Abstract
In this note, we present some results on the convergence of Nekrasov partition functions as power series in the instanton counting parameter. We focus on U(N) \({\mathcal N}=2\) gauge theories in four dimensions with matter in the adjoint and in the fundamental representations of the gauge group, respectively, and find rigorous lower bounds for the convergence radius in the two cases: if the theory is conformal, then the series has at least a finite radius of convergence, while if it is asymptotically free it has infinite radius of convergence. Via AGT correspondence, this implies that the related irregular conformal blocks of \(W_N\) algebrae admit a power expansion in the modulus converging in the whole plane. By specifying to the SU(2) case, we apply our results to analyze the convergence properties of the corresponding Painlevé \(\tau \)-functions.
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1 Introduction
The study of the analytic structure in the coupling constant of partition functions and correlation functions in quantum field theory (QFT) is a theme of paramount importance in this subject since its birth [1, 2]. Having control on the exact general coefficient of these complete expansions is very rare, but nonetheless crucial to study in depth quantum field theories beyond their incomplete perturbative definition. To this end, the control on non-perturbative effects is very important.
The aim of this paper is to focus on the convergence properties of instanton effects in a case in which these can be calculated explicitly. This happens for BPS partition functions of supersymmetric enough QFTs so that, due to no renormalization theorems, higher loop corrections vanish because of boson-fermion cancellation. This happens for \({\mathcal N}=2\) gauge theories in \(D=4\) where the coefficients of the instanton expansion are exactly known, so that one can precisely estimate the radius of convergence of the series.
The resulting instanton series, known as Nekrasov functions [3], have many applications in mathematical physics problems, ranging from quantization of integrable systems [4], relation to conformal blocks of Virasoro algebra [5], isomonodromic deformation theory [6, 7], non-perturbative approaches to the quantization of integrable systems [8, 9] and Heun functions [10, 11]. Also from these perspectives, a rigorous analysis of the convergence properties of the Nekrasov functions is important.
In this paper, we prove some theorems on the convergence of Nekrasov functions as power series in the complexified gauge coupling \(q=e^{2\pi i\tau }\), with \(\tau =\frac{\theta }{2\pi }+i\frac{4\pi }{g^2}\), as \(Z_\textrm{inst}=\sum _{k\ge 0}q^k z_k\). The general coefficient \(z_k\) of the series for the theory with U(N) gauge group is the equivariant volume of the moduli space \(\mathcal {M}_{k,N}\) of k-instantons in U(N) gauge theory. This can be computed via equivariant localization formulae as a sum over the fixed points of the algebraic torus action \(\left( \mathbb {C}^*\right) ^{N+2}\) on \(\mathcal {M}_{k,N}\). From the gauge theory viewpoint, the associated equivariant weights \(a_i, \, i=1,\ldots , N\) and \(\epsilon _1,\epsilon _2\) are the vevs of the Higgs field and the parameters of the so-called \(\Omega \)-background, respectively. The fixed points are classified by coloured partitions of k, described by a collection of N Young diagrams with total number of boxes k. The equivariant parameters of line bundles over \(\mathcal {M}_{k,N}\) describe the masses of the matter content of the theory. The coefficients \(z_k\) turn out to be rational functions of the equivariant parameters. Therefore, to analyze the convergence properties of the partition functions, one needs to estimate uniformly in the equivariant parameters the behavior at large k of these intricate rational functions. We will adapt to the case at hand some known combinatorial results to prove some—physically meaningful—estimates for the convergence radius of these partition functions. In short, we will prove that
-
if the theory is asymptotically free, then the multiinstanton series has infinite radius of convergence;
-
if the theory is conformal, then the multiinstanton series has at least a finite radius of convergence.
More precisely, we can establish the above results in a number of cases and under some genericity assumptions on the background parameters. We analyze the cases of the gauge theory where an \({\mathcal N}=2\) U(N) vector multiplet is coupled to a massive hypermultiplet in the adjoint representation (that is \({\mathcal N}=2^*\) theory) and the case in which it is coupled to \(N_f\le 2N\) hypermultiplets in the fundamental. These two cases are, respectively, split between Sects. 2 and 3 of the paper.
Natural genericity assumptions on the Higgs field vacuum expectation values—which are taken to be immeasurable with respect to the \(\Omega \)-background parameters—are imposed in order to avoid potential poles in the rational functions coefficients \(z_k\), while mass parameters are not constrained. In Sect. 2, we analyze \({\mathcal N}=2^*\) theory by assuming generic \(\Omega \)-background parameters, while in Sect. 3 the study of the gauge theory with matter in the fundamental representation of the gauge group is performed in the self-dual \(\Omega \)-background \(\epsilon _1+\epsilon _2=0\).
In Sect. 2, we prove Theorem 2.1 stating that the instanton partition function of the \(\mathcal {N}=2\) U(N) gauge theory with an adjoint multiplet with mass m and \(\textrm{Arg}(\epsilon _1/\epsilon _2)\ne 0\) is a power series converging absolutely within the disk
where
In Sect. 3, we consider the instanton partition function of the \(\mathcal {N}=2\) U(N) gauge theory with \(N_f\le 2N\) multiplets in the fundamental representation and self-dual \(\Omega \)-background, with \(\epsilon _1=-\epsilon _2=\epsilon \). For \(N_f=2N\), we prove that, as a power series in q, it converges absolutely within a disk whose radius depends on the values of the Higgs vacuum expectation values \(a_i=\epsilon \alpha _i\) as
where
This is the main content of Theorem 3.1. By standard holomorphic decoupling, one finds that asymptotically free cases \(N_f<2N\) have instead infinite radius of convergence as power series in the corresponding renormalization group invariant scale.
