Abstract
This study investigated rater confidence when rating airway invasion with the penetration-aspiration scale (PAS) on flexible endoscopic evaluations of swallowing (FEES), raters’ accuracy against a referent-standard, inter-rater reliability, and potential associations between clinician confidence, experience, and accuracy. Thirty-one clinicians who use FEES in their daily practice were asked to judge airway invasion with the PAS and to rate their confidence that their score was correct (0–100) for 40 video clips, five in each of the 8 PAS categories. We found that raters were most confident in rating PAS 1, 7, and 8. The average confidence score across all videos was 76/100. Confidence did not have a significant relationship with accuracy against the referent-standard. Accuracy was highest for PAS 1 (92%), followed by PAS 8 (80%), PAS 7 (77%), and PAS 4 (72%). Accuracy was below 60% for PAS 2, 3, 5, and 6, the lowest being for PAS 3 (49%). Mean accuracy for all ratings, compared to referent-standard ratings, was highest for the intermediate group (71%), followed by expert (68%) and novice (65%). In general, we found that certain PAS scores tend to be rated more accurately, and that participating SLPs had varied confidence in PAS ratings on FEES. Potential reasons for these findings as well as suggested next steps are discussed.
Similar content being viewed by others
Data Availability
The data that support the findings of this study are available from the corresponding author upon reasonable request.
References
Rosenbek JC, Robbins JA, Roecker EB, Coyle JL, Wood JL. A penetration-aspiration scale. Dysphagia. 1996;11(2):93–8.
Butler SG, Markley L, Sanders B, Stuart A. Reliability of the penetration aspiration scale with flexible endoscopic evaluation of swallowing. Ann Otol Rhinol Laryngol. 2015;124(6):480–3. https://doi.org/10.1177/0003489414566267.
Colodny N. Interjudge and intrajudge reliabilities in fiberoptic endoscopic evaluation of swallowing (fees) using the penetration-aspiration scale: a replication study. Dysphagia. 2002;17(4):308–15. https://doi.org/10.1007/s00455-002-0073-4.
Hey C, Pluschinski P, Pajunk R, Almahameed A, Girth L, Sader R, Zaretsky Y. Penetration-aspiration: Is their detection in FEES ® reliable without video recording? Dysphagia. 2015;30(4):418–22. https://doi.org/10.1007/s00455-015-9616-3.
Baijens LW, Speyer R, Pilz W, Roodenburg N. FEES protocol derived estimates of sensitivity: aspiration in dysphagic patients. Dysphagia. 2014;29(5):583–90. https://doi.org/10.1007/s00455-014-9549-2.
Fattori B, Giusti P, Mancini V, Grosso M, Barillari MR, Bastiani L, Nacci A. Comparison between videofluoroscopy, fiberoptic endoscopy and scintigraphy for diagnosis of oro-pharyngeal dysphagia. Acta Otorhinolaryngol Ital. 2016;36(5):395–402. https://doi.org/10.14639/0392-100X-829.
Gottlieb A, Pisegna JM. Comparing location of aspiration on MBS and its relationship with location of aspiration on FEES. In: DRS 2020 Annual meeting, March 17–20th, 2020 in San Juan, Puerto Rico; 2020.
Kelly AM, Drinnan MJ, Leslie P. Assessing penetration and aspiration: how do videofluoroscopy and fiberoptic endoscopic evaluation of swallowing compare? Laryngoscope. 2007;117(10):1723–7. https://doi.org/10.1097/MLG.0b013e318123ee6a.
Marvin S, Gustafson S, Thibeault S. Detecting Aspiration and Penetration Using FEES With and Without Food Dye. Dysphagia. 2016;31(4):498–504. https://doi.org/10.1007/s00455-016-9703-0.
Pisegna J, Kennedy S. FEES and MBS exams: revisiting sensitivity. Boston: ASHA Convention; 2018.
Pisegna JM, Langmore SE. Parameters of instrumental swallowing evaluations: describing a diagnostic dilemma. Dysphagia. 2016;31(3):462–72. https://doi.org/10.1007/s00455-016-9700-3.
Kim JW, Choi H, Jung J, Kim HJ. Risk factors for aspiration pneumonia in patients with dysphagia undergoing videofluoroscopic swallowing studies. Medicine. 2020;99(46): e23177. https://doi.org/10.1097/md.0000000000023177.
Smith R, Bryant L, Hemsley B. Dysphagia and quality of life, participation, and inclusion experiences and outcomes for adults and children with dysphagia: a scoping review. Perspect of the ASHA Spec Interest Gr. 2022;7(1):181–96. https://doi.org/10.1044/2021_persp-21-00162.
Starmer HM, Arrese L, Langmore S, Ma Y, Murray J, Patterson J, Hutcheson K. Adaptation and validation of the dynamic imaging grade of swallowing toxicity for flexible endoscopic evaluation of swallowing: DIGEST-FEES. J Speech Lang Hear Res. 2021;64(6):1802–10. https://doi.org/10.1044/2021_JSLHR-21-00014.
