Abstract
3D packaging employing through-silicon vias (TSVs) to connect multiple stacked dies/chips has great potential to achieve high performance and high capacity with low cost and low energy consumption. However, crucial reliability issues often arise in 3D integrated circuits (ICs) packaging due to high thermal stress and moisture stress at both die and package level. In this chapter, TSV-related reliability issues such as the measurement of thermal stress in TSV, the effect of thermal stress on carrier mobility and keep-out zone, thermal stress induced via extrusion are illustrated. At the package level, various analytical methods for thermal stress-induced warpage in multilayered structures are reviewed. The state-of-the-art approaches for warpage control are presented and validated by experimental testing and numerical modeling. Finally, to incorporate moisture stress that comprehends both hygroscopic stress and the pressure of water vapor, a theoretical framework is provided based on damage micromechanics and the effective stress concept. Some case studies are provided to understand the effect of moisture and vapor pressure.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Abbreviations
- α Cu :
-
CTE of copper
- α si :
-
CTE of silicon
- β :
-
Coefficient of hygroscopic swelling
- σ θ :
-
Circumferential stress
- σ r :
-
Radial stress
- σ rz :
-
Shear stress in r–z plane
- σ z :
-
Normal stress in z direction
- σ T :
-
Mismatch thermal stress
- Δω 3 :
-
Frequency shift of the longitudinal Raman mode
- ΔH r :
-
Residual via extrusion
- ΔT :
-
Thermal loading
- ΔT y :
-
Critical thermal load for plastic yielding
- ε c :
-
Hygroscopic strain
- ε p :
-
Vapor pressure-induced strain
- ε T :
-
Thermal strain
- \( {\overline{\varepsilon}}_{\mathrm{T}} \) :
-
Average thermal strain
- ϕ :
-
Porosity
- \( \overset{.}{\phi } \) :
-
Porosity growth rate
- γ e :
-
The rate of elastic extrusion
- γ p :
-
The rate of plastic extrusion
- η :
-
Generalized Poisson’s ratio
- φ :
-
Normalized concentration or activity
- κ :
-
Curvature
- κ app :
-
Applied external curvature
- κ nat :
-
Natural bending-induced curvature
- ν :
-
Poisson’s ratio
- π 11, π 12, π 44 :
-
Piezoresistance coefficients
- ρ a :
-
Apparent moisture density
- ρ g :
-
Density of saturated water vapor
- a :
-
Via radius
- A :
-
Geometry factor for calculating thermal stress in multilayered structure
- C sat :
-
Saturated moisture concentration
- d :
-
Via diameter
- D :
-
Moisture diffusivity
- D T :
-
Thermal diffusivity
- E :
-
Young’s modulus
- e :
-
Total volumetric strain
- G and λ :
-
Lame’s elastic constants
- H :
-
Via depth
- h b :
-
Bending axis
- h i :
-
Top surface coordinate
- h m :
-
Midpoint coordinate
- k P :
-
Factor for hydrostatic pressure gradient-driven diffusion
- k T :
-
Factor for thermal gradient-driven diffusion
- P :
-
Hydrostatic pressure
- p :
-
Partial water vapor pressure
- p amb :
-
Ambient partial water vapor pressure
- p g :
-
Saturated water vapor pressure
- Q :
-
Activation energy for moisture diffusivity
- S :
-
Solubility
- T m :
-
Maximum temperature during thermal cycling
- T R :
-
Room temperature
- T ref :
-
Stress-free temperature
- u i :
-
Displacement vector
- w :
-
Wetness
- W :
-
Warpage
- X i :
-
Body force vector
References
Z. Wang, J. Microelectromech. Syst. 24, 1211 (2015)
J.U. Knickerbocker et al., IBM J. Res. Dev. 52, 553 (2008)
