Abstract
We develop sheaf-theoretic methods to deal with non-smooth objects in symplectic geometry. We show the completeness of a derived category of sheaves with respect to the interleaving distance and construct a sheaf quantization of a Hamiltonian homeomorphism. We also develop Lusternik–Schnirelmann theory in the microlocal theory of sheaves. With these new sheaf-theoretic methods, we prove an Arnold-type theorem for the image of a compact exact Lagrangian submanifold under a Hamiltonian homeomorphism.
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Acknowledgements
The authors would like to express their gratitude to Vincent Humilière for fruitful discussion on many parts of this paper. They also thank Stéphane Guillermou and Takahiro Saito for helpful discussion, and Yusuke Kawamoto for drawing their attention to applications of the microlocal theory of sheaves to \(C^0\)-symplectic geometry. They are also grateful to Wenyuan Li, Tatsuki Kuwagaki, Morimichi Kawasaki, and Pierre Schapira for their helpful comments. The authors also thank the anonymous referees for their helpful comments, which improved many parts of the paper. TA was supported by Innovative Areas Discrete Geometric Analysis for Materials Design (Grant No. 17H06461). YI was supported by JSPS KAKENHI (Grant No. 21K13801 and 22H05107) and ACT-X, Japan Science and Technology Agency (Grant No. JPMJAX1903).
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A Hamiltonian stability with support conditions
A Hamiltonian stability with support conditions
In this appendix, we prove an estimate by the oscillation norm \(\Vert H\Vert _{\textrm{osc},A}\) of H restricted to a non-empty closed subset A, in the context of the sheaf-theoretic energy estimate.
1.1 A.1 Sheaf quantization of 2-parameter Hamiltonian isotopies
We will use the sheaf quantization of a 2-parameter Hamiltonian isotopy. For that purpose, we first state the main result of [21] in a general form. Let N be a connected non-empty manifold and W a contractible open subset of \({\mathbb {R}}^n\) with the coordinate system \((w_1,\dots ,w_n)\) containing 0. Let us consider \(\psi =(\psi _w)_{w \in W} :\mathring{T}^*N \times W \rightarrow \mathring{T}^*N\) be a homogeneous Hamiltonian isotopy, that is, a \(C^\infty \)-map satisfying (1) \(\psi _w\) is homogeneous symplectic isomorphism for each \(w \in W\) and (2) \(\psi _0={\text {id}}_{\mathring{T}^*N}\). We can define a vector-valued homogeneous function \(h :\mathring{T}^*N \times W \rightarrow {\mathbb {R}}^n\) by \(h=(h_1,\dots ,h_n)\) with
where \(X_{h_i(\bullet ,w)}\) is the Hamiltonian vector field of the function \(h_i(\bullet ,w) :\mathring{T}^*N \rightarrow {\mathbb {R}}\). By using the function h, we define a conic Lagrangian submanifold \(\Lambda _\psi \) of \(\mathring{T}^*(N^2 \times W)\) by
The main theorem of [21] is the following.
Theorem A.1
([21, Thm. 3.7 and Rem. 3.9]) Let \(\psi :\mathring{T}^*N \times W \rightarrow \mathring{T}^*N\) be a homogeneous Hamiltonian isotopy and set \(\Lambda _\psi \) as above. Then there exists a unique simple object \(\widetilde{K} \in \textsf{D}({\textbf{k}}_{N^2 \times W})\) such that \({{\,\mathrm{{\mathring{{{\,\mathrm{{{\text {SS}}}}\,}}}}}\,}}(\widetilde{K})=\Lambda _{\psi }\) and \(\widetilde{K}|_{N^2 \times \{0\}} \simeq {\textbf{k}}_{\Delta _{N}}\).
For a non-homogeneous compactly supported Hamiltonian isotopy, we can associate a sheaf by homogenizing the isotopy. In the 1-parameter case, it is done as in Definition 3.10. Below we will explain how to homogenize a 2-parameter Hamiltonian isotopy.
