Abstract
In tunneling, determining quantitatively the rock mass strength parameters of the Hoek–Brown (HB) failure criterion is useful since it can improve the reliability of the design of tunnel support systems. In this study, a quantitative method is proposed to determine the rock mass quality parameters of the HB failure criterion, namely the Geological Strength Index (GSI) and the disturbance factor (D) based on the structure of drilling core and weathering condition of rock mass combined with acoustic wave test to calculate the strength of rock mass. The Rock Mass Structure Index and the Rock Mass Weathering Index are used to quantify the GSI while the longitudinal wave velocity (V p) is employed to derive the value of D. The DK383+338 tunnel face of Yaojia tunnel of Shanghai–Kunming passenger dedicated line served as illustration of how the methodology is implemented. The values of the GSI and D are obtained using the HB criterion and then using the proposed method. The measured in situ stress is used to evaluate their accuracy. To this end, the major and minor principal stresses are calculated based on the GSI and D given by HB criterion and the proposed method. The results indicated that both methods were close to the field observation which suggests that the proposed method can be used for determining quantitatively the rock quality parameters, as well. However, these results remain valid only for rock mass quality and rock type similar to those of the DK383+338 tunnel face of Yaojia tunnel.
Similar content being viewed by others
Abbreviations
- σ 1 :
-
The maximum effective stress
- σ 3 :
-
The minimum effective stress
- σ ci :
-
The uniaxial compressive strength of the intact rock
- m i :
-
The Hoek–Brown constant of the intact rock
- m b :
-
Extrapolates the intact rock constant m i to the rock mass
- s :
-
The constant which depends upon the rock mass’s characteristics
- a :
-
The constant which depends upon the rock mass’s characteristics
- GSI:
-
Geological Strength Index
- D :
-
Disturbance parameters
- \( d_{\hbox{max} }^{{{\text{GSI}},L}} ,\,\,d_{\hbox{max} }^{{{\text{GSI}},F}} \) :
-
The difference between the maximum and minimum values of the GSI value of the Laisvall and Fictitious mine tunnel
- \( d_{\hbox{max} }^{D,L} ,\,\,d_{\hbox{max} }^{D,F} \) :
-
The difference between the maximum and minimum values of the D value of the Laisvall and Fictitious mine tunnel
- \( \bar{x} \) :
-
The average value of the GSI or D value
- s :
-
The standard deviation of the GSI or D value
- RSI:
-
Rock Mass Structure Index
- RWI:
-
Rock Mass Weathering Index
- RQD:
-
Rock Quality Designation
- WI:
-
The weathering index of weathered rock mass
- WI′:
-
The weathering index of fresh rock mass
- (X) a :
-
The atomic proportion of element X
- (X–O) b :
-
The bond strength of element X with oxygen
- ρ :
-
The density of rock mass
- δ :
-
The stress components of rock mass
- u, v, w :
-
The displacements components of rock mass along with x, y, z directions
- e :
-
The volumetric strain
- λ :
-
Lame coefficient
- G :
-
Modulus of rigidity
- ∇2 :
-
Laplace operator
- V (p,s) :
-
The acoustic wave speed
- V p :
-
The velocity of longitudinal wave
- V s :
-
The velocity of transverse wave
- E m :
-
The elasticity modulus
- μ :
-
Poisson’s ratio
- V p,UD :
-
The velocity of longitudinal wave in the rock mass before tunnel excavation
- V p,D :
-
The velocity of longitudinal wave in the rock mass after tunnel excavation
- E m,UD :
-
The elasticity modulus of rock mass before tunnel excavation
- E m,D :
-
The elasticity modulus of rock mass after tunnel excavation
- ζ :
-
The reduced ratio of velocity of longitudinal wave
References
Adoko AC, Gokceoglu C, Wu L, Zuo QJ (2013) Knowledge-based and data-driven fuzzy modeling for rockburst prediction. Int J Rock Mech Min Sci 61:86–95. https://doi.org/10.1016/j.ijrmms.2013.02.010
Adoko AC, Phumaphi PT, Zvarivadza T (2017) Quantifying rock mass behavior around underground excavations. In: The 51st US rock mechanics/geomechanics symposium, 25–28 June, San Francisco, California 2017, ARMA
Azimian A (2016) A new method for improving the RQD determination of rock core in borehole. Rock Mech Rock Eng 49:1559–1566
Cai M, Kaiser PK, Uno H, Tasaka Y, Minami M (2004) Estimation of rock mass deformation modulus and strength of jointed hard rock masses using the GSI system. Int J Rock Mech Min Sci 41:3–19. https://doi.org/10.1016/S1365-1609(03)00025-X
China Railway Corporation 14th Construction Bureau (2010) CKTJ9 Shanghai–Kunming passenger line part I, construction management manual. China Railway Corporation, Changsha
Connor Langford J, Diederichs MS (2015) Quantifying uncertainty in Hoek–Brown intact strength envelopes. Int J Rock Mech Min Sci 74:91–102. https://doi.org/10.1016/j.ijrmms.2014.12.008
Deere DU (1963) Technical description of rock cores for engineering purposes. Rock Mech Eng Geol 1:17–22
Eberhardt E (2012) The Hoek–Brown failure criterion. Rock Mech Rock Eng 45:981–988. https://doi.org/10.1007/s00603-012-0276-4
