Abstract
We study the sharp constant in the Hardy inequality for fractional Sobolev spaces defined on open subsets of the Euclidean space. We first list some properties of such a constant, as well as of the associated variational problem. We then restrict the discussion to open convex sets and compute such a sharp constant, by constructing suitable supersolutions by means of the distance function. Such a method of proof works only for \(s\,p\ge 1\) or for \(\Omega \) being a half-space. We exhibit a simple example suggesting that this method can not work for \(s\,p<1\) and \(\Omega \) different from a half-space. The case \(s\,p<1\) for a generic convex set is left as an interesting open problem, except in the Hilbertian setting (i.e. for \(p=2\)): in this case we can compute the sharp constant in the whole range \(0<s<1\). This completes a result which was left open in the literature.
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Notes
It should be noticed that such a formula contains a small typo: the “regional” term \({\mathcal {C}}(u,u)\) should be replaced by the “global” one \({\mathcal {K}}(u,u)\), in the notation of [4].
For \(N\ge 2\), such a constant could be explicitly computed in terms of the Gamma function, see for example the proof of [28, Lemma 2.4]. An alternative expression for this constant can be found in Lemma B.1 below. For our purposes, the explicit expression is not very important and we prefer not to appeal to it. Observe that \(C_{N,s\,p}\) depends on s and p only through their product \(s\,p\).
This follows by noticing that the function
$$\begin{aligned} h(\varepsilon )=\left( \frac{1}{2}\,\left( a+\varepsilon \right) ^{p} + \frac{1}{2}\, \left( b+\varepsilon \right) ^p \right) ^\frac{1}{p}-\varepsilon , \quad \text{ for } \text{ every } a, b\ge 0, \end{aligned}$$is monotone decreasing with respect to \(\varepsilon \ge 0\), thus \(h(\varepsilon )\le h(0)\).
Observe that by construction \(t-\varepsilon > 0\) and \(t+\varepsilon <1/2\).
Of course, this will be possible because in \({\mathbb {R}}\) points have zero fractional capacity of order \(s\le 1/2\), i.e. they are removable sets.
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Acknowledgements
We thank Eleonora Cinti for several useful discussions and for her kind interest towards the present work. We are also grateful to Giovanni Franzina and Simon Larson for some discussions, as well as to Bartłomiej Dyda for some bibliographical references. L. B. wishes to warmly express his gratitude to Pierre Bousquet, for a clarifying discussion on the integrability of the distance function, during a staying at the Institute of Applied Mathematics and Mechanics of the University of Warsaw, in the context of the Thematic Research Programme: “Anisotropic and Inhomogeneous Phenomena”. Iwona Chlebicka and Anna Zatorska-Goldstein are gratefully acknowledged for their kind invitation and the nice working atmosphere provided during the whole staying. F. B. and A. C. Z. are members of the Gruppo Nazionale per l’Analisi Matematica, la Probabilità e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM). The three authors gratefully acknowledge the financial support of the projects FAR 2019 and FAR 2020 of the University of Ferrara.
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Appendices
Appendix A: Negative powers of the distance in the borderline case \(s=1/2\)
We consider for \(-1<\beta <0\)
We extend this function by 0 outside the interval I. We want to estimate its fractional Laplacian of order 1/2.
Lemma A.1
Under the assumptions above, we have
in weak sense, where H is the continuous function on \(I{\setminus }\{1/2\}\) defined by
This has the following properties:
-
it is symmetric with respect to 1/2, i.e.
$$\begin{aligned} H(t)=H(1-t),\qquad \text{ for } t\in I{\setminus }\left\{ \frac{1}{2}\right\} ; \end{aligned}$$ -
it belongs to \(L^q_{\textrm{loc}}(I)\) for every \(1\le q<\infty \);
-
it satisfies
$$\begin{aligned} H(t)\sim - 4\,\log \left( \frac{1}{2}-t\right) ^2,\qquad \text{ for } t\rightarrow \frac{1}{2}, \end{aligned}$$thus the right-hand side of (A.1) diverges to \(-\infty \) as t approaches 1/2.
In particular, in this case the function \(U_\beta \) is not even locally weakly (1/2)-superharmonic on I.
