Skip to main content

A History of Causal Analysis in the Social Sciences

  • Chapter
  • First Online:
Handbook of Causal Analysis for Social Research

Abstract

In this chapter we provide an overview of the history of causal analysis in the social sciences. We review literature published from the mid-1800s to the present day, tracing the key strains of thought that lead to our current understandings of causal analysis in the social sciences. Given space limitations, we focus on three of the most important strands of causal analysis – those based on (1) constant conjunction and regularity accounts, (2) correlational and path analytic techniques, and (3) potential outcomes and counterfactual frameworks. We then return to the complexity of a Weberian approach, which contains nearly all of the elements of these three major frameworks into a single case-oriented method to causal analysis. We conclude by speculating on the future of causal analysis in the social sciences.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 79.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 99.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 169.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Rubin writes that “Neyman (1923) in his Ph.D. thesis, appears to have been the first writer to use this potential outcome notation” (2005: 324).

  2. 2.

    It may be useful to note here that we do not make a strong distinction between the use of the words factors and variables. In fact, insisting on a strong distinction between these two in practice is often fruitless and nearly always misleading. Here, each can be continuous or discrete and in the most general sense refers to things that can vary or be manipulated by a researcher. Thus, unless otherwise noted, we use variables and factors interchangeably throughout the text. However, we do reserve the term random variable for something more specific as is often the case in the statistical literature.

  3. 3.

    See Rosenbaum and Rubin (1983) for further details on this theorem and its utility.

  4. 4.

    See Ringer’s (2002) insightful discussion of Weber’s contributions to causal analysis.

  5. 5.

    See Eliason and Stryker (2009) for the foundations of the fuzzy-set goodness-of-fit tests used by Eliason et al. (2008) and Stryker et al. (2011b).

References

  • Angrist, J. D. (1990). Lifetime earnings and the Vietnam era draft lottery: Evidence from social security administrative records. The American Economic Review, 80, 313–336.

    Google Scholar 

  • Angrist, J. D., Imbens, G., & Rubin, D. B. (1996). Identification of causal effects using instrumental variables. Journal of the American Statistical Association, 91, 444–455.

    Article  Google Scholar 

  • Becker, S. O., & Ichino, A. (2002). Estimation of average treatment effects based on propensity scores. The Stata Journal, 2, 358–377.

    Google Scholar 

  • Blalock, H. M., Jr. (1961a). Causal inference in nonexperimental research. New York: Norton.

    Google Scholar 

  • Blalock, H. M., Jr. (1961b). Correlation and causality: The multivariate case. Social Forces, 39, 246–251.

    Article  Google Scholar 

  • Blalock, H. M., Jr. (1962). Four-variable causal models and partial correlations. The American Journal of Sociology, 68, 182–194.

    Article  Google Scholar 

  • Blalock, H. M., Jr. (1969). Multiple indicators and the causal approach to measurement error. The American Journal of Sociology, 75, 264–273.

    Article  Google Scholar 

  • Bollen, K. A. (1989). Structural equations with latent variables. New York: Wiley.

    Google Scholar 

  • Bollen, K. A., & Curran, P. J. (2004). Autoregressive latent trajectories (ALT) models: A synthesis of two traditions. Sociological Methods & Research, 32, 336–383.

    Article  Google Scholar 

  • Bollen, K. A., & Curran, P. J. (2006). Latent curve models: A structural equation perspective. New York: Wiley.

    Google Scholar 

  • Bollen, K. A., & Paxton, P. (1998). Detection and determinants of bias in subjective measures. American Sociological Review, 63, 465–478.

    Article  Google Scholar 

  • Bowden, R. J., & Turkington, D. A. (1984). Instrumental variables. Cambridge: Cambridge University Press.

    Google Scholar 

  • Browne, M. W. (1984). Asymptotically distribution-free methods for the analysis of covariance structures. British Journal of Mathematical and Statistical Psychology, 37, 62–83.

