In approaching the topic of this volume – “horizons” of phenomenology – my first thought was simply to list the contents of Husserliana volume 42, Grenzprobleme der Phänomenologie. In homage to the great Alan Ginsburg’s dictum – “first thought, best thought” – I provide the short list of those contents here (Husserl, 2014, v–xvii):

  1. 1.

    Phenomenology of the unconscious and the limit-problems of birth, sleep, and death

  2. 2.

    Phenomenology of the Instincts

  3. 3.

    Metaphysics: Monadology, teleology, and philosophical theology

  4. 4.

    Reflections on Ethics

My second thought was to focus on the problems or open questions that have loomed large in my own phenomenological work, a list that partially overlaps with Husserl’s:

  1. 1.

    Phenomenology of reason

  2. 2.

    Ontological pluralism and metaphysics

  3. 3.

    Phenomenology of thinking

  4. 4.

    Second-person phenomenology

But a list is not an essay, and so I will limit myself to a question that arises in reflecting on the relation between phenomenology and metaphysics. Among the various topics mentioned in Grenzprobleme under “metaphysics,” I will mostly leave teleology and theology aside and will focus on monadology – more specifically, on how to understand monadology in light of the relation between givenness and being established by the transcendental reduction.

The editor of Husserliana 42, Rochus Sowa, distinguishes, within the general heading of Grenzprobleme, between “margin” or “limit” problems (Randprobleme) and “totality” problems (Ganzheitsprobleme). The former treat issues – e.g., animal consciousness (animal “monads”), birth, death, and the unconscious – that are motivated within the field of direct phenomenological evidence but require “privative” or “constructive” methods for their elucidation. The latter, among which Husserl includes “metaphysical” problems, concern totalities such as the community of monads (and its ultimate theological “teleology”) and “the constitution of the world as a totality” (Husserl, 2014, xxiv–xxix). Though the two sorts of Grenzprobleme communicate with one another in significant ways, my focus in what follows will be on totality-problems. In my view, Husserl’s (tentative) approach to these totality-problems entangle him in something like Kant’s Antinomy of Reason: the purely dialectical extension of concepts that have validity within the realm of experience to totalities that escape such experience in principle yields equally compelling, yet contradictory, conclusions. I will illustrate this matter (rather than demonstrate it) with reference to Theodore Sider’s physicalistic metaphysics, in which the subjectivity that Husserl takes as metaphysically basic is eliminated through such pure argumentation.

Among the many questions that arise along this path, I will focus on whether the transcendental reduction entails that the physical world metaphysically depends on consciousness. My own view – to state this up front – is that it does not, though Husserl seems to have thought that it did. This is why the question of “monadology” is not only a “margin problem” (e.g., animal monads) but also a “totality-problem” for transcendental phenomenology, one horizon for phenomenological investigation. To set the stage, I will first present some reflections on what I take transcendental phenomenology to be (§1), moving from there to a contrast between the resulting “metaphysically neutral” conception of transcendental philosophy and A. D. Smith’s version of a “metaphysically idealist” conception that draws on Husserl’s concept of the monad (§2). I shall then briefly examine three other accounts of the relation between phenomenology and metaphysics, only one of which (I argue) really confronts the kind of metaphysical monadology that we find in the Grenzprobleme volume, i.e., Husserl’s own conception of what “metaphysics” is. This, in conclusion, will lead to a warning of problems ahead if we follow Husserl’s lead here (§4).

1 Phenomenology and Contemporary Philosophy

Elsewhere, I have argued that what is distinctive of transcendental phenomenology is its focus on normatively structured meaning (Crowell, 2001, 2013). This is what defines, or ought to define, the phenomenological approach to consciousness, being, phenomenality, and other such concepts. For some, this focus on normativity veers away from what is distinctly phenomenological toward concerns more typical of analytic philosophy. Phenomenologists tend to understand such concerns in much the way Husserl understood Paul Natorp’s neo-Kantianism – namely, as motivated by “top down” logical construction, conceptual presuppositions, and dialectical argumentation, rather than by “bottom up” descriptions of how such constructions are evidentially grounded in the givens of pre-reflective consciousness, the proto-logic of perceptual experience. But while this “proto” dimension can no doubt be explored phenomenologically, the main philosophical reason for doing so, I think, is to better understand intentional – that is, meaningful – experience. I don’t claim that consigning transcendental phenomenology to the “space of meaning” is original with me; on the contrary, my claim is that this is what Husserl had in view in the approach to consciousness made possible by the transcendental reduction. Similarly, I have argued that whatever Heidegger meant by “being,” the phenomenologically defensible takeaway is the distinction between an entity and what it is/means to be that entity.

Today, many Husserlians seem to think that a position is phenomenologically significant only if it “genetically” pursues intentional content back to modes of consciousness that lack normative structure, and many Heideggerians seem to believe that Heidegger’s real phenomenological contribution consists in breaking with transcendental “subjectivism” in favor of an ontology of the “event” (Ereignis). I remain unconvinced. As I see it, such proposals are to be evaluated on the basis of whether they are necessary to account for normatively structured meaning (i.e., canonical intentionality, the “as-structure”). That is our best point of reference for assessing their validity; in the absence of such a point of reference we are free to accept or reject such proposals, according to our whim, as more or less interesting speculative visions.

This insistence on there being some check on the validity of philosophical claims informs the phenomenological principle of Evidenz, and it determines the specific sense in which phenomenology is a transcendental philosophy. More pointedly, to retain its distinctive kind of epistemic authority phenomenology cannot abandon its focus on intentional correlation. Phenomenological philosophy is what one gets when one adopts the reflective stance and remains exclusively within it (Crowell, 2001). But even if reflection picks out the topos of phenomenological inquiry – namely, experience as a descriptively accessible correlation-structure – it is equally important to emphasize that the meaning which inhabits this experience is normatively assessable. For instance, experiencing something as a snake, tree, or apple involves conditions of satisfaction that are right there in the experience, at stake in it, and the “operation” of such normative conditions must therefore be reflectively described; neither logical reconstruction nor neurological or cognitive-scientific explanation can do the job. If this is true, then whatever ground is attained by a phenomenological reflection on conditions of possibility – or, put otherwise, whatever is supposed to elucidate the constitution of meaning – must be something that is responsive to norms as normative. This puts strong constraints on what can be invoked in phenomenological philosophy.