In Sect. 4, we apply our results to analyze the convergence properties of some Painlevé \(\tau \)-functions. The Kiev formula conjectured in [12] states that Painlevé \(\tau \)-functions can be expressed as discrete Fourier transforms of suitable full SU(2) Nekrasov partition functions. Generically,
where \(Z_{\textrm{1loop}}(a)\) is the perturbative 1-loop contribution while a and s parametrize the initial conditions of the Painlevé flow. The study of the convergence of the Fourier series is done applying the above theorems and shows that the absolute convergence bounds on \(Z_{\textrm{inst}}(q,a)\) extend to \(\tau _P(q;a,s)\). Our result generalizes the one for PIII\(_3\) equation obtained in [13].
By AGT correspondence [5], the instanton partition function is identified with the Virasoro, and more in general W-algebras [14], conformal blocks.Footnote 1 In particular, the \({\mathcal N}=2^*\) theory corresponds to one point conformal blocks on the torus, while the \({\mathcal N}=2\) with \(N_f=2N\) fundamentals corresponds to four-point conformal blocks on the Riemann sphere. The cases \(N_f<2N\) instead involve correlators with \(W_N\) irregular states [15,16,17,18]. In this context, our results provide a lower bound for the convergence radius of the regular conformal blocks of W-algebrae and establish that irregular conformal blocks expansion has an infinite radius of convergence. We remark that the latter result is in line with the expectations coming from special choices of external momenta for which the correlator reduces to known functions [19]. For the regular conformal blocks analogous reasoning and modular invariance of the correlators leads to the expectation that the radius of convergence is actually one. Our estimate from brute force direct inspection of the combinatorial formulae for the coefficients is therefore not optimal and could be hopefully improved using other arguments related to S-duality properties of the corresponding supersymmetric gauge theories. Let us remark that some results for the particular case of Virasoro algebra and non-generic background parameters have been recently derived by using a probabilistic approachFootnote 2 in [21, 22]. Previous studies on the convergence radius of the instanton series for pure \(\mathcal {N}=2\) Super Yang-Mills with SU(2) gauge group appeared in [13] which discussed the \(\epsilon _1+\epsilon _2=0\) case for the four-dimensional gauge theory, and in [23, 24] where the case of five-dimensional gauge theory on \(\mathbb {R}^4\times S^1\) was addressed for non-generic values of \(\Omega \)-background parameters.
There are several interesting questions to be further investigated.
Notice that the bound we found after the proof of theorem 2.1 regularly extends to the excluded ray \(\textrm{Arg}(\epsilon _1/\epsilon _2)=0\). It is therefore conceivable that it could be proved, with other techniques, for any non-zero value of the \(\Omega \)-background parameters.
For technical reasons, the case of fundamental matter was analyzed for \(\epsilon _1+\epsilon _2=0\) \(\Omega \)-background, but we believe that our results can be extended also to generic values of the \(\epsilon \)s. For example, one should be able to extend formula (3.10) in order to study the case \(\epsilon _1/\epsilon _2\in {\mathbb Q_{<0}}\).
It would be also very interesting to be able to extend the study of Nekrasov function combinatorics in the Nekrasov–Shatashvili limit \(\epsilon _1=0\) [4], corresponding to the classical limit of conformal blocks.
Regarding the above issues, complementing our analysis with blow-up equations for the Nekrasov partition functions [25] could improve our results.
The results we obtained provide an explanation of the unreasonable effectiveness of instanton counting also in strongly coupled phases, such as the \(\mathcal {N}=1\) confining vacua [26]. One would be then tempted to apply to Argyres–Douglas superconformal points [27], with the caveat that these are reached via a double scaling limit where the parameters appearing in the coefficients of the instanton series, in particular the vevs of the Higgs field, are redefined. We did not address this issue in this paper.
One obvious extension of our analysis is to linear and circular quiver gauge theories in general \(\Omega \)-background, which, on the two-dimensional CFT counterpart, correspond to conformal blocks with several insertions on the sphere and on the torus, respectively.
It would also be interesting to extend the approach and results of this paper to the corresponding five-dimensional gauge theories on a circle.
As mentioned above, it would be interesting to complement our analysis basing on electromagnetic duality and the induced modular properties of the BPS partition functions, from which one expects that the radius of convergence for the conformal cases is \(|q|<1\) for generic values of the mass parameters. For an exhaustive analysis of their analytic properties, one could exploit the relation of these partition functions with the solutions of isomonodromic deformation problems (a.k.a. differential equations of Painlevé type) and their singularity theory. Let us remark that Fredholm determinant representations of the related \(\tau \)-functions have been derived [28] and their analysis could be used to provide a proof of the desired convergence properties.