    Article  Google Scholar 

  • Caren, N., & Panofsky, A. (2005). TQCA: A technique for adding temporality to qualitative comparative analysis. Sociological Methods & Research, 34, 147–172.

    Article  Google Scholar 

  • Duncan, O. D. (1966). Path analysis: Sociological examples. The American Journal of Sociology, 72, 1–16.

    Article  Google Scholar 

  • Duncan, O. D. (1975). Introduction to structural equation models. New York: Academic.

    Google Scholar 

  • Duncan, O. D., Haller, A. O., & Portes, A. (1968). Peer influences on aspirations: A reinterpretation. The American Journal of Sociology, 74, 119–137.

    Article  Google Scholar 

  • Durkheim, E. (1938). The rules of sociological method (S. A. Solovay & J. H. Mueller, Trans.). Glencoe: The Free Press.

    Google Scholar 

  • Eliason, S. R., & Stryker, R. (2009). Goodness-of-fit tests and descriptive measures in fuzzy set analysis. Sociological Methods and Research, 38, 102–146.

    Article  Google Scholar 

  • Eliason, S. R., Stryker, R., & Tranby, E. (2008). The welfare state, family policies and women’s labor forces participation: Combining fuzzy-set and statistical methods to assess causal relations and estimate causal effects. In L. Kenworthy & A. Hicks (Eds.), Method and substance in macrocomparative analysis, research methods series (pp. 135–195). New York: Palgrave Macmillan.

    Google Scholar 

  • Epstein, J., Duerr, D., Kenworthy, L., & Ragin, C. C. (2008). Comparative employment performance: A fuzzy-set analysis. In L. Kenworthy & A. Hicks (Eds.), Method and substance in macrocomparative analysis, research methods series (pp. 67–90). New York: Palgrave Macmillan.

    Google Scholar 

  • Fisher, R. A. (1935). The design of experiments. New York: Hafner.

    Google Scholar 

  • Freedman, D. A. (1987). As others see us: A case study in path analysis (with discussion). Journal of Educational Statistics, 12, 101–223.

    Article  Google Scholar 

  • Gangl, M. (2010). Causal inference in sociological research. Annual Review of Sociology, 36, 21–47.

    Article  Google Scholar 

  • Goldberger, A. S. (1972). Structural equation methods in the social sciences. Econometrica, 40, 979–1001.

    Article  Google Scholar 

  • Grant, D., Morales, A., & Sallaz, J. J. (2009). Pathways to meaning: A new approach to studying emotions at work. The American Journal of Sociology, 115, 327–364.

    Article  Google Scholar 

  • Haavelmo, T. (1943). The statistical implications of a system of simultaneous equations. Econometrica, 11, 1–12.

    Article  Google Scholar 

  • Heckman, J. J. (2000). Causal parameters and policy analysis in economics: A twentieth century retrospective. Quarterly Journal of Economics, 115, 45–97.

    Article  Google Scholar 

  • Heckman, J. J. (2005). The scientific model of causality. Sociological Methodology, 35, 1–97.

    Article  Google Scholar 

  • Holland, P. W. (1986). Statistics and causal inference. Journal of the American Statistical Association, 81, 945–960.

    Article  Google Scholar 

  • Hood, W. C., & Koopmans, T. C. (1953). Studies in econometric method. New York: Wiley.

    Google Scholar 

  • Hume, D. (1896). A treatise of human nature. Oxford: Clarendon.

    Google Scholar 

  • Jöreskog, K. G. (1973). A general method for estimating a linear structural equation system. In A. Goldberger & O. D. Duncan (Eds.), Structural equation models in the social sciences (pp. 85–112). New York: Academic.

    Google Scholar 

  • Jöreskog, K. G., & Sorbom, D. (2001). LISREL 8 user’s reference guide. Chicago: Scientific Software International.

