2022) Selection and characterization of microseismic information about rock mass failure for rockburst warning in a deep tunnel. Eng Fail Anal 131:105910. https://doi.org/10.1016/j.engfailanal.2021.105910
Poplawski RF (1997) Seismic parameters and rockburst hazard at Mt Charlotte mine. Int J Rock Mech Min Sci 34(8):1213–1228. https://doi.org/10.1016/S1365-1609(97)80072-X
Qiu SL, Feng XT, Jiang Q, Zhang CP (2014) A novel numerical index for estimating strainburst vulnerability in deep tunnels. Chin J Rock Mech Eng 33(10):2007–2017. https://doi.org/10.13722/j.cnki.jrme.2014.10.007
Ruff LJ (1999) Dynamic stress drop of recent earthquakes: variations within subduction zones. Birkhäuser Basel. https://doi.org/10.1007/s000240050237
Ryder JA (1988) Excess shear stress in the assessment of geologically hazardous situations. J S Afr I Min Metall 88(1):27–39
Savage JC, Wood MD (1971) The relation between apparent stress and stress drop. Bull Seismol Soc Am 61(5):1381–1388
Vacek J, Vacek J, Chocholousova J (2008) Rock burst mechanics: insight from physical and mathematical modelling. Acta Polytech 48(6):38–44. https://doi.org/10.14311/1071
Xiao YX, Feng XT, Hudson JA, Chen BR, Feng GL, Liu JP (2015) ISRM suggested method for in situ microseismic monitoring of the fracturing process in rock masses. Rock Mech Rock Eng 49(1):343–369. https://doi.org/10.1007/s00603-015-0859-y
Xiao YX, Feng XT, Li SJ, Feng GL, Yu Y (2016) Rock mass failure mechanisms during the evolution process of rockbursts in tunnels. Int J Rock Mech Min Sci 83:174–181. https://doi.org/10.1016/j.ijrmms.2016.01.008
Xue R, Liang Z, Xu N (2021) Rockburst prediction and analysis of activity characteristics within surrounding rock based on microseismic monitoring and numerical simulation. Int J Rock Mech Min Sci 142:104750. https://doi.org/10.1016/j.ijrmms.2021.104750
Yu Y, Feng XT, Chen BR, Xiao YX, Li QP (2013) Analysis of energy fractal and microseismic information characteristics about immediate rockbursts in deep tunnels with different excavation methods. Rock Soil Mech 34(9):2622–2628
Zhang Y, Feng XT, Zhang X, Wang Z, Zhao J (2019) Strain energy evolution characteristics and mechanisms of hard rocks under true triaxial compression. Eng Geol 260:105222. https://doi.org/10.1016/j.enggeo.2019.10522
Zhang W, Feng XT, Xiao YX, Feng GL, Niu WJ (2020) A rockburst intensity criterion based on the Geological Strength Index, experiences learned from a deep tunnel. Bull Eng Geol Environ 79(2):3585–3603. https://doi.org/10.1007/s10064-020-01774-2
Zhang Y, Feng XT, Yang CX, Han Q, Wang ZF, Kong R (2021) Evaluation method of rock brittleness under true triaxial stress states based on pre-peak deformation characteristic and post-peak energy evolution. Rock Mech Rock Eng 54(3):1277–1291. https://doi.org/10.1007/s00603-020-02330-w
Zhang W, Feng XT, Yao ZB, Hu L, Xiao YX, Feng GL, Niu WJ, Zhang Y (2022) Development and occurrence mechanisms of fault-slip rockburst in a deep tunnel excavated by drilling and blasting: a case study. Rock Mech Rock Eng 55(9):5599–5618. https://doi.org/10.1007/s00603-022-02927-3
Zhang Y, Feng XT, Yao ZB, Zhang W, Hu L, Wang J, Guo XQ, Niu WJ, Quan YW (2023) Failure characteristics and development mechanism of fault rockburst in a deep TBM tunnel: a case study. Acta Geotech 18(10):5575–5596. https://doi.org/10.1007/s11440-023-01883-8
Zhou CH, Li YA, Yin JM, Wang Y, Zhou C, Guo XF (2020) Multivariate early warning method for rockbursts based on comprehensive microseismic and electromagnetic radiation monitoring. Chin J Geotech Eng 42(3):457–466. https://doi.org/10.11779/CJGE202003007
Zubelewicz A, Mróz Z (1983) Numerical simulation of rockburst processes treated as problems of dinamic instability. Rock Mech Rock Eng 16(4):253–274. https://doi.org/10.1007/BF01042360
Acknowledgements
The authors sincerely acknowledge financial support from the National Natural Science Foundation of China (Grant Nos. 51839003 and 52309126). The authors would like to thank Professor Liu Zaobao, Wenjing Niu, Tao Ma, Wencan Zhang, and Song Chen during the research.
Funding
National Natural Science Foundation of China, 51839003, Xia-Ting Feng, 52309126, Wei Zhang.
Author information
Authors and Affiliations
Contributions
Yu Zhang: data curation, data analysis, investigation, and writing—original draft. Xia-Ting Feng: funding acquisition, supervision, and methodology. Zhi-Bin Yao: writing—review and editing. Wei Zhang: supervision, and writing—review and editing. Lei Hu: supervision, and writing—review and editing. Cheng-Xiang Yang: supervision, and writing—review and editing, Yong-Run Xiong: supervision, and writing—review. Lian-Jie Fu: supervision and validation.
Corresponding author
Ethics declarations
Conflict of interest
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Zhang, Y., Feng, XT., Yao, Z. et al. Study on Warning Method for Fault Rockburst in Deep TBM Tunnels. Rock Mech Rock Eng (2024). https://doi.org/10.1007/s00603-024-03830-9
Received:
Accepted:
Published:
DOI: https://doi.org/10.1007/s00603-024-03830-9