2 Convergence of U(N) Instanton Partition Function with Adjoint Matter
We begin our analysis with the study of the convergence properties of the instanton partition function of \(\mathcal {N}=2^*\) U(N) gauge theory
We refer to Appendix A for the notations used. In the products above, we collected first the pairs with \(i=j\) (in what follows we will call these contributions diagonal), and then the pairs (i, j) with \(i\ne j\) (in what follows we will call these contributions nondiagonal). From a direct inspection of (2.1), one can see that the coefficients of the series are well defined under the assumptions
where \(\Lambda (\epsilon _1,\epsilon _2)\) is the 2-dimensional lattice
which we will use in the proof of the
Theorem 2.1
The instanton partition function of the \(\mathcal {N}=2^*\) U(N) gauge theory, as a power series in the complex parameter q, is absolutely convergent at least for
where m is the mass of the adjoint multiplet, and
From this result, two corollaries can be proved. The first comes from the fact that the \(\mathcal {N}=2^*\) instanton partition function reduces to the \(\mathcal {N}=2\) SYM instanton partition function in the double scaling limit \(q\rightarrow 0\) and \(m\rightarrow \infty \) with \(\Lambda =qm^{2N}\) kept finite.
Corollary 2.2
The instanton partition function of the U(N) pure gauge theory, as a power series in the complex parameter \(\Lambda \), is convergent over the whole complex plane.
The second corollary comes from the fact that if the mass of the adjoint multiplet goes to zero, \(m\rightarrow 0\), the \(\mathcal {N}=2^*\) instanton partition function reduces to the \(\mathcal {N}=4\) instanton partition function.
Corollary 2.3
The instanton partition function of the \(\mathcal {N}=4\) U(N) gauge theory, as a power series in the complex parameter q, is convergent in the region \(|q|< 1\).
Remark 2.1
By using known analytic properties of the partition function (2.1), one can lift (2.2) to milder conditions for the values of the a-parameters. Indeed, the second condition, which we imposed to a priori get rid of the possible poles in the non-diagonal part, can be reduced to the set of actual poles as classified in [29,30,31].
Remark 2.2
The content of Corollary 2.2 is an higher rank generalization of an observation about the SU(2) SYM \({\mathcal N=2}\) instanton partition function given in [13].
Remark 2.3
Corollary 2.3 is trivial. Indeed, it is well known that the \({\mathcal N=4}\) partition function is equal to \(\phi (q)^{-N}\), \(\phi (q)\) being the Euler function.
2.1 Proof of Theorem 2.1
It will be useful to divide the assumption
in the two subcases:
-
1.
\(\textrm{Im}\bigl (\frac{\epsilon _2}{\epsilon _1}\bigr )\ne 0;\)
-
2.
\(\textrm{Re}\bigl (\frac{\epsilon _2}{\epsilon _1}\bigr )<0.\)
2.1.1 First Subcase
Suppose
Let \(\delta >0\) be a real number such that
Notice that \(\delta \le 1\).
We first analyze the products over the boxes of one of the diagrams, say \(Y_1\), whose contributions come from the diagonal factors, namely we look for a bound on
An analogous reasoning will also hold for the diagonal contributions of the other diagrams \(Y_2,\dots ,Y_N\).
We begin by estimating the denominators in the previous product. Let us fix a box \(s\in Y_1\), and let us consider the term
By recalling the definition of hook length, \(h_{Y_1}(s)=L_{Y_1}(s)+A_{Y_1}(s)+1\), we can without loss of generality suppose
Then, if we collect a factor of \(\epsilon _1\), we have
Analogously, for the term
we have
Notice that, if \(h_{Y_1}(s)=1\), then both \(L_{Y_1}(s)=A_{Y_1}(s)=0\), and the previous term is simply \(|\epsilon _1|=|\epsilon _1|h_{Y_1}(s)\ge |\epsilon _1|\cdot \delta \cdot \frac{h_{Y_1}(s)}{4}\), and, if \(h_{Y_1}(s)\ge 2\), then \((h_{Y_1}(s)-1)/2\ge h_{Y_1}(s)/4\). Therefore, also this term is always bounded by \(|\epsilon _1|\cdot \delta \cdot \frac{h_{Y_1}(s)}{4}\).
If we instead considered a box s for which
we would have
In this case, we collect factors of \(\epsilon _2\) from both terms to obtain
Now, fix
Then,
Therefore, we have that
We now consider the remaining terms, which come from the nondiagonal contributions. We analyze the products over the boxes of \(Y_1\), coming from the pairs (1, 2) and (2, 1). The products over the boxes of the diagram \(Y_2\) in the same pairs will be analogous, and the same will hold for any other couple of pairs (i, j), (j, i).
The terms we consider are then
With our assumptions on the vev parameters \(a_i\), we have that the denominators are never zero. Let us define
We have that
Putting the bounds (2.15) and (2.18) together, we can conclude
Now, let us define
The following result (which is Theorem 1.2 in [32]) will be useful:
Proposition 2.4
For any complex number z, the following holds:
where \(\phi \) is the Euler function.
We remind that \(\phi (x)\) is convergent for \(|x|<1\). Then,
where in the last line we used (2.21) with \(x=|q|\left( 1+\frac{|m|}{D(\textbf{a},\epsilon _1,\epsilon _2)}\right) ^{2(N-1)}\) and \(z=-\frac{16|m^2-m(\epsilon _1+\epsilon _2)|}{\delta ^2|\epsilon |^2}\).