    Google Scholar 

  • Keesling, J. W. (1972). Maximum likelihood approaches to causal flow analysis. Chicago: Department of Education, University of Chicago.

    Google Scholar 

  • Kelloway, E. K. (1998). Using LISREL for structural equation modeling: A researcher’s guide. Thousand Oaks: Sage.

    Google Scholar 

  • Leahey, E. (2006). Gender differences in productivity: Research specialization as a missing link. Gender and Society, 20, 754–780.

    Article  Google Scholar 

  • Leahey, E. (2007). Not by productivity alone: How visibility and specialization contribute to academic earnings. American Sociological Review, 72, 533–561.

    Article  Google Scholar 

  • Lewis, D. (1973). Causation. The Journal of Philosophy, 70, 556–567.

    Article  Google Scholar 

  • Lewis, D. (2000). Causation as influence. Journal of Philosophy, 97, 182–197.

    Article  Google Scholar 

  • Lizardo, O. (2006). How cultural tastes shape personal networks. American Sociological Review, 71, 778–807.

    Article  Google Scholar 

  • Mahoney, J. (2003). Long-run development and the legacy of colonialism in Spanish America. The American Journal of Sociology, 109, 51–106.

    Article  Google Scholar 

  • Matsueda, R. L. (2012). Key advances in the history of structural equation modeling. In R. Hoyle (Ed.), Handbook of structural equation modeling (pp. 17–42). New York: Guilford Press.

    Google Scholar 

  • Mill, J. S. (1882). A system of logic, ratiocinative and inductive: Being a connected view of the principles of evidence and the methods of scientific investigation. New York: Harper & Brothers.

    Google Scholar 

  • Morgan, S. L., & Winship, C. (2007). Counterfactuals and causal inference: Methods and principles for social research. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Muthen, B. (1984). A general structural equation model with dichotomous, ordered categorical, and continuous latent variable indicators. Psychometrika, 49, 115–132.

    Article  Google Scholar 

  • Muthen, B. (1987). Response to freedman’s critique of path analysis: Improve credibility by better methodological training. Journal of Educational Statistics, 12, 178–184.

    Article  Google Scholar 

  • Neyman, J. (1923). On the application of probability theory to agricultural experiments. Essay on principles. Section 9. Roczniki Nauk Rolniczych Tom X [in Polish]; translated in Statistical Science 5, 465–480.

    Google Scholar 

  • Neyman, J., & Pearson, E. S. (1928). On the use and interpretation of certain test criteria for purposes of statistical inference. Biometrika, 20A(175–240), 63–94.

    Google Scholar 

  • Pearl, J. (2000). Causality: Models, reasoning, and inference. Cambridge: Cambridge University Press.

    Google Scholar 

  • Pearl, J. (2009a). Causal inference in statistics: An overview. Statistics Surveys, 3, 96–146.

    Article  Google Scholar 

  • Pearl, J. (2009b). Causality: Models, reasoning, and inference. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Pearl, J. (2010). The foundations of causal inference. Sociological Methodology, 40, 75–149.

    Article  Google Scholar 

  • Pearson, K. (1900). The grammar of science. London: Adam & Charles Black.

    Google Scholar 

  • Pedriana, N., & Stryker, R. (2004). The strength of a weak agency: Title VII of the 1964 Civil Rights Act and the expansion of state capacity, 1965–1971. The American Journal of Sociology, 110, 709–760.

    Article  Google Scholar 

  • Peirce, C. S., & Jastrow, J. (1884). On small differences of sensation. Proceedings of the National Academy of Sciences, 3, 75–83.

    Google Scholar 

  • Raftery, A. E. (1986). Choosing models for cross-classifications. American Sociological Review, 51, 145–146.

    Article  Google Scholar 

  • Raftery, A. E. (1993). Bayesian model selection in structural equation models. In K. A. Bollen & J. S. Long (Eds.), Testing structural equation models (pp. 163–180). Newberry Park: Sage.

