Skip to main content

Risk Factor and Causality in Epidemiology

  • Chapter
  • First Online:
Classification, Disease and Evidence

Part of the book series: History, Philosophy and Theory of the Life Sciences ((HPTL,volume 7))

Abstract

The scientific and public health claim that smoking is a cause of lung cancer or cardiovascular diseases dates back to the mid-1960s. Nevertheless smoking is neither a necessary nor a sufficient condition for lung cancer. One of the main indicators for causality is that, at the population level, smoking highly increases the probability of having lung cancer. A probabilistic concept of causation was developed by some philosophers that could have given conceptual support to epidemiological causal analysis and inference. Yet, it appears that the agreement on the causal status of specific risk factors did not necessarily lead to the adoption of a probabilistic concept of causation by epidemiologists.

In this paper I propose a historical analysis of the emergence of the risk factor concept in epidemiology with the objective of highlighting how the question of causality arose. Causal inference in epidemiology has been structured by the famous Bradford Hill’s criteria that were developed in the context of the ‘smoking-lung cancer’ controversy in a pragmatic objective and spirit. Even if there were not analysis of the implicit concept of causation presupposed by these criteria, I will show that there are several interpretations of causation behind these criteria which are more or less assumed by epidemiologists. All this leads us to the question of pluralism or monism with regard to the nature of causality in epidemiology and more generally in biomedicine.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 39.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 54.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    One of the first medical uses of the expression of ‘risk factor’ is usually referred to a publication of Framingham Heart Study (Kannel et al. 1961). On the importance of this study in the constitution and diffusion of the ‘risk factor approach’, see Aronowitz (1998), Oppenheimer (2006).

  2. 2.

    The term ‘ecologic’ is used to refer to the population-level of analysis which relies on summary measures of health. Ecologic studies are to be distinguished from individual level studies.

  3. 3.

    The incidence rate is the proportion of subjects who develop a disease within a specified time period.

  4. 4.

    In the case-control study it is not possible to obtain a direct measure of incidence rate. But an equivalent of the relative risk can be calculated: the odds ratio.

  5. 5.

    In this paper, Perreti-Watel denounced the extension of this ‘epidemiological paradigm’ to the study of behaviors and individual beliefs.

  6. 6.

    On the continuation and different forms of the notion of cause in the history of medicine, see Fagot-Largeault (1993). Concerning causal realism in medicine, see Grene (1976).

  7. 7.

    This report was the result of an analysis led by a committee of several experts appointed by the surgeon general. U.S. Department of Health Education and Welfare, Surgeon General’s Report 1964. Smoking and Health: Report of the Advisory Committee to the Surgeon General of the Public Health Service. Washington DC: Government Printing Office.

  8. 8.

    These five criteria were the following one: consistency of the association, strength of the association, specificity of the association, temporal relationship of the association, coherence of the association.

  9. 9.

    According to Fagot-Largeault (1989), a causal explanation in medicine is a “judgment in which intervene in various proportion historical components (an aetiologic history), some calculus components (a statistical inference), and some decisional component (a choice relying on criteria of relevance)”.

  10. 10.

    Most of the variation between probabilistic theory of causation and most of the debates are around the content of the ceteris paribus clause. The basic idea that causes raise the probability of their effects has indeed to be qualified to resolve the problem of spurious correlations and the problem of the symmetric nature of this simple ‘probability-raising’ condition.

  11. 11.

    Elwood (1988), Lagiou et al. (2005), Parascandola and Weed (2001).

  12. 12.

    (4) temporality, (6) plausibility, (7) coherence, (8) experiment, (9) analogy.

  13. 13.

    (1) strength, (2) consistency, (5) biological gradient, (8) experiment.

  14. 14.

    Anitschkov submitted rabbits to a diet mainly composed of eggs. The vasculary wall or intima of these rabbits were then covered with fat atherosclerotic layers thus considered as cholesterol (Anitschkov and Chalatow 1913).

  15. 15.

    Statins are a kind of medicine which in acting on an enzyme of the metabolism pathway of cholesterol permit the decrease of the ratio of LDL-cholesterol (the ‘bad cholesterol’) in the blood.

  16. 16.

