Abstract
We study various categories of Whittaker modules over a type I Lie superalgebra realized as cokernel categories that fit into the framework of properly stratified categories. These categories are the target of the Backelin functor \(\Gamma _\zeta \). We show that these categories can be described, up to equivalence, as Serre quotients of the BGG category \(\mathcal O\) and of certain singular categories of Harish-Chandra \(({\mathfrak {g}},{\mathfrak {g}}_{{\bar{0}}})\)-bimodules. We also show that \(\Gamma _\zeta \) is a realization of the Serre quotient functor. We further investigate a q-symmetrized Fock space over a quantum group of type A and prove that, for general linear Lie superalgebras our Whittaker categories, the functor \(\Gamma _\zeta \) and various realizations of Serre quotients and Serre quotient functors categorify this q-symmetrized Fock space and its q-symmetrizer. In this picture, the canonical and dual canonical bases in this q-symmetrized Fock space correspond to tilting and simple objects in these Whittaker categories, respectively.
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Notes
We emphasize that the notation \(\mathcal B_\nu \) used here has different meaning compared to the same notation used in [Chi1], but it agrees with the one defined in [Chi2]. In [Chi1], \(\mathcal B_\nu \) is used to denote the full subcategory of \(\mathcal B\) consisting of modules X satisfying \(X\ker (\chi _\nu ^{{\mathfrak {g}}_{{\bar{0}}}})^n=0\) for \(n\gg 0\).
In the present paper, we use the 0-subscript convention to denote the respective \({\mathfrak {g}}_{{\bar{0}}}\)-modules. We emphasize that the notations \(M(\lambda ,\zeta ), M_0(\lambda ,\zeta )\) and \(L(\lambda ,\zeta )\) correspond to the notations \({\widetilde{M}}(\lambda ,\zeta ), M(\lambda ,\zeta )\) and \({\widetilde{L}}(\lambda ,\zeta )\) used in [Chi1, Chi2].
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Acknowledgements
The first two authors are partially supported by MOST grants of the R.O.C. They also acknowledge support from the National Center for Theoretical Sciences of the R.O.C. The third author is supported by the Swedish Research Council. We thank A. Brown and A. Romanov for pointing out an inaccuracy in the first version.
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Appendices
Appendix A: Structural Modules in \(\mathcal O^{\nu \text {-pres}}\)
The goal of this section is to describe the simple, standard and proper standard objects in \(\mathcal O^{\nu \text {-pres}}.\)
For a given module \(M\in \mathcal O\), let \(\text {Tr}_{\nu }(M)\) denote the sum of the images of all homomorphisms from the \(\nu \)-admissible projective modules to M. For a fixed \(\lambda \in {\Lambda (\nu )}\), denote by \(A(\lambda )\) the kernel of the canonical epimorphism \(P(\lambda ) \twoheadrightarrow M(\lambda )\). Consider the following modules:
Define \(Q(\lambda )\) to be the quotient of \(P(\lambda )\) modulo the sum of the images of all homomorphisms \(P(\mu )\rightarrow P(\lambda )\), where \(\mu \in {\Lambda (\nu )}\) and \(\mu >\lambda \). Denote the natural projection by
By construction, the modules \(S(\lambda ), D(\lambda )\) and \(Q(\lambda )\) lie in \(\mathcal O^{\nu \text {-pres}}\). We recall that \(\textbf{T}_{w_0^\nu }\) denotes the twisting functor on \(\mathcal O\) associated to \(w^\nu _0\); see Sect. 6.2.1. The following proposition describe these modules as structural objects with respect to the stratified structure on \(\mathcal O^{\nu \text {-pres}}\):
Proposition 49
Suppose that \({\mathfrak {g}}\) is one of the Lie superalgebras from the series in (2.2)–(2.4). For any \(\lambda \in {\Lambda (\nu )}\), we have
We will prove Proposition 49 using the following lemmas.
Lemma 50
For any weight \(\lambda \in {\mathfrak {h}}^*\), there is a direct summand P of \({\text {Res}}P(\lambda )\) such that \(P\cong P_0(\lambda )\) and \(U({\mathfrak {g}})P =P(\lambda )\).