Let \((G_{s',s})_{(s',s) \in I^2}\) be a 2-parameter family of compactly supported smooth functions on \(T^*M\). A 2-parameter family of diffeomorphisms \((\phi _{s',s})_{(s',s)\in I^2}\) is determined by \(\phi _{s',0}={\text {id}}_{T^*M} \) and \(\frac{\partial \phi _{s',s} }{\partial s}\circ \phi _{s',s}^{-1}=X_{G_{s',s}}\), where \(X_{G_{s',s}}\) is the Hamiltonian vector field corresponding to the function \(G_{s',s}\). We set \(\widehat{G}_{s',s}(x,t;\xi ,\tau ) \,{:}{=}\,\tau G_{s',s}(x;\xi /\tau )\) and define a 2-parameter homogeneous Hamiltonian isotopy \(\widehat{\phi }=(\widehat{\phi }_{s',s})_{s',s}\) by
Then, we have
where the 2-parameter family of homogeneous functions \((\widehat{F}_{s',s})_{s',s}\) is determined by \(\frac{\partial \widehat{\phi }_{s',s}}{\partial s'} \circ \widehat{\phi }_{s',s}^{-1}=X_{\widehat{F}_{s',s}}\). By the construction of \(\widehat{\phi }\), there exists a 2-parameter family of timewise compactly supported functions \((F_{s',s})_{(s',s) \in I^2}\) satisfying \(\widehat{F}_{s',s}(x,t;\xi ,\tau )=\tau F_{s',s}(x;\xi /\tau )\) and \(\frac{\partial \phi _{s',s} }{\partial s'}\circ \phi _{s',s}^{-1}=X_{F_{s',s}}\). A calculation in [39] or [35] (see also [3]) shows that
where \(\{-,-\}\) is the Poisson bracket. In this case, we can apply Theorem A.1 to the homogeneous Hamiltonian isotopy \(\widehat{\phi }\) and obtain a simple object \(\widetilde{K}\) satisfying \({{\,\mathrm{{\mathring{{{\,\mathrm{{{\text {SS}}}}\,}}}}}\,}}(\widetilde{K})=\Lambda _{\widehat{\phi }}\). By using the map \(q :(M \times {\mathbb {R}})^2 \times I^2 \rightarrow M^2 \times {\mathbb {R}}_t \times I^2, (x_1,t_1,x_2,t_2,s',s) \mapsto (x_1,x_2,t_1-t_2,s',s)\), we also obtain an equivalence similar to (3.26). Hence, we can define \(K \in \textsf{D}({\textbf{k}}_{M^2 \times {\mathbb {R}}\times I^2})\) by the condition \({{\,\mathrm{{\mathring{{{\,\mathrm{{{\text {SS}}}}\,}}}}}\,}}(K)=q_d q_\pi ^{-1} (\Lambda _{\widehat{\phi }})\) and \(\mathcal {K}\,{:}{=}\,P_l(K) \in \mathcal {D}(M^2 \times I^2)\), which we call the sheaf quantization of \((\phi _{s',s})_{(s',s)\in I^2}\).
1.2 Statement and proof
For a closed subset A of \(T^*M\), we define a full subcategory \(\mathcal {D}_A(M)\) of \(\mathcal {D}(M)\) by
where \(\rho _t :T^*M \times T^*_{\tau >0}{\mathbb {R}}_t \rightarrow T^*M, (x,t;\xi ,\tau ) \mapsto (x;\xi /\tau )\).
Let \(\mathcal {K}^H \in \mathcal {D}(M^2 \times I)\) be the sheaf quantization associated with a timewise compactly supported function \(H :T^*M \times I \rightarrow {\mathbb {R}}\) and \(F \in \mathcal {D}_A(M)\) with A being a closed subset of \(T^*M\). Then we get \(\mathcal {K}^H \bullet F \in \mathcal {D}(M \times I)\) and find that
We shall estimate the distance between \(F \in \mathcal {D}_A(M)\) and \(\mathcal {K}^H_1 \bullet F \in \mathcal {D}_{\phi ^H_1(A)}(M)\) up to translation. See also Remark A.4 for a more straightforward but weaker case.
Theorem A.2
Let A be a non-empty closed subset of \(T^*M\) and \(F \in \mathcal {D}_A(M)\). Moreover, let \(H :T^*M \times I \rightarrow {\mathbb {R}}\) be a timewise compactly supported function. Then for a continuous function \(f:I\rightarrow {\mathbb {R}}\), one has
where \(c=\int _0^1 f(s) ds\).