Like logic, phenomenology is not restricted to philosophy, transcendental or otherwise. Logic serves as a necessary tool in all domains of inquiry, and phenomenology, understood as careful attention to the way things show up for us in first-person experience, has a similarly essential role to play in any discipline where something like Evidenz establishes what that discipline is about. Sometimes phenomenology’s contribution is a critical one. For instance, phenomenological reflection can identify points at which physicalist presuppositions distort the way questions about perceptual content are raised in cognitive psychology. As Husserl said already in relation to the psychology of his time: those who deny the importance of “armchair” descriptions of first-person experience in the study of perception, insisting on nothing but what can be confirmed experimentally, must already appeal to such experience to determine whether their experiments actually have perception in view at all (Husserl, 1983, 181–190). Sometimes the contribution is more positive. Phenomenological reflection on embodiment and temporality contributes directly to work in cognitive science, and phenomenological reflection on empathy and intersubjectivity has significant implications for research in the social and human sciences. But if we are talking about phenomenological philosophy, things look different.

Philosophy is a complex practice of inquiry with its own norms and stakes that circumscribe what is at issue in “doing” philosophy. Of course, as a social practice, the norms and stakes of philosophizing are frequently contested and hierarchized in different ways, producing “schools” and “traditions” within a broader field in which at least some commitments are shared. Here is not the place to analyze this sort of practice in detail. My point is only that, in contrast to phenomenology’s role in relation to other disciplines, phenomenological philosophy must – according to Husserl, and rightly in my view – be pursued within what Husserl called the “epoché.”Footnote 1 That is, philosophy (which has a stake in “ultimately grounded” truth and so follows the practical norm of “presuppositionlessness”) can borrow nothing from other sciences as premises for its own inquiry. The strength of the reasons for this commitment to the autonomy of philosophy vis-à-vis empirical and formal sciences is disputed, but Husserl was quite right to insist on it, as was Heidegger.

Husserl introduced these reasons in his critique of “naturalism,” or better, “scientism.” There need be no necessary conflict between “consciousness” and “nature” in all possible understandings of these terms, but both Husserl and Heidegger objected to the idea that natural science should dictate the terms in which philosophical questions are asked and answered. Instead, philosophical questions must address the field of normatively structured meaning that becomes thematic through the transcendental-phenomenological “reduction.” The questions on the horizon of phenomenology – its “open questions” – are thus the open questions of philosophy generally, questions that stay open since there is always more to be said about whatever stage the discussion has reached. But what is distinctive about phenomenological philosophy is that those questions will always entail a stance on the meaning of the reduction. By way of example, I will here explore the relation between transcendental phenomenology and metaphysics: Does the reduction permit of a metaphysics carried out entirely on the ground of transcendental phenomenology?

Both Husserl and Heidegger view phenomenology as a way of investigating the disclosure or constitution of that meaning through which entities are given, rather than as a direct investigation into properties of entities. In contrast, it is often thought that metaphysics investigates the essential properties of entities and provides causal (or otherwise “grounding”) explanations for “what there is.”Footnote 2 So the question arises: by what means could phenomenology segue from a transcendental concern with meaning to a determination of the basic properties of entities – i.e., to a metaphysics of what Husserl called “ultimate facta” and Heidegger called “beings as a whole”?Footnote 3

If the positive (empirical) sciences, broadly construed, explore the properties of entities (“empirical realism”), perhaps Kant was right to hold that philosophy has no access (via argument, or some intuitus originarius) to more “basic” metaphysical properties of those entities. And if that is so, metaphysics as an inquiry into “ultimate facta” or “beings as a whole” (ta onta) is not a cognitively grounded inquiry.Footnote 4 When it seeks to establish cognitive bona fides by drawing premises from the positive sciences, metaphysics becomes world-view. Theodore Sider’s physicalism is refreshingly direct about this: his argument for being metaphysically realistic about what he calls “structure” concludes by summarizing the “worldview” that results. It consists of an “ideology” (a set of primitive terms), a “fundamental theory phrased in terms of the ideology” (identifying metaphysical laws that are more basic than the laws of physics), and a “metaphysical semantics for nonfundamental discourse” (using the ideology as a translation manual for ordinary linguistic behavior) (Sider, 2011, 292).Footnote 5

Some contemporary phenomenological metaphysics is pursued in a similar way: just as the physicalist moves from a sense of “physical” established in natural science to a (quasi-) reduction of all phenomena to the physical as their metaphysically “fundamental” reality, some phenomenologists inflate a certain concept that derives from phenomenological reflection on first-person experience (e.g., flesh, desire, Erscheinung als solches, possibility, monad, the given/gift) into a fundamental principle of the whole of what is. Such approaches pose a challenge to the claims – in comparison, very modest ones – of transcendental phenomenology, and in my view the Husserl of the Grenzprobleme falls into this category. But in what sense, if any, do such phenomenologically crafted concepts retain their meaning and authority when extended to domains where no first-person evidence is possible, to the “actually” infinite totalities – world, God, monad – which Husserl calls “totality-problems”? That, it seems to me, is an open question.Footnote 6

2 Transcendental Phenomenology and Metaphysics

I thus arrive at the horizon of phenomenology that I wish to explore in some detail: Is transcendental phenomenology – governed by the reduction, for Husserl, and inseparable from transcendenal idealism (Husserl, 1989, 419–20) – a metaphysical idealism? Does it have metaphysical “implications”? Husserl argued that though phenomenology “excludes every naïve metaphysics that operates with absurd things in themselves,” it “does not exclude metaphysics as such” (Husserl, 1963, 38). But what does Husserl understand by “metaphysics” here?

