Skip to main content

The Empire Strikes Back: 1989, 2011 and Europe’s Neighbourhood Policy

  • Chapter
  • First Online:
Global Power Europe - Vol. 2

Part of the book series: Global Power Shift ((GLOBAL))

Abstract

Currently, the Arab world faces a major transformation. The European Union (EU), occupied with the financial crisis and the overall direction of its integration project, stands at a critical juncture as well. The EU now has to embrace its imperial nature: Creating overlapping zones of various levels of integration in Europe and its neighbourhood. Such flexible means of governance are the source of the EU as empire. Examples of historical empires indicate the advantages of this system in comparison to national tools of integration. In the 1990s, the Eastern Enlargement, and in its trail the establishment of the common market and the Treaty of Maastricht, led to the development of the legal concepts, principles and rules that govern today’s union: deepening and widening worked in harmony. This chapter analyses critically these decisive steps towards an ever closer union, as they can be viewed to have been enhanced (even enabled) by an imperial mission of ‘unifying the continent’. After the shortcomings of the European Neighbourhood Policy and the failed constitutional project, this chapter argues that the EU needs to pick up the imperial thread again and continue to blur the borders in the Euro-Mediterranean space—along the narrative of a shared space of peace, democracy and prosperity. Will a conscious imperial union become a global power.

The comparison between the Arab revolution, […] and the Eastern Central European of 1989 is consistently employed, but remains without any political consequences. Although the experience of peaceful revolutions […] and the success of the transformation of the 1990s [are] more than a proud heritage of Europe. Potentially they are an important instrument of European Neighbourhood Policy. (Former Polish diplomat Janusz Reiter 2011)

The EU’s credibility as a global player will depend to a great extent on its capacity to act decisively in its neighbourhood. (European Commission, Joint Communication. Delivering on a New Neighbourhood Policy, 2012)

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    A recent search shows that Amazon has approximately 207,000 books with the word ‘empire’ in the title. See among others Michael W. Doyle, Empires, Ithaca (NY) 1986; Shmuel N. Eisenstadt, The Political Systems of Empires, Glencoe (IL) 1963; and Alexander J. Motyl, Imperial Ends: The Decay, Collapse and Revival of Empires, New York 2001 on the concept of empire.

  2. 2.

    For a general overview on various perspectives of the EU as object in IR see Schumacher (2005) and Bretherton and Vogler (1999, p. 38). The authors locate the EU according to six criteria in global politics (1) shared set of norms and values; (2) capability to identify priorities and formulate coherent policies; (3) effective negotiating with international actors; (4) available political instruments and capacity to use them; (5) inner legitimacy of decision making processes and their priorities; (6) external perception and expectations of third.

  3. 3.

    Alexander Wendt, Anarchy is what States Make of it: The Social Construction of Power Politics, in: International Organization 46.2, Spring 1992, pp. 391–425.

  4. 4.

    Moscow’s imperial agenda of the ‘Third Rome’ held together a complex system of dependent entities (ranging from the Siberian frontier, the Cossacks, the Caucasus to autonomous Poland) (e.g. Geoffrey Hosking, Russia: People and Empire 1552–1917, London 1997). Accordingly the Habsburg monarchy: Powers of the Emperor were only strengthened, if the competences did not collide with the princes’ privileges (Robert A. Kann, Geschichte des Habsburger Reiches: 1526–1917, Wien, Köln: 20).

  5. 5.

    Fourteen states entered the proposed cooperation: Austria, Belgium, Bulgaria, France, Germany, Hungary, Italy, Latvia, Luxembourg, Malta, Portugal, Romania, Slovenia and Spain.

  6. 6.

    Towards the end of 2010 twelve states proposed to work around disagreements with Italy and Spain over what languages a common EU Patent would be translated into. The unitary patent would be examined and granted in one of the existing official languages of the European Patent Organization—English, French or German. 25 Member States, all except Italy and Spain, will join the proposal.

