Skip to main content

Empathy-Based Assistance and Its Transformative Role in the Adaptive and Recursive Pathways of Collaborative Governance

  • Chapter
  • First Online:
Adaptive Participatory Environmental Governance in Japan
  • 240 Accesses

Abstract

A considerable number of studies in collaborative and adaptive governance have emphasized the significance of leadership, but little is known about what kinds of leadership fit well with adaptive co-management of social-ecological systems when cultural and institutional contexts are taken into account. The chapter addresses this question based on the case study of an external coordinator engaging in a rural community in southern Hokkaido, Japan, where people are striving for the conservation of a scenic lake. In reference to the adaptive cycle framework of the transformation of social-ecological systems, the case study demonstrates two distinct aspects of participation in collaborative governance, namely, ‘empathy-based’ and ‘target-and-goal-oriented.’ Specifically, the former plays a significant role in the phases of release and reorganization by prompting narrative-based co-creation among actors. The evaluation of assistants’ performance is generally inclined to concentrate on the realization of defined, short-term goals, whereas empathy-based engagement is more inconspicuous and difficult to grasp with conventional evaluation schemes. In fact, empathy-based engagement provides an essential foundation for target-and-goal-oriented intervention – which appears in the foreground and attracts our attention more than empathy-based engagement. It is thus important to mobilize resources that provide empathy-based interventions that can prompt narrative-based co-creation among actors, precisely at those stages where conserved institutions need disruption and challenge.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 129.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 169.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 169.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    A major part of the case study and discussion derived from it is adapted from the author’s contribution to a related book in Japanese (Mikami 2017).

  2. 2.

    A quasi-national park is the official translation of kokutei-koen (国定公園), which the Minister of the Environment designates as a prominent natural landscape comparable to those found in national parks. Prefectural governments are responsible for the administrative management of quasi-national parks whereas the MOE manages national parks.

  3. 3.

    The coordinator’s comments in this chapter are quoted from the author’s interviews conducted four times in Sapporo from April 2014 to July 2016.

  4. 4.

    The word ‘empathy-based’ is meant as a working equivalence to the idea of ‘yorisoi-gata 寄りそい型’ in Japanese, while ‘target-and-goal-oriented’ more directly corresponds to ‘mokuhyo-shiko 目標志向,’ both of which the author originally developed in Mikami (2017).

  5. 5.

    The EPOs’ staff themselves have conceptualized their methodology of intermediary support as ‘banso shien 伴走支援’, i.e., accompanying support, in which “supporters think together with local clients through trial and error and prompt them to think and act spontaneously, in order to promote transformations for the attainment of goals by adhering to the process” (Mizobuchi 2018, p. 30). Building upon their experience in a number of EPO projects across the country, they further formulated their roles in supporting collaborative governance in local communities as ‘change agents’ such as catalysts, solution givers, process helpers, and resource linkers, in reference to Sato and Shimaoka (2014).

References

  • Ansell C, Gash A (2008) Collaborative governance in theory and practice. J Public Adm Res Theory 18(4):543–571

    Article  Google Scholar 

  • Arai H (2014) Naratibu sōsharu wāku: “‘shien’ shinai shien” no hōhō (Narrative social work: methods of “support without ‘support’”). Shinsensha, Tokyo. (in Japanese)

    Google Scholar 

  • Chino T (2009) Purojekuto manejimento to kankyō shakaigaku: kankyō shakaigaku wa soshikisha ni nareru ka, sairon (Project management and environmental sociology). J Environ Sociol 15:25–38. (in Japanese)

    Google Scholar 

  • Dietz T, Ostrom E, Stern PC (2003) The struggle to govern the commons. Science 302:1907–1912

    Article  CAS  Google Scholar 

  • Emerson K, Nabatchi T, Balogh S (2012) An integrative framework for collaborative governance. J Public Adm Res Theory 22(1):1–29

    Article  Google Scholar 

  • Folke C, Hahn T, Olsson P, Norberg J (2005) Adaptive governance of social-ecological systems. Annu Rev Environ Resour 30(1):441–473

    Article  Google Scholar 

  • Holling CS (1986) The resilience of terrestrial ecosystems: local surprise and global change. In: Clark WC, Munn RE (eds) Sustainable development of the biosphere. Cambridge University Press, Cambridge, pp 292–320

    Google Scholar 

  • Inagaki F, Abe T, Kaneko T, Hino M, Ishizuka N, Odagiri T (2014) Shinsai fukkō ga kataru nōsanson saisei: chiiki zukuri no honshitsu (Rural regeneration in the light of earthquake disaster reconstruction: essentials of regional development). Commons, Tokyo. (in Japanese)

    Google Scholar 

  • Kikuchi N (2008) Kōnotori no yasei fukki ni okeru ‘yasei’ (Ambiguous “wild” in the case of the reintroduction project of the oriental white stork). J Environ Sociol 14:86–100. (in Japanese)

    Google Scholar 

  • Mauser W, Klepper G, Rice M, Schmalzbauer BS, Hackmann H, Leemans R, Moore H (2013) Transdisciplinary global change research: the co-creation of knowledge for sustainability. Curr Opin Environ Sustain 5(3-4):420–431

    Article  Google Scholar 

  • Mikami N (2017) Kyōdō no shien ni okeru ‘yorisoi’ to ‘mokuhyō shikō’: Hokkaido Onuma no kankyō hozen to Ramusaru Jōyaku tōroku wo megutte (‘Empathy-based’ and ‘target-and-goal-oriented’ in the support of collaborative governance: a case study on the conservation and Ramsar registration of Lake Onuma, Hokkaido). In: Miyauchi T (ed) Dōsureba kankyō hozen ha umaku iku noka (How can environmental conservation work?). Shinsensha, Tokyo, pp 189–217. (in Japanese)