Remark A.3
If we take \(f\equiv 0\), we obtain
Let \(c \in {\mathbb {R}}\) be a real number satisfying
Then we can take f such that \(c=\int _0^1 f(s) ds\) and
for any \(s \in I\). Hence, by Theorem A.2, we get
For simplicity, we introduce a symbol for the right-hand side of (A.8). For a function \(H :T^*M \times I \rightarrow {\mathbb {R}}\), a function \(f :I \rightarrow {\mathbb {R}}\), and a non-empty closed subset A of \(T^*M\), we set
Proof of Theorem A.2
Let \(\varepsilon >0\). We can take a smooth family \((\rho _{a,b}:{\mathbb {R}}\rightarrow {\mathbb {R}})_{a,b}\) of smooth functions parametrized by \(a,b\in {\mathbb {R}}\) with \(a\le b\) such that
-
(1)
\(\rho _{a,b}(y)=y\) on a neighborhood of [a, b],
-
(2)
\(a-\varepsilon \le \inf _y \rho _{a,b}(y) < \sup _y \rho _{a,b}(y) \le b+\varepsilon \).
Recall that I denotes an open interval containing the closed interval [0, 1]. We take smooth functions \(M, m :I\rightarrow {\mathbb {R}}\) satisfying
and
Fix \(R>0\) sufficiently large so that \(R> \max _{p,s}H_s(p) -\min _{p,s}H_s(p) +2\varepsilon \). Define \(a(s', s)\,{:}{=}\,m(s)-Rs', b(s',s)\,{:}{=}\,M(s)+Rs'\) for \((s',s)\in I^2\). We may assume that \(I\subset (-\frac{\varepsilon }{2R},+\infty )\) by taking I smaller if necessary, and hence that
for all \((s',s)\in I^2\). Take a smooth function \(\tilde{f}:I\rightarrow {\mathbb {R}}\) such that \(\Vert \tilde{f}-f\Vert _{C^0} \le \varepsilon \). By shrinking I, we may assume that \(\bigcup _{s} {{\,\mathrm{{\text {supp}}}\,}}(H_s)\) is relatively compact. Then we can also take a compactly supported smooth cut-off function \(\chi :T^*M\rightarrow [0,1]\) such that \(\chi \equiv 1\) on a neighborhood of \(\bigcup _{s} {{\,\mathrm{{\text {supp}}}\,}}(H_s)\). Using these functions, we define a function \(G=(G_{s',s})_{s',s \in I^2} :T^*M \times I^2 \rightarrow {\mathbb {R}}\) by
A 2-parameter family \((\phi _{s',s})_{(s',s)\in I^2}\) of Hamiltonian diffeomorphisms is determined by \(\phi _{s',0}={\text {id}}_{T^*M} \) and \(\frac{\partial \phi _{s',s} }{\partial s}\circ \phi _{s',s}^{-1}=X_{G_{s',s}}\), where \(X_{G_{s',s}}\) is the Hamiltonian vector field corresponding to the function \(G_{s',s}\). Note that \(G_{1,s}=H_s\) and \(\phi _{s',s}\) is independent of \(s'\) on a neighborhood U of A. Moreover, we have
For \(s' \in I\), we set \(G_{s'} \,{:}{=}\,G_{s',\bullet } :T^*M \times I \rightarrow {\mathbb {R}}\). Then, by Theorem 5.1 and the natural inequality for the distance with respect to functorial operations (see (3.11)), we obtain
We set \(\tilde{c}(s)\,{:}{=}\,\int _0^s \tilde{f}(t) dt\) and claim that \(\mathcal {K}^{G_0}_1 \bullet F \simeq T_{-\tilde{c}(1)}\mathcal {K}^{G_1}_1 \bullet F\). By the result recalled in appendix A.1, we can construct the sheaf quantization \(\mathcal {K}\in \mathcal {D}(M^2 \times I^2)\) of the 2-parameter family of diffeomorphisms \((\phi _{s',s})_{s',s}\). We shall use the same notation as in appendix A.1. Then, \(F_{s',0}=0\) and \(F_{\bullet ,s}|_{\phi _{1,s}(U)\times I}:\phi _{1,s}(U)\times I\rightarrow {\mathbb {R}}, (p,s')\mapsto F_{s',s}(p)\) is locally constant for each s. By (A.5), we find that \(\frac{\partial F_{s',s}}{\partial s}=\frac{\partial G_{s',s}}{\partial s'}=\tilde{f}(s)\) on \(\bigcup _s \phi _{1,s}(U)\times I\times \{s\}\) and that \(F_{s',s} = \int _0^s \tilde{f}(t) dt=\tilde{c}(s)\) there. We define \(\mathcal {H}\,{:}{=}\,\mathcal {K}\bullet F \in \mathcal {D}(M \times I^2)\). Then, by the microsupport estimate, we have
