Skip to main content
Log in

The Atiyah–Patodi–Singer Index and Domain-Wall Fermion Dirac Operators

  • Published:
Communications in Mathematical Physics Aims and scope Submit manuscript

Abstract

We introduce a mathematician-friendly formulation of the physicist-friendly derivation of the Atiyah–Patodi–Singer index. In a previous paper, motivated by the study of lattice gauge theory, the physicist half of the authors derived a formula expressing the Atiyah–Patodi–Singer index in terms of the eta invariant of domain-wall fermion Dirac operators when the base manifold is a flat 4-dimensional torus. In this paper, we generalise this formula to any even dimensional closed Riemannian manifolds, and prove it mathematically rigorously. Our proof uses a Witten localisation argument combined with a devised embedding into a cylinder of one dimension higher. Our viewpoint sheds some new light on the interplay among the Atiyah–Patodi–Singer boundary condition, domain-wall fermions, and edge modes.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Notes

  1. The discrete spectrum of a self-adjoint operator consists of isolated eigenvalues with finite multiplicity.

  2. This does not remain true for pseudodifferential operators [16, Theorem 13.12].

References

  1. Atiyah, M.F., Patodi, V.K., Singer, I.M.: Spectral asymmetry and Riemannian geometry. I. Math. Proc. Camb. Philos. Soc 77, 43–69 (1975). https://doi.org/10.1017/S0305004100049410

    Article  MathSciNet  MATH  Google Scholar 

  2. Atiyah, M.F., Patodi, V.K., Singer, I.M.: Spectral asymmetry and Riemannian geometry. II. Math. Proc. Camb. Philos. Soc 78(3), 405–432 (1975). https://doi.org/10.1017/S0305004100051872

    Article  MathSciNet  MATH  Google Scholar 

  3. Atiyah, M.F., Patodi, V.K., Singer, I.M.: Spectral asymmetry and Riemannian geometry. III. Math. Proc. Camb. Philos. Soc 79(1), 71–99 (1976). https://doi.org/10.1017/S0305004100052105

    Article  MathSciNet  MATH  Google Scholar 

  4. Bourguignon, J.-P., Gauduchon, P.: Spineurs, opérateurs de Dirac et variations de métriques, French, with English summary. Commun. Math. Phys 144(3), 581–599 (1992). https://doi.org/10.1007/BF02099184

    Article  ADS  MATH  Google Scholar 

  5. Callan Jr., C.G., Harvey, J.A.: Anomalies and fermion zero modes on strings and domain walls. Nuclear Phys. B 250(3), 427–436 (1985). https://doi.org/10.1016/0550-3213(85)90489-4

    Article  ADS  MathSciNet  Google Scholar 

  6. Fefferman, C.L., Lee-Thorp, J.P., Weinstein, M.I.: Topologically protected states in one-dimensional systems. Mem. Am. Math. Soc. 247(1173), vii+118 (2017). https://doi.org/10.1090/memo/1173

    Article  MathSciNet  MATH  Google Scholar 

  7. Fujikawa, K.: Path-integral measure for gauge-invariant fermion theories. Phys. Rev. Lett. 42, 1195–1198 (1979). https://doi.org/10.1103/PhysRevLett.42.1195

    Article  ADS  Google Scholar 

  8. Fukaya, H., Onogi, T., Yamaguchi, S.: Atiyah–Patodi–Singer index from the domain-wall fermion Dirac operator. Phys. Rev. D 96(12), 125004 (2017). https://doi.org/10.1103/physrevd.96.125004

    Article  ADS  MathSciNet  Google Scholar 

  9. Furman, V.: Shamir, Yigal, Axial symmetries in lattice QCD with Kaplan fermions. Nucl. Phys. B 439, 54–78 (1995). https://doi.org/10.1016/0550-3213(95)00031-M. arXiv:hep-lat/9405004

    Article  ADS  Google Scholar 

  10. Furuta, M.: Index theorem. 1, Translations of Mathematical Monographs, 235, Translated from the 1999 Japanese original by Kaoru Ono; Iwanami Series in Modern Mathematics, American Mathematical Society, Providence, RI, xviii+205, MR2361481 (2007)

  11. Gilkey, P.B.: Invariance theory, the heat equation, and the Atiyah–Singer index theorem. In: Studies in Advanced Mathematics, 2nd edn. CRC Press, Boca Raton, x+516, MR1396308 (1995)

  12. Gromov, A., Jensen, K., Abanov, A.G.: Boundary effective action for quantum Hall states. Phys. Rev. Lett. 116(12), 126802 (2016). https://doi.org/10.1103/PhysRevLett.116.126802

    Article  ADS  Google Scholar 

  13. Jackiw, R., Rebbi, C.: Solitons with fermion number \(1/2\). Phys. Rev. D (3) 13(12), 3398–3409 (1976). https://doi.org/10.1103/PhysRevD.13.3398

