Skip to main content

The Internationalization of Research

  • Chapter
  • First Online:
The Internationalization of the Academy

Abstract

This chapter examines the internationalization of research as revealed in the CAP data. Once having distinguished between two basic dimensions of the internationalization of academic research, namely, the international content or topics of researches and international networks or research collaborators, the factors that explain international research collaboration are identified. Next, research outputs and their dissemination are considered. The impact of collaborating with international colleagues on individual scientific productivity is tested empirically, and the relationship between individual collaboration with international colleagues and international coauthorship is also analyzed. Results of the multivariate regression analyses confirm the existence of differences among disciplines in patterns of international research collaboration as well as the impact of the type of research in which academics are engaged and continued inequalities in the internationalization of research. The impact of international collaboration on individual productivity is positive in all disciplines, as it is on coauthorship with foreign colleagues.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    The answers to these two independent questions ranged between “very much” and “not at all.” This way of inquiring research’s characteristics provides the opportunity for a more nuanced understanding of the divide between basic and applied research. At one pole, it is possible to identify a purely basic or theoretical research, that is, a type of research very much characterized as basic or theoretical and not at all as applied or practically oriented. At the opposite pole, it is possible to identify a purely applied research, that is, a type of research very much characterized as applied and not at all as theoretical. In between these two extremes, it is possible to identify several other types of research variously combining basic/theoretical and applied/practically oriented characters.

  2. 2.

    At an advanced stage of the CAP study, a different classification of Chinese institutions of higher education was proposed including within the category “universities” only national public universities while including not only local public colleges but also local public universities – previously considered as “universities” – within the category “other higher education institutions.” As a consequence, authors have rerun the data analysis on international research collaboration in order to check possible differences. No significant difference in results was found between the model including context factors presented in the text and the same model using the new classification of Chinese institutions. Further, the two models without context factors but including participating countries yield almost identical results. The net impact of working in China remains negative, but the corresponding estimate loses statistical significance suggesting the need to be cautious in drawing conclusions. Our interpretation is that although international research collaboration was more frequent in Chinese national public universities, this did not change the overall position of China within international research networks at the time of the survey.

  3. 3.

    Survey participants who were not active in the current academic year of the survey but were active in the previous were asked to consider that year’s activities when marking their selections. It is to be noted that while the question on international collaboration refers to the current academic year or the previous one, the question on scholarly contributions refers to the past three years.

References

  • Abramo, G., D’Angelo, C. A., & Di Costa, F. (2009). Research collaboration and productivity: Is there correlation? Higher Education, 57, 155–171.

    Article  Google Scholar 

  • Abramo, G., D’Angelo, C. A., & Solazzi, M. (2011). The relationship between scientists’ research performance and the degree of internationalization of their research. Scientometrics, 86, 629–643.

    Article  Google Scholar 

  • Adams, S. J. D., Black, G. C., Clemmons, J. R., Paula, E., & Stephan, P. E. (2005). Scientific teams and institutional collaborations: Evidence from U.S. Universities, 1981–1999. Research Policy, 34(3), 259–285.

    Article  Google Scholar 

  • Allen, J., & van der Velden, R. (Eds.). (2011). The flexible professional in the knowledge society: New challenges for higher education. Dordrecht: Springer.

    Google Scholar 

  • Altbach, P. G. (2006). Globalization and the university: Realities in an unequal world. In J. J. F. Forest & P. G. Altbach (Eds.), International handbook of higher education. Dordrecht: Springer.

    Google Scholar 

  • Altbach, P. G., & Teichler, U. (2001). Internationalization and exchanges in a globalized university. Journal of Studies in International Education, 5(1), 5–25.

    Article  Google Scholar 

  • Baruffaldi, S. H., & Landoni, P. (2012). Return mobility and scientific productivity of researchers working abroad: The role of home country linkages. Research Policy, 41(9), 1655–1665.

    Article  Google Scholar 

  • Bazeley, P. (2006). Research dissemination in creative arts, humanities and the social sciences. Higher Education Research and Development, 25(3), 307–321.

    Article  Google Scholar 

  • Bozeman, B., & Gaughan, M. (2011). How do men and women differ in research collaborations? An analysis of the collaborative motives and strategies of academic researchers. Research Policy, 40(10), 1393–1402.

    Article  Google Scholar 

  • Brockhoff, K. (1998). Internationalization of research and development. Berlin/New York: Springer.