    Thagard explains that he does not seek here to define cause in terms of explanation or explanation in terms of cause. To him, causes, mechanisms, explanations, and explanatory coherence are intertwined notions.

  17. 17.

    Thagard (1999) defined the ‘explanatory coherence’ as a positive constraint between hypotheses such as if one is accepted the other is too, and vice versa.

References

  • Anitschkov N, Chalatow SS (1913) Über experimentelle Cholesterinsteatose und ihre Bedeutung für die Entstehung einiger pathologischer Prozesse. Zentralblatt für allgemeine Pathologie und pathologische Anatomie 24:1–9

    Google Scholar 

  • Aronowitz R (1998) Making sense of illness: science, society and disease. Cambridge University Press, Cambridge

    Google Scholar 

  • Berlivet L (1995) Controverse en épidémiologie. Production et circulation de statistiques médicales, Rapport pour la MIRE. CNRS, Rennes

    Google Scholar 

  • Berlivet L (2005) ‘Association or causation?’ The debate on the scientific status of risk factor epidemiology, 1947–c.1965. Clio Med 25:39–74

    Google Scholar 

  • Broadbent A (2009) Causation and models of disease in epidemiology. Stud Hist Philos Biol Biomed Sci 40:302–311

    Article  Google Scholar 

  • Cornfield J (1962) Joint dependence of risk of coronary heart disease on serum cholesterol and systolic blood pressure: a discriminant function analysis. Fed Proc 21:58–61

    Google Scholar 

  • Diez-Roux A (1998) Bringing the context back into epidemiology. Am J Public Health 88:216–222

    Article  Google Scholar 

  • Doll R, Peto R (1976) Mortality in relation to smoking: 20 years’ observations on male British doctors. Br Med J 6051:1525–1536

    Article  Google Scholar 

  • Eells E (1991) Probabilistic causality. Cambridge University Press, Cambridge

    Book  Google Scholar 

  • Elwood MJ (1988) Causal relationships in medicine. Oxford Medical Publication, Oxford

    Google Scholar 

  • Evans AS (1993) Causation and disease: a chronological journey. Plenum, New York

    Book  Google Scholar 

  • Fagot-Largeault A (1989) Les causes de la mort, histoire naturelle des facteurs de risque. Vrin, Paris

    Google Scholar 

  • Fagot-Largeault A (1992) Quelques implications de la recherche étiologique. Sciences Sociales et Santé 10:33–45

    Article  Google Scholar 

  • Fagot-Largeault A (1993) On medicine’s scientificity – did medicine’s accession to scientific ‘positivity’ in the course of nineteenth century require giving up causal (etiological) explanation? In: Delkeskamp-Hayes C, Gardell Cutter MA (eds) Science, technology and the art of medicine. Kluwer Academic Publishers, Dordrecht, pp 105–126

    Chapter  Google Scholar 

  • Fisher RA (1935) The design of experiments. Oliver and Boyd, Edinburgh

    Google Scholar 

  • Giroux E (2006) Épidémiologie des facteurs de risque: genèse d’une nouvelle approche de la maladie, thèse de doctorat en philosophie de la médecine. Université de Paris 1 Panthéon Sorbonne, Paris

    Google Scholar 

  • Giroux E (2008) Enquête de cohorte et analyse multivariée: une analyse épistémologique et historique du rôle fondateur de l’étude de Framingham. Rev Epidemiol Sante Publique 56:177–188

    Article  Google Scholar 

  • Giroux E (2012) The Framingham Study and the constitution of a restrictive concept of risk factor. Soc Hist Med. doi:10.1093/shm/hks051

    Google Scholar 

  • Greene JA (2007) Prescribing by numbers: drugs and the definition of disease. The Johns Hopkins University Press, Baltimore

    Google Scholar 

  • Grene M (1976) Philosophy of medicine: prolegomena to a philosophy of science. In: PSA: Proceedings of the biennial meeting of the Philosophy of Science Association. The University of Chicago Press, pp 77–93

    Google Scholar 

  • Hill BA (1965) Environment and disease: association or causation? Proc R Soc Med 58:295–300

    Google Scholar 

  • Kannel WB, Dawber T, Kagan A, Revotskie N, Stokes JI (1961) Factors of risk in the development of coronary heart disease, six-year follow-up experience, the Framingham study. Ann Intern Med 55:33–48