Hence, we can conclude that the instanton partition function is convergent in the region defined by
2.1.2 Second Subcase
Suppose otherwise that
and let
Again, we start by analyzing the products over the boxes of one of the diagrams, say \(Y_1\), coming from the diagonal contributions, that is, we look for a bound on
We begin by estimating the denominators. For every box \(s\in Y_1\), we have
Fix \(\gamma =\min \{\beta ,1\}\). Then,
Analogously, for the other term in the product, we have
Then,
An analogous bound holds for all diagrams \(Y_2,\dots ,Y_N\). For the nondiagonal contributions, we will use the same bound (2.18) of the previous subsection. Therefore, in this case we have
where in the last line we used (2.21) with \(x=|q|\left( 1+\frac{|m|}{D(\textbf{a},\epsilon _1,\epsilon _2)}\right) ^{2(N-1)}\) and \(z=-\frac{|m^2-m(\epsilon _1+\epsilon _2)|}{|\epsilon _1|^2\gamma ^2}\). Hence, as in the previous case, the instanton partition function is convergent in the region defined by
Remark 2.4
Let us note that in the case \(\epsilon _2/\epsilon _1\in \mathbb {R}_{<0}\) the 2-dimensional lattice \(\Lambda (\epsilon _1,\epsilon _2)\) degenerates into a 1-dimensional lattice. Therefore, if we move sufficiently away from the line spanned by \(\epsilon _1\) in the complex plane, that is, if, for every \(i\ne j\), \(a_i-a_j\) has a big enough distance from the set \(\{z\in \mathbb {C}\ |\ z=r\epsilon _1, r\in \mathbb {R}\}\), the constant \(D(\textbf{a},\epsilon _1,\epsilon _2)\) can become very large and the radius of convergence tends to 1.
2.2 Corollary 2.2: from \(\mathcal {N}=2^*\) to \(\mathcal {N}=2\) SYM
The results on the convergence of the \(\mathcal {N}=2\) instanton partition function can be deduced from the ones on the \(\mathcal {N}=2^*\) instanton partition function. Indeed, if one considers the double scaling limit in which the mass of the adjoint multiplet m becomes large \(m\rightarrow \infty \) and the instanton parameter q becomes small, \(q\rightarrow 0\), in such a way that \(\Lambda :=qm^{2N}\) remains finite, the instanton partition function of the \(\mathcal {N}=2^*\) U(N) theory (A.8) reduces to (A.9) in the expansion parameter \(\Lambda \) instead of q.
From (2.30), we find
which in the above limit reduces to \(|\Lambda |<\infty \).
2.3 Corollary 2.3: from \(\mathcal {N}=2^*\) to \(\mathcal {N}=4\)
The instanton partition function of the \(\mathcal {N}=4\) U(N) gauge theory can be written as:
which is convergent in the region \(|q|< 1\).
This result can also be obtained from the analysis of the \(\mathcal {N}=2^*\) U(N) theory setting to zero the mass of the adjoint multiplet, as it is obvious from (2.30).
3 U(N) Instanton Partition Functions with Fundamental Matter
Also in this case, we will work under the assumptions (2.2). Moreover, we assume \(\epsilon _1+\epsilon _2=0\) and set
In this notation, the instanton partition function reads
We observe that in this case (2.2) reduces to \(\alpha _i-\alpha _j\notin \mathbb {Z}\) for every \(1\le i<j\le N\).
The main result we find is
Theorem 3.1
The instanton partition function of the U(N) gauge theory with \(N_f=2N\) fundamental multiplets has at least a finite radius of convergence.
The instanton partition function of the U(N) gauge theory with \(N_f<2N\) fundamental multiplets is absolutely convergent over the whole complex plane.
We will consider in (3.2) the sum starting from \(k\ge 1\), as it does not change the convergence properties of the series.
There will be many steps necessary to arrive at our final result, so it will be useful to divide the coefficient functions into simpler factors and analyze them separately.
We start by considering the products over the boxes of one specific Young diagram, let us take \(Y_1\), which are
We first analyze the \(N_f=2N\) case of the theorem, in which we have the same number of factors in the numerator and denominator of (3.3). In particular, we can factor (3.3) in two types of products:
and
The key result on the first kind of product is the following
Lemma 3.2
For every Young diagram Y with \(k\ge 1\) boxes and for every fixed complex number z, the following inequality holds
We will denote f(z, k) the function on the right-hand side of (3.6).
The key result on the second kind of product is the following
Lemma 3.3
For every pair of diagrams \((Y_1,Y_2)\) with \(|Y_1|+|Y_2|=k\ge 1\) and for every pair of fixed complex numbers \(z_1,z_2\), the following inequality holds
where
We will use the notation
3.1 Proofs of Lemmas 3.2 and 3.3
We start by proving Lemma 3.2. The following results will be important in the proof. First, the following formula, that appears in equation 7.207 of exercise 7.50 of [33], is crucial:
Proposition 3.4
For a Young diagram Y with k boxes, if \(c(\sigma )\) denotes the number of cycles in the permutation \(\sigma \in S_k\), and \(\chi ^Y(\sigma )\) is the character of the irreducible representation of \(S_k\) associated to the partition Y of k and evaluated in the element \(\sigma \in S_k\), then
This holds as a polynomial identity for all \(z\in \mathbb {C}\).
