Abstract
Art 26 restates the pillar of treaty law and the pivotal key to international law: pacta sunt servanda. Considering its significance, the provision is not too prominently placed in Part III of the Convention. The Preamble, after all, highlights pacta sunt servanda by aligning the principle with two others basic corner stones of treaty law: free consent and good faith (3rd recital). Rephrasing the principle pacta sunt servanda in Art 26 is first and foremost of symbolic significance. As Verdross rightly stresses, the binding force of international treaties has logical priority to any particular treaty and thus cannot itself be the legal consequence of a treaty such as the VCLT.
Notes
- 1.
Binder (2008), pp. 317, 321.
- 2.
Verdross (1926), pp. 28–33; see also Fitzmaurice IV 53.
- 3.
- 4.
- 5.
Cf Ripert (1933), p. 589.
- 6.
Collinet (1932), p. 494; one of the oldest traces of the pacta sunt servanda maxim can be found in the Liber Extra, decrees by Pope Gregory IX from the year 1234, a restatement of holdings of the Council of Carthage (around 348 AD) presided by Gratus, Decretales 1, 35, 1: “pacta quantumcumque nuda servanda sunt” (“pacts, however naked, must be kept”). For the history of pacta sunt servanda cf Redslob (1923), pp. 47–57, 122–128.
- 7.
Dig 2.14.7.7 (Ulpian): “The praetor says: I will enforce agreements in the form of a pact (…)”; but see Hyland (1994), p. 412 who concludes that the pacta maxim is not Roman, given that Ulpian wrote earlier: “a naked agreement gives not rise to an obligation but to a defense” (Dig 2.14.7.4), translated by Monro (1904), pp. 108–111.
- 8.
Lachs (1997), p. 847.
- 9.
- 10.
de Vattel (1758/1916), pp. 162–163.
- 11.
Bluntschli (1881), Art 410.
- 12.
Fiore (1890), Arts 735, 769–772.
- 13.
Preamble para 5 Covenant of the League of Nations 225 CTS 188: “by the maintenance of justice and a scrupulous respect for all treaty obligations in the dealings of organised peoples with one another”.
- 14.
Art 18: “No such treaty or international engagement shall be binding until so registered.”
- 15.
Adopted at the 6th International Conference of American States, 20 February 1928 (1928) 22 AJIL Supp 138.
- 16.
1948 Charter of the Organization of American States 119 UNTS 3.
- 17.
Art 20 Harvard Draft: “A State is bound to carry out in good faith the obligations which it has assumed by a treaty.”
- 18.
Fitzmaurice I 108.
- 19.
Waldock III 15 (Draft Art 59): extension of a treaty to the territory of a State with its authorization.
- 20.
Waldock III 19 (Draft Art 62): treaties providing for obligations or rights of third States.
- 21.
Waldock III 26 (Draft Art 63): treaties providing for objective régimes.
- 22.
Waldock III 7–8.
- 23.
See particularly [1964] YbILC I 165, para 8.
- 24.
[1964] YbILC I 232, para 3 (Paredes and Bartoš abstained).
- 25.
UNCLOT II 49, para 67.
- 26.
For an early instance, see eg Fitzmaurice I 118; Waldock VI 60 noted that “to precede [Part I] with a staccato statement of the pacta sunt servanda rule might not seem very satisfactory from a scientific point of view”.
- 27.
See eg the comments of Israel, Waldock VI 59, 298; cf also the remarks of El-Erian and Rosenne [1966-I/2] YbILC 32, para 9, 33, para 20, 34, para 28; cf also Fitzmaurice I 108, Draft Art 5.
- 28.
SR Waldock had proposed to include the rule in the Preamble so as to demonstrate its importance, [1966-I/2] YbILC 37, para 71; cf Final Draft, Commentary to Art 23, para 5.
- 29.
Occasionally dubbed ‘inequitable’ or ‘leonine treaties’. That issue made Part V the most highly contested piece of the Convention at the Vienna Conference, see Rosenne (1970), pp. 75–77.
- 30.
See eg the comment of Czechoslovakia, Waldock VI 59, see also Gormley (1970), p. 381.
- 31.
See eg the observations of the representatives of Cuba and Czechoslovakia UNCLOT II 45–46, paras 4 and 22; see in this context the ‘Declaration on the Prohibition of Military, Political or Economic Coercion in the Conclusion of Treaties’ annexed to the Final Act, UN Doc A/CONF.39/26, UNCLOT III 285.
- 32.