    Book  Google Scholar 

  • Byun, K., & Kim, M. (2011). Shifting patterns of the government’s policies for the internationalization of Korean higher education. Journal of Studies in International Education, 15(5), 467–486.

    Article  Google Scholar 

  • Castells, M. (2000). Materials for an exploratory theory of the network society. The British Journal of Sociology, 51(1), 5–24.

    Article  Google Scholar 

  • Choi, S. (2012). Core-periphery, new clusters, or rising stars? International scientific collaboration among ‘advanced’ countries in the era of globalization. Scientometrics, 90(1), 25–41.

    Article  Google Scholar 

  • Clark, B. R. (1987). The academic life. Small worlds, different worlds. Princeton: The Carnegie Foundation for the Advancement of Teaching.

    Google Scholar 

  • Doiz, A., Lasagabaster, D., & Sierra, J. (2012). Globalisation, internationalisation, multilingualism and linguistic strains in higher education. Studies in Higher Education, 1–15, iFirst article. doi: 10.1080/03075079.2011.642349

    Google Scholar 

  • Dundar, H., & Lewis, D. R. (1998). Determinants of research productivity in higher education. Research in Higher Education, 39(6), 607–631.

    Article  Google Scholar 

  • Edler, J. (2008). Creative internationalization: widening the perspectives on analysis and policy regarding international R&D activities. The Journal of Technology Transfer, 33(4), 337–352.

    Article  Google Scholar 

  • Enders, J. (2006). The academic profession. In J. J. F. Forest & P. G. Altbach (Eds.), International handbook of higher education, Part one: Global themes and contemporary challenges (pp. 5–21). Dordrecht: Springer.

    Chapter  Google Scholar 

  • Filippetti, A., Frenz, M., & Letto-Gillies, G. (2011). Are innovation and internationalization related? An analysis of European countries. Industry and Innovation, 18(5), 437–459.

    Article  Google Scholar 

  • Fox, M. G., & Mohabatra, S. (2007). Social-organizational characteristics of work and publication productivity among academic scientists in doctoral-granting departments. Journal of Higher Education, 78, 542–571.

    Article  Google Scholar 

  • Franceschet, M., & Costantini, A. (2010). The effect of scholar collaboration on impact and quality of academic papers. Journal of Informetrics, 4, 540–553.

    Article  Google Scholar 

  • Frølich, N. (2008). Justifications and drivers: Higher education institutions’ strategies of internationalisation. In A. Gornitzka & L. Langfeldt (Eds.), Borderless knowledge: Understanding the “new” internationalisation of research and higher education in Norway (pp. 103–124). Dordrecht: Springer.

    Google Scholar 

  • Godin, B., & Gingras, Y. (2000). Impact of collaborative research on academic science. Science and Public Policy, 27(1), 65–73.

    Article  Google Scholar 

  • Gornitzka, Å. (2008). The internationalisation of research and higher education. In Å. Gornitzka & L. Langfeldt (Eds.), Borderless knowledge: Understanding the “new” internationalisation of research and higher education in Norway (pp. 1–11). Dordrecht: Springer.

    Google Scholar 

  • Gulbrandsen, M., & Kyvik, S. (2010). Are the concepts basic research, applied research and experimental development still useful? An empirical investigation among Norwegian academics. Science and Public Policy, 37(5), 343–353.

    Article  Google Scholar 

  • Horta, H. (2009). Global and national prominent universities: Internationalization, competitiveness and the role of the state. Higher Education, 58, 387–405.

    Article  Google Scholar 

  • Horta, H., & Lacy, T. A. (2011). How does size matter for science? Exploring the effects of research unit size on academics’ scientific productivity and information exchange behaviors. Science and Public Policy, 38(6), 449–460.

    Article  Google Scholar 

  • Hui, A., & Kiggundu, M. (2011). Internationalization of research and development: Trends, patterns, and the evidence. Business Innovation and Technology Management. IEEE International Summer Conference of Asia Pacific, pp. 179–182.

    Google Scholar 

  • Hwang, K. (2008). International collaboration in multilayered center-periphery in the globalization of science and technology. Science, Technology, & Human Values, 33(1), 101–133.

    Article  Google Scholar 

  • Katz, J. S., & Martin, B. R. (1997). What is research collaboration? Research Policy, 26(11), 1–18.