Butler SG, Markley L, Sanders B, Stuart A. Reliability of the penetration aspiration scale with flexible endoscopic evaluation of swallowing. Ann Otol Rhinol Laryngol. 2015;124(6):480–3. https://doi.org/10.1177/0003489414566267.
Wick EH, Johnson K, Demarre K, Faherty A, Parikh S, Horn DL. Reliability and construct validity of the penetration-aspiration scale for quantifying pediatric outcomes after interarytenoid augmentation. Otolaryngol Head Neck Surg. 2019;161(5):862–9. https://doi.org/10.1177/0194599819856299.
Everton LF, Benfield JK, Hedstrom A, Wilkinson G, Michou E, England TJ, Dziewas R, Bath PM, Hamdy S. Psychometric assessment and validation of the dysphagia severity rating scale in stroke patients. Sci Rep. 2020. https://doi.org/10.1038/s41598-020-64208-9.
McCullough GH, Wertz RT, Rosenbek JC, Mills RH, Webb WG, Ross KB. Inter- and intrajudge reliability for videofluoroscopic swallowing evaluation measures. Dysphagia. 2001;16(2):110–8. https://doi.org/10.1007/pl00021291.
O’Donoghue CR, Dean-Claytor A. Training and self-reported confidence for dysphagia management among speech-language pathologists in the schools. Lang Speech Hear Serv Sch. 2008;39(2):192–8. https://doi.org/10.1044/0161-1461(2008/019).
Caesar LG, Kitila M. Speech-language pathologists’ perceptions of their preparation and confidence for providing dysphagia services. Perspect ASHA Spec Interest Gr. 2020;5(5):1666–82. https://doi.org/10.1044/2020_persp-20-00115.
Manley S, Frank E, Melvin C. Preparation of speech-language pathologists to provide services to patients with a tracheostomy tube. Am J Speech-Lang Pathol. 1999. https://doi.org/10.1044/1058-0360.0802.171.
Riedeman S, Turkstra L. Knowledge, confidence, and practice patterns of speech-language pathologists working with adults with traumatic brain injury. Am J Speech Lang Pathol. 2018;27(1):181–91. https://doi.org/10.1044/2017_ajslp-17-0011.
Burdick R, Pena-Chavez R, Namasivayam-MacDnoald A, Rogus-Pulia N. Deglutologist practices and perceptions of the penetration-aspiration scale (PAS): a survey study [Poster presentation]. Virtual: Dysphagia Research Society Annual Meeting; 2022.
Dziewas R, Glahn J, Helfer C, Ickenstein G, Keller J, Ledl C, Busse O. Flexible endoscopic evaluation of swallowing (FEES) for neurogenic dysphagia: training curriculum of the German society of neurology and the German stroke society. BMC Med Educ. 2016;16:70. https://doi.org/10.1186/s12909-016-0587-3.
Coffey MM, Tolley N, Howard D, Drinnan M, Hickson M. An investigation of the post-laryngectomy swallow using videofluoroscopy and fiberoptic endoscopic evaluation of swallowing (FEES). Dysphagia. 2018;33(3):369–79. https://doi.org/10.1007/s00455-017-9862-7.
Pisegna JM, Borders JC, Kaneoka A, Coster WJ, Leonard R, Langmore SE. Reliability of untrained and experienced raters on FEES: rating overall residue is a simple task. Dysphagia. 2018. https://doi.org/10.1007/s00455-018-9883-x.
Coyle J. The penetration-aspiration scale quantifies how—and where—a patient’s swallow goes awry. The ASHA Leader; 2017.
Borders JC, Brates D. Use of the penetration-aspiration scale in dysphagia research: a systematic review. Dysphagia. 2020;35(4):583–97. https://doi.org/10.1007/s00455-019-10064-3.
Curtis JA, Borders JC, Troche MS. Visual analysis of swallowing efficiency and safety (VASES): establishing criterion-referenced validity and concurrent validity. Am J Speech Lang Pathol. 2022;31(2):808–18. https://doi.org/10.1044/2021_AJSLP-21-00116.
Curtis JA, Seikaly ZN, Dakin AE, Troche MS. Detection of aspiration, penetration, and pharyngeal residue during flexible endoscopic evaluation of swallowing (FEES): comparing the effects of color, coating, and opacity. Dysphagia. 2021;36(2):207–15. https://doi.org/10.1007/s00455-020-10131-0.
Funding
The authors received no financial support for this research study.
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflict of interest
Salary support was provided to the authors from their respective institutions.
Ethical Approval
Informed consent was obtained from all participants prior to enrollment in this research study.
Informed Consent
All procedures performed were in accordance with the ethical standards of the institutional research committee and with the 1964 Helsinki Declaration and its later amendments or comparable ethical standards. Approval was obtained from the Institutional Review Board.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Kitila, M., Borders, J.C., Krisciunas, G.P. et al. Confidence, Accuracy, and Reliability of Penetration-Aspiration Scale Ratings on Flexible Endoscopic Evaluations of Swallowing by Speech Pathologists. Dysphagia (2023). https://doi.org/10.1007/s00455-023-10635-5
Received:
Accepted:
Published:
DOI: https://doi.org/10.1007/s00455-023-10635-5