Cf ILC Report 16th Session [1964-II] YbILC 177, para 3; ILC Report 17th Session Part II [1966-II] YbILC 211, para 3; Briggs, Elias, Verdross, Tabibi, Tsuruoka, Amado, Liang, Yasseen and again Elias in [1964-I] YbILC 24, para 44, 24, para 51, 24, para 57, 27, para 11, 28, para 22, 30, para 45, 30, para 46, 30, para 50, 31, para 57; the comment of Cyprus, Waldock VI 59; Verdross, Briggs in [1966-I/2] YbILC 32, para 7, 35, para 44. For the opposite view, see ILC Report 16th Session [1964-II] YbILC 177, para 3; ILC Report 17th Session Part II [1966-II] YbILC 211, para 3; Bartoš, Rosenne in [1964] YbILC I 25, para 66, 26, para 75; Tunkin, Chairman Ago, de Luna, El-Erian, Pessou, SR Waldock in [1964-I] YbILC 28, para 15, 29, para 30, 29, para 35, 30, para 41, 30, para 43, 32, para 69; Lachs, Rosenne, Ago, Jiménez de Aréchaga in [1966-I/2] YbILC 33, para 15, 34, para 27, 34, para 36, 36, para 56.
- 33.
Cf the amendment proposed at the Vienna Conference by Bolivia, Czechoslovakia, Ecuador, Spain and Tanzania UN Doc A/CONF.39/C.1/L.118, UNCLOT III 145, para 233.
- 34.
UNCLOT II 49, para 63.
- 35.
PCIJ ‘Lotus’ PCIJ Ser A No 10, 18.
- 36.
See eg Harvard Draft 987. Lauterpacht (1933), p. 411 calls it “doctrine of self-limitation”.
- 37.
Hegel (1820), §§ 330–340.
- 38.
- 39.
Jellinek (1880), pp. 40–42.
- 40.
Fitzmaurice I 108 (Draft Art 4 para 1): “The foundation of treaty obligation is consent, coupled with the fundamental principle of law that consent gives rise to obligation.” See also Lauterpacht (1933), p. 411; cf also Borchard (1926), p. 1086; critics include Triepel (1899), p. 79; Duguit (1917), pp. 139–144; Verdross (1927), pp. 265–266; Brierly (1928); Chailley (1932), p. 102.
- 41.
- 42.
For an overview, see Schachter (1968), p. 301.
- 43.
Radoikovitch (1930), p. 19.
- 44.
Schachter (1968), p. 302.
- 45.
- 46.
- 47.
- 48.
Wehberg (1959), p. 782.
- 49.
Shen (1999), p. 307.
- 50.
On the good faith element of Suárez’ system of jurisprudence see Scott (1939), p. 566.
- 51.
- 52.
de Vattel (1758/ 1916), pp. 188–189.
- 53.
Grotius (1646/1964 III), pp. 792–803.
- 54.
- 55.
Cheng (1953), p. 113.
- 56.
Chailley (1932), p. 79 et seq.
- 57.
ICJ Nuclear Tests (New Zealand v France) [1974] ICJ Rep 457, para 49.
- 58.
- 59.
Anzilotti (1928), pp. 43–45.
- 60.
- 61.
- 62.
Anzilotti (1928), pp. 72–73; cf also Bourquin (1931), p. 80 (“principe plus vaste”); Tunkin [1964] YbILC I 27, para 14 (“rule […] of much wider application than the law of treaties”); Ago [1964] YbILC I 28, para 26 (“basis of the binding force of any rule of international law”); Bastid (1985), p. 115; Lachs (1997), p. 370; Salmon (2011), Art 26 MN 11.
- 63.
See particularly Hart (1961), pp. 230–231.
- 64.
de Louter (1920), p. 471; Oppenheim (1905), § 493 p. 519; Basdevant (1936), p. 642; Whitton (1935), p. 404; Guggenheim (1967), p. 57; Wehberg (1959), pp. 782–783; Salmon (2011), Art 26 MN 43; for earlier references see Harvard Draft 989; for a different view see Lavalle (1982), p. 28. See also ‘Rainbow Warrior’ Affair (New Zealand v France) (1990) 20 RIAA 217, para 75. Kelsen later also joined this school of thought, see Kelsen (1945), p. 369, stating that the basic norm of international law is the principle consuetudo est servanda, establishing custom as a ‘norm-creating fact’, and that customary international law, including pacta sunt servanda, developed on the basis of this norm; Kelsen (1957), pp. 257, 263.
- 65.
- 66.