This question has recently received a good deal of attention, focused on Husserl’s idea that transcendental subjectivity has the character of a “monad” and that the “ground” of the “world” is a “community of monads” which exists “absolutely” and to which the world, with all its “transcendent realities” is “relative.”Footnote 7 A clear statement is found in Cartesian Meditations where, after describing the ego as both a “pole of identity” and as a “substrate of habitualities,” Husserl proposes to call the “ego taken in full concreteness” by “the Leibnizian name: monad.” He continues:

The ego can be concrete only in the flowing multiformity of his intentional life, along with the objects meant – and in some cases constituted as existent for him – in that life. Manifestly, in the case of an object so constituted, its abiding existence and being-thus are a correlate of the habituality constituted in the ego-pole himself by virtue of his position-taking (Husserl, 1969, 67–68)

So the monad is neither simply a “pole of identity” nor the stream of conscious experiences as such, but that stream insofar as it involves a form of self-awareness that can “habitualize” itself into the constitution of “existent” (transcendent) objects. This, in turn, as Husserl writes later in the same text, is possible only if the monad “is in communion with others like himself: a member of a community of monads” without which there can be no objective “world of experience.” Such communion, established by way of empathy, replaces Leibniz’s pre-established harmony: Husserl argues that because “communion” between monads is in principle unlimited, “there can exist only a single community of monads” and “only one objective world” (1969, 139–40).

All this raises as many questions as it answers, of course, so to make a start toward clarifying the picture, I will here focus on a single strand of the monadology issue: Within transcendental idealism, what does it mean to say that the world depends on consciousness?

Now, this question is not unambiguous, and the ambiguity turns on the meaning of the phenomenological reduction. In Ideas I (1913) Husserl introduced the reduction in the context of an “epistemological” project involving a “Cartesian” search for a “presuppositionless” beginning in philosophical inquiry (Husserl, 1983, 66). The ordinary realism of the natural attitude – roughly, the view that the world and the things in it are simply “there” as they present themselves in experience and serve as the ground of all cognitive and practical projects – is to be “suspended” (epoché) in order to reflect “critically” on the perceptual and other conscious acts in which worldly things are given as the things they are. These acts, responsive to norms of validity, enable experiences to be “mutually legitimated or corrected by means of each other” instead of merely “following upon” or subjectively “replacing” one another (Husserl, 1965, 87). The “transcendental reduction,” then, is the reflective method that discloses the correlation between conscious acts and their intentional objects (“noemata”) and the syntheses of identification in which the meaning of those objects is “constituted.” Husserl calls this correlation-structure “absolute consciousness,” and I will argue that this “absolute” should be understood in a metaphysically neutral way.

What do I mean by “metaphysical neutrality”? The epoché precludes us from “positing” the existence of the objects that show up in the natural attitude; that is, “we make no use” of their supposed “valid being” in any kind of philosophical explanation (Husserl, 1983, 61). Of course, we do not deny their existence either; rather, they are reflected upon solely as “unities of meaning” (Husserl, 1983, 128) correlated with specific (types of) acts of consciousness united with one another in the unity of one stream of consciousness by means of temporal and “founding” relations. According to Husserl, it is exclusively within this correlational unity of consciousness that the Evidenz supporting all natural-attitude positing of being can be critically assessed for its scope and adequacy. The transcendental-phenomenological concern, in other words, is not whether this tree or this state of affairs actually exists; rather, it is solely the “epistemological” one of identifying the essential evidential demands involved in posting the tree or state of affairs as what it is, including its claim to exist.Footnote 8 If metaphysics has to do with claims about “what there is,” then transcendental phenomenology is metaphysically neutral in the sense that it makes no such claims but only claims about how things present themselves evidentially as being. Dan Zahavi summarizes the view: “On such a reading” – he is referring to David Carr’s – “all that transcendental subjectivity can be said to be constituting is the meaning of the world and not its being” (Zahavi, 2010, 78).

But what does “being” mean here? Husserl’s account of the reduction in Ideas I might appear to undermine the metaphysically neutral interpretation. A key text in this connection is §44 of Ideas, where Husserl argues for the “merely phenomenal being of something transcendent” (here, empirical reality) and the “absolute being of something immanent” (i.e., consciousness). What does “absolute being” mean?

Husserl initially approaches the term by considering the different kinds of Evidenz in which consciousness and transcendent reality are given.Footnote 9 A transcendent thing is given in “profiles” that always entail more than what is sensuously given; hence, the evidence for its existence is always “presumptive.” In contrast, consciousness or immanent being, grasped in the evidence of reflection, is not presumptive. Consciousness is not “adumbrated” (Husserl, 1983, 96), so the existence of consciousness is “apodictically” given in any genuine grasp of one of its moments, even though the temporally structured stream of consciousness as a whole can no more be given adequately than can a transcendent thing. So consciousness is absolute being in the sense that the validity of its claim to exist now does not depend on the further course of experience. On this picture, transcendental phenomenology can remain metaphysically neutral because, in considering this kind of evidence, it can acknowledge the distinctive way in which the existence of consciousness is given without, however, making any use of it in explaining the (metaphysical) nature of things. Phenomenology is not in the business of explaining the nature of things; it is transcendental clarification of the meaning and validity in which things of whatever sort, including consciousness itself, are given. Transcendental idealism is just the recognition of this (asymmetrical) correlation structure that underlies the realism of the natural attitude: “transcendental idealism contains natural realism entirely within itself” (Husserl, 1962, 254).

However, the language of §44 might be read in a more metaphysical way when Husserl later seems to suggest that transcendent reality is not merely “relative” to consciousness in the sense that its meaning and validity is given through (constituted in) consciousness, but rather depends on consciousness for its existence. Reality is “according to its sense, a merely intentional being” which can be “determined […] only as something identical belonging to motivated multiplicities of appearances: beyond that it is nothing.” Indeed, “in the absolute sense [reality] is nothing at all” (Husserl, 1983, 112–13). Further, Husserl argues that “no real being […] is necessary to the being of consciousness itself” (1983, 110).

The metaphysical picture would then be this: through the reduction I grasp that consciousness exists necessarily, while its intentional correlates are phenomena bene fundata – posits whose existence has continually demonstrated itself in the evidence of ongoing experience, and in relation to which nothing currently speaks against the expectation of their continued existence. On such a reading, consciousness is a “monadic unity” with its own “thoroughly peculiar ‘forms’,” a unity that “in itself has nothing at all to do with nature, with space and time or substantiality and causality” (Husserl, 1965, 108). Worldly things, in contrast, as unities grounded in syntheses of identification (the intuitive fulfillment of intentional implications), depend on consciousness, cannot exist without their metaphysical ground. If “absolute” means metaphysically fundamental, transcendental idealism would be a metaphysical idealism.