    Article  Google Scholar 

  • Keenan, M., Cutler, P., Marks, J., Meylan, R., Smith, C., & Koivisto, E. (2012). Orienting international science cooperation to meet global ‘grand challenges’. Science and Public Policy, 39(2), 166–177.

    Article  Google Scholar 

  • Kitagawa, F. (2010). Pooling resources for excellence and relevance: An evolution of universities as multi-scalar network organizations. Minerva, 48, 169–187.

    Article  Google Scholar 

  • Kyvik, S. (1995). Are big university departments better than small ones? Higher Education, 30(3), 295–304.

    Article  Google Scholar 

  • Lee, S., & Bozeman, B. (2005). The impact of research collaboration on scientific productivity. Social Studies of Science, 35(5), 673–702.

    Article  Google Scholar 

  • Luukkonen, T., Persson, O., & Sivertsen, G. (1992). Understanding patterns of international scientific collaboration. Science, Technology & Human Values, 17(1), 101–126.

    Article  Google Scholar 

  • O’Brien, T. L. (2012). Change in academic co-authorship, 1953–2003. Science, Technology & Human Values, 37(3), 210–234.

    Article  Google Scholar 

  • Olson, J. E. (1994). Institutional and technical constraints on faculty gross productivity in American doctoral universities. Research in Higher Education, 35(5), 549–567.

    Article  Google Scholar 

  • Ponds, R. (2009). The limits to internationalization of scientific research collaboration. The Journal of Technology Transfer, 34, 76–94.

    Article  Google Scholar 

  • Rhoades, G. (2001). Managing productivity in an academic institution: Rethinking the whom, which, what, and whose of productivity. Research in Higher Education, 42(5), 619–632.

    Article  Google Scholar 

  • Rostan, M. (2011). English as “lingua franca” and the internationalization of the academe, International Higher Education, 63(Spring), 11–13.

    Google Scholar 

  • Salmi, J. (2009). The challenge of establishing world-class universities. Washington, DC: The World Bank.

    Book  Google Scholar 

  • Slipersaeter, S., & Aksens, D. W. (2010). The many ways of internationalisation. Patterns of R&D funding and collaboration. In Å. Gornitzka & L. Langfeldt (Eds.), Borderless knowledge. Understanding the “new” internationalisation of research and higher education in Norway (pp. 13–31). Dordrecht: Springer.

    Google Scholar 

  • Smeby, J. C., & Gornitzka, Å. (2010). All cosmopolitans now? The changing international contacts of university researchers. In Å. Gornitzka & L. Langfeldt (Eds.), Borderless knowledge. Understanding the “new” internationalisation of research and higher education in Norway (pp. 37–50). Dordrecht: Springer.

    Google Scholar 

  • Stroebe, W. (2010). The graying of academia: Will it reduce scientific productivity? American Psychologist, 65(7), 660–673.

    Article  Google Scholar 

  • Teichler, U. (2004). The changing debate on internationalization of higher education. Higher Education, 48, 5–26.

    Article  Google Scholar 

  • Trilokekar, R. D. (2010). International education as soft power? The contributions and challenges of Canadian foreign policy to the internationalization of higher education. Higher Education, 59, 131–147.

    Article  Google Scholar 

  • UNESCO. (2006). International Standard Classification of Education (ISCE)—1997. Montreal: UNESCO Institute for Statistics.

    Google Scholar 

  • van Raan, A. F. J. (1997). Science as an international enterprise. Science and Public Policy, 24(5), 290–300.

    Google Scholar 

  • Webber, K. (2011). Measuring faculty productivity. In J. C. Shin, R. K. Toutkoushian, & U. Teichler (Eds.),University rankings—Theoretical basis, methodology and impacts on global higher education (Vol. 3, Part 2 of The changing academy. The changing academic profession in international and comparative perspective, pp. 105–121). Dordrecht: Springer.

    Google Scholar 

  • Wildavsky, B. (2010). The great brain race: How global universities are reshaping the world. Princeton: Princeton University Press.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Michele Rostan .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2014 Springer Science+Business Media Dordrecht

About this chapter

Cite this chapter

Rostan, M., Ceravolo, F.A., Metcalfe, A.S. (2014). The Internationalization of Research. In: Huang, F., Finkelstein, M., Rostan, M. (eds) The Internationalization of the Academy. The Changing Academy – The Changing Academic Profession in International Comparative Perspective, vol 10. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-7278-6_7

Download citation

Publish with us

Policies and ethics