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On the Stability of Periodic Waves for the Cubic Derivative NLS and the Quintic NLS

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Abstract

We study the periodic cubic derivative nonlinear Schrödinger equation (DNLS) and the (focussing) quintic nonlinear Schrödinger equation (NLS). These are both \(L^2\) critical dispersive models, which exhibit threshold-type behavior, when posed on the line \({{\mathbb {R}}}\). We describe the (three-parameter) family of non-vanishing bell-shaped solutions for the periodic problem, in closed form. The main objective of the paper is to study their stability with respect to co-periodic perturbations. We analyze these waves for stability in the framework of the cubic DNLS. We provide criteria for stability, depending on the sign of a scalar quantity. The proof relies on an instability index count, which in turn critically depends on a detailed spectral analysis of a self-adjoint matrix Hill operator. We exhibit a region in parameter space, which produces spectrally stable waves. We also provide an explicit description of the stability of all bell-shaped traveling waves for the quintic NLS, which turns out to be a two-parameter subfamily of the one exhibited for DNLS. We give a complete description of their stability—as it turns out some are spectrally stable, while other are spectrally unstable, with respect to co-periodic perturbations.

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Notes

  1. It is important to observe that in the gauge relation (1.5), we have that \(|q|=|u|\), so the phase function can be written either with q or u inside of it

  2. In the work Liu et al. (2013), the authors exhibit explicit sech-type solutions for all powers \(\sigma \)

  3. Even though, there are certainly interesting solutions for \(\omega <0\) as well

  4. Indeed, as the resolvent operators \(({{\mathscr {J}}}{{\mathscr {L}}}-\lambda )^{-1}, \lambda \in {\mathbb {R}}, \lambda>>1\) are smoothing of order two, this guarantees that \(({{\mathscr {J}}}{{\mathscr {L}}}-\lambda )^{-1}:L^2[-T,T]\times L^2[-T,T] \rightarrow L^2[-T,T]\times L^2[-T,T] \) is compact, whence its spectrum consists entirely of eigenvalues converging toward zero. It follows that \(\sigma ({{\mathscr {J}}}{{\mathscr {L}}})\) consists of eigenvalues only.

  5. which proved to be extremely non-trivial to obtain with the explicit waves under consideration

  6. Interestingly, we need to resort to differentiation with respect to parameters. This is always tricky, as the period generally depends on these parameters and one needs to appropriately prepare the problem by rescaling to a fixed period, see Sects. 3.2 and 5.1 for specifics about these calculations

  7. But note that this is not necessary. For example, one might have \(k_\mathrm{Ham}=2=2k_i^-, k_r=k_i^-=0\), which means that no instabilities are present, but there is a pair of purely imaginary eigenvalues, with a negative Krein signature.

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Funding

National Science Foundation (1516245 and 1908626).

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Correspondence to Atanas Stefanov.

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Communicated by Peter Miller.

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Milena Stanislavova is partially supported by NSF-DMS, # 1614734. Atanas Stefanov acknowledges partial support from NSF-DMS, # 1908626.

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Hakkaev, S., Stanislavova, M. & Stefanov, A. On the Stability of Periodic Waves for the Cubic Derivative NLS and the Quintic NLS. J Nonlinear Sci 31, 54 (2021). https://doi.org/10.1007/s00332-021-09712-6

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