    Article  Google Scholar 

  • Lagiou P, Adam HO, Trichopoulos D (2005) Causality, in cancer epidemiology. Eur J Epidemiol 20:565–574

    Article  Google Scholar 

  • Last JM (1995) A dictionary of epidemiology. Oxford University Press, New York/Oxford/Toronto

    Google Scholar 

  • Mackie JL (1965) Causes and conditions. Am Philos Q 2:245–264

    Google Scholar 

  • MacMahon B, Pugh TF, Ipsen J (1960) Epidemiologic methods. J and A Churchill, London

    Google Scholar 

  • Omran AR (1971) The epidemiologic transition – a theory of the epidemiology of population change. Milbank Meml Fund Q 49(4):509–538

    Article  Google Scholar 

  • Oppenheimer GM (2006) Profiling risk: the emergence of coronary heart disease epidemiology in the United States (1947–70). Int J Epidemiol 35(3):720–730

    Article  Google Scholar 

  • Parascandola M (2004) Skepticism, statistical methods, and the cigarette: a historical analysis of a methodological debate. Perspect Biol Med 47:246–261

    Article  Google Scholar 

  • Parascandola M, Weed D (2001) Causation in epidemiology. Perspect Biol Med 55:905–912

    Google Scholar 

  • Pearl J (2001) Causal inference in the health sciences: a conceptual introduction. Health Serv Outcomes Res Methodol 2:189–220

    Article  Google Scholar 

  • Pearson K (1892) The grammar of science. Walter Scott, London

    Book  Google Scholar 

  • Perreti-Watel P (2004) Du recours au paradigme épidémiologique pour l’étude des conduites à risque. Revue Française de Sociologie 45:103–132

    Article  Google Scholar 

  • Reichenbach H (1956) The direction of time. University of California Press, Berkeley/Los Angeles

    Google Scholar 

  • Rothman KJ (1976) Causes. Am J Epidemiol 104:587–592

    Google Scholar 

  • Rothman KJ (1986) Modern epidemiology. Little, Brown and Company, Boston

    Google Scholar 

  • Rothman KJ, Greenland S (2005) Causation and causal inference in epidemiology. Am J Public Health 95:S144–S150

    Article  Google Scholar 

  • Rothstein W (2003) Public health and the risk factor, a history of an uneven medical revolution. University of Rochester Press, Rochester

    Google Scholar 

  • Russell B (1912) On the notion of cause. Proc Aristot Soc 13:1–26

    Google Scholar 

  • Russo F, Williamson J (2007) Interpreting causality in the health sciences. Int Stud Philos Sci 21:157–170

    Article  Google Scholar 

  • Salmon WC (1984) Scientific explanation and the causal structure of the world. Princeton University Press, Princeton

    Google Scholar 

  • Schwartz D (1988) L’irrésolu. In: Lellouch J (ed) Présent et futur de l’épidémiologie. INSERM, Paris, pp 35–46

    Google Scholar 

  • Skolbekken J-A (1995) The risk epidemic in medical journals. Soc Sci Med 40(3):291–305

    Article  Google Scholar 

  • Steinberg D (2007) The cholesterol wars: the Cholesterol skeptics versus the preponderance of evidence. Academic Press, New York

    Google Scholar 

  • Suppes P (1970) A probabilistic theory of causality. North-Holland Publishing Company, Amsterdam

    Google Scholar 

  • Susser M (1973) Causal thinking in the health sciences. Oxford University Press, New York

    Google Scholar 

  • Thagard P (1998) Explaining disease: correlations, causes, and mechanisms. Minds Mach 8:61–78

    Article  Google Scholar 

  • Thagard P (1999) How scientists explain disease. Princeton University Press, Princeton

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Élodie Giroux .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2015 Springer Science+Business Media Dordrecht

About this chapter

Cite this chapter

Giroux, É. (2015). Risk Factor and Causality in Epidemiology. In: Huneman, P., Lambert, G., Silberstein, M. (eds) Classification, Disease and Evidence. History, Philosophy and Theory of the Life Sciences, vol 7. Springer, Dordrecht. https://doi.org/10.1007/978-94-017-8887-8_9

Download citation

Publish with us

Policies and ethics