Abstract
Let K be an imaginary quadratic field where p splits, \(p\ge 5\) a prime number and f an eigen-newform of even weight and level \(N>3\) that is coprime to p. Under the Heegner hypothesis, Kobayashi–Ota showed that one inclusion of the Iwasawa main conjecture of f involving the Bertolini–Darmon–Prasanna p-adic L-function holds after tensoring by \(\mathbb {Q}_p\). Under certain hypotheses, we improve upon Kobayahsi–Ota’s result and show that the same inclusion holds integrally. Our result implies the vanishing of the Iwasawa \(\mu \)-invariants of several anticyclotomic Selmer groups.
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Notes
Even though the hypothesis that the modular forms are p-ordinary of square-free level is in force in [13], the proof of loc. cit. is in fact purely algebraic and can be carried out in verbatim to our setting. Note in particular that for the non-ordinary case, the local conditions of the Selmer group \(\mathcal {X}_{(\emptyset ,0)}(f)\) are independent of the reduction type. See also [23, Theorem A].
For simplicity, we have identified \({\tilde{\mathfrak {R}}}_1^{\psi =0}\) with \(\mathscr {W}[[\mathcal {G}_{p^\infty }]]\) by Proposition 5.15 loc. cit.
While it is denoted by \(K_\infty \) in the main body of the article, here for clarity we use the notation \(K^\textrm{ac}\) instead.
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Acknowledgements
We thank Ashay Burungale, Kazim Buyukboduk, Jeffrey Hatley, Chan-Ho Kim, Katharina Müller and Jiacheng Xia for interesting discussions during the preparation of the article. We are grateful to Ming-Lun Hsieh for answering our questions regarding generalized Heegner cycles. We are also indebted to the anonymous referee for their valuable comments and suggestions. The first named author’s research is supported by the NSERC Discovery Grants Program RGPIN-2020-04259 and RGPAS-2020-00096.
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Appendix A: Integrality of specializations of the Perrin-Riou map
Appendix A: Integrality of specializations of the Perrin-Riou map
Notation note. The notation and hypotheses in the main body of the article continue to be in force. For a p-adic Lie group G and a p-adic ring R, we write \(\Lambda _R(G)\) for the completed group ring of G with coefficients in R, and \(\mathscr {H}_{\infty ,R}(G)\) for the algebra of \(\textrm{Frac}(R)\)-valued distributions on G. If \(R=\mathcal {O}\), we often omit it from the notation.
1.1 A.1 Anticyclotomic Perrin-Riou regulator and Coleman maps
In this section, we review the construction of the anticyclotomic Perrin-Riou regulator and Coleman maps, by composing the two-variable counterparts with the projection map as done in [9, §5.1]. We begin by recalling the two-variable Perrin-Riou map from [26] and its decomposition given in [4]. Let \(k_\infty \) be the \(\mathbb {Z}_p^2\)-extension of K, and fix an embedding \(k_\infty \rightarrow \mathbb {C}_p\) such that the induced place on K is \(\mathfrak {p}\); by an abuse of notation we will write this place of \(k_\infty \) also as \(\mathfrak {p}\). Since p is assumed to be split in K, there is a natural identification \(K_\mathfrak {p}\simeq \mathbb {Q}_p\), and the local completion \(k_{\infty ,\mathfrak {p}}\) can be identified with the compositum \(F_\infty \mathbb {Q}_p^{\textrm{cyc}}\), where \(F_\infty \) is the unramified \(\mathbb {Z}_p\)-extension of \(\mathbb {Q}_p\) and \(\mathbb {Q}_p^\textrm{cyc}\) is the cyclotomic \(\mathbb {Z}_p\)-extension of \(\mathbb {Q}_p\). Put \(U = {\text {Gal}}(F_\infty /\mathbb {Q}_p)\) and \(F_m = F_\infty ^{U^{p^m}}\). When \(m=0\), we shall write \(F=F_0=\mathbb {Q}_p\).