Hence, \(M \times {\mathbb {R}}\times I \times \{1\}\) is non-characteristic for \(\mathcal {H}\) and we get
Define a diffeomorphism \(\varphi :M \times {\mathbb {R}}\times I \xrightarrow {\sim }M \times {\mathbb {R}}\times I, (x,t,s') \mapsto (x,t-\tilde{c}(1)s', s')\). Then we have \({{\,\mathrm{{{\text {SS}}}}\,}}(\varphi _* \mathcal {H}|_{M \times {\mathbb {R}}\times I \times \{1\}}) \subset T^*(M \times {\mathbb {R}}) \times 0_{I}\), which shows \(\varphi _* \mathcal {H}|_{M \times {\mathbb {R}}\times I \times \{1\}}\) is the pull-back of a sheaf on \(M \times {\mathbb {R}}\) by [23, Prop. 5.4.5]. In particular,
Since \(|c-\tilde{c}(1)| \le \varepsilon \), we have \(d_{\mathcal {D}(M)}(T_{-c}\mathcal {K}^H_1 \bullet F, T_{-\tilde{c}(1)}\mathcal {K}^H_1 \bullet F) \le \varepsilon \). Combining the result above and noticing \(G_1=H\), we obtain
Since \(\varepsilon >0\) is arbitrary, this completes the proof. \(\square \)
Remark A.4
Under the same assumption as in Theorem A.2, we can prove the weaker result
more straightforwardly, without the 2-parameter family, as follows. Here \(d_{\text {w{-}isom}}\) denotes the pseudo-distance on \(\mathcal {D}(M)\) defined by
We set \(\mathcal {H}\,{:}{=}\,\mathcal {K}^H \bullet F \in \mathcal {D}(M \times I)\). Then we have \(\mathcal {H}|_{M \times {\mathbb {R}}_t \times \{0\}} \simeq F\) and \(\mathcal {H}|_{M \times {\mathbb {R}}_t \times \{1\}} \simeq \mathcal {K}^H_1 \bullet F\). Moreover, by the microsupport estimate, we find that
Let \(\varepsilon >0\) and take a smooth function \(\tilde{f}:I\rightarrow {\mathbb {R}}\) such that \(\Vert \tilde{f}-f\Vert _{C^0} \le \varepsilon \). We define a function \(\tilde{c} :I \rightarrow {\mathbb {R}}\) by \(\tilde{c}(s) \,{:}{=}\,\int _0^s \tilde{f}(s')ds'\) and a function \(\varphi :M \times {\mathbb {R}}_t \times I \rightarrow M \times {\mathbb {R}}_t \times I\) by \(\varphi (x,t,s) \,{:}{=}\,(x,t-\tilde{c}(s),s)\). Then we have \(\varphi _* \mathcal {H}|_{M \times {\mathbb {R}}_t \times \{0\}} \simeq F\), \(\varphi _* \mathcal {H}|_{M \times {\mathbb {R}}_t \times \{1\}} \simeq T_{-\tilde{c}(1)}\mathcal {K}^H_1 \bullet F\), and
Note that we may have \(\max _{p \in \phi ^H_s(A)} H_s(p) -\tilde{f}(s) < 0\) and \(\min _{p \in \phi ^H_s(A)} H_s(p) - \tilde{f}(s) >0\) in general. By applying Proposition 3.9, we obtain
Hence, we have
which completes the proof.
For a timewise compactly supported function \(H :T^*M \times I \rightarrow {\mathbb {R}}\) and a non-empty closed subset A of \(T^*M\), we set
Proposition A.5
Let A be a non-empty closed subset of \(T^*M\) and \(F \in \mathcal {D}_A(M)\). Moreover, let \(H :T^*M \times I \rightarrow {\mathbb {R}}\) be a timewise compactly supported function. Then there exists \(c \in {\mathbb {R}}\) such that
Proof
Using the technique in the proof of [45, Theorem 1.3], one can construct a function \(H'\) such that \(\phi ^H_1=\phi ^{H'}_1\) and
By Proposition 5.9, \(\phi ^H_1=\phi ^{H'}_1\) implies \(\mathcal {K}^H_1 \simeq \mathcal {K}^{H'}_1\). Hence, the result follows from Theorem A.2 (see also Remark A.3). \(\square \)
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Asano, T., Ike, Y. Completeness of derived interleaving distances and sheaf quantization of non-smooth objects. Math. Ann. (2024). https://doi.org/10.1007/s00208-024-02815-x
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DOI: https://doi.org/10.1007/s00208-024-02815-x