Moreover, we will use also the following result, that is Lemma 5 of [34]:
Proposition 3.5
Let Y be a partition of \(k\ge 1\). Let \(\textrm{sq}(Y)\) be the side length of the largest square contained in Y; that is, the largest j such that \(Y_j \ge j\). Let \(\sigma \in S_k\) be a permutation with \(c(\sigma )\) cycles. Then
Finally, from [35, 36] and references therein, the following holds
Proposition 3.6
For every natural number m, the expectation value of \(m^{c(\sigma )}\), over all the permutations of \(S_k\) weighted uniformly, is equal to
This result can be extended to noninteger m by considering the right-hand side of the equation as the generalized binomial coefficient.
Proof of Lemma 3.2
From the identity (3.10), it follows that
Moreover, using (3.11) and the fact that one has always
we can conclude
so that
Now, the expression
is the expectation value of \([2\sqrt{k}\max \{1,|z|\}]^{c(\sigma )}\) with the uniform measure, where all permutations have the same probability, given by 1/k!. From Proposition 3.6, we can use the generalized binomial coefficient in order to obtain
We can write
Using Stirling approximation in the form
we have
\(\square \)
Remark 3.1
Let us remark that the binomial coefficient (3.19) is increasing in k. Indeed, considering the ratio of the binomial coefficient with \(k=r+1\) and \(k=r\), we have that
Therefore, when we consider a N-tuple of Young diagrams \(Y_1,\dots ,Y_N\) with \(|Y_i|=k_i\) and \(\sum _{i=1}^Nk_i=k\ge 1\), we can bound the quantity \(\prod _{(m,n)\in Y_i}\frac{z+m-n}{h_{Y_i}((m,n))}\) with f(z, k). This bound holds also if the diagram \(Y_i\) is empty, since \(f(z,k)>1\) if \(k\ge 1\).
In order to prove Lemma 3.3, we need some further preliminary results which we now discuss. Since we have found a sharp bound for the products of the form
we can write the second type of product (3.5) as (we fix \(j=2\) in (3.5) for simplicity)
and so we can reduce to estimate the products of the form
Let us fix a pair of Young diagrams \(Y_1,Y_2\) with \(|Y_1|+|Y_2|=k\ge 1\). Let us consider first the product over the boxes of \(Y_1\). We will suppose \(Y_1\) to be nonempty, otherwise the product would clearly be bounded with 1, and the final estimate would also include that case. Let us divide the set of boxes of \(Y_1\) in two subsets: we call \(B_1(Y_1)\) the set of boxes of \(Y_1\) for which \(h_{Y_1}((i,j))=(Y'_1)_i-(Y'_2)_i\), and \(B_2(Y_1)\) the set of boxes of \(Y_1\) for which \(h_{Y_1}((i,j))\ne (Y'_1)_i-(Y'_2)_i\). We have then
We will consider the three products in the last line one by one.
Lemma 3.7
The first product in the last line of (3.26) can be bounded as follows
Proof
See Appendix B. \(\square \)
Remark 3.2
Since for every fundamental hypermultiplet there is an identical product over the boxes in \(B_1(Y_2)\), we notice that, for a given index i of the box, only one of the two equalities \(h_{Y_1}((i,j))=(Y'_1)_i-(Y'_2)_i\) and \(h_{Y_2}((i,j))=(Y'_2)_i-(Y'_1)_i\) can be satisfied, since the left-hand sides are always positive, but the right-hand sides are one the opposite of the other. Therefore, for a fixed index i, only one of the factors
appears in the product over the boxes in \(B_1(Y_1)\) and over the boxes in \(B_1(Y_2)\), so the previous estimate actually bounds the product of the two products of the first kind (the one for \(Y_1\) and the one for \(Y_2\)).
We now pass to the second product in (3.26).
Lemma 3.8
The second product in the last line of (3.26) can be bounded as follows
where
Proof
We have
and so
where
\(\square \)
We finally bound the third product.
Lemma 3.9
The third product in the last line of (3.26) can be bounded as follows
Proof
See Appendix C. \(\square \)
Remark 3.3
Referring to the proof in the appendix and considering the analogous product over the boxes in \(Y_2\), we would have to bound the product
But then, for a fixed i, we have either \((Y'_1)_i-(Y'_2)_i=0\), \((Y'_1)_i-(Y'_2)_i> 0\) or \((Y'_2)_i-(Y'_1)_i>0\). If we are in the first case, both products over the boxes in the ith row of \(Y_1\) and over the ith row of \(Y_2\) are bounded by 1. If we are in the second case, the product over the boxes in the ith row of \(Y_2\) is bounded by 1, and, if we are in the third case, the product over the boxes in the ith row of \(Y_1\) is bounded by 1. Therefore, for every i, only one product has to be considered to give an upper bound. Hence, the previous bound, with \(|Y_1|\) replaced by k, is a bound for the product of the two products of the third kind (the one for \(Y_1\) and the one for \(Y_2\)).
We are now finally ready to prove Lemma 3.3.