Proof
We first decompose \({\text {Res}}P(\lambda ) =\bigoplus _{i=1}^{\ell }P_0(\mu _i)\). Consider the canonical quotients
where p factors through q. By (8.8), the \({\mathfrak {g}}_{{\bar{0}}}\)-module \({\text {Res}}L(\lambda )\) has a quotient isomorphic to \(L_0(\lambda )\). Therefore, \({\text {Res}}P(\lambda )\) has \(L_0(\lambda )\) as a quotient as well. This implies that there is \(1\le i\le \ell \) such that \(\mu _i=\lambda \), and, if we let \(P:=P_0(\mu _i)\), then \(P\not \subseteq \ker (p)\). The fact that \(U({\mathfrak {g}})P =P(\lambda )\) then follows by combining the uniqueness of the maximal submodule of \(P(\lambda )\) with \(p(P)\ne 0\). \(\square \)
For any \(\lambda \in {\Lambda (\nu )}\), define
Lemma 51
For each \(\lambda \in \Lambda (\nu )\), there is a short exact sequence of \({\mathfrak {g}}\)-modules as follows:
Here \(X = U({\mathfrak {g}}_{-1})\cdot ({\mathfrak {g}}_1U({\mathfrak {g}}_1))\otimes P_0(\lambda )\subset {\text {Ind}}P_0(\lambda )\) has a Kac flag, subquotients of which are isomorphic to direct sums of the modules of the form \(K(P_0(\gamma ))\), where \(\gamma \in {{\Lambda (\nu )}_{>\lambda }}\).
Furthermore, X is an epimorphic image of a direct sum of modules of the form \(P(\gamma )\), where \(\gamma \in {{\Lambda (\nu )}_{>\lambda }}.\)
Proof
For any \(k>1\), we may observe that
which implies that \(\Lambda ^k({\mathfrak {g}}_1)\otimes P_0(\lambda )\) decomposes into a direct sum of modules \(P_0(\gamma )\), with \(\gamma \in {{\Lambda (\nu )}_{>\lambda }}\). In particular, the \({\mathfrak {g}}_{\ge 0}\)-module \({\text {Ind}}_{{\mathfrak {g}}_0}^{{\mathfrak {g}}_{\ge 0}}P_0(\lambda )\) has a filtration, subquotients of which are direct sums of \(P_0(\gamma )\) such that \({\mathfrak {g}}_1P_0(\gamma )=0\) and \(\gamma \in {{\Lambda (\nu )}_{>\lambda }}\cup \{\lambda \}\). It follows that the module
admits a Kac flag, subquotients of which are of the form \(K(P_0(\gamma ))\), where we have \(\gamma \in {{\Lambda (\nu )}_{>\lambda }}\cup \{\lambda \}\). By [CCM, Theorem 51], each \(K(P_0(\gamma ))\) has simple top, which is, automatically, isomorphic to \(L(\gamma )\). Consequently, \(K(P_0(\gamma ))\) is a quotient of \(P(\gamma )\). This completes the proof. \(\square \)
Proof of Proposition 49
The isomorphisms in (8.4), (8.5) are proved in [Chi1, Theorem 12]. It remains to prove the isomorphism in (8.6). To see this, we first recall the definitions of the Kac functor \(K(-)\) and the module \(\Delta _0(\lambda )\) from Sects. 5 and 5.1. We shall show that \(K(\Delta _0'(\lambda ))\cong Q(\lambda )\).
Let \(Q_0(\lambda )\) denote the quotient of \(P_0(\lambda )\) by the sum of the traces of all \(P_0(\mu )\), where \(\mu \in {{\Lambda (\nu )}_{>\lambda }}\), in \(P_0(\lambda )\).