Edelbro C (2004) Evaluation of rock mass strength criteria. Luleå University of Technology, Luleå
Gu DZ (1979) Basics of rock engineering. Science Press, Beijing
Haftani MA, Chehreh H, Mehinrad A, Binazadeh K (2016) Practical Investigations on use of weighted joint density to decrease the limitations of RQD measurements. Rock Mech Rock Eng 49:1551–1558
Hoek E, Brown ET (1997) Practical estimates of rock mass strength. Int J Rock Mech Min Sci 34:1165–1186. https://doi.org/10.1016/s1365-1609(97)80069-x
Hoek E, Carranza-Torres C, Corkum B (2002) Hoek–Brown failure criterion—2002 edition. In: The 5th North American rock mechanics symposium and the 17th Tunnelling Association of Canada conference: NARMS-TAC 2002, Toronto, ON, Canada, University of Toronto Press, pp 267–273
Hoek E, Carter TG, Diederichs MS (2013) Quantification of the Geological Strength Index chart. Paper presented at the 47th US rock mechanics/geomechanics symposium, 23–26 June, San Francisco, California, 1 Jan 2013
Hu X-W, Zhong P-L, Ren Z-G (2002) Rock Mass Block Index and its engineering practice significance. J Hydraul Eng 03:80–83
Jayawardena US, Izawa EA (1994) New Chemical Index of weathering for metamorphic silicate rocks in tropical regions: a study from Sri Lanka. Eng Geol 36:303–310
Kim J-S, Lee K-S, Cho W-J, Choi H-J, Cho G-C (2015) A comparative evaluation of stress–strain and acoustic emission methods for quantitative damage assessments of brittle. Rock Rock Mech Rock Eng 48:495–508. https://doi.org/10.1007/s00603-014-0590-0
Lee Y-K, Pietruszczak S, Choi B-H (2012) Failure criteria for rocks based on smooth approximations to Mohr–Coulomb and Hoek–Brown failure functions. Int J Rock Mech Min Sci 56:146–160. https://doi.org/10.1016/j.ijrmms.2012.07.032
Marinos P, Hoek E (2000) GSI: a geologically friendly tool for rock mass strength estimation. Paper presented at the ISRM international symposium, 19–24 Nov, Melbourne, Australia, 19 Nov 2000
Marinos P, Hoek E (2001) Estimating the geotechanical properties of heterogeneous rock masses such as flysh. Bull Eng Geol Env 60:85–92
Morelli GL (2017) Alternative quantification of the Geological Strength Index Chart for jointed rocks. Geotech Geol Eng. https://doi.org/10.1007/s10706-017-0279-8
Nicholls GD (1963) Environmental studies in sedimentary geochemistry. Sci Prog 51:12–31
Palmstrom A (2005) Measurements of and correlations between block size and rock quality designation (RQD). Tunn Undergr Space Technol 20:362–377. https://doi.org/10.1016/j.tust.2005.01.005
Parker A (1970) An index of weathering for silicate rocks. Geol Mag 107:501–504
Rafiai H (2011) New empirical polyaxial criterion for rock strength. Int J Rock Mech Min Sci 48:922–931. https://doi.org/10.1016/j.ijrmms.2011.06.014
Russo G (2009) A new rational method for calculating the GSI. Tunn Undergr Space Technol 24:103–111. https://doi.org/10.1016/j.tust.2008.03.002
Ruxton BP (1968) Measures of the degree of chemical weathering of rocks. J Geol 76:518–527
Sari M (2012) An improved method of fitting experimental data to the Hoek–Brown failure criterion. Eng Geol 127:27–35. https://doi.org/10.1016/j.enggeo.2011.12.011
Senent S, Mollon G, Jimenez R (2013) Tunnel face stability in heavily fractured rock masses that follow the Hoek–Brown failure criterion. Int J Rock Mech Min Sci 60:440–451. https://doi.org/10.1016/j.ijrmms.2013.01.004
Sheorey PR, Biswas AK, Choubey VD (1989) An empirical failure criterion for rocks and jointed rock masses. Eng Geol 26:141–159. https://doi.org/10.1016/0013-7952(89)90003-3
Sonmez H, Ulusay R (1999) Modifications to the geological strength index (GSI) and their applicability to stability of slopes. Int J Rock Mech Min Sci 36:743–760. https://doi.org/10.1016/S0148-9062(99)00043-1
The Professional Standards Compilation Group of People’s Republic of China (2014) GB 50218-2014 standard for engineering classification of rock masses. China Railway Press, Beijing
Vavro M, Souček K, Staš L, Waclawik P, Vavro L, Konicek P, Ptacek J (2015) Application of alternative methods for determination of rock quality designation (RQD) index: a case study from the Rožná I uranium mine, Strážek Moldanubicum, Bohemian Massif, Czech Republic. Can Geotech J 52:1466–1476
Zuo J, Liu H, Li H (2015) A theoretical derivation of the Hoek–Brown failure criterion for rock materials. J Rock Mech Geotech Eng 7:361–366. https://doi.org/10.1016/j.jrmge.2015.03.008
Acknowledgements
This study is financially supported by the National Natural Science Foundation of China (Grants No. 41672260) and the Natural Science Foundation Key Projects of Hubei Province (Grant No. 2013CFA110). The authors greatly appreciate the helpful comments and suggestions of the anonymous reviewers.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Wu, L., Adoko, A.C. & Li, B. An Illustration of Determining Quantitatively the Rock Mass Quality Parameters of the Hoek–Brown Failure Criterion. Rock Mech Rock Eng 51, 1063–1076 (2018). https://doi.org/10.1007/s00603-017-1375-z
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00603-017-1375-z