  7. 7.

    The Schengen area comprises 26 members, of which three countries (Iceland, Norway, Switzerland) are non-members of the EU—the UK and Ireland opted-out. The Euro zone currently has 17 members with Denmark and the UK opting out and Montenegro and Kosovo as non-members using the Euro as national currency.

  8. 8.

    For a more positive evaluation of the ENP see e.g. Del Sarto and Schumacher (2005); Cameron and Balfour (2006); and Böttger (2010).

  9. 9.

    European Commission, Joint Communication to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions. A new response to a changing Neighbourhood, COM(2011) 303, Brussels, May 25, 2011: “The elements that characterise a deep and sustainable democracy include: free and fair elections; freedom of association, expression and assembly and a free press and media; the rule of law administered by an independent judiciary and the right to a fair trial; fighting against corruption; security and law enforcement sector reform (including the police); and the establishment of democratic control over armed and security forces.”

  10. 10.

    The ‘Euromediterraneum’ comprises the close economic, administrative, and as a consequence institutional links between all regions surrounding the Mediterranean in the Middle Ages as heritage of the Roman Empire. This period was characterized by interaction and mutual enrichment. In the last years it gained prominence in research; see e.g. Koder 2009 and the research network (Daniel König, Britta Müller-Schauenburg et al.) “trans-cultural interdependencies in the medieval Euromediterraneum (500–1500)” launched in March 2012 and funded by the German Research Foundation (DFG); preliminary link: http://www.geschichte.uni-frankfurt.de/download_events/2012-03_transkulturelle_verflechtungen.html (11.07.2012).

References

  • Aguirre, M. (2012, May 29). Europe needs to redefine its Arab relations. The Daily Star (Lebanon), p. 7.

    Google Scholar 

  • Bache, I., & Flinders, M. (2004). Multi-level governance. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Balfour, R. (2012, January). Changes and continuities in EU-Mediterranean Relations after the Arab Spring. In: S. Biscop, R. Balfour, & M. Emerson (Eds.), An Arab Springboard for EU Foreign Policy? (Egmont Paper 54, pp. 27–35). Brussels: Egmont Institute.

    Google Scholar 

  • Barkey, K. (2008). Empire of difference. The Ottomans in comparative perspective. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Bendiek, A. (2008, September). Wie effektiv ist die Europäische Nachbarschaftspolitik? Sechzehn Länder im Vergleich, SWP-Studie S24, Berlin.

    Google Scholar 

  • Bertram, C. (2001, May 17). The limits of Europe. Where will it all end? The Economist.

    Google Scholar 

  • Bishara, M. (2012). The invisible Arab: The promise and peril of the Arab revolutions. New York: Nation Books.

    Google Scholar 

  • Böttger, K. (2010). Die Entstehung und Entwicklung der Europäischen Nachbarschaftspolitik. Baden-Baden: Akteure und Koalitionen.

    Book  Google Scholar 

  • Bretherton, C., & Vogler, J. (1999). The European Union as a global actor (p. 38). London: Routledge.

    Book  Google Scholar 

  • Burgat, F. (2007). Great expectations in the Arab World concerning the European Union: Have the high hopes of an alternative partnership to that with the United States already been dashed? DGExPo/B/PolDep/2006/25, Brussels.

    Google Scholar 

  • Cameron, F., & Balfour, R. (2006, June). The European Neighbourhood Policy as a conflict prevention tool (EPC Issue Paper No. 47). Brussels: European Policy Center.

    Google Scholar 

  • Cavatorta, F. (2011). The EU and the Arab world: Living up to the EU’s normative expectations. In: The Arab Spring of discontent: A collection from e-International relations (published on e-International Relations during the first half of 2011), pp. 14–17.

    Google Scholar 

  • Deak, I. (2012, July 2). Where’s Charlemagne when we need him? International Herald Tribune, p. 6.