The two-variable Perrin-Riou map constructed by Loeffler–Zerbes [26] is given by the projective limit
where \(\tilde{\Gamma }^{\textrm{cyc}} = {\text {Gal}}(F_\infty \mathbb {Q}_p^\textrm{cyc}/F_\infty )\subset {\text {Gal}}(F_\infty \mathbb {Q}_p^\textrm{cyc}/K_\mathfrak {p})\), \(S_{F_\infty /\mathbb {Q}_p}\) is the Yager module [26, §3.2], and the transition maps in the inverse limits are given by corestrictions on the left, and trace maps on \(\mathcal {O}_{F_m}\) on the right [26, Theorem 4.7]. As a \(\Lambda _{\mathbb {Z}_p}(U)\)-module, \(S_{F_\infty /\mathbb {Q}_p}\) is contained in \(\Lambda _{\mathcal {O}_{\hat{F}_\infty }}(U)\) and is free of rank one. We fix a basis \(\mathcal {Y}\) of the \(\Lambda _{\mathbb {Z}_p}(U)\)-module \(S_{F_\infty /\mathbb {Q}_p}\).
We fix an \(\mathcal {O}\)-basis \(\omega \) of \(\textrm{Fil}^0\mathbb {D}_{\textrm{cris}}(T)\), then \(v_1=\omega ,v_2=\varphi (\omega )\) form an \(\mathcal {O}\)-basis of \(\mathbb {D}_{\textrm{cris}}(T)\) (see, e.g., [22, Lemma 3.1]). Furthermore, for any intermediate extension \(F_m\), we have Coleman maps
such that [4, §2.3]
where \(M_{\log }\) is the logarithm matrix, a \(2\times 2\) matrix valued in \(\mathscr {H}_\infty ({\text {Gal}}(F_m\mathbb {Q}_p^{\textrm{cyc}}/F_m))\simeq \mathscr {H}_\infty (\tilde{\Gamma }^{\textrm{cyc}})\) that is independent of m. Taking the inverse limit, we thus obtain a factorization of the big logarithm:
where, for \(\star \in \{\flat ,\sharp \}\),
is the limit of \(\textrm{Col}_{\star ,F_m}\).
Remark A.1
Since \(\mathcal {L}_{T,F_\infty }\) is \(\Lambda (U)\)-linear [26, paragraph after Definition 4.6], so are the Coleman maps defined above. As such, for \(\star \in \{\sharp ,\flat \}\), a consideration of the determinants of \(\mathcal {L}_{T,F_\infty }\) and \(M_{\log }\) shows that \(\textrm{im}(\textrm{Col}_{\star ,F_m})= \textrm{im}(\textrm{Col}_{\star ,F})\otimes \mathcal {O}_{F_m}\subseteq \Lambda ({\text {Gal}}(F_m\mathbb {Q}_p^{\textrm{cyc}}/F_m))\otimes _{\mathbb {Z}_p}\mathcal {O}_{F_m}\). Thus
We now project the factorization (A.1) to the anticyclotomic subextension, following [9, Theorem 5.1]. Let \(K^\textrm{ac}\) denote the anticyclotomic \(\mathbb {Z}_p\)-extension of K,Footnote 3 and denote by \(\Gamma ^\textrm{ac} = {\text {Gal}}(K^\textrm{ac}/K)\simeq {\text {Gal}}(K^\textrm{ac}_\mathfrak {p}/K_\mathfrak {p})\simeq \mathbb {Z}_p\).
Theorem A.2
By quotienting out \(\mathfrak {J}=\ker (\Lambda (U\times \tilde{\Gamma }^{\textrm{cyc}})\rightarrow \Lambda (\Gamma ^\textrm{ac}))\), the map \(\mathcal {L}_{T,F_\infty }\) descends to a \(\Lambda (\Gamma ^\textrm{ac})\)-linear map
Therefore, there exist Coleman maps \(\textrm{Col}_{\sharp }^\textrm{ac},\textrm{Col}_{\flat }^\textrm{ac}: H^1_\textrm{Iw}(K^\textrm{ac}_\mathfrak {p},T)\rightarrow \Lambda (\Gamma ^\textrm{ac})\), being the projections of \(\textrm{Col}_{\sharp ,F_\infty },\textrm{Col}_{\flat ,F_\infty }\) in \(\Lambda (\Gamma ^\textrm{ac})\), such that the following factorization holds for all \(z\in H^1_\textrm{Iw}(K^\textrm{ac}_\mathfrak {p},T)\)
Here, \(\overline{M}_{\log }\) denotes the image of \(M_{\log }\) in \(M_2(\mathscr {H}_{k-1,\mathfrak {F}}(\tilde{\Gamma }^\textrm{cyc})/\mathfrak {J})=M_2(\mathscr {H}_{k-1,\mathfrak {F}}(\Gamma ^\textrm{ac}))\).