Sole arbitrator Dupuy in Texaco v Libya (1977) 53 ILR 389, p. 19 para 51; see also ECJ Racke C-162/96 [1998] ECR I-3655, para 49.
- 67.
1920 Statute of the PCIJ 6 LNTS 380.
- 68.
- 69.
Van Bokkelen v Haiti (United States v Haiti) [1886-I] US Foreign Relations 1034–1035.
- 70.
Metzger & Co v Haiti (United States v Haiti) [1901] US Foreign Relations 262, 276. See also Metzger & Co v Haiti (United States v Haiti) [1901] US Foreign Relations 262, 271: “It cannot be that good faith is less obligatory upon nations than upon individuals in carrying out agreements.”
- 71.
Heirs of Jean Maninat (France v Venezuela) (1905) 10 RIAA 55, 78.
- 72.
Fitzmaurice and Elias (2005), p. 3; IACtHR Reintroduction of the Death Penalty in Peru (Advisory Opinion) Case OC-14/94 (1995) 16 Human Rights LJ 9, 13; Dupuy in Texaco v Libya (1977) 53 ILR 389, p. 19 para 51, citing Jessup.
- 73.
Elias and Lim (1998), p. 208.
- 74.
PCIJ Payment of Various Serbian Loans Issued in France PCIJ Ser A No 20, 41 (1929); Payment in Gold of Brazilian Federal Loans Issued in France PCIJ Ser A No 21, 141 (1929).
- 75.
For references, see SR Garcia-Amador 4th Report on State Responsibility [1959-II] YbILC 1, para 119.
- 76.
PCIJ Losinger & Co Case PCIJ Pleadings, Oral Statements and Documents Ser C No 78, 32 (1936), English translation in SR Garcia-Amador 4th Report on State Responsibility [1959-II] YbILC 1, para 116.
- 77.
SR Garcia-Amador 4th Report on State Responsibility [1959-II] YbILC 1, paras 121–123. This is the prevailing view even if the contracting parties have chosen international law as the proper law of the contract, see Marboe and Reinisch (2011), MN 32–35.
- 78.
Cf Schreuer (2009), Art 42 MN 21.
- 79.
Kischel (1992), p. 343.
- 80.
- 81.
Sole arbitrator Mahmassani in Liamco v Libya (1977) 62 ILR 140, 175–176 (“sanctity of property and contracts”), 190–193; sole arbitrator Dupuy in Texaco v Libya (1977) ILR 389, 462; sole arbitrator Lagergren in BP v Libya (1979) 53 ILR 297, 332.
- 82.
Convention on the Settlement of Investment Disputes between States and Nationals of Other States 575 UNTS 159.
- 83.
Arbitrators Badawi, Hassan and Habachy in Saudi Arabia v Aramco (1958) 27 ILR 117, 167: “The Concession Agreement […] derives therefore its judicial force from the legal system of Saudi Arabia, The Shari’a, the Divine law of Islam supplemented by Royal Decree […]”.
- 84.
Cf Ago [1964-I] YbILC 28, para 26; [1966-I/2] YbILC 35, para 47; see also Whitton (1934), p. 159.
- 85.
Thirlway (1972), p. 38.
- 86.
UNCLOT I 158, para 71.
- 87.
La Fontaine (1902), pp. 157, 165.
- 88.
ICJ Boundary between Cameroon and Nigeria (Preliminary Objections) [1998] ICJ Rep 275, para 59.
- 89.
UNCLOT II 47, para 33, 49, para 63, 157, para 47; Final Draft, Commentary to Art 23, 211, para 3.
- 90.
Matz-Lück (2010), MN 18.
- 91.
The classification of international law obligations has been discussed in the context of Art 40 ILC Articles on State Responsibility as well, cf Sicilianos (2002).
- 92.
[1963-I] YbILC 128, para 3.
- 93.
On the differences between the English and the French usage of the terms, see Simma (1972), pp. 44–45.
- 94.
- 95.
- 96.
Fitzmaurice II 31; see also Provost (2002), p. 121.
- 97.
1949 Geneva Convention Relative to the Treatment of Prisoners of War 75 UNTS 135.
- 98.
Schneeberger (1948), p. 30.
- 99.
Osiel (2009), p. 79: ‘observational reciprocity’.
- 100.
Simma (2008), MN 11.
- 101.
- 102.
500 UNTS 95.
- 103.
596 UNTS 261.
- 104.
Simma (1972), p. 153.
- 105.
Sicilianos (2002), p. 1134.
- 106.