The ambiguity in §44 is incorporated into Husserl’s conception of consciousness as a “monadic unity.” In Philosophy as Rigorous Science Husserl introduced the term in a metaphysically neutral way, namely, by highlighting two distinct modes of givenness. The monad’s unity is provided by normative forms or laws that enable its experiences to “correct” or “refute” one another rather than simply replace one another in time, whereas “nature” or transcendent reality is governed by non-normative relations of space and time, substantiality and causality. Here, monadic unity is “Leibnizian” only in the sense that normative laws do not permit admixture with non-normative laws of “nature” – and not in the sense that only monads truly exist as, e.g., “metaphysical points.”Footnote 10 As Husserl says in the Crisis, consciousness is a realm of “mental [geistige] processes” – not psychological (psyche) but normative, “minded” – that “constitute forms of meaning […] entirely out of mental material.” But by this time a hint of Husserl’s metaphysical idealism is unmistakeable: The monad is “completely closed off within itself, existing in its own way” (Husserl, 1970, 112). This way of existing allows for “communalization;” indeed, the individual monad “functions constitutively only within intersubjectivity” (1970, 172). That is, the “world” as a valid “meaning-construct [Sinngebilde]” is grounded in a community of monads (1970, 113). As Daniele De Santis (2018) has shown, in Cartesian Meditations Husserl uses this transcendental premise to argue to a “metaphysical result [Ergebnis]” concerning one of the Grenzprobleme’s “totality-problems” – namely, that there can be only one actual world.

Still, by itself such a metaphysical “result” does not directly address the question of whether the world itself – and everything in it – “depends” on the monadic community for its existence. The claim that it does is at the heart of A. D. Smith’s metaphysical reading of transcendental idealism. Smith argues that, for Husserl, consciousness – the monad, or rather, the monadic community – exists absolutely and physical (transcendent) things supervene on consciousness. Given the right concatenations of acts, a physical world must exist as the noematic correlate of consciousness, but physical things can no more exist apart from those acts (their “supervenience base”) than a game of rugby can exist without its supervenience base in “human behavior, intentions, etc.” (Smith, 2003, 184). The supervenience relation is asymmetrical, since all sorts of human behavior can exist without a rugby game existing – or, more to the Husserlian point, all sorts of concatenations of consciousness can exist (e.g., ones in which, as Husserl imagines, the ongoing course of experience allowed for no syntheses of identification) without a physical world existing. Thus the existence of the latter depends on the existence of consciousness: “physical facts are ‘nothing over and above’ experiential facts” (Smith, 2003, 185).

To pose the question of metaphysical dependence more precisely, I will look at three recent papers which examine Husserl’s transcendental idealism, focusing on how each construes the dependence of reality on consciousness. I choose these papers because they neatly present the dialectic in Husserl’s thinking about metaphysics, though they by no means exhaust their authors’ views on the topic. Each author embraces the claim that Husserl’s idealism is consistent with empirical realism, and each recognizes the broadly verificationist role of reflection on intentional correlation (concerned with the “meaning and validity” in which things are posited, rather than with actually positing anything). Further, all three seem primarily interested in showing that transcendental idealism is not wedded to its Cartesian beginnings: the constitution of “actual reality” requires that transcendental subjectivity be embodied, embedded, and intersubjective, that it “realize itself” along with the world that it constitutes.Footnote 11 But this argument leaves the metaphysical dependence question open: Rudolf Bernet defends something quite close to a metaphysically neutral conception of Husserl’s idealism. Against this, Dan Zahavi argues that transcendental idealism does have metaphysical implications, namely, of an “anti-realist” sort. Ullrich Melle, finally, poses the dependence question in the context of what Husserl himself understood by “metaphysics.”Footnote 12 If Melle’s picture captures what Husserl thought transcendental idealism entails, I suggest that we not follow him. Though I will not be able to provide the full argument here, it seems to me that a metaphysical understanding of monadology is not entailed by the transcendental reduction but rests on arguments that are, just as in Kant, antinomical.Footnote 13

3 Three Approaches to Transcendental Idealism

Rudolf Bernet characterizes Husserl’s transcendental idealism as an “epistemological type of idealism that is exclusively concerned with the relationship between knowing and the known” (Bernet, 2004, 10), but he marshals Husserl’s revisions to the Sixth Logical Investigation, composed around the time of Ideas I, to argue for an idealism that owes more to Leibniz than to Descartes and is “less problematic” than the one found in Ideas I (2004, 4). While Bernet does discuss the dependence of empirical reality on consciousness, his real concern is to show that consciousness is not a metaphysical absolute. Properly understood, transcendental idealism will “no longer have any reason” to take the “dependence” of things on consciousness to entail the independence of consciousness from its “intentional objects.” A consciousness that can constitute an actual world must belong to that world, must “be ‘empirical’ in a sense that would not run counter to its purity” under the reduction (2004, 16). The crux of his analysis is found in the distinctions Husserl draws between ideal possibility, real possibility, and actuality (Wirklichkeit).

For present purposes, the distinction between “ideal” possibility and “real” possibility concerns empirical objects, not mathematical or logical “idealities.” An ideally possible object (e.g., a centaur) is one that can be imagined quite apart from any connection with the motivated course of our actual world-experience. A real possibility, in contrast, is motivated; it is one “for which something makes a case,” one that could “fit in with [our actual] realm of reality,” or world. For instance, it is really possible that, when I cut holes in the walls and ceiling of my study, I will find wooden joists and studs. Such objects, “were they actually given,” would “be integrated harmoniously into the actual reality that is the field of our common experience”; it is motivated by our previous experience (Bernet, 2004, 8). A real possibility becomes an “actual reality” through its “realization” – that is, through the “accomplishment of an act of [intuitive] fulfillment” (2004, 8). A purely “ontological” (eidetic) approach to possibility, such as Husserl pursued in the Logical Investigations, cannot account for “actual” being, but a “phenomenological” approach, which appeals to the criterion of intuitive fulfillment, can (2004, 4).Footnote 14 And for Bernet, “it goes without saying” that this account of actuality “is a phenomenological thesis not a metaphysical one” (2004, 9). What are the implications of this approach for the question of whether actual things depend on consciousness for their existence?