Proof
Observe that \(U_\beta \in W^{s,2}_{\textrm{loc}}(I)\cap L^1_{1}({\mathbb {R}})\), under the assumption \(-1<\beta <0\). We first show that \(U_\beta \) satisfies (A.1) in \(I{\setminus }\{1/2\}\). Let us take \(\varphi \in C^\infty _0(I{\setminus }\{1/2\})\) non-negative, then there exists \(0<\delta _0<1/4\) such that its support is contained in the set
For every \(\varepsilon >0\) and \(t\in I\), we set
By using Fubini’s Theorem and a change of variable, we can write as usual
We first observe that, by using that \(U_\beta (t)=U_\beta \left( 1-t\right) \), we have for \(t\in {\mathcal {I}}_{\delta _0}\)
This shows that it is sufficient to consider \(t\in [\delta _0,1/2-\delta _0]\). For almost every \(t\in [\delta _0,1/2-\delta _0]\) and every \(0<\varepsilon < \delta _0\), we haveFootnote 4
To estimate the remaining integrals, we use the “above tangent” property for the convex function \(\tau \mapsto \tau ^\beta \), to infer that
and
These yield
The last integrals can be explicitly computed. We have
and
This finally gives that for \(t\in [\delta _0,1/2-\delta _0]\), we have
where we set for simplicity
With simple manipulations, we see that this can be also written as
and thus this is a continuous function on (0, 1/2) such that
because of the logarithmic term. If we now define
from (A.2) and (A.3), by recalling that \(\varphi \) is non-negative we finally get
This shows that \(U_\beta \) is a local weak subsolution of the the claimed Eq. (A.1), at least in the open set \(I{\setminus }\{1/2\}\).
In order to show that \(U_\beta \) is a local weak subsolution on the whole interval I, it is sufficient to use a standard trick toFootnote 5 “fill the hole”. we take \(\varphi \in C^\infty _0(I)\) non-negative and for every natural number \(n\ge 5\) we take \(\psi _n\in C^\infty ({\overline{I}})\) such that
and
The seminorm of \(\psi _n\) can be estimated by using its properties and an interpolation inequality (see [11, Corollary 2.2]), i. e.
where \({\widetilde{C}}\) does not depend on n. This in particular implies that the sequence \(\{\Psi _n\}_{n\ge 5}\subseteq L^2(I\times I)\) defined by
is bounded in \(L^2(I\times I)\), since by construction
Thus, up to a subsequence, it converges weakly in \(L^2(I\times I)\). Thanks to the properties of \(\psi _n\), such a limit function must coincide with the null one.
The test function \(\varphi \,\psi _n\) belongs to \(C^\infty _0(I{\setminus }\{1/2\})\) and is non-negative. From the first part we get
We wish to pass to the limit in (A.5), as n goes to \(\infty \): for the right-hand side, it is easily seen that
by the Dominated Convergence Theorem. As for the left-hand side, we split the integral as follows:
where \(I'\subseteq I''\subseteq I\) and \(I'\) contains the support of \(\varphi \). For the last integral we can easily pass to the limit as n goes to \(\infty \), for the first one we proceed as follows
By using that
and the properties of \(\psi _n\), we get that
again thanks to the Dominated Convergence Theorem. Finally, the last integral is the most delicate one: with the notation (A.4), we can write
where
The last property follows from the fact that \(U_\beta \) is locally Lipschitz on I. Thus, by using the weak convergence of \(\{\Psi _n\}_{n\ge 5}\) previously inferred, we get
Finally, we obtain that we can pass to the limit in (A.5) as n goes to \(\infty \) and obtain
for every \(\varphi \in C^\infty _0(I)\) non-negative, as desired. \(\square \)
Appendix B: The constant \(C_{N,s\,p}\)
For \(N\ge 2\), \(0<s<1\) and \(1<p<\infty \), we recall the definition
In the next simple result, we write \(C_{N,s\,p}\) in an alternative way. This permits to compare the constant obtained in the proof of Theorem 6.6, with that of [38, Theorem 1.1].
Lemma B.1
Let \(N\ge 2\). Then we have
Proof
We first observe that by using spherical coordinates, we have
Thus, in order to conclude, it is sufficient to show that
We compute again the integral on the left-hand side, this time by using cylindrical coordinates, i.e. we write
We now use the change of variable \(\tau =(1+t^2)^{-1/2}\). This yields
In turn, by using an integration by parts, we get
This concludes the proof. \(\square \)
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Bianchi, F., Brasco, L. & Zagati, A.C. On the sharp Hardy inequality in Sobolev–Slobodeckiĭ spaces. Math. Ann. (2023). https://doi.org/10.1007/s00208-023-02770-z
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DOI: https://doi.org/10.1007/s00208-023-02770-z