Simma (1994), pp. 338, 351–352.
- 107.
Fitzmaurice II 31 (Draft Art 19 para 1 lit b): multilateral treaties of an ‘integral type’, cf Fitzmaurice IV 46; Simma (1972), p. 155.
- 108.
Lauterpacht II 135.
- 109.
Tams (2005), p. 57.
- 110.
1963 Treaty Banning Nuclear Weapon Tests in the Atmosphere, in Outer Space and Under Water 480 UNTS 43.
- 111.
See Simma (1972), p. 156, whereas, according to Simma, treaties on the prohibition to use certain weapons may also fall within the category of multilateral treaties bilateral in application.
- 112.
UNTS 71.
- 113.
1967 Treaty on Principles Governing the Activities of States in the Exploration and Use of Outer Space, Including the Moon and Other Celestial Bodies 610 UNTS 205.
- 114.
- 115.
- 116.
ICJ Genocide Convention Opinion [1951] ICJ Rep 15, 23.
- 117.
Fitzmaurice II 31 (Draft Art 19 para 1).
- 118.
ECommHR Decision of the Commission as to the Admissibility of Application No 788/60, 11 January 1961, 4 YbECHR 116, 140; ECtHR Ireland v United Kingdom App No 5310/71, 18 January 1978, Ser A No 25, para 239; IACtHR Effect of Reservations on the Entry into Force of the American Convention (Advisory Opinion) Case OC-2/82, 24 September 1982, Ser A No 2, para 29; Human Rights Committee, General Comment 24 (52), Reservations to the ICCPR, 4 November 1994, UN Doc CCPR/C/21/Rev.1/Add.6, para 17.
- 119.
28 LNTS 11.
- 120.
Report of the Committee for Legal Affairs and Human Rights of the Parliamentary Assembly of the Council of Europe ‘Freedom of Religion and Other Human Rights for Non-Muslim Minorities in Turkey and for the Muslim Minority in Thrace (Eastern Greece)’, 21 April 2009, CoE Doc 11860, paras 32–33.
- 121.
Reservation letter of 28 January 1998 sent to the Swiss government by UK Ambassador Hulse.
- 122.
ICTY Prosecutor v Kupreškić et al (Trial Chamber) IT-95-16-T, 14 January 2000, para 517.
- 123.
Tams (2005), pp. 57–58 who furthermore expands the circle of non-reciprocal treaties to all treaties that require the harmonization of national laws.
- 124.
- 125.
Cf Tams (2005), pp. 99, 155 (“legal vademecum”).
- 126.
Whereas erga omnes partes obligations stem from an international treaty, the term erga omnes obligations is employed to denote universally recognized obligations of international customary law, owed to the international community as a whole, cf SR Crawford 3rd Report on the Law of State Responsibility (2000) UN Doc A/CN.4/507, para 106 n 195; Sicilianos (2002), p. 1136.
- 127.
ICTY Prosecutor v Blaškić (Appeals Chamber) (Judgment on the Request of the Republic of Croatia for Review of the Decision of Trial Chamber II of 18 July 1997) IT-95-14 AR, 29 October 1997, para 26.
- 128.
SR Crawford 3rd Report on the Law of State Responsibility UN Doc A/CN.4/507 (2000), paras 106–107.
- 129.
For examples, see the ILC Final Draft on State Responsibility UN Doc A/56/10 (2001), Commentary to Art 48, para 7; Tams (2005), pp. 120–121.
- 130.
UNGA Res 56/83, 12 December 2001, UN Doc A/RES/56/83.
- 131.
Sicilianos (2002), p. 1135.
- 132.
Rosenne (1989), p. 62.
- 133.
ICJ Gabčíkovo-Nagymaros [1997] ICJ Rep 7, para 142.
- 134.
See furthermore Art 1 para 2 of the 1958 UN Convention on Fishing and Conservation of the Living Resources of the High Seas 559 UNTS 285; Art 3 para 1 of the 2005 Council of Europe Convention on the Prevention of Terrorism ETS 196; Art 6 of the 1992 UN Convention on Biological Diversity 1760 UNTS 79.
- 135.
For details, see Ulfstein et al (2007).
- 136.
Dissenting opinion by Judge Oda in ICJ Nicaragua (Merits) [1986] ICJ Rep 212, 250.
- 137.
Final Draft, Commentary to Art 23, 211, para 4; see already Waldock III 7 (Draft Art 55 para 2): “Good faith, inter alia, requires that a party to a treaty shall refrain from any act calculated to prevent the due execution of the treaty or otherwise to frustrate its objects.” According to the Commentary, the ILC considered Waldock’s para 2 “clearly implicit in the obligation to perform the treaty in good faith”.