    Article  ADS  MathSciNet  Google Scholar 

  14. Kaplan, D.B.: A method for simulating chiral fermions on the lattice. Phys. Lett. B 288(3–4), 342–347 (1992). https://doi.org/10.1016/0370-2693(92)91112-M

    Article  ADS  MathSciNet  Google Scholar 

  15. Kitaev, A.: Periodic table for topological insulators and superconductors. AIP Conf. Proc. 1134(1), 22–30 (2009). https://doi.org/10.1063/1.3149495

    Article  ADS  MATH  Google Scholar 

  16. Lawson, H.B., Jr., Michelsohn, M.-L.: Spin geometry. Princeton Mathematical Series, 38. Princeton University Press, Princeton, NJ, xii+427, MR1031992 (1989)

  17. Reed, M., Simon, B.: Methods of modern mathematical physics. I, 2nd edn. Functional Analysis. Academic Press, Inc. [Harcourt Brace Jovanovich, Publishers], New York, xv+400, MR751959 (1980)

  18. Seiberg, N., Witten, E.: Gapped boundary phases of topological insulators via weak coupling. PTEP. Prog. Theor. Exp. Phys., no. 12, 12C101, 78, MR3628684 (2016). https://doi.org/10.1093/ptep/ptw083

  19. Shamir, Y.: Chiral fermions from lattice boundaries. Nucl. Phys. B 406, 90–106 (1993). https://doi.org/10.1016/0550-3213(93)90162-I

    Article  ADS  Google Scholar 

  20. Tachikawa, Y., Yonekura, K.: Gauge interactions and topological phases of matter. PTEP. Prog. Theor. Exp. Phys. no. 9, 093B07, 51, MR3565832 (2016)

  21. Vassilevich, D.: Index theorems and domain walls. J. High Energy Phys. no. 7, 108, front matter + 12 (2018) https://doi.org/10.1007/jhep07(2018)108

  22. Witten, E.: Supersymmetry and Morse theory. J. Differ. Geom. 17(4), 661–692 (1982). https://doi.org/10.4310/jdg/1214437492

    Article  MathSciNet  MATH  Google Scholar 

  23. Witten, E.: Fermion path integrals and topological phases. Rev. Mod. Phys. 88, 035001 (2016). https://doi.org/10.1103/RevModPhys.88.035001

    Article  ADS  Google Scholar 

  24. Witten, E., Yonekura, K.: Anomaly inflow and the \(\eta \)-invariant (2019). arXiv:https://arxiv.org/abs/1909.08775

  25. Yonekura, K.: Dai-Freed theorem and topological phases of matter. J. High Energy Phys., no. 9, 022, front matter+33, MR3557925 (2016) https://doi.org/10.1007/JHEP09(2016)022

  26. Yonekura, K.: On the cobordism classification of symmetry protected topological phases. Commun. Math. Phys 368(3), 1121–1173 (2019). https://doi.org/10.1007/s00220-019-03439-y

    Article  ADS  MathSciNet  MATH  Google Scholar 

  27. Yu, Y., Wu, Y.-S., Xie, X.: Bulk-edge correspondence, spectral flow and Atiyah–Patodi–Singer theorem for the \({\cal{Z}}_2\)-invariant in topological insulators. Nuclear Phys. B 916, 550–566 (2017). https://doi.org/10.1016/j.nuclphysb.2017.01.018

    Article  ADS  MathSciNet  MATH  Google Scholar 

Download references

Acknowledgements

The authors wish to express their gratitude to the organisers of the workshop Progress in the Mathematics of Topological States of Matter, which triggered our collaboration. The authors also wish to express their thanks for helpful discussions during the preparation of this paper to S. Aoki, Y. Hamada, M. Hamanaka, K. Hashimoto, S. Hayashi, N. Kawai, Y. Kikukawa, T. Kimura, Y. Kubota, Y. Matsuki, T. Misumi, M. Mori, H. Moriyoshi, K. Nakayama, T. Natsume, H. Suzuki, and K. Yonekura. The authors are also grateful to the anonymous referees for carefully reading the paper and making many useful suggestions. Hidenori Fukaya is supported in part by JSPS KAKENHI Grant Numbers JP18H01216 and JP18H04484. Mikio Furuta is supported in part by JSPS KAKENHI Grant Number JP17H06461. Shinichiroh Matsuo is supported in part by JSPS KAKENHI Grant Number JP17K14186. Tetsuya Onogi is supported in part by JSPS KAKENHI Grant Number JP18K03620. Satoshi Yamaguchi is supported in part by JSPS KAKENHI Grant Number JP15K05054. Mayuko Yamashita is supported in part by JSPS KAKENHI Grant Number 19J22404.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Shinichiroh Matsuo.

Additional information

Communicated by Y. Kawahigashi.

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Fukaya, H., Furuta, M., Matsuo, S. et al. The Atiyah–Patodi–Singer Index and Domain-Wall Fermion Dirac Operators. Commun. Math. Phys. 380, 1295–1311 (2020). https://doi.org/10.1007/s00220-020-03806-0

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00220-020-03806-0

Navigation