P. Garrou, C. Bower, P. Ramm, Handbook of 3D Integration (Wiley-VCH, Germany, 2008)
M. Jung, J. Mitra, D.Z. Pan, S.K. Lim, Commun. ACM 57, 107 (2014)
JEDEC-JEP158, (JEDEC Solid State Technology Association, 2009)
S.W. Yoon, J.H. Ku, F. Carson, in SEMICON Korea 2010 (Seoul, Korean, 2010)
K.N. Tu, Microelectron. Reliab. 51, 517 (2011)
C.-H. Liu, J.-L. Tsai, C. Hung-Hsien, C.-L. Lu, S.-C. Chen, in IEEE 64th Electronic Components and Technology Conference, 2014, p. 1628
K. Sakuma et al., in IEEE 64th Electronic Components and Technology Conference (ECTC), 2014, p. 647
L. Mirkarimi, R. Zhang, A. Agrawal, H. Shaba, B.-S. Lee, R. Katkar, E. Chau, S. Arkalgud, Analytical and Experimental Studies of 2.5D Silicon Interposer Warpage: Impact of Assembly Sequences, Materials Selection and Process Parameters. Paper presented at 11th International Wafer Level Packaging Conference, San Jose, CA, 2014
C.-H. Liu, Y.-H. Liao, W.-T. Chen, C.-L. Lu, S.-C. Chen, in IEEE 65th Electronic Components and Technology Conference (ECTC), 2015, p. 1502
K. Sakuma et al., in IEEE 65th Electronic Components and Technology Conference (ECTC), 2015, p. 318
S.Y. Yang, W.-S. Kwon, S.-B. Lee, Microelectron. Reliab. 52, 718 (2012)
X.J. Fan, E. Suhir, Moisture Sensitivity of Plastic Packages of IC Devices (Springer, New York, 2010)
X.J. Fan, T.B. Lim, in ASME International Mechanical Engineering Congress and Exposition, IMECE/EPE-14, 1999
J. Zhou, T.Y. Tee, X.J. Fan, in Moisture Sensitivity of Plastic Packages of IC Devices (Springer, Berlin, 2010), p. 153
X.J. Fan, J.-H. Zhao, in 12th International Conference on Thermal, Mechanical and Multi-Physics Simulation and Experiments in Microelectronics and Microsystems (EuroSimE), 2011, p. 1
X.Q. Shi, Y.L. Zhang, Z. Wei, X.J. Fan, IEEE Trans. Compon. Packag. Technol. 31, 94 (2008)
M.N. Kitano, A. Nishimura, S. Kawai, in Proc. IRPS, 1988, p. 90
C.G. Shirley, IEEE Trans. Device Mater. Reliab. 14, 426 (2014)
B. Xie, X.Q. Shi, X.J. Fan, in Proceedings of the 57th Electronic Components and Technology Conference, 2007, p. 242
B. Xie, X.J. Fan, X. Shi, H. Ding, J. Electron. Packag. 131, 031011 (2009)
B. Xie, X.J. Fan, X. Shi, H. Ding, J. Electron. Packag. 131, 031010 (2009)
E.H. Wong, Y.C. Teo, T.B. Lim, in Proceedings of the Electronic Components and Technology Conference, 1998, p. 1372
S. Liu, Y. Mei, IEEE Trans. Compon. Packag. Manuf. Technol. Part A 18, 634 (1995)
X.J. Fan, J. Zhou, A. Chandra, in 58th Electronic Components and Technology Conference, 2008, p. 1054
X.J. Fan, G.Q. Zhang, W.D. van Driel, L.J. Ernst, IEEE Trans. Compon. Packag. Technol. 31, 252 (2008)
J.V. Olmen et al., Microelectron. Eng. 88, 745 (2011)
K. Sinwoo et al., in IEEE International 3D Systems Integration Conference (3DIC), 2011, p. 1
A. Mercha et al., in IEEE International Electron Devices Meeting (IEDM), 2010, p. 2.2.1
A.P. Karmarkar, X. Xu, V. Moroz, in IEEE International Reliability Physics Symposium, 2009, p. 682
K.H. Lu, X. Zhang, S.-K. Ryu, J. Im, R. Huang, P.S. Ho, in 59th Electronic Components and Technology Conference (ECTC), 2009, p. 630
S.-K. Ryu, K.-H. Lu, X. Zhang, J.-H. Im, P.S. Ho, R. Huang, IEEE Trans. Device Mater. Reliab. 11, 35 (2011)
S.-K. Ryu, T. Jiang, K.H. Lu, J. Im, H.-Y. Son, K.-Y. Byun, R. Huang, P.S. Ho, Appl. Phys. Lett. 100, 041901 (2012)
T. Jiang, S.-K. Ryu, Q. Zhao, J. Im, R. Huang, P.S. Ho, Microelectron. Reliab. 53, 53 (2013)