Let P be the \({\mathfrak {g}}_0\)-submodule of \({\text {Res}}P(\lambda )\) described in Lemma 50. Recalling the map \(\varpi \) from (8.3), we see that \(\varpi (P)\ne 0\). In particular, the \({\mathfrak {g}}_0\)-submodule \(\varpi (P)\) is a quotient of \(P\cong P_0(\lambda )\). We are going to show that there is an \({\mathfrak {g}}_{{\bar{0}}}\)-epimorphism
equivalently, we shall show that \([\varpi (P):L_0(\gamma )]=0\), for any \(\gamma \in {{\Lambda (\nu )}_{>\lambda }}\).
We first claim that \({\mathfrak {g}}_1 \varpi (P)=0,\) namely, that \({\mathfrak {g}}_1 P\in \ker (\varpi )\). To see this, we consider the epimorphism \({\text {Ind}}(P) \twoheadrightarrow U({\mathfrak {g}})P\) sending \(x\otimes v\) to xv, for any \(x\in U({\mathfrak {g}})\) and \(v\in P\). By Lemma 51, the \({\mathfrak {g}}\)-module \(U({\mathfrak {g}}_{-1}){\mathfrak {g}}_1U({\mathfrak {g}}_1)P\) is an epimorphic image of a direct sum of \(P(\gamma )\)’s, where \(\gamma \in {{\Lambda (\nu )}_{>\lambda }}\). Consequently, we have \({\mathfrak {g}}_1P\subseteq \ker (\varpi )\), as desired.
Next, we suppose that \([\varpi (P):L_0(\gamma )]>0\), for some weight \(\gamma \). Then there is a \({\mathfrak {g}}_0\)-submodule Y of \(\varpi (P)\) having a quotient \(L_0(\gamma )\). Consider
where \(Q(\lambda )^{{\mathfrak {g}}_1}\) denotes the \({\mathfrak {g}}_1\)-invariants of \(Q(\lambda )\). This leads to a non-zero homomorphism from \(P(\gamma )\) to \(Q(\lambda )\). Consequently, \(\gamma \) cannot be a weight in \({{\Lambda (\nu )}_{>\lambda }}\). This proves (8.9).
Finally, we note that \(U({\mathfrak {g}})\varpi (P)=Q(\lambda )\) by Lemma 50. Then we consider
Since \(Q_0(\lambda )\) is isomorphic to the parabolically induced \({\mathfrak {g}}_{{\bar{0}}}\)-module \(\Delta '_0(\lambda )\) from the projective-injective \(\mathfrak l_\nu \)-module \(P(\mathfrak l_\nu , \lambda )\), we obtain an epimorphism from \(K(\Delta '_0(\lambda ))\) to \(Q(\lambda )\).
Finally, it remains to show that \(K(\Delta _0'(\lambda ))\) is an epimorphic image of \(Q(\lambda )\). By [CCM, Theorem 51], the top of \(K(\Delta _0'(\lambda ))\) is simple, and so it is isomorphic to \(L(\lambda )\). Then we get an epimorphism \(f: P(\lambda )\twoheadrightarrow K(\Delta _0'(\lambda ))\). It remains to show that, if \(\eta \in {\Lambda (\nu )}\) is such that \([K(\Delta _0'(\lambda )): L(\eta )]\ne 0\), then \(\eta \not > \lambda \). We will show the stronger statement that \(\eta \le \lambda \). To see this, we observe that
which implies that there is \(\mu \in W_\nu \cdot \lambda \) such that \([M(\mu ):L(\eta )]\ne 0\). Since \(\mu \in W_\nu \cdot \lambda \) and \(\lambda , \eta \in {\Lambda (\nu )}\), we have \([M(\mu )/M(\lambda ):L(\eta )]=0\) and thus \([M(\mu ):L(\eta )] = [M(\lambda ):L(\eta )]\). The conclusion follows. \(\square \)
Example 52
Consider \({\mathfrak {g}}=\mathfrak {sl}(2)\) with \(W_\nu =W\). Let \(\lambda \in {\Lambda (\nu )}\). If \(\lambda \) is regular, then \(S(\lambda )=D(\lambda )\) is isomorphic to the the dual Verma module of highest weight \(w_0^\nu \cdot \lambda \) and \(Q(\lambda )= P(\lambda )\). If \(\lambda \) is singular, then \(S(\lambda ) =D(\lambda ) =Q(\lambda )\).
