Skip to main content
Log in

Dysphagia Is an Underrecognized Risk Factor for Viral Pneumonia Severity

  • Original Article
  • Published:
Dysphagia Aims and scope Submit manuscript

Abstract

The aim of this study was to examine the role of pre-existing dysphagia as a risk factor for COVID-19 severity among adults ≥50 years of age presenting to the emergency department (ED). This was a retrospective cohort study that used electronic health record data from two Midwestern EDs in the same health care system. The sample included patients ≥50 years of age who tested positive for SARS-COV-2 during an ED visit between March 15, 2020 and November 19, 2020. Patients were dichotomized based on documented history of dysphagia. The primary outcome was the highest World Health Organization COVID-19 clinical severity score within 30-days of ED arrival. Patients with a score of <4 were classified as non-severe whereas a score ≥4 was considered severe. Chi-square tests were used to assess differences in clinical severity scores between patients with and without dysphagia. A logistic regression model was created to estimate the odds of a severe COVID-19 clinical score. The sample included 126 patients without dysphagia and 40 patients with dysphagia. Patients with a history of dysphagia were more likely to develop severe COVID-19 disease compared to patients without (65.0% vs. 41.3%, p = 0.015). In multivariable analysis, patients with preexisting dysphagia (OR 2.38, 95% CI: 1.05–5.42; p = 0.038) and diabetes (OR 2.42 95% CI: 1.15–5.30; p = 0.021) had significantly increased odds of developing severe COVID-19. This study showed that a pre-existing diagnosis of dysphagia was independently associated with COVID-19 severity in adults ≥50 years of age.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Data Availability

Because this is healthcare data; the analytical dataset will be made available upon reasonable request to the First Author and after full execution of a data use agreement with our institution.

References

  1. Hu B, Guo H, Zhou P, Shi ZL. Characteristics of SARS-CoV-2 and COVID-19. Nat Rev Microbiol. 2020;19(3):141–54.

    Article  PubMed  PubMed Central  Google Scholar 

  2. Fontanet A, Autran B, Lina B, Kieny MP, Karim SSA, Sridhar D. SARS-CoV-2 variants and ending the COVID-19 pandemic. Lancet. 2021;397(10278):952–4.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  3. Martos Pérez F, Luque del Pino J, Jiménez García N, Mora Ruiz E, Asencio Méndez C, García Jiménez JM, et al. Comorbidity and prognostic factors on admission in a COVID-19 cohort of a general hospital. Rev Clín Esp Engl Ed. 2021;221(9):529–35.

    Google Scholar 

  4. Chen Y, Linli Z, Lei Y, Yang Y, Liu Z, Xia Y, et al. Risk factors for mortality in critically ill patients with COVID-19 in Huanggang, China: a single-center multivariate pattern analysis. J Med Virol. 2021;93(4):2046–55.

    Article  CAS  PubMed  Google Scholar 

  5. Martin-Martinez A, Ortega O, Viñas P, Arreola V, Nascimento W, Costa A, et al. COVID-19 is associated with oropharyngeal dysphagia and malnutrition in hospitalized patients during the spring 2020 wave of the pandemic. Clin Nutr Edinb Scotl [Internet]. 2021 Jun 15 [cited 2021 Dec 6]. https://www.ncbi.nlm.nih.gov/pmc/articles/PMC8205257/

  6. Cabre M, Serra-Prat M, Palomera E, Almirall J, Pallares R, Clavé P. Prevalence and prognostic implications of dysphagia in elderly patients with pneumonia. Age Ageing. 2010;39(1):39–45.

    Article  PubMed  Google Scholar 

  7. Almirall J, Rofes L, Serra-Prat M, Icart R, Palomera E, Arreola V, et al. Oropharyngeal dysphagia is a risk factor for community-acquired pneumonia in the elderly. Eur Respir J. 2013;41(4):923–8.

    Article  PubMed  Google Scholar 

  8. Riquelme R, Torres A, El-Ebiary M, de la Bellacasa JP, Estruch R, Mensa J, et al. Community-acquired pneumonia in the elderly: a multivariate analysis of risk and prognostic factors. Am J Respir Crit Care Med. 1996;154(5):1450–5.

    Article  CAS  PubMed  Google Scholar 

  9. Melgaard D, Baandrup U, Bøgsted M, Bendtsen MD, Hansen T. The prevalence of oropharyngeal dysphagia in Danish patients hospitalised with community-acquired pneumonia. Dysphagia. 2017;32(3):383–92.

    Article  PubMed  Google Scholar 

  10. Ramirez J. Pneumonia pathogenesis and the lung microbiome: back to the drawing board. Univ Louisville J Respir Infect [Internet]. 2017;1(4). https://ir.library.louisville.edu/jri/vol1/iss4/2

  11. Dickson RP, Erb-Downward JR, Freeman CM, McCloskey L, Beck JM, Huffnagle GB, et al. Spatial variation in the healthy human lung microbiome and the adapted island model of lung biogeography. Ann Am Thorac Soc. 2015;12(6):821–30.

    Article  PubMed  PubMed Central  Google Scholar 

  12. Baghbani T, Nikzad H, Azadbakht J, Izadpanah F, Haddad KH. Dual and mutual interaction between microbiota and viral infections: a possible treat for COVID-19. Microb Cell Factories. 2020;19(1):217.