First, to be actual is to be more than just a “particular case of the essence of reality,” since this is still only real possibility; the actuality of an object “entirely depends on the intuitive and actual givenness of this object” (2004, 10). But if, as Husserl claims, no series of perceptions can “verify the actual existence of a thing,” how can such a thing be distinguished from real possibility? Bernet’s answer is two-fold. On the one hand, establishing something as actual through the “realization” of a prior (real) possibility depends on a consciousness that itself “actually exists” (2004, 11). Such a consciousness is worldly in the sense that it is the course of its own previous experience that provides the “norm” of “adequate knowledge” governing the possible validity of its anticipation. But second, this norm is “not imposed from the outside”; rather, it is the (actual) thing itself (2004, 15) – a regulative idea or “Idea in the Kantian sense” – a teleological concept that depends on infinitizing the contingent, empirical way things show up for us.Footnote 15 Thus the “actual reality of the world depends phenomenologically on the actual reality of consciousness,” i.e., “on the actual course of pure experience” (2004, 12–13).

An “empirical” but “pure” consciousness is thus a Faktum; consciousness has the “necessity of a fact” (Husserl, 1983, 103). Husserl explains that while an eidetic (rational) ontology contains the grounds for a possible nature, it contains “nothing of a factic one,” and so “facticity is not the terrain of phenomenology and logic [i.e., ontology] but of metaphysics” (Husserl, 1956, 394). And, he continues, “the miracle here is rationality”: since there is no eidetic necessity that the course of conscious experience allow for a strict natural science, the “miracle” – from the transcendental point of view – is that “a correlation obtains between factic consciousness and empirical science” in the actual world, a point registered in the conditional character of the phenomenological apriori (see fn 14).

Bernet cites Husserl to the effect that “it is inconceivable that a thing would exist” without this “relation to the hic et nunc” of “the one who actually determines it,” but he interprets this to mean that such situatedness is necessary for any epistemic verification of actuality (Bernet, 2004, 17; Husserl, 2002b, 271). He thereby reproduces the ambiguity surrounding the metaphysical dependence question we encountered in §44. Bernet does not leave it at that, however. He concludes by distinguishing between idealism in a “broad” sense – the ontological thesis of a “necessary correlation between the possibility of objects and the possibility of an intuitive consciousness of such objects” – and idealism in a “strict” sense, which “goes much further” (2004, 19). This latter is metaphysical in the sense just elucidated, having to do with the facticity of the world. It “makes claims about ‘things in themselves’” and “it makes their actual existence depend on the actual existence of embodied subjects” (2004, 19). If it is “banal” (2004, 3) to say that “there are no thinkable things without a consciousness that thinks them,” it is far from banal to say that “no transcendent empirical things can exist without there existing embodied subjects that have an actual […] experience of them” (2004, 19).

In the end, then, does Bernet think that transcendental phenomenology entails this “strict” or metaphysical form of idealism? It is hard to tell. On the one hand, he notes that when Husserl claims that “the meaning of the being of the object depends on its intuitive givenness,” this promotes “consciousness to the role of supreme judge of all issues concerning being” (Bernet, 2004, 20). On its own, however, this says nothing about existence-dependence. Husserl’s account of how the meaning of “actual” being depends on consciousness is easily understood in metaphysically neutral terms. On the other hand, Bernet also notes that Husserl “undoubtedly set about bringing to light a dependence of the nature of objects and of their modes of being on acts of intuitive consciousness,” and he (rightly) argues that this sort of “transcendental idealism” is inseparable “from Husserl’s phenomenology” (2004, 20). But to say that the “nature” (essence) and “modes” of being (ontic modalities) of objects depend on intuitive consciousness just restates the thesis of “broad” ontological idealism, underwritten by the reduction as our methodological access to all such meaningful distinctions. It need not entail metaphysical dependence. Indeed, Bernet concludes by reminding us that transcendental idealism is grounded in Husserl’s “phenomenology of knowledge,” and he warns that “every extrapolation of the meaning of Husserlian idealism beyond the limits” of this epistemological approach “is exposed to the worst sorts of misunderstandings” (2004, 20). To my ears, this sounds like a version of metaphysically neutral transcendental phenomenology.

But if transcendental idealism is not directly a metaphysical idealism – i.e., is concerned with meaning and validity rather than with positing an absolute metaphysical Faktum or ground – might it nevertheless have metaphysical implications? Dan Zahavi answers this question affirmatively, so we might wonder whether the existential dependence of real things on consciousness is among those implications.

Like Bernet, Zahavi seems primarily concerned to undermine the view that transcendental subjectivity is a Cartesian consciousness cut off from the world; and, like Bernet but against Dermot Moran and A. D. Smith, he argues that transcendental idealism is not a “speculative” and “baroque” form of “metaphysical” idealism (Zahavi, 2010, 75). Finally, again like Bernet, the position he defends is transcendental idealism in a “fundamentally and essentially new sense,” as Husserl put it, “the proof [of which] is phenomenology itself” (Husserl, 1969, 86; quoted in Zahavi, 2010, 76). Such an idealism aims “not to offer a metaphysical account of reality, but to justify and understand what it means for the world to count as real and objective;” that is, it aims to elucidate “mundane transcendence through a systematic disclosure of constituting intentionality” (2010, 77). Thus, for Zahavi, the phenomenological correlation, revealed by the reduction, is basic; the necessity of such correlation, and any “dependence” of things on consciousness that follows from it, does not entail “metaphysical dependence” (2010, 78).

At the same time, Zahavi rejects the metaphysically neutral interpretation of the reduction, according to which phenomenology excludes “the actual existence of the world from consideration” in order to focus on its “sense or meaning” (Zahavi, 2010, 78). This won’t do, because it would mean that transcendental phenomenology is “in principle compatible with a variety of metaphysical views, including metaphysical realism or subjective idealism” (2010, 78) – and Zahavi is keen to show that transcendental phenomenology is incompatible with metaphysical realism. Hence the dependence question, signaled in the title of his paper, looms large: in what sense is consciousness “absolute” such that transcendent things, as metaphysical realism understands them, could not exist without consciousness?

Beginning with metaphysical idealist interpretations such as Smith’s, Zahavi examines and dismisses several suggestions for what the “dependence” of things on consciousness might mean. Causal dependence is dismissed, since this would turn “transcendental subjectivity” – the embodied, embedded, intersubjective “realization” of “pure” consciousness, as Bernet put it – into a “prime mover” in direct competition with empirical cosmological theories like the Big Bang. Supervenience is also dismissed, since it suggests a phenomenalism that Husserl explicitly rejects (Zahavi, 2010, 79–80).Footnote 16 Against such views, Zahavi holds that “Husserl’s decisive point” is that “reality, far from being some brute fact that is detached from every context of experience and from every conceptual framework is rather a system of validity and meaning which needs subjectivity […] if it is to manifest and articulate itself” (2010, 80).