Proof of Lemma 3.3
Putting together (3.27), (3.28) and (3.31), and using the remarks after the previous lemmas, we conclude that
To conclude the proof of lemma 3.3, it only remains to include the bounds of the products of the form analyzed in lemma 3.2, both for \(Y_1\) and \(Y_2\). Since the inequality
holds for both \(l=1,2\), we can write the following estimate
\(\square \)
3.2 Proof of Theorem 3.1
In the \(N_f=2N\) case, using Lemma 3.2 and Lemma 3.3, we can arrange the products in the numerator and denominator of the coefficients of the instanton partition function (3.2) to conclude that
where \(p_N(k)\) denotes the number of N-coloured partitions of the integer k. If p(k) denotes the number of partitions of k, we can bound \(p_N(k)\) with \(p(k)^{N+1}\), since the former can be seen as the number of partitions of N integers whose sum equals k, and so any of these N numbers has to be smaller than k. Moreover, we can use the following estimate, known as Ramanujan–Hardy formula [37]:
Proposition 3.10
If p(k) is the number of partitions of the natural number k, the following holds:
Therefore, applying the root test to (3.36), and using that
we conclude that the radius of convergence of the right-hand side is given by
Therefore, we can conclude the first part of the theorem, that is the fact that the instanton partition function of the U(N) gauge theory with \(N_f=2N\) fundamental multiplets with the Omega background \(\epsilon _1+\epsilon _2=0\) is absolutely convergent at least for
The case \(N_f<2N\) can now be easily proved by noticing that the decoupling limit of fundamental hypermultiplets is achieved with the double scaling limit in which \(q\rightarrow 0\) and one of the masses, say \(m_1\), goes to infinity \(m_1\rightarrow \infty \), in such a way that \(\tilde{\Lambda }=qm_1\) remains finite. Indeed, from the expression (A.10), one can see that in this limit the function becomes
which is the instanton partition function with one fundamental hypermultiplet less. The radius of convergence of this latter series in \(\tilde{\Lambda }\) can be obtained by multiplying (3.40) by \(m_1\) and letting \(m_1\rightarrow \infty \), which means that the series is absolutely convergent for any \(\tilde{\Lambda }\). The proof for lower \(N_f\) is obtained by repeated application of the above argument. \(\square \)
4 On the Convergence of Painlevé \(\tau \)-Functions
The Kiev formula conjectured in [12] states that Painlevé \(\tau \)-functions can be expressed as discrete Fourier transforms of suitable full Nekrasov partition functions. This is the core issue of Painlevé/gauge theory correspondence [7]. Concretely, according to the Kiev formula, the PVI \(\tau \)-function is related to the Nekrasov function as follows
where
is the one-loop contribution to the full partition function written in terms of Barnes G functions, and the re-scaled masses (3.1) are related to the \(\theta \)-parameters by
The \(\tau \)-function (4.1) is the one associated to the isomonodromic deformation problem for the Riemann sphere with four regular singularities, with \(\theta \)s parameterizing the associated monodromies.
In order to study the convergence properties of the series (4.1), we can make use of the results obtained in the previous Sect. 3 together with the asymptotic behavior of the one-loop coefficients. The latter can be determined from the reflection formula:
and the asymptotic formula for \(z\rightarrow \infty \) [38]
which holds for all \(a\in \mathbb {C}\) and where \(\zeta '(-1)\) is a known \(\zeta \)-constant. From this, we have that, for \(a\in \mathbb {C}\) and \(\mathbb {Z}\ni n\rightarrow \infty \),
To evaluate the \(n\rightarrow \infty \) limit of the other set of Barnes functions, we note that the integral in the reflection formula is given by
Since the asymptotic of the above integral is given by \(-\frac{i}{2}\pi n^2+\mathcal {O}(n)\), we have that, for every \(b\in \mathbb {C}\) and for \(\mathbb {Z}\ni n\rightarrow \infty \),
Therefore, neglecting terms of order \(n\log (n)\), which are subleading, the one-loop coefficient in the limit \(\mathbb {Z}\ni n\rightarrow \infty \) reads
This immediately implies that the convergence radius of the \(\tau ^\textrm{VI}\)-function series is driven by the one of the \(Z_\textrm{inst}\) coefficient, for which we derived the lower bound (3.40) in Theorem 3.1. Actually, as already mentioned in the Introduction, one expects from modularity that the true radius of convergence is \(|q|<1\).
The \(\tau \)-functions for Painlevé V and III\({}_i\) \(i=1,2,3\) equations are obtained by implementing in the gauge theory the suitable coalescence limits. These correspond to the holomorphic decoupling of fundamental masses, already discussed in the previous Sect. 3 for the instanton sector. As far as the one-loop coefficient is concerned, the holomorphic decoupling lowers the number of factors in the numerator of (4.2), which implies even stronger convergence properties driven by the denominator, as one can see from (4.8). We therefore conclude that the corresponding Painlevé \(\tau \)-functions have an infinite radius of convergence. Actually, this was already shown to hold for the PIII\(_3\) equation in [13].
The above, together with Theorem 3.1, provide a proof of the following
Theorem 4.1
Let \(2\alpha \notin \mathbb {Z}\). The \(\tau \)-function for PVI equation has at least a finite radius of absolute and uniform convergence, while those of PV and PIII\(_i\) \(i=1,2,3\) equations have an infinite radius of absolute and uniform convergence.
Let us also mention that an extension of Kiev formula for the isomonodromic deformation problem on the torus was introduced in [39, 40]. For the one-punctured torus, the corresponding equations are given by Manin’s elliptic form of PVI equation with specific values of the monodromy parameters, and the related \(\tau \)-function is obtained in terms of the partition function of the U(2) \(\mathcal {N}=2^*\) theory
where
is given in terms of the solution of the corresponding Painlevé equation \(Q(\tau )\) and
with \(s=e^{2\pi i \rho }\) and \(q=e^{2\pi i \tau }\). The one-loop coefficient is given by
where \(\mu =m/\epsilon \) is the re-scaled adjoint mass.