Proof
Recall from [18, Lemma 2.7] that \(V^{{\text {Gal}}(K^\textrm{ac}_\mathfrak {p}/K)}=0\). Thus, the theorem follows from [9, Theorem 5.1]. \(\square \)
Remark A.3
As explained in [24, Remark 5.2], we may identify \({\text {Gal}}(k_{\infty ,\mathfrak {p}}/K_\mathfrak {p})\) with \(\mathbb {Z}_p^2\) such that U is the first component and \(\tilde{\Gamma }^{\textrm{cyc}}\) is the second component. As such, \(\Gamma ^\textrm{ac}\) corresponds to anti-diagonal elements
1.2 A.2 Evaluating the logarithm matrix
In what follows, we fix a family of primitive \(p^n\)-th roots of unity \(\zeta _{p^n}\) and write \(\epsilon _n = \zeta _{p^n}-1\). We may choose topological generators \(\gamma ^{\textrm{ur}}\in U\) and \(\gamma ^\textrm{cyc}\in \tilde{\Gamma }^\textrm{cyc}\) resulting in a topological generator \(\gamma \) of \( \Gamma ^\textrm{ac}\) given by
which is possible by Remark A.3 and that \(p\ne 2\). By these choices, for \(G\in \{U,\tilde{\Gamma }^{\textrm{cyc}},\Gamma ^\textrm{ac}\}\), we regard \(\mathscr {H}_{\infty }(G)\) as the set of power series convergent on the open unit disc centered at 0 with variable \(X_G\). To simplify notation, we write \(Y=X_U\), \(Z = X_{\tilde{\Gamma }^\textrm{cyc}}\) and \(X=X_{\Gamma ^\textrm{ac}}\). As \(\gamma = (\gamma ^\textrm{cyc}/\gamma ^\textrm{ur})^{1/2}\), the natural projection
is given by sending f(Y, Z) to \(f((1+X)^{-1}-1,X)\).
We now turn to the explicit description of \(M_{\log }\) and thus \(\overline{M}_{\log }\), following [3, §2]. Denote by \(\Phi _{p^n}(Z)\) the \(p^n\)-th cyclotomic polynomial \(\frac{(Z+1)^{p^n}-1}{(Z+1)^{p^{n-1}}-1}\). Additionally, recall the matrices
Proposition 2.5 ibid. tells us that
Consequently,
Henceforward we shall not distinguish \(\overline{M}_{\log }\) from \(M_{\log }\).
Next, given \(\phi =\begin{pmatrix} a &{} b \\ c &{} d\\ \end{pmatrix}\) with entries valued in \(\overline{\mathbb {Q}_p}\), following the notation introduced in [31, Definition 4.4], we write
Further, we denote \(\textrm{ord}_p(a_p)\) by v. To state the result below, we recall from [8, Theorem 2.1] that the two roots of \(X^2 - a_p X + p\) are distinct since f is of weight 2.
Lemma A.4
Let \(\alpha \ne \beta \) be the two roots of the Hecke polynomial \(X^2 - a_p X + p\). Also let S denote the matrix
Then \(M_{\log }(\epsilon _n)\) is of the form
for some \(s_1,s_2\in \overline{\mathbb {Q}_p}\) of p-adic valuations \(v\varvec{1}_{2\not \mid n}+\sum _{1\le i\le n/2}p^{-2i+1}\) and \(v\varvec{1}_{2\mid n} + \sum _{1\le i< n/2}p^{-2i}\) respectively.