- 138.
- 139.
ICJ Nicaragua (Merits) [1986] ICJ Rep 14, para 273; this part of the judgment is not uncontested, see the dissenting opinions of Judge Oda at 250 and of Judge Jennings at 540–542.
- 140.
ICJ Gabčíkovo-Nagymaros [1997] ICJ Rep 7, para 142.
- 141.
ICJ Gabčíkovo-Nagymaros [1997] ICJ Rep 7, para 142; the detachment of the defeat of the object and purpose from the breach of the treaty gave rise to criticism by Judge Fleischhauer, see his dissenting opinion at 205–206.
- 142.
ICJ Gabčíkovo-Nagymaros (dissenting opinion Fleischhauer) [1997] ICJ Rep 7, para 206.
- 143.
Peñalver (2000), pp. 273–274.
- 144.
- 145.
- 146.
- 147.
- 148.
- 149.
See eg Kennedy (1988).
- 150.
See eg Hirobe (1993).
- 151.
See Art 19 USSR Law No 7770-IX ‘On the Procedure for Conclusion, Performance and Denunciation of International Treaties of the USSR’, 6 July 1978 [1978] VVS SSSR No 28, item 439. See also the present Art 31 Federal Law No 101-FZ ‘On International Treaties of the Russian Federation’, 15 July 1995 [1995] SZ RF (Collection of Legislation of the Russian Federation) No 29, item 2757, and the Resolution No 5 of 10 October 2003 adopted by the Plenum of the Supreme Court of the Russian Federation.
- 152.
Federal Constitutional Court (Germany) 31 BVerfGE 145, 178 (1971), with reference to 6 BVerfGE 309, 363 (1957). Earlier however, other German courts had accepted this implication of pacta sunt servanda: Federal Court of Justice (Germany) 5 BGHSt 396, 402 (1954); Court of Appeal of Hamm (Germany) [1956] NJW 307, 309 (1955).
- 153.
Federal Constitutional Court (Germany) 31 BVerfGE 145, 178 (1971); recently: 141 BVerfGE 1, 20 (2015).
- 154.
For references, see Mosler (1957), p. 701.
- 155.
For arguments to the contrary see Doehring (2004), MN 741.
- 156.
Seidl-Hohenveldern (1963), p. 97.
- 157.
- 158.
This seems to be the underlying rationale of the long-standing US constitutional doctrine since at least the Supreme Court’s decision in the Head Money Cases of 8 December 1884, 112 US 580 (1884), according to which treaties can be overridden by a subsequent Act of Congress; see generally on the potential conflicts between pacta sunt servanda and the democracy principle Fulda (2002), who argues (at pp. 197–198) that a unilateral application of the democracy principle by one treaty partner would not bring any gains in legitimacy, proposing furthermore (at p. 217) a right to revision under the good faith principle of Art 26; cf also Seidl-Hohenveldern (1963), p. 110.
- 159.
[1977-I] YbILC 107, para 68.
- 160.
[1977-I] YbILC 106, para 67.
- 161.
See the highly disputed Draft Art 36 bis in Reuter X 69: “The assent of States of an international organization to obligations arising from a treaty concluded by that organization shall derive from (a) the relevant rules of the organization […] which provide that States members of the organization are bound by such a treaty; or (b) the acknowledgement by the States and the organization participating in the negotiation of the treaty as well as the States members of the organizations that the application of the treaty necessarily entails such effects.” The provision was deleted due to substantial criticism, eg by Bulgaria and Hungary in [1981-II/2] YbILC 184, 188; for the opposite view, see Germany [1981-II/2] YbILC 184, 187.
- 162.
Reuter II 91; for an opposite view, see Schermers and Blokker (2003), § 1787.
- 163.
For an opposite view, see Germany in [1981-II/2] YbILC 186–187.
- 164.
- 165.
- 166.
See eg the 2000 Cotonou Agreement [2000] OJ L 317, 3 (amended in 2005 [2005] OJ L 209, 27) between the European Community and its Member States on the one hand and African, Caribbean and Pacific States on the other hand.
- 167.
See eg Annex IX Art 4 UNCLOS 1833 UNTS 397.
- 168.
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Schmalenbach, K. (2018). Article 26. In: Dörr, O., Schmalenbach, K. (eds) Vienna Convention on the Law of Treaties. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-662-55160-8_29
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