Appendix B: A Realization of \({\overline{\mathcal O}}\) and Its Graded Version
In this appendix, we realize \({\overline{\mathcal O}}\) as the category of finite-dimensional (locally unital) modules over a locally unital algebra. In the case \({\mathfrak {g}}=\mathfrak {gl}(m|n)\), we study the graded version of \({\overline{\mathcal O}}\) and show that all structural modules in \({\overline{\mathcal O}}\) have graded lifts.
1.1 Morita equivalence for \(\mathcal O\)
We define A to be the locally unital algebra of \(\mathcal O\), that is
For \(\lambda \in {\Lambda (\nu )}\), denote by \(1_\lambda \) the identity endomorphism on \(P(\lambda )\). Then \(\{1_\lambda |~\lambda \in \Lambda \}\) forms a complete set of mutually orthogonal idempotents and \(A = \bigoplus _{\lambda ,\mu \in \Lambda }1_\mu A 1_\lambda \). Define \(\text {mof}\)-A to be the category of finite-dimensional locally unital right A-modules. This means that the objects of \(\text {mof}\)-A are finite dimensional right A-modules M such that \(M= \bigoplus _{\lambda \in \Lambda } M1_\lambda \) and morphisms in \(\text {mof}\)-A are homomorphism of A-modules. Then we have a Morita type equivalence (c.f. [BLW, Section 2.1])
via the functor \(T(M):=\bigoplus _{\lambda \in \Lambda } \,{\text {Hom}}_{\mathfrak {g}}(P(\lambda ), M)\), where \(M\in \mathcal O\). We may note that \(T(P(\lambda )) = 1_\lambda A\) and \(\dim 1_\lambda A, \dim A1_\lambda <\infty \).
In particular, for a given \(\lambda \in \Lambda \) (respectively \(\mu \in \Lambda \)), there are only finitely many \(\mu \in \Lambda \) (respectively \(\lambda \in \Lambda \)) such that \(\,{\text {Hom}}_{\mathfrak {g}}(P(\lambda ), P(\mu ))\ne 0\). Hence \(A= \bigoplus _{\lambda ,\mu \in \Lambda }\,{\text {Hom}}_A(1_\lambda A,1_\mu A)\).
1.2 Morita equivalence for \({\overline{\mathcal O}}\)
We define a subalgebra B of A as follows
Similarly, we define \({\text {mof-}B}\) to be the category of all finite dimensional locally unital right B-modules.
Lemma 53
There is an equivalence \(\overline{\mathcal O}\cong {\text {mof-}B} \).
Proof
Let \(\overline{{\text {mof-}A}}\) denote the Serre quotient of \({\text {mof-}A}\) by the Serre subcategory \(I_\nu \) of all modules \(M\in {\text {mof-}A}\) which satisfy \(M1_\lambda =0\), for all \(\lambda \in {\Lambda (\nu )}\). We observe that \(I_\nu =T(\mathcal I^\nu )\). Therefore, \(\overline{{\text {mof-}A}}\) is equivalent to \(\overline{\mathcal O}\) through the Morita equivalence functor T. Therefore we have a commutative diagram
where \(\pi ^A\) denotes the quotient functor from \({\text {mof-}A}\) to \(\overline{{\text {mof-}A}}\).
In order to complete the proof we define a functor \(\pi ': {\text {mof-}A}\rightarrow {\text {mof-}B}\) by letting
We are now in the position to invoke [CP, Lemma A.2.1] which says that \(\pi '\) induces an equivalence \(\widetilde{\pi '}: \overline{{\text {mof-}A}}\rightarrow {\text {mof-}B}\) such that \(\pi '= \widetilde{\pi '} \circ \pi ^A\). \(\square \)
By the proof of Lemma 53, there are functors \(T^B: \overline{\mathcal O} \xrightarrow {\cong } {\text {mof-}B}\) and \(\pi ': {\text {mof-}A}\rightarrow {\text {mof-}B}\) that make the following diagram commutative:
Corollary 54
The exact functor
satisfies the universal property for the Serre quotient \({\overline{\mathcal O}}\).