Theorem 4.2
Let \(2\alpha \notin \mathbb {Z}\). The \(\tau \)-function (4.9) has at least a finite radius of absolute and uniform convergence.
Proof
With the same asymptotic formulas used before, see Appendix 4, we have that, as \(n\rightarrow \infty \),
up to 1/n corrections, where the proportionality constant is independent on n. This does not get worst the convergence radius of the instanton sector and the proof follows from Theorem 2.1. \(\square \)
Notes
The Liouville central charge is \(c=1+6Q^2\), \(Q=b+1/b\), \(b=\sqrt{\frac{\epsilon _1}{\epsilon _2}}\). Liouville momenta are parametrized as \(\alpha =Q/2+ia\), where \(a\in {\mathbb R}\) is a Cartan or a mass parameter.
See also [20] at http://www.math.columbia.edu/~remy/files/Modular_Equation.pdf.
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Acknowledgements
We would like to thank M. Bershtein, H. Desiraju, G. Felder, A. Grassi, O. Lisovyy, G. Remy and A. Shchechkin for useful questions, discussions and clarifications. This research is partially supported by the INFN Research Projects GAST and ST &FI, PRIN “Geometria delle varietà algebriche,” PRIN “Non-perturbative Aspects Of Gauge Theories And Strings,” PRIN “String Theory as a bridge between Gauge Theories and Quantum Gravity” and INdAM.
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Appendices
A Conventions and Notations
In this appendix, we fix the conventions that we use in the main part of the work. We will mostly follow the notations of [5, 41].
Definition A.1
A partition of a positive integer k is a finite non-increasing sequence of positive integers \(Y_1\ge \dots \ge Y_r>0\) such that \(\sum _{i=1}^rY_i=k\).
We denote the number of partitions of k as p(k). The \(Y_i\)s that appear in a given partition are called parts of the partition.
Definition A.2
We say that a partition is N-coloured if each part of the partition can have N possible colours.
We denote the number of N-coloured partitions of k as \(p_N(k)\).
We introduce some important functions related to the partitions of integers. Let \(\tau \) be a complex number with \(\textrm{Im}\tau >0\), and let \(q=e^{2\pi i\tau }\).
Definition A.3
The Dedekind \(\eta \) function is defined as
The requests on \(\tau \) and q are justified by the following:
Proposition A.4
The infinite product
converges absolutely if \(|q|<1\).
Definition A.5
The Euler function is defined as
Note that the Euler function coincides with the Dedekind \(\eta \) function up to a factor \(q^{\frac{1}{24}}\).
Proposition A.6
For every \(N\ge 1\), the generating function for \(p_N(k)\) is given by
In the text, we will always identify a partition of a natural number k with a Young diagram Y with k boxes, arranged in left-justified rows, with the row lengths in non-increasing order, such that the parts \(Y_1\ge Y_2\ge \dots \ge Y_r>0\) of Y (such that \(Y_1+\dots +Y_r=k\)) denote the heights of the columns of the diagram. Moreover, we will denote with \(Y'_1\ge Y'_2\ge \dots \ge Y'_s>0\) the lengths of the rows of Y. We will denote with \(\mathbb {Y}\) the set of all Young diagrams.
If every box s is labeled with a pair of indices (i, j), with \(1\le i\le Y_j\) and \(1\le j\le Y'_i\), that denotes its position in the diagram, we define the arm length and the leg length of s as
respectively.
Moreover, we will use the following
Definition A.6
If Y is a Young diagram, and \(s=(i,j)\) is one of its box, we call hook of s the set of boxes with indices (a, b) such that \(a=i\) and \(b\ge j\) or \(a\ge i\) and \(b=j\).
We denote with \(h_Y((i,j))\) or \(h_Y(s)\) the number of boxes in the hook of s in Y. It is easy to see that, if \(s\in Y\), then
For a box \(s=(i,j)\), we define the following quantities, crucial for the definitions of the instanton partition functions:
We are now ready to define the useful contributions for the U(N) instanton partition functions [41, 42]. We begin with the contribution of a bifundamental hypermultiplet of mass m:
where with \(\textbf{Y}\) we denote an N-tuple \(\textbf{Y}=(Y_1,\dots ,Y_N)\) of Young diagrams, and the same for \(\textbf{W}\), while \(\textbf{a}=(a_1,\dots ,a_N)\) and \(\textbf{b}=(b_1,\dots ,b_N)\) denote the vevs of the scalar component of the vector multiplets on the Coulomb branch.
From this, the contributions of an adjoint hypermultiplet of mass m and of a vector multiplet can be written as
Finally, the contributions for fundamental and antifundamental hypermultiplets read as follows:
We finally recall the expressions of the instanton partition functions analyzed in the text.
The instanton partition function of the \(\mathcal {N}=2^*\) gauge theory with gauge group U(N) can be written as
where the sum over \(|\textbf{Y}|=k\) means that we are summing over N-tuples of Young diagrams \((Y_1,\dots ,Y_N)\) such that the sum of the number of the boxes in all the diagram is equal to k.