One might think, however, that this changes the subject. Of course – one might say – if reality is understood as a “system of validity and meaning,” it can show itself only in a correlational context. But this seems to get us no further than real possibility in Bernet’s sense. It does not justify Husserl’s apparently stronger claim (Husserl, 1983, 129), referenced by Zahavi, that “reality depends on subjectivity” because “it is just as nonsensical to speak of an absolute mind-independent reality as it is to speak of a circular square” (Zahavi, 2010, 80). Zahavi understands this to mean that “an objectivistic interpretation of [the world’s] ontological status” must be rejected on phenomenological grounds. Husserl’s idealism thus “redeem[s] rather than renounce[s] the realism of the natural attitude” (2010, 80). But – such a realist might ask – doesn’t the natural attitude understand the existence of the things it deals with precisely as metaphysically (or “ontologically”) mind-independent?Footnote 17

Zahavi’s position on the absolute character of consciousness, and so also on the meaning of Husserl’s idealism, involves accepting the sort of argument pursued by Bernet – “no object is thinkable as actual without an actual subjectivity capable of realizing such an object in actual cognition” (Husserl, 2002a, 277; cited in Zahavi, 2010, 82) – and also involves formulating the precise sense in which the relation between subject and object is asymmetrical: “the absoluteness that Husserl ascribes to subjectivity pertains to its manifestness”; that is, as “self-manifesting or self-constituting” it possesses “something that all objects per definition lack.” Objects “are relative and dependent” in the sense that “the condition for the appearance of any object is located outside that object itself” (2010, 83). So far, this is entirely compatible with a metaphysically neutral interpretation of the reduction. But further, Zahavi affirms that transcendental idealism “doesn’t deny the existence of mind-independent objects in the uncontroversial sense of empirical realism but only in the controversial sense of metaphysical realism” (2010, 84). So to address the metaphysical dependence question it is necessary to understand what metaphysical realism is.

As a first approximation, Zahavi describes it as the view that a transcendent reality “exists independently of any thought or experience” we may have of it (2010, 85). This could mean two things: first, that it is possible for something to exist that in principle precludes all possibility of our experiencing it, a Kantian Ding an sich. Husserl, Bernet, and Zahavi all reject this view.Footnote 18 Second, it might mean that a given transcendent thing, correlated to a specific veridical act (or series of acts), exists whether or not such acts take place. On either meaning, the metaphysical realist holds that if we want to grasp reality, we need to “strip away the subjective” from our experience of the world – all the ways in which “it happens to present itself to us human beings” (2010, 85). Thus Zahavi seems to have in mind a view like Theodore Sider’s, who aims, by means of an artificial language (“ontologese”), to theorize the (metaphysically) “real,” abandoning both experience and “conceptual frameworks” other than physics, our “best empirical theory” about “what is.”

Sider expresses incredulity at the thought that subjectivity could play a role in metaphysics (Sider, 2011, 18). Further, “knee-jerk realism requires that the physical description of reality be objectively privileged” because, he argues, “physical notions carve [nature; what is] at the joints” (2011, 20). In phenomenological terms, Sider is convinced that what Husserl calls the “physicalistic abstraction” from all subjectivity, which defines the “naturalistic attitude” (Husserl, 1989, 27–29), leaves nothing metaphysically fundamental out of account. According to Zahavi, Husserl’s transcendental idealism “amounts to a rejection” of this sort of “metaphysical realism” (2010, 85). Hence it is not metaphysically neutral because the reduction has this negative metaphysical implication: a mind-independent physical world, as Sider understands it, is just as “nonsensical” as a “round square.” But is it really?

Zahavi’s argument that it is hinges on the claim that transcendental idealism is “defined” by its “deliberate blurring of the distinction between ontology and epistemology”: the “meaning” of being, existence, actuality, and so on is defined by reflecting on how that meaning is given and constituted. But why should this entail that a physical world metaphysically independent of consciousness cannot exist? Zahavi admits that the “deliberate blurring” in question might appear to yield “a rather deflationary definition” of idealism (Zahavi, 2010, 85), but if it is a form of deflationary ontology, then it precisely leaves the existence-dependence question out of account, or else denies that it is meaningful. Amie Thomasson, for instance, sees Husserl as embracing a “meta-ontological deflationism” that rejects “substantive” metaphysical questions, such as existential dependence, precisely because there is “no sense to ‘ontological’ questions in which they cannot be answered easily, by perfectly ordinary standards” (Thomasson, 2015, 295–317).Footnote 19 Along these lines, as we saw, Zahavi explicitly denies that Husserl’s idealism entails that “consciousness is the metaphysical origin or source of reality.” But he also admits that, as a philological matter, “Husserl might indeed consider consciousness as a necessary condition for reality” and that, if he does, “Smith is right in saying that for Husserl nothing would exist in the absence of consciousness” (Zahavi, 2010, 86). But if that is truly Husserl’s position – that is, if, in contrast to the view of idealism Zahavi himself defends, Husserl’s own conception of idealism includes “a theoretical investigation of the fundamental building blocks, of the basic ‘stuff’ of reality” (Zahavi, 2019, 51) – then it is a metaphysical idealism. There would be something metaphysically impossible (and not just “nonsensical” in the deflationary sense) in the very idea of a purely physical world. Husserl’s idealism would be the mirror image of Sider’s physicalist metaphysics: according to both, but by appeal to precisely opposed metaphysical arguments, phenomenal beings (ordinary tables, artworks, and trees) do not metaphysically “exist.”

I will argue that Ullrich Melle is right to find such a metaphysical view on the horizon of Husserl’s idealism. The point about Zahavi’s position that I want to emphasize here, however, is that his “deflationary” reading of transcendental idealism differs from a metaphysically neutral reading only in its argument for the “negative” metaphysical implication that (supposedly) rules out metaphysical realism. The argument is grounded in the distinctively phenomenological, or transcendental, “blurring” of ontological and epistemological motifs, but this blurring is not itself defended metaphysically. Hence the “anti-realism” toward which it points us (Zahavi, 2010, 87) is, I would argue, best understood in metaphysically neutral terms – that is, as eschewing any argumentation that aims to draw metaphysical “implications,” whether idealistic or realistic. For any such implication will run both ways: If phenomenology entails that a reality metaphysically independent of consciousness is impossible, this equally implies that reality metaphysically depends on consciousness.