    Google Scholar 

  • Raftery, A. E. (1995). Bayesian model selection in social research. Sociological Methodology, 25, 111–163.

    Article  Google Scholar 

  • Ragin, C. C. (1987). The comparative method: Moving beyond qualitative and quantitative strategies. Berkeley: University of California Press.

    Google Scholar 

  • Ragin, C. C. (2000). Fuzzy-set social science. Chicago: University of Chicago Press.

    Google Scholar 

  • Ragin, C. C. (2008). Redesigning social inquiry: Fuzzy sets and beyond. Chicago: University of Chicago Press.

    Book  Google Scholar 

  • Ragin, C. C., & Strand, S. I. (2005). Using qualitative comparative analysis to study causal order comment on caren and panofsky. Sociological Methods & Research, 36, 431–441.

    Article  Google Scholar 

  • Ringer, F. (1997). Max Weber’s methodology: The unification of the cultural and social sciences. Cambridge, MA: Harvard University Press.

    Google Scholar 

  • Ringer, F. (2002). Max Weber on causal analysis, interpretation, and comparison. History and Theory, 41, 163–178.

    Article  Google Scholar 

  • Robins, J. M., Hernan, M. A., & Brumback, B. (2000). Marginal structural models and causal inference in epidemiology. Epidemiology, 11, 550–560.

    Article  Google Scholar 

  • Rosenbaum, P. R., & Rubin, D. B. (1983). The central role of the propensity score in observational studies for causal effects. Biometrika, 70, 41–55.

    Article  Google Scholar 

  • Rubin, D. B. (1974). Estimating causal effects of treatments in randomized and nonrandomized studies. Journal of Educational Psychology, 66, 688–701.

    Article  Google Scholar 

  • Rubin, D. B. (1977). Assignment of treatment group on the basis of a covariate. Journal of Educational Statistics, 2, 1–26.

    Article  Google Scholar 

  • Rubin, D. B. (1978). Bayesian inference for causal effects: The role of randomization. The Annals of Statistics, 6, 34–58.

    Article  Google Scholar 

  • Rubin, D. B. (1981). Estimation in parallel randomized experiments. Journal of Educational Statistics, 6, 377–400.

    Article  Google Scholar 

  • Rubin, D. B. (1986). Statistics and causal inference: Comment: Which ifs have causal answers? Journal of the American Statistical Association, 83, 961–962.

    Google Scholar 

  • Rubin, D. B. (2001). Using propensity scores to help design observational studies: Application to the tobacco litigation. Health Service Outcomes Research Methodology, 2, 169–188.

    Article  Google Scholar 

  • Rubin, D. B. (2005). Causal inference using potential outcomes. Journal of the American Statistical Association, 100, 322–331.

    Article  Google Scholar 

  • Sewell, W. H., & Hauser, R. M. (1975). Education, opportunity, and earnings: Achievement in the early career. New York: Academic.

    Google Scholar 

  • Simon, H. A. (1954). Spurious correlation: A causal interpretation. Journal of the American Statistical Association, 49, 467–479.

    Google Scholar 

  • Skocpol, T. (1979). States and social revolutions: A comparative analysis of France, Russia, and China. Cambridge: Cambridge University Press.

    Google Scholar 

  • Small, A. W. (1898). The methodology of the social problem. Division I. The sources and uses of material. The American Journal of Sociology, 4, 113–144.

    Article  Google Scholar 

  • Sobel, M. E. (1995). Causal inference in the social and behavioral sciences. In G. Arminger, C. C. Clogg, & M. E. Sobel (Eds.), Handbook of statistical modeling for the social and behavioral sciences (pp. 1–38). New York: Plenum.

    Google Scholar 

  • Sobel, M. E. (1996). An introduction to causal inference. Sociological Methods & Research, 24, 353–379.

    Article  Google Scholar 

  • Sobel, M. E. (2005). Discussion: The scientific model of causality. Sociological Methodology, 35, 99–133.