I. De Wolf, in AIP Conference Proceedings, 2011, p. 138
S.-K. Ryu, Q. Zhao, M. Hecker, H.-Y. Son, K.-Y. Byun, J. Im, P.S. Ho, R. Huang, J. Appl. Phys. 111, 063513 (2012)
W.S. Kwon, D.T. Alastair, K.H. Teo, S. Gao, T. Ueda, T. Ishigaki, K.T. Kang, W.S. Yoo, Appl. Phys. Lett. 98, 232106 (2011)
T. Jiang, S.-K. Ryu, J. Im, H.-Y. Son, N.-S. Kim, R. Huang, P.S. Ho, in IEEE International Interconnect Technology Conference (IITC), 2013, p. 1
D. Gan, P.S. Ho, R. Huang, J. Leu, J. Maiz, T. Scherban, J. Appl. Phys. 97, 103531 (2005)
T. Jiang, J. Im, R. Huang, P.S. Ho, MRS Bull. 40, 248 (2015)
W. De Ingrid, Semicond. Sci. Technol. 11, 139 (1996)
D.J. Gardiner, Practical Raman Spectroscopy (Springer, New York, 1989)
Y. Sun, S. Thompson, T. Nishida, Strain Effect in Semiconductors (Springer, New York, 2010)
A. Mercha et al., in 2010 Symposium on VLSI Technology (VLSIT), 2010, p. 109
S. Cho et al., in International Interconnect Technology Conference and 2011 Materials for Advanced Metallization (IITC/MAM), 2011, p. 1
R. Suk-Kyu, L. Kuan-Hsun, J. Tengfei, J.-H. Im, H. Rui, P.S. Ho, IEEE Trans. Device Mater. Reliab. 12, 255 (2012)
J.C. Lin et al., in International Electron Devices Meeting (IEDM), 2010, p. 2.1.1
T.C. Tsai, W.C. Tsao, W. Lin, C.L. Hsu, C.L. Lin, C.M. Hsu, J.F. Lin, C.C. Huang, J.Y. Wu, Microelectron. Eng. 92, 29 (2012)
T. Jiang, C. Wu, J. Im, R. Huang, P.S. Ho, J. Microelectron. Electron. Packag. 12, 118 (2015)
T. Jiang et al., Appl. Phys. Lett. 103, 211906 (2013)
S.-K. Ryu, T. Jiang, J. Im, P.S. Ho, R. Huang, IEEE Trans. Device Mater. Reliab. 14, 318 (2014)
J. De Messemaeker, O.V. Pedreira, B. Vandevelde, H. Philipsen, I. De Wolf, E. Beyne, K. Croes, in IEEE 63rd Electronic Components and Technology Conference (ECTC), 2013, p. 586
J. De Messemaeker, O.V. Pedreira, H. Philipsen, E. Beyne, I. De Wolf, T. Van der Donck, K. Croes, in IEEE 64th Electronic Components and Technology Conference (ECTC), 2014, p. 613
D. Campos et al., in 2013 European Microelectronics Packaging Conference (EMPC), 2013, p. 1
R.L. Hubbard, P. Zappella, IEEE Transactions on Components. Packag. Manuf. Technol. 1, 1957 (2011)
K.M. Jansen, B. Öztürk, IEEE Transactions on Components. Packag. Manuf. Technol. 3, 459 (2013)
W. Lin, B. Baloglu, K. Stratton, in IEEE 64th Electronic Components and Technology Conference (ECTC), 2014, p. 1401
W. Lin, S. Wen, A. Yoshida, J. Shin, in IEEE 62nd Electronic Components and Technology Conference (ECTC), 2012, p. 1406
A.-H. Liu, D.W. Wang, H.-M. Huang, M. Sun, M.-R. Lin, C. Zhong, S.-J. Hwang, H.-H. Lu, in IEEE 61st Electronic Components and Technology Conference (ECTC), 2011, p. 431
T.H. Wang, C.-I. Tsai, C.-C. Lee, Y.-S. Lai, Microelectron. Reliab. 53, 297 (2013)
D.G. Yang, K.M.B. Jansen, L.J. Ernst, G.Q. Zhang, W.D. van Driel, H.J.L. Bressers, X.J. Fan, in Proceedings of the 54th Electronic Components and Technology Conference, 2004, p. 98
X.J. Fan, J. Zhou, G.Q. Zhang, Microelectron. Reliab. 44, 1967 (2004)
K. Sakuma, E. Blackshear, K. Tunga, C. Lian, S. Li, M. Interrante, O. Mantilla, J.-W. Nah, in IEEE 63rd Electronic Components and Technology Conference (ECTC), 2013, p. 667
P.S. Huang, M.Y. Tsai, C.Y. Huang, P.C. Lin, L. Huang, M. Chang, S. Shih, J.P. Lin, in 2012 14th International Conference on Electronic Materials and Packaging (EMAP), 2012, p. 1