Proof
Note that for \(i\ge n\), we have \(\Phi _{p^{i+1}}(\epsilon _n) = p\), which implies that \(A = Q_i(\epsilon _n)^{-1}\). This implies that \(M_{\log }(\epsilon _n) = A^{n+1}Q_{n-1}\cdots Q_0(\epsilon _n)\). By [22, Proposition 4.6], we have
For the matrix A, we have the diagonalization
Write \(Q_{n-1}\cdots Q_0(\epsilon _n) = \begin{pmatrix} s_1 &{} s_2 \\ 0 &{} 0\\ \end{pmatrix}\), we have
\(\square \)
1.3 A.3. Evaluation of Coleman maps
We shall evaluate the images of the Coleman maps at \(\epsilon _n\) using [21, Proposition 2.2]. Write \(\overline{\mathcal {Y}}\) as the anticyclotomic projection of \(\mathcal {Y}\), and we define \(\underline{\textrm{Col}} = (\textrm{Col}_\sharp ^\textrm{ac},\textrm{Col}_\flat ^\textrm{ac}): H^1_{\textrm{Iw}}(K_\mathfrak {p}^\textrm{ac},T)\rightarrow \Lambda (\Gamma ^{\textrm{ac}})^{\oplus 2}\).
Proposition A.5
Let
Then \(\textrm{im}(\underline{\textrm{Col}})=I_v\).
Proof
It follows from [21, Proposition 2.2] that
Thus, the affirmation on \(\textrm{im}(\underline{\textrm{Col}})\) follows from Remark A.1. \(\square \)
Lemma A.6
The period \(\mathcal {Y}\in \Lambda _{\mathcal {O}_{\hat{F}_\infty }}(U)\) is invertible, and thus so is \(\overline{\mathcal {Y}}\in \Lambda _{\mathcal {O}_{\hat{F}_\infty }}(\Gamma ^{\textrm{ac}})\).
Proof
The period \(\mathcal {Y}\) is constructed from choosing a compatible system of integral normal basis generator \((x_{F_m})_{m\ge 0}\in \varprojlim _m \mathcal {O}_{F_m}\), which is identified with an element of \(\Lambda _{\mathcal {O}_{\hat{F}_\infty }}(U)\) via the maps
(see [26, §3.2]). Thus, the constant term of \(\mathcal {Y}\) as a power series is \(\lim _m {\text {Tr}}_{F_m/F}(x_{F_m})=x_F\), which is a unit of \(\mathcal {O}_F\) since \(\mathcal {O}_F \cdot x_F = \mathcal {O}_F\), from which the lemma follows. \(\square \)
Henceforth, we shall use the same notation for \(\mathcal {Y}\) and \(\overline{\mathcal {Y}}\) for presentational simplicity.
Corollary A.7
There exists a \(\Lambda (\Gamma ^\textrm{ac})\)-basis \((z_1,z_2)\) of \(H^1_{\textrm{Iw}}(K_\mathfrak {p},T)\) such that
where \(a'=\frac{2-a_p}{p-1}\).
Proof
It can be checked that \(X\oplus 0,\) and \(a'\oplus 1\) form a \(\Lambda \)-basis of the image of \(\mathcal {Y}^{-1}\underline{\textrm{Col}}\). Thus, the result follows from the injectivity of \(\underline{\textrm{Col}}\) (see [4, Proof of Corollary 4.6]). \(\square \)
Next we compare the maps \(\mathcal {L}_{T}^\textrm{ac}\) and \(\tilde{\Omega }^{\epsilon }_{V,1}\) constructed by Kobayashi [19, §10], using the explicit reciprocity law.
Lemma A.8
There exists a unit in \(u^\epsilon _T\in \Lambda _{\mathcal {O}_{\hat{F}_\infty }}(\Gamma ^\textrm{ac})\) such that
where \(\ell _0=\log (\gamma )/\log (\kappa (\gamma ))\) and \(\kappa \) is the Lubin–Tate character attached to the extension \(K^\textrm{ac}_\mathfrak {p}/\mathbb {Q}_p\).