    Google Scholar 

  • Miyauchi T (2017) Dōsureba kankyō hozen ha umaku iku noka?: junnōteki na purosesu wo ugokashi tsuzukeru (How can environmental conservation work? Keeping adaptive processes running). In: Miyauchi T (ed) Dōsureba kankyō hozen ha umaku iku noka (How can environmental conservation work?). Shinsensha, Tokyo, pp 14–28. (in Japanese)

    Google Scholar 

  • Mizobuchi K (2018) Tayō na shutai wo tsunagi, henkaku wo unagasu: ‘chenji ējento kinō’ wo kaku to shita chūkan shien (Bridging diverse actors and promoting transformations: intermediary support with ‘change agents’ at the core). In: Ministry of the Environment (ed) Kankyō hozen kara no seisaku kyōdō gaido: kyōdō wo susumetai gyōsei shokuin ni mukete (A guide to policy partnership from environmental protection: for administrative officials with an aspiration for partnership). pp. 26–33 (in Japanese)

    Google Scholar 

  • Odagiri T (2014) Nōsanson ha shōmetsu shinai (Farming villages will never disappear). Iwanami Shoten, Tokyo. (in Japanese)

    Google Scholar 

  • Olsson P, Gunderson LH, Carpenter SR, Ryan P, Lebel L, Folke C, Holling CS (2006) Shooting the rapids: navigating transitions to adaptive governance of social-ecological systems. Ecol Soc 11(1):art18

    Article  Google Scholar 

  • Pahl-Wostl C (2009) A conceptual framework for analysing adaptive capacity and multi-level learning processes in resource governance regimes. Global Environ Chang 19(3):354–365

    Article  Google Scholar 

  • Pahl-Wostl C, Sendzimir J, Jeffrey P, Aerts J, Berkamp G, Cross K (2007) Managing change toward adaptive water management through social learning. Ecol Soc 12(2):art30

    Article  Google Scholar 

  • Plummer R, Armitage D (2007) A resilience-based framework for evaluating adaptive co-management: linking ecology, economics and society in a complex world. Ecol Econ 61(1):62–74

    Article  Google Scholar 

  • Sato T (2008) Kankyō aikon toshite no yasei seibutsu to chiiki shakai: Aikonka no purosesu to seitaikei sābisu ni kansuru kagaku no yakuwari (Wildlife as an environmental icon and local communities: Formation processes of environmental icons and the roles of science of ecosystem services). J Environ Soc 14:70–85. (in Japanese)

    Google Scholar 

  • Sato M, Shimaoka M (2014) Kyōdō ni okeru chūkan shien kinō moderu kōchiku ni muketa rironteki kōsatsu (Theoretical discussion for the model development on the role of intermediary organizations in collaborative governance). Nihon Kankyō Kyōiku Gakkai Kantō Shibu Nenpō 8:1–6. (in Japanese)

    Google Scholar 

  • Sato T, Chabay I, Helgeson J (2018) Introduction. In: Sato T, Chabay I, Helgeson J (eds) Transformations of social-ecological systems: studies in co-creating integrated knowledge toward sustainable futures. Springer, Singapore, pp 1–7

    Chapter  Google Scholar 

  • Suzuki K (2014) Chiiki ga shutai to natta jūgai taisaku no korekara no kadai: Chiiki wo ugokasu kyōyū mokuhyō to purosesu no dezain (Challenges for the future of the community-based wildlife damage management: designing of shared goals and process to motivate local community). Wildl Hum Soc 1(2):29–34. (in Japanese)

    Google Scholar 

  • Tanaka T (2005) Fueiyōka shita koshō no suishitsu odaku yōin dearu ryūiki no tochi riyō to kasen suishitsu: Oshima Onuma wo jirei toshite (Land use and river water quality in watersheds contributing to water pollution in eutrophic lakes and marshes: a case study about Oshima Onuma). J Hum Environ Symb 11:13–22. (in Japanese)

    Google Scholar 

  • Westley FR, Tjornbo O, Schultz L, Olsson P, Folke C, Crona B, Bodin Ö (2013) A theory of transformative agency in linked social-ecological systems. Ecol Soc 18(3):art27

    Article  Google Scholar 

  • Zushi N (2014) Chiiki sapōto jinzai ni yoru nōsanson saisei (Rural regeneration with community supporters). Tsukuba Shobo, Tokyo. (in Japanese)

    Google Scholar 

  • Zushi N, Nishikido M (2016) Kitakami-cho no Fukkō Ōentai kara miru chiiki sapōto jinzai no yakuwari to kadai (Roles of and challenges for rural community supporters observed through Reconstruction Supporters in Kitakami Town). In: Nishikido M, Miyauchi T, Kuroda S (eds) Shinsai to chiiki saisei: Ishinomaki-shi Kitakami-cho ni ikiru hitobito (Earthquake disaster and rural regeneration: People in Kitakami Town, Ishinomaki City). Hosei University Press, Tokyo, pp 329–344. (in Japanese)

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Naoyuki Mikami .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2022 Springer Nature Singapore Pte Ltd.

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Mikami, N. (2022). Empathy-Based Assistance and Its Transformative Role in the Adaptive and Recursive Pathways of Collaborative Governance. In: Miyauchi, T., Fukunaga, M. (eds) Adaptive Participatory Environmental Governance in Japan. Springer, Singapore. https://doi.org/10.1007/978-981-16-2509-1_16

Download citation

Publish with us

Policies and ethics