    Google Scholar 

  • Del Sarto, R. A., & Schumacher, T. (2005). From EMP to ENP: What’s at stake with the European Neighbourhood Policy towards the Southern Mediterranean? European Foreign Affairs Review, 10, 17–38.

    Google Scholar 

  • Etkind, A. (2011). Internal colonization: Russia’s imperial experience. Cambridge: Polity Press.

    Google Scholar 

  • European Commission, Joint Communication to the European Parliament, the Council, the European Economic, and Social Committee and the Committee of the Regions. (2011, May 25). A new response to a changing neighbourhood. COM(2011) 303 final, Brussels.

    Google Scholar 

  • European Commission, Joint Communication to the European Parliament, the Council, the European Economic and Social Committee, and the Committee of the Regions (2012, May 15). Delivering on a new European Neighbourhood Policy. JOIN(2012) 14 final, Brussels.

    Google Scholar 

  • Fritz-Vannahme, J., Schmidt A. G., Gawelek, M., Hanelt, C.-P., Ochmann, C. (2008, July). Hallo Nachbar! Für eine neue EU-Politik von Marokko bis Aserbaidschan. Spotlight Europe 2008/07, Bertelsmann Stiftung.

    Google Scholar 

  • Genshagen, C. (2009, December). European Neighbourhood Policy – potential and perspectives (Conference Report). Expert Conference.

    Google Scholar 

  • Hanelt, C.-P., & Dietl, E. (2011, May). Europa und die Arabellion 2012. Spotlight Europe 2011/05, Bertelsmann Stiftung.

    Google Scholar 

  • Hanelt, C.-P., & Möller, A. (2011, January). Was kann die EU für Nordafrika tun? Spotlight Europe 2011/01, Bertelsmann Stiftung.

    Google Scholar 

  • Hooghe, L., & Marks, G. (2001). Multi-level governance and European integration. Boulder, CO: Rowman & Littlefield.

    Google Scholar 

  • Hyde-Price, A. (2007). European security in the twenty-first century: The challenge of multipolarity. London: Routledge.

    Google Scholar 

  • Ignatieff, M. (2003, January). The American empire. The burden. New York Times. Retrieved March 22, 2012 from http://www.nytimes.com/2003/01/05/magazine/the-american-empire-the-burden.html?pagewanted=all&src=pm

  • Janos, A. C. (2000). East Central Europe in the Modern World. The politics of the borderlands from Pre- to Postcommunism. Stanford, CA: Stanford University Press.

    Google Scholar 

  • Kappeler, A. (2001). The Russian empire: A multi-ethnic history. New York: Longman.

    Google Scholar 

  • Khakee, A. (2011, June). Tunisia’s democratisation: Is Europe rising to the occasion? (Policy Brief No. 80). Madrid: FRIDE.

    Google Scholar 

  • Khanna, P. (2008). The second world: how energing powers are redefining global competition on the 21st century. New York: Random House.

    Google Scholar 

  • Koder, J. (2009). Politisches Raumdenken orthodoxer Kulturen: Euromediterraneum’ und ‘Eurasien’, zwei überkontinentale Modelle der Byzantiner. Ostkirchliche Studien, 58.2, 365–382.

    Google Scholar 

  • Leonard, M. (2005). Why Europe will run the 21st century. Jackson, TN: Fourth Estate.

    Google Scholar 

  • Ley, M. (2004). Donau-Monarchie und europäische Zivilisation: Über die Notwendigkeit einer Zivilreligion. Wien: Passagen.

    Google Scholar 

  • Lippert, B. (2008, March). Die Europäische Nachbarschaftspolitik: viele Vorbehalte – einige Fortschritte – unsichere Perspektiven. In Internationale Politikanalyse. Bonn: Friedrich-Ebert-Stiftung.

    Google Scholar 

  • Liqun, Z. (2010, September). China’s foreign policy debates (Chaillot Papers No. 121). Paris: Institute for Security Studies, European Union.