The instanton partition function of the \(\mathcal {N}=2\) super Yang–Mills gauge theory with gauge group U(N) can be written as
For what concerns the instanton partition function of the U(N) gauge theory with \(N_f\) (anti)fundamental hypermultiplets, our analysis does not depend on whether the matter is in the fundamental or antifundamental representation, and in order to simplify the notation we will restrict to consider only the antifundamental matter. Hence, we can write
where \(m_r\), \(r=1,\dots ,N_f\), are the masses of the antifundamental hypermultiplets.
B Proof of Lemma 3.7
We know that the boxes in \(B_1(Y_1)\) satisfy \(h_{Y_1}((i,j))=(Y'_1)_i-(Y'_2)_i\). This can happen at most for one box in each row of \(Y_1\), since the left-hand side strictly decreases moving on the right on a fixed row of the diagram, while the right-hand side remains constant. Therefore, we can bound the product as follows:
where we bounded the product in the numerator with the product of all the differences between rows’ lengths (\((Y_1)_1\) is the height of the first column of \(Y_1\), that is the number of rows of \(Y_1\)), and we modified the factors taking the maximum with 1, because it could happen that, in a fixed row i of \(Y_1\), there is not a box which is in \(B_1(Y_1)\) and \((Y'_1)_i=(Y'_2)_i\) holds, and we want to avoid that the right-hand side vanishes for this reason.
From the last term in (B.1), we can bound the numerator using the geometric-arithmetic mean inequality:
where we used that for the binomial coefficient, for every \(1\le k\le n\), the following bounds always hold
For the denominator, we have to distinguish the cases in which \(|\alpha _1-\alpha _2|\ge 1\) and \(|\alpha _1-\alpha _2|< 1\). In the first case, we simply bound the fraction with the bound of the numerator; in the second case, we have that, since \((Y_1)_1\le k\), \(|\alpha _1-\alpha _2|^{|B_1(Y_1)|}\ge |\alpha _1-\alpha _2|^k\). Therefore,
C Proof of Lemma 3.9
Let us first find a bound on the product over the boxes in \(B_2(Y_1)\) in one fixed row of \(Y_1\). After that, we will multiply the bounds on all the rows of \(Y_1\). We can write
Note that the denominator is different from 0 for all the factors, since we are only multiplying over the boxes in \(B_2(Y_1)\).
We will suppose \((Y'_1)_i> (Y'_2)_i\) for every i, since otherwise the previous product would be clearly bounded by 1 in the ith row.
Then, for a given row i, the product over the boxes in the ith row of \(Y_1\) can be splitted in two parts: the product over the boxes for which \(h_{Y_1}((i,j))-[(Y'_1)_i-(Y'_2)_i]\) is positive, and the product over the boxes for which the same quantity is negative. Note that, since we are assuming \((Y'_1)_i-(Y'_2)_i>0\), the latter product is present if and only if in the ith row there is a box, let us denote it with \((i,j^*)\), such that \(h_{Y_1}((i,j^*))=[(Y'_1)_i-(Y'_2)_i]\), since the quantity \(h_{Y_1}((i,j))-[(Y'_1)_i-(Y'_2)_i]\) is strictly decreasing moving to the right on a fixed row.
Therefore, we first consider the product over the boxes for which that quantity is positive (that correspond to the boxes at the left of \((i,j^*)\) if this box is present in the ith row). We can rewrite the factors of this first part of the product as
which is of the form
with \(b_j\in \mathbb {N}\) and \(b_{j+1}<b_j\) for all j, and \(a>0\) constant (since moving to the right \(A_{Y_1}((i,j))\) decreases). But then a product of this form is bounded by
Indeed, if \(a>0\) and \(b>c>0\), it is always true that
since, under those hypothesis,
But then, \(b_n\ge 1\) (since it is an integer number and for hypothesis it is positive), and, since \(b_{j-1}>b_j\) for all \(j=2,\dots ,n\), we have that \(b_j\ge n-j+1\) for all \(j=1,\dots n-1\); so the previous bound holds.
In our case, n is at most \(j^*-1\), so we can bound this first part of the product with
We can bound the second part of the product (if there are boxes on the right of \((i,j^*)\)) as follows. First, from \(h_{Y_1}((i,j^*))=(Y'_1)_i-(Y'_2)_i\), it follows that
Then, we rewrite
for every \(0<r\le (Y'_1)_i-j^*\). Moreover,
Since the quantity \([A_{Y_1}((i,j^*))-A_{Y_1}((i,j^*+r))]\) is positive, we have that the product over the boxes on the right of \((i,j^*)\) is bounded by
Putting together (C.4) and (C.7), the product over the boxes of the ith row of \(Y_1\) is bounded by
Since \(j^*\le (Y'_1)_i\) and \(j^*>(Y'_2)_i\), we have that
We conclude that
Considering the product of this bound for all the rows of \(Y_1\), we can conclude
Useful Asymptotics
Here we collect some useful asymptotic formulae used in Sect. 4.
Therefore, up to 1/n corrections,
where the proportionality constant is independent on n.
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Arnaudo, P., Bonelli, G. & Tanzini, A. On the Convergence of Nekrasov Functions. Ann. Henri Poincaré 25, 2389–2425 (2024). https://doi.org/10.1007/s00023-023-01349-3
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DOI: https://doi.org/10.1007/s00023-023-01349-3