Ullrich Melle takes up many of the themes and arguments that we have already encountered in the previous two papers, but with the advantage (in this context) of interpreting them in light of Husserl’s own “strict,” or explicitly metaphysical, interpretation of transcendental idealism. Hence it becomes possible to locate more precisely the steps in Husserl’s argument where metaphysical theses are supposedly entailed by the reduction – and to evaluate the plausibility of this supposed entailment.

To begin with, Melle takes note of the fact that Husserl’s claims – for instance, in §44 of Ideas I – about the “relativity” of empirical actuality to consciousness belong to an eidetic analysis of the different ways in which consciousness and reality are evidentially given – that is, they are meant to motivate the reduction and are carried out “still on the ground of the natural attitude” (Melle, 2010, 94).Footnote 20 The “abyss” between consciousness and reality (Husserl, 1983, 111) that results from this “epistemological” reflection poses the ontological problem of how the two can be related to one another at all, a problem that non-phenomenological approaches often attempt to solve by means of a “picture” theory or “sign” theory of perception. In Transzendentaler Idealismus (Husserl, 2003), many of whose texts were written at the time of Husserl’s articulation of the transcendental reduction, Husserl expends much effort refuting such theories: there is no phenomenological basis for “indirect” theories of perception; in perception, the object is “given in person [leibhaft gegeben]” (Melle, 2010, 96). But this introduces a further problem, namely, a potential “gap between the [transcendent] object and its [immanent] appearing.” It is this gap that the reduction is supposed to close, and in the texts of Transzendentaler Idealismus such closure has a “strict” metaphysical meaning (2010, 96).

As Melle notes, Husserl’s argument hinges on the idea that perception, in being directed at the real thing, is simultaneously “directedness toward validity” in a “process of demonstration [ausweisen] and justification.” The “being” or “actuality” (Wirklichkeit) of a transcendent thing “does not appear” as the thing does; it must “prove itself” (2010, 96). If we ask how this directedness toward validity, revealed by the reduction, can overcome the gap that threatens to leave us stuck in immanence – why the “thing itself” cannot lie beyond the reach of all experience – Husserl will respond that we have understood “immanence” psychologically and have thereby fallen back into an “indirect” theory of perception (Melle, 2010, 97). The reduction, then, facilitates Husserl’s “refutation of this [kind of] skepticism and the false metaphysics of a thing-in-itself bound up with it” (2010, 97). But it does so, as Melle explains, by means of an idealism that understands the dependence of things on consciousness in a metaphysical way, one that goes beyond the “deliberate blurring” of epistemology and ontology.

To appreciate this point it is important to note, as Melle does (2010, 93), that in these texts Husserl – uncharacteristically, given his frequent rejection of such “dialectical argumentation” – is constructing a proof for transcendental idealism; that is, he is constructing an argument, based on transcendental (“verificationist”) premises established within the phenomenological reduction, to a metaphysical conclusion which itself escapes any, howsoever mediated, phenomenological Evidenz. We are familiar with these transcendental premises: In order to posit the existence (“actuality,” Wirklichkeit) of a transcendent thing, it is necessary that the thing show itself and maintain itself in an ongoing and norm-responsive (Geltung-tracking) series of experiences of various sorts. Though this is never definitive, so long as the thing consistently shows itself in such experience there is no reason to doubt it, and so also no reason to think that it is “merely an appearance [blosser Schein]” (Melle, 2010, 98). The price we pay for this “securing of transcendence,” however, is the “assertion of an in principle relativity” of actuality to consciousness, which means that the connection between transcendence and consciousness cannot be “external, additional, and contingent.” As Melle unpacks this point: “no being and no truth is thinkable without possible givenness and without possible knowledge” (2010, 99).

To show how this entails a metaphysical conclusion, Melle draws on the distinctions between ideal possibility, real possibility, and actuality central to Bernet’s account of Husserl’s “Leibnizian” approach to transcendental idealism, incorporating them into Husserl’s “proof” of metaphysical idealism. First, the idea of an actual thing-in-itself (or actual world outside our own) is merely an “ideal” possibility, something for which nothing in our experience speaks. It is thus equivalent to a “fiction.” Matters stand otherwise with respect to the idea of an actual transcendent thing which is not now being experienced, since we conceive such things as real (that is, motivated) possibilities. But this sort of motivation presupposes “some connection with and reference to a current [aktuelle] experience” that can be motivated by it (2010, 100).

So far, so good; all this remains intelligible within a metaphysically neutral reading of the reduction. But for Husserl it follows that “the world owes its actuality to consciousness,” that without the latter “there is and can be no actuality.” Or, as Husserl writes, “If one says that a world could exist [existieren] without an existing ego that grasps [erfasst] it, this is nonsense” (Husserl, 2003, 119; quoted in Melle, 2010, 101). This direct statement of existential dependence is immediately hedged, however: the reason it is nonsense is that the truth of the claim that such an actual world could exist “is nothing without groundability [Begründbarkeit] in principle,” and groundability presupposes, as we have seen, an aktuelles Ich.

So despite Husserl’s metaphysical conclusion, the reasoning behind it still turns on the verificationist premises established by the reduction; roughly: The very idea that an actual world could exist independent of consciousness is absurd. This is because phenomenology shows that the world is intrinsically (i.e., not “externally and contingently”) relative to consciousness. Intrinsic relativity is established through the reduction to the necessary correlation between the positing of any actual being and an actually existing ego, a coherent, Geltung-tracking series of intentional experiences (monad). Thus, no claim about an actually existing world that excludes consciousness can be justified.