1.3 Graded category \(\mathcal O\) for \(\mathfrak {gl}(m|n)\)
We now consider the case that \({\mathfrak {g}}=\mathfrak {gl}(m|n)\). Recall the simple-preserving contragredient duality \((-)^\vee :\mathcal O\rightarrow \mathcal O\) from Sect. 2.5. In this case, the algebra A admits a positive grading such that A is a standard Koszul algebra. We refer to [Bru4, Sections 3,4] and [BLW] for the details. With respect to this grading, the idempotents \(1_\lambda \), for \(\lambda \in \Lambda \), have degree zero.
Example 55
For \({\mathfrak {g}}=\mathfrak {gl}(1|1)\), the corresponding category \(\mathcal O\) is equivalent to the category of finite-dimensional locally unital right modules over the path algebra of the following infinite quiver
modulo the relations \(x_iy_i=y_{i+1}x_{i+1},~x_{i+1}x_{i} =y_{i}y_{i+1}=0,\) for all \(i\in {\mathbb Z}\). The grading is given by \(\deg (x_i)=\deg (y_i)=1.\)
We denote by \({\text {gmof-}A}\) the category of graded finite-dimensional unital right A-modules with homogenous homomorphisms of degree zero. Also, we denote by \(\mathbb F^A\) the functor from \({\text {gmof-}A}\) to \({\text {mof-}A}\) forgetting the grading. A object \(\dot{X}\in {\text {gmof-}A}\) is called a graded lift of \(X\in {\text {mof-}A}\) (respectively \(X\in \mathcal O\)) provided that \(\mathbb F^A(\dot{X})\cong X\) (respectively \(\mathbb F^A(\dot{X})\cong T(X)\)). Let \(\langle 1 \rangle \) denote the degree shift functor defined on graded modules, namely, for a given graded module M, \(M\langle 1 \rangle \) has the same module structure but \((M\langle 1 \rangle )_{n}:=M_{n-1}\), for any homogenous subspace \(M_n\). For \(m\in {\mathbb Z}\), we set \(\langle m \rangle := \langle 1\rangle ^m.\)
Due to positivity of the grading, for \(\lambda \in \Lambda \), we can choose a graded lift \(\dot{L}(\lambda )\) of \(L(\lambda )\), a graded lift \(\dot{M}(\lambda )\) of \(M(\lambda )\), a graded lift \(\dot{M}(\lambda )^\vee \) of \(M(\lambda )^\vee \), a graded lift \(\dot{P}(\lambda )\) of \(P(\lambda )\) and a graded lift \(\dot{I}(\lambda )\) of \(I(\lambda )\), such that the canonical maps
are homogenous of degree zero.
1.4 Graded category \({\overline{\mathcal O}}\) for \(\mathfrak {gl}(m|n)\)
Since B is a positively graded algebra, we can denote by
the category of graded finite-dimensional unital right B-modules whose morphisms are all homogenous homomorphisms of degree zero. We consider \(\dot{\overline{\mathcal O}}\) as a graded version of \(\overline{\mathcal O}\).
Let \(\mathbb F^B: {\text {gmof-}B}\rightarrow {\text {mof-}B}\) be the functor which forgets the grading. A module X in \({\text {mof-}B}\) (respectively \(X \in \overline{\mathcal O}\)) is said to have a graded lift \(\dot{X}\in {\dot{\overline{\mathcal O}}}\) if \(\mathbb F^B(\dot{X})\cong X\) (respectively \(T^B(X)\cong \mathbb F^B(\dot{X})\)).
Lemma 56
Let \(\dot{I_\nu }\) be the Serre subcategory of \({\text {gmof-}A}\) generated by \(\{T(L(\lambda ))\langle i\rangle |~\lambda \in {\Lambda (\nu )},~i\in {\mathbb Z}\}\). Then, the functor
gives rise to an equivalence \({\text {gmof-}A}/I_\nu \cong {\dot{\overline{\mathcal O}}}.\)
Proof
The proof is similar to the proof of Lemma 53. \(\square \)
Let \(\lambda \in {\Lambda (\nu )}\). We recall modules \(S(\lambda ), D(\lambda )\) and \(Q(\lambda )\) from Sect. 8; see also Proposition 49. We note that \(\pi (M(\lambda )^\vee )\cong \overline{{\nabla }}(\lambda )\).