    Google Scholar 

  • Marks, G. (1993). Structural policy and multi-level governance in the EC. In C. Alan & R. Glenda (Eds.), The state of the European Community: the Maastricht debate and beyond (pp. 391–411). Boulder, CO: Lynne Rienner.

    Google Scholar 

  • Möller, A. (2011, August). Introduction. In A. Möller (Ed.), Crossing borders – rethinking the European Union’s Neighborhood policies (DGAPanalyse, No. 2, pp. 7–10). Berlin: German Council on Foreign Relations.

    Google Scholar 

  • Münkler, H. (2005). Imperien: Die Logik der Weltherrschaft – vom Alten Rom bis zu den Vereinigten Staaten. Berlin: Rowohlt Taschenbuch.

    Google Scholar 

  • Pänke, J. (2010). Ostmitteleuropa zwischen Verwestlichung und Nationalisierung. Die Neuorientierung polnischer und slowakischer Außenpolitik zwischen 1989 und 2004. DGAP-Schriften zur Internationalen Politik. Baden-Baden: Nomos.

    Google Scholar 

  • Pełczyńska-Nałęcz, K. (2011, April). Integration or imitation? EU policy towards its Eastern neighbours. OSW Studies Issue 36, Warsaw.

    Google Scholar 

  • Pond, E. (1999). The rebirth of Europe. Washington, DC: Brookings Institution.

    Google Scholar 

  • Posener, A. (2007). Imperium der Zukunft. Warum Europa Weltmacht werden muss. München: Pantheon.

    Google Scholar 

  • Ramadan, T. (2012). The Arab awakening. Islam and the New Middle East. London: Allen Lane.

    Google Scholar 

  • Reiter, J. (2011). Europa und die arabische Revolution (p. 8). Frankfurter Allgemeine Zeitung: Frankfurt.

    Google Scholar 

  • Renard, T. (2009, October). A BRIC in the world: Emerging powers, Europe, and the coming order (Egmont Paper 31). Brussels: Egmont Institute.

    Google Scholar 

  • Rifkin, J. (2004). The European dream: How Europe’s vision of the future is quietly eclipsing the American dream. Cambridge: Tarcher.

    Google Scholar 

  • Sajó, A. (1997). Was macht der Westen falsch bei der Unterstützung der Rechtsreformen in Osteuropa. Kritische Justiz, 30, 495–503.

    Google Scholar 

  • Sapir, A., & Zachmann, G. (2012, January). A European Mediterranean economic area to kick-start economic development. In S. Biscop, R. Balfour, & M. Emerson (Eds.), An Arab Springboard for EU Foreign Policy? (Egmont Paper 54, pp. 37–47). Egmont Institute: Brussels.

    Google Scholar 

  • Schumacher, T. (2005). Die EU als internationaler Akteur im südlichen Mittelmeerraum. In “Actor Capability” und EU-Mittelmeerpolitik (pp. 25–41). Baden-Baden: Nomos.

    Google Scholar 

  • Techau, J. (2011, September). Time for strategic Europe. Carnegie Europe.

    Google Scholar 

  • Vaïsse, J., & Kundnani, H. (2012, January). European Foreign Policy Scorecard. London: European Council on Foreign Relations (ECFR).

    Google Scholar 

  • Whittaker, C. R. (2004). Rome and its frontiers: The dynamics of empire. New York: Routledge.

    Book  Google Scholar 

  • Zielonka, J. (2006). Europe as empire: The nature of the enlarged European Union. Oxford: Oxford University Press.

    Book  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Julian Pänke .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2013 Springer-Verlag Berlin Heidelberg

About this chapter

Cite this chapter

Pänke, J. (2013). The Empire Strikes Back: 1989, 2011 and Europe’s Neighbourhood Policy. In: Boening, A., Kremer, JF., van Loon, A. (eds) Global Power Europe - Vol. 2. Global Power Shift. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-32416-1_7

Download citation

Publish with us

Policies and ethics