    Article  CAS  Google Scholar 

  13. Mohan R, Mohapatra B. Shedding light on dysphagia associated with COVID-19: the what and why. OTO Open. 2020;4(2):2473974X20934770.

    Article  PubMed  PubMed Central  Google Scholar 

  14. Printza A, Tedla M, Frajkova Z, Sapalidis K, Triaridis S. Dysphagia severity and management in patients with COVID-19. Curr Health Sci J. 2021;47(2):147–56.

    PubMed  PubMed Central  Google Scholar 

  15. Aoyagi Y, Ohashi M, Funahashi R, Otaka Y, Saitoh E. Oropharyngeal dysphagia and aspiration pneumonia following coronavirus disease 2019: a case report. Dysphagia. 2020;35(4):545–8.

    Article  PubMed  PubMed Central  Google Scholar 

  16. Dziewas R, Warnecke T, Zürcher P, Schefold JC. Dysphagia in COVID-19—multilevel damage to the swallowing network? Eur J Neurol. 2020;27(9):e46–7.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  17. Sparks-Walsh Sally A, Hayden CT. NOMS and its role in dysphagia management. Perspect Swallow Swallow Disord. 2002;11(2):20–2.

    Article  Google Scholar 

  18. American Speech-Language Hearing Association. Adults in health care: Functional Communication Measures (FCMs)—speech-language pathology. ASHA’s National Outcomes Measurement System (NOMS): Adults Speech-Language Pathology User’s Guide. 2013;10.

  19. WHO. COVID-19 therapeutic trial synopsis [Internet]. [cited 2021 Dec 9]. https://www.who.int/publications-detail-redirect/covid-19-therapeutic-trial-synopsis

  20. Theodore DA, Branche AR, Zhang L, Graciaa DS, Choudhary M, Hatlen TJ, et al. Clinical and demographic factors associated with COVID-19, severe COVID-19, and SARS-CoV-2 infection in adults: a secondary cross-protocol analysis of 4 randomized clinical trials. JAMA Netw Open. 2023;6(7):e2323349.

    Article  PubMed  PubMed Central  Google Scholar 

  21. R Core Team. R: a language and environment for statistical c omputing [Internet]. Vienna, Austria: R Foundation for Statistical Computing; 2021. https://www.R-project.org/

  22. Viñas P, Martín-Martínez A, Alarcón C, Riera SA, Miró J, Amadó C, et al. A comparative study between the three waves of the pandemic on the prevalence of oropharyngeal dysphagia and malnutrition among hospitalized patients with COVID-19. Nutrients. 2022;14(18):3826.

    Article  PubMed  PubMed Central  Google Scholar 

  23. Zayed AM, Afsah O, Elhadidy T, Abou-Elsaad T. Screening for oropharyngeal dysphagia in hospitalized COVID-19 patients: a prospective study. Eur Arch Otorhinolaryngol. 2023;280(5):2623–31.

    Article  PubMed  PubMed Central  Google Scholar 

  24. Holdiman A, Rogus-Pulia N, Pulia MS, Stalter L, Thibeault SL. Risk factors for dysphagia in patients hospitalized with COVID-19. Dysphagia. 2023;38(3):933–42.

    Article  PubMed  Google Scholar 

  25. Ortega O, Martín A, Clavé P. Diagnosis and management of oropharyngeal dysphagia among older persons, state of the art. J Am Med Dir Assoc. 2017;18(7):576–82.

    Article  PubMed  Google Scholar 

  26. Schrock JW, Lou L, Ball BAW, Van Etten J. The use of an emergency department dysphagia screen is associated with decreased pneumonia in acute strokes. Am J Emerg Med. 2018;36(12):2152–4.

    Article  PubMed  Google Scholar 

  27. Brodsky MB, Suiter DM, González-Fernández M, Michtalik HJ, Frymark TB, Venediktov R, et al. Screening accuracy for aspiration using bedside water swallow tests: a systematic review and meta-analysis. Chest. 2016;150(1):148–63.

    Article  PubMed  PubMed Central  Google Scholar 

Download references

Funding

The content and views expressed in this article are those of the authors and do not necessarily reflect the position or official policies of the United States Government or the US Department of Veterans Affairs. This work was also partially supported by the William S. Middleton Veteran Affairs Hospital, Madison, WI (Dr. Rogus-Pulia, GRECC Manuscript 2023-06- 2024); and the National Institute on Aging (1K76AG068590 to Dr. Rogus-Pulia and K00AG076123 to Dr. Robison).

Author information

Authors and Affiliations

Authors

Contributions

MSP and NRP conceived of the study idea. MSP, RDR, SG, RJS and NRP designed the chart review process and trained the reviewers. RH, CB, RG completed the chart reviews. RH and RG wrote an initial draft of the manuscript. All authors revised the article significantly for intellectual content and approved the final version of the manuscript.

Corresponding author

Correspondence to Michael S. Pulia.

Ethics declarations

Conflict of interest

No conflicts exist for any author.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Pulia, M.S., Herrin, R., Robison, R.D. et al. Dysphagia Is an Underrecognized Risk Factor for Viral Pneumonia Severity. Dysphagia (2024). https://doi.org/10.1007/s00455-024-10697-z

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s00455-024-10697-z

Keywords

Navigation