Lemma 57
Let \(\lambda \in {\Lambda (\nu )}\). Then the modules \(S(\lambda )\), \(D(\lambda )\) and \(Q(\lambda )\) from Proposition 49, and \(M(\lambda )^\vee \) have graded lifts in \({\text {gmof-}A}\).
Proof
The proof is similar to the proof of [BLW, Lemma 5.5]. \(\square \)
For a given \(\lambda \in {\Lambda (\nu )},\) we let \(\dot{Q}(\lambda )\) be the quotient of \(\dot{P}(\lambda )\) by the submodule generated by the image of all homomorphisms \(\dot{P}(\mu )\langle m \rangle \rightarrow \dot{P}(\lambda )\), for \(m\in {\mathbb Z}\) and \(\mu \in {\Lambda (\nu )}\). From Lemma 57, it is easy to see that \(\dot{Q}(\lambda )\) is a graded lift of \(Q(\lambda )\).
Let \({\dot{X}} \in {\text {gmof-}A}\) be a graded lift of \(X\in {\text {mof-}A}\). We may observe that \(\dot{\pi }({\dot{X}})\) is a graded lift of \(\pi '(X)\in {\text {mof-}B}\) since
Therefore, for any \(\lambda \in {\Lambda (\nu )}\),
are the graded lifts of \(\pi (P(\lambda )), \Delta (\lambda ), \overline{{\nabla }}(\lambda )\text { and }\pi (L(\lambda ))\), respectively. In particular, we have the following graded BGG reciprocity.
Lemma 58
(Graded BGG reciprocity). Let \(\lambda ,\mu \in {\Lambda (\nu )}\). Then \({\dot{\pi }}({\dot{P}}(\lambda ))\) has a \({\dot{\Delta }}\)-flag. Furthermore, for any \(m\in {\mathbb Z}\), we have
Proof
The first assertion is proved using Lemma 21 and an argument similar to the proof of [MSt1, Lemma 8.6]. For the proof of the graded BGG reciprocity, we note the following:
which is zero by Theorem 24. Similarly, we calculate
which is zero, for \(\lambda \ne \mu \), and is isomorphic to \(\mathbb {C}\), for \(\lambda =\mu \), by Lemma 21. Since \({\dot{\Delta }}^B(\lambda )\) has a quotient isomorphic to \(\dot{L}^B(\lambda )\), it follows that
The claim of the lemma follows now by a standard argument; see, e.g., [Hu, Section 3.11].
\(\square \)
For \(\lambda ,\mu \in {\Lambda (\nu )}\), we define
Similarly, we define \((\dot{P}^B(\lambda ): {\dot{\Delta }}^B(\mu ))_q\). We have the following graded version of Corollary 45.
Proposition 59
For \(\lambda ,\mu \in \Lambda (\nu )\), we have
Proof
We calculate
which is equal to the matrix coefficient of the matrix inverse to \(\left( \ell _{f_{\mu },f_\lambda }(q^{-1})\right) \) by [BLW, Section 5.9]; see also [Bru4, Theorem 3.6]. Now, by [Bru2, Corollary 2.24] this inverse matrix is precisely \(\left( t_{-f_{\lambda },-f_{\mu }}(q)\right) \). By Proposition 9, the polynomial \(t_{-f_{\lambda },-f_{\mu }}(q)\) is equal to \(\texttt {t}_{-f_\lambda \cdot w_0^\nu ,-f_\mu \cdot w_0^\nu }(q)\), which proves the claim. \(\square \)
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Chen, CW., Cheng, SJ. & Mazorchuk, V. Whittaker Categories, Properly Stratified Categories and Fock Space Categorification for Lie Superalgebras. Commun. Math. Phys. 401, 717–768 (2023). https://doi.org/10.1007/s00220-023-04652-6
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DOI: https://doi.org/10.1007/s00220-023-04652-6