Proof
Let \(\textrm{Col}^\epsilon _e:H^1_{\textrm{Iw}}(K_\mathfrak {p}^\textrm{ac},T)\rightarrow \mathscr {H}_\infty (\Gamma ^\textrm{ac})\otimes \mathbb {D}_\textrm{cris}(T)\) be the map defined in [10, Definition 3.3], where e is some fixed unit in \(\Lambda (\Gamma ^{\textrm{ac}})\) (note that we are taking \(F=\mathbb {Q}_p\) in loc. cit.). Upon comparing the interpolation formulae given in Theorem 3.4 of op. cit. and [9, Theorem 5.1], we see that \(\mathcal {L}_T^\textrm{ac}\) and \(\textrm{Col}^\epsilon _e\) agree up to a unit. Therefore, it is enough to study the composition \(\textrm{Col}^\epsilon _e\) and \(\tilde{\Omega }_{V,1}^\epsilon \).
Let \([-,-]_V\) and \(\langle -,-\rangle _{F_\infty }\) be the pairings defined in [10, §3.3]. Then (3,7) in op. cit. says that
for all \(z\in H^1_{\textrm{Iw}}(K_\mathfrak {p}^\textrm{ac},T)\) and \(\eta \in \mathbb {D}_\textrm{cris}(T)\). Thus, given any \(x\in \mathscr {H}_\infty (\Gamma ^\textrm{ac})\otimes \mathbb {D}_\textrm{cris}(T)\), we deduce from the explicit reciprocity law (see [19, Theorem 10.13])
(Note that the image of \(\delta _{-1}\) in loc. cit. is sent to the trivial element in \(\Gamma ^\textrm{ac}\).) Therefore, the result follows from the non-degeneracy of the pairing \([-,-]_V\). \(\square \)
Corollary A.9
Let \(e_{\alpha },e_{\beta }\) be a \(\varphi \)-eigenbasis of \(\mathbb {D}_{\textrm{cris}}(V)\) given by
(with \(\varphi (e_{\lambda })=\lambda p^{-1}e_{\lambda }\) for \(\lambda \in \{\alpha ,\beta \}\)). The matrix of \(\mathcal {L}_{T}^\textrm{ac}\) with respect to the bases \((z_1,z_2)\) and \((e_{\alpha },e_{\beta })\) is given by
The matrix of \(\tilde{\Omega }^{\epsilon }_{V,1}\) with respect to the same bases is given by
Proof
By Corollary A.7, we have a basis \(z_1,z_2\) of \(H^1_\textrm{Iw}(K_\mathfrak {p},T)\) such that
The affirmation regarding \(\mathcal {L}_T^{\textrm{ac}}\) now follows from the change of variable formula in the definition of \(e_\alpha ,e_\beta \). Taking the inverse of \(\mathcal {L}^\textrm{ac}_T\) in Lemma A.8 gives the matrix for \(\tilde{\Omega }^\epsilon _{V,1}\).
Corollary A.10
For large enough even integers m, the specialization of \(\tilde{\Omega }^\epsilon _{V,1}\) at \(\mathfrak {P}_m=(\Theta _m(X))\) has p-adic valuation matrix
Proof
By [3, Proposition 2.5], \(\det (M_{\log })\) and \( \ell _0/X\) differ by a unit in \(\Lambda (\Gamma ^\textrm{ac})\). It follows that \(\frac{\ell _0}{X} M_{\log }^{-1}S\) is the adjugate matrix of \(\det (S)S^{-1}M_{\log } = (\alpha -\beta )S^{-1}M_{\log }\), up to a unit. By Lemmas A.4 and A.6, we see that, up to a unit, the matrix of \(\tilde{\Omega }^\epsilon _{V,1}\) given in Corollary A.10 specialized at \(\Theta _m\), is of the form
It follows from our assumption that \(v\ge \frac{1}{p+1}\), for an even integer m that is sufficiently large,
Since \(a'\) is a p-adic unit, we have \(\textrm{ord}_p(s_2+a's_1) = \textrm{ord}_p(s_1)\). Hence, the result follows. \(\square \)
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Lei, A., Zhao, L. On the BDP Iwasawa main conjecture for modular forms. manuscripta math. 173, 867–888 (2024). https://doi.org/10.1007/s00229-023-01485-4
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DOI: https://doi.org/10.1007/s00229-023-01485-4