    Article  Google Scholar 

  • Spearman, C. (1904). General intelligence, objectively determined and measured. The American Journal of Psychology, 15, 201–293.

    Article  Google Scholar 

  • Stryker, R. (1989). Limits on technocratization of the law: The elimination of the National Labor Relations Board’s Division of Economic Research. American Sociological Review, 54, 341–358.

    Article  Google Scholar 

  • Stryker, R. (1990). Science, class and the welfare state: A class-centered functional account. The American Journal of Sociology, 96, 684–726.

    Article  Google Scholar 

  • aStryker, R. (1996). Beyond history vs. theory: Strategic narrative and sociological explanation. In P. J. Dubeck and K. Borman (Eds.), Women and work: A handbook (pp. 74–77). New York: Garland.

    Google Scholar 

  • aStryker, R., Docka-Filipek, D., & Wald, P. (2011a). Employment discrimination law and industrial psychology: Social science as social authority and the co-production of law and science. Law & Social Inquiry, 37, 777–814.

    Google Scholar 

  • Stryker, R., Eliason, S. R., Tranby, E., & Hamilton, W. (2011b). Family policies, education and female labor market participation in advanced capitalist democracies. In G. Cohen, B. Ansell, J. Gingrich, & R. Cox (Eds.), Social policy in the smaller European Union states (pp. 42–70). New York: Berghahn Books.

    Google Scholar 

  • avon Kries, J. (1888). Uber den Begriff der objektiven Mtiglichkeit. Zeitschriftfiir wissenschaftliche Philosophie, 12, 180–220.

    Google Scholar 

  • Walker, H., & Cohen, B. (1985). Scope statements: Imperatives for evaluating theory. American Sociological Review, 50, 288–301.

    Article  Google Scholar 

  • Wiley, D. E. (1973). The identification problem for structural equation models with unmeasured variables. In A. Goldberger & O. D. Duncan (Eds.), Structural equation models in the social sciences (pp. 69–84). New York: Academic.

    Google Scholar 

  • Winship, C., & Morgan, S. L. (1999). The estimation of causal effects from observational data. Annual Review of Sociology, 25, 659–706.

    Article  Google Scholar 

  • Wright, S. (1920). The relative importance of heredity and environment in determining the piebald pattern of guinea pigs. Proceedings of the National Academy of Sciences, 6, 320–332.

    Article  Google Scholar 

  • Wright, S. (1921). Correlation and causation. Journal of Agricultural Research, 20, 557–585.

    Google Scholar 

  • Wright, S. (1925). Corn and hog correlations. Washington, DC: U.S. Department of Agriculture.

    Google Scholar 

  • Wright, S. (1934). The method of path coefficients. Annals of Mathematical Statistics, 5, 161–215.

    Article  Google Scholar 

  • Wundt, W. (1883). Logik (Methodenlehre, Vol. 2). Stuttgart: Enke.

    Google Scholar 

  • Yule, G. U. (1896). On the correlation of total pauperism with proportion of out-relief. The Economic Journal, 6, 613–623.

    Article  Google Scholar 

  • Yule, G. U. (1932). An introduction to the theory of statistics. London: Charles Griffin and Co.

    Google Scholar 

Download references

Acknowledgements

The authors would like to thank Stephen L. Morgan and Robin Stryker for their invaluable time and comments, which helped to make this chapter all the better. We, of course, are solely responsible for any remaining errors.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Sondra N. Barringer .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2013 Springer Science+Business Media Dordrecht

About this chapter

Cite this chapter

Barringer, S.N., Eliason, S.R., Leahey, E. (2013). A History of Causal Analysis in the Social Sciences. In: Morgan, S. (eds) Handbook of Causal Analysis for Social Research. Handbooks of Sociology and Social Research. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-6094-3_2

Download citation

Publish with us

Policies and ethics