Y. Shen, L. Zhang, W.H. Zhu, J. Zhou, X.J. Fan, IEEE Transactions on Components, Packaging and Manufacturing Technology, doi:10.1109/TCPMT.2016.2592947, 2016
A.N.V. da Silva, Dissertation, Universidade de Lisboa, 2010
Y. Wen, C. Basaran, J. Electron. Packag. 125, 134 (2003)
S. Timoshenko, J. Opt. Soc. Am. 11, 233 (1925)
E. Suhir, J. Appl. Mech. 53, 657 (1986)
R.R. Valisetty, L.W. Rehfield, A theory for stress analysis of composite laminates. Paper presented at 4thAIAA/ASME/ASCE/AHS structures, structural dynamics and materials conference, Lake Tahoe, NV, 1983
X. Liu, M. Li, D.R. Mullen, J. Cline, S.K. Sitaraman, IEEE Trans. Device Mater. Reliab. 14, 512 (2014)
A.A.O. Tay, T.Y. Lin, in Inter-Society Conference on Thermal Phenomena in Electronic Systems. I-THERM V, 1996, p. 67
A.A.O. Tay, T.Y. Lin, in The Sixth Intersociety Conference on Thermal and Thermomechanical Phenomena in Electronic Systems, 1998, p. 179
J.E. Galloway, B.M. Miles, IEEE Trans. Compon. Packag. Manuf. Technol. Part A 20, 274 (1997)
X.J. Fan, Mechanics of moisture for polymers: fundamental concepts and model study. Paper presented at EuroSimE 2008—international conference on thermal, mechanical and multi-physics simulation and experiments in microelectronics and micro-systems, 2008
T.Y. Tee, Z. Zhong, Microelectron. Reliab. 44, 105 (2004)
L. Chen, J. Adams, H.-W. Chu, X.J. Fan, J. Mater, Sci. Mater. Electron. 27(1), 481–488 (2015)
L. Chen, H.-W. Chu, X.J. Fan, J. Polym. Sci. B 53, 1440 (2015)
X.J. Fan, S.W.R. Lee, Q. Han, Microelectron. Reliab. 49, 861 (2009)
X.J. Fan, J. Zhou, G.Q. Zhang, A. Chandra, in Moisture Sensitivity of Plastic Packages of IC Devices, ed. by X.J. Fan, E. Suhir (Springer, Berlin, 2010), p. 279
M.D. Placette, X. Fan, J.-H. Zhao, D. Edwards, Microelectron. Reliab. 52, 1401 (2012)
W.D. van Driel, M. van Gils, X.J. Fan, G.Q. Zhang, L.J. Ernst, IEEE Trans. Compon. Packag. Technol. 31, 260 (2008)
X.J. Fan, G.Q. Zhang, W.D. van Driel, L.J. Ernst, in Proceedings of the Electronic Components and Technology Conference, 2003, p. 733
F. Le, S.W.R. Lee, K.M. Lau, C.P. Yue, J.K.O. Sin, P.K.T. Mok, K. Wing-Hung, C. Hoi Wai, in IEEE 64th Electronic Components and Technology Conference (ECTC), 2014, p. 919
J. Crank, The Mathematics of Diffusion (Oxford University Press, Oxford, 1956)
S.R. DeGroot, P. Mazur, Non Equilibrium Thermodynamics (North Holland Publishing, North Holland, Amsterdam, 1962)
P. Sofronis, R.M. McMeeking, J. Mech. Phys. Solids 37, 317 (1989)
X.J. Fan, J. Zhou, G.Q. Zhang, L.J. Ernst, J. Electron. Packag. 127, 262 (2005)
Y.C. Fung, Foundations of Solid Mechanics (Prentice Hall, Upper Saddle River, NJ, 1965)
Acknowledgment
The editors would like to thank Zhiheng Huang from Sun Yat-sen University in China for his critical review of this chapter.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2017 Springer International Publishing Switzerland
About this chapter
Cite this chapter
Chen, L., Jiang, T., Fan, X. (2017). Die and Package Level Thermal and Thermal/Moisture Stresses in 3D Packaging: Modeling and Characterization. In: Li, Y., Goyal, D. (eds) 3D Microelectronic Packaging. Springer Series in Advanced Microelectronics, vol 57. Springer, Cham. https://doi.org/10.1007/978-3-319-44586-1_12
Download citation
DOI: https://doi.org/10.1007/978-3-319-44586-1_12
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-319-44584-7
Online ISBN: 978-3-319-44586-1
eBook Packages: EngineeringEngineering (R0)