Melle then examines certain predictable objections. In his responses we can see how Husserl’s proof is supposed to work, and why, despite its verificationist premises, it must be given a “strict” metaphysical reading. The first objection holds that even if the groundability of the truth of positing an actual empirical object presupposes an “actual” ego capable of intuitive acts of fulfillment, as Bernet argued, this does not mean that “the existence of the object of that truth” requires it; it does not entail the dependence (Abhängigkeit) of the object on consciousness (Melle, 2010, 102). Melle’s Husserl dismisses this objection: whatever we think we mean by it, once phenomenology has shown that without reference to an actual ego we are in fact only trading in “ideal possibilities” equivalent to “fictions,” the distinction between truth and “actual” existence itself proves to be “groundless” (bodenlos). Of course, as Husserl notes, consciousness can take many forms, some of which are incapable of the norm-responsiveness required for any consciousness of meaning and validity; the existence of a rational consciousness, then, is a “pure factum” (“the miracle here is rationality”) which we continually experience in ourselves. We rational beings can and do make distinctions between ideal and real possibilities, and we do so on the basis of “actual” experience, which therefore can and must serve as the “norm” of all being (Melle, 2010, 104).

A second objection is more worrisome. It attacks the conclusion of the argument through a seeming reductio, drawing on the “fact of the evolution of consciousness in natural history” (Melle, 2010, 103): How can the actual emergence of consciousness be understood, when, prior to that emergence, there was no actual ego to anchor its intuitive fulfillment? Husserl answers that just as the actual existence of things contemporaneous with, though not currently experienced by, my actual consciousness can be established as real possibilities thanks to motivated “experiential paths that lead from actual experiencing to the ends of the earth,” so too there is a temporal experiential path, “anchored” in my present, that leads from now to the most distant ages of natural history (Melle, 2010, 100, 103).

As Melle goes on to explain – thereby making common cause with Bernet and Zahavi – the full argument requires that the consciousness in question be “worldly,” i.e., that it has “realized” itself in the world constituted through its intentional achievements. No sense can be made of an “anchoring” in an “actual” ego that is not itself experienced as embodied, embedded, and intersubjective (Melle, 2010, 104). But, as Melle shows, Husserl takes this point to entail a metaphysically idealist conclusion. First, if Husserl’s “proof” has gone through, then, as Zahavi also argued, “a merely material world is impossible; the actual world must be a psycho-physical world with […] humanoid creatures in it” (2010, 104). This does not mean that the existence of the world metaphysically depends “on a part of it” (namely, the current human community); in regard to that “part,” we are still on the ground of the verificationist or conditional phenomenological apriori: an actual world can only demonstrate itself if there is a suitably rational monadic community (2010, 105). Such a view is consistent with a metaphysically neutral interpretation of the reduction, but Melle’s reading highlights Husserl’s metaphysical intentions: To say that “the world does not exist independently of consciousness” means that “the world cannot [first] exist as a merely material world in which, subsequently and contingently, certain material things attain [erhalten] a conscious appendix” (2010, 105). Understood in this metaphysical way, the empirical “emergence” of consciousness in natural history presupposes the prior “absolute” existence of consciousness. So Husserl accepts the supposed reductio but does not see the conclusion as absurd because he doubles down on the idea that grounding, in the sense of justification, has metaphysical import.

With a good deal of understatement, Melle notes that this idea “has far-reaching metaphysical consequences” (2010, 105). For instance, Husserl’s position somewhat resembles the strong anthropic principle: since the current world is one in which rational minds can successfully pursue science, the emergence of such sapient life is somehow necessary, though this necessity cannot be derived from the laws of physics. But Husserl’s claim is in fact much stronger: because a merely material world is not possible, the metaphysical ground of the world must include consciousness. Phrased otherwise, if anything exists, then consciousness must exist. This is not panpsychism, since Husserl does not maintain that transcendent things themselves possess consciousness as one of their real parts. Rather, the metaphysical ground is absolute consciousness itself, the monad – or rather, the mondadological community (Monadenall) whose members “realize” themselves as human beings within the limits of birth and death but whose metaphysical actuality is, as Melle puts it, “from eternity to eternity” (2010, 106).

4 The Horizon of Phenomenological Metaphysics

This last point directs us to one place (among many) in the Grenzprobleme where Husserl’s metaphysics of the monad appeals to a dialectical argument that moves from a phenomenologically evident premise to a conclusion about a “totality-problem” that far exceeds such evidence (Husserl, 2014, 145–53). First, given the essentially temporal (protentional-retentional) structure of consciousness, Husserl argues that it is impossible for consciousness to begin or end. If that is so, it follows that in what we imagine to be geological periods in which all consciousness was absent, the monadological community did in fact exist, but in a state of “torpor” (Dumpfheit). Husserl does not pretend to have done more to clarify what this means beyond making a metaphysical argument for its necessity, based on premises delivered by the reduction’s transcendental ontology, its clarification of the meaning of being. Nor, as Melle notes, does this argument establish “why absolute consciousness or the monadic community awoke to world-constitution, and how much necessity or contingency there is in this awakening and in the course of world constitution itself” (Melle, 2010, 106). These are the “teleological” questions that, for Husserl, remain on the horizon of phenomenological metaphysics.

As Melle explains, such arguments go beyond the ontological “relativity” (or deflationary ontological “pluralism”) that follows directly from the reduction. Husserl’s proof is meant to “free us from the limits of the natural attitude” – naïve realism – and so constitutes “an argumentative alternative to the method of epoché and reduction.” In contrast to Zahavi, Melle argues that “both paths lead to the same metaphysical truth about absolute being,” a truth that “stands in contradiction to the general thesis of the natural attitude” and is, indeed, “the exact mirror-image [Widerspiel]” of the latter (Melle, 2010, 106).

In this respect, Husserl’s metaphysics is the “exact mirror image” of Sider’s. For both, ordinary things are phenomena bene fundata but do not figure into the fundamental metaphysical structure of what is. For Sider, that structure includes only “physics, logic, and set theory” (2011, 292). For Husserl, in turn, metaphysical structure includes only monads and their various levels of constitutive accomplishment. Further consideration of this dispute between the two positions would show that the arguments they employ to arrive at the metaphysically “fundamental” are themselves mirror images of one another – that is, we find ourselves facing an antinomy in which we have nothing to go on but pure argumentation, the conclusions of which cancel each other out. The lesson I suggest we draw from this is not exactly the one that Lászlό Tengelyi proposes – namely, that we have to do here with an agon between two fundamental worldviews, transcendentalism and naturalism (Tengelyi, 2014, 411–433) – but it is close: transcendental phenomenology is and ought to be metaphysically neutral; it should leave worldview proposals to the scientists and theologians.