Skip to main content

A Comparison Between Independent Component Analysis and Established Signal Processing Methods for Gearbox Fault Diagnosis Under Time-Varying Operating Conditions

  • Conference paper
  • First Online:
Modelling and Simulation of Complex Systems for Sustainable Energy Efficiency (MOSCOSSEE 2021)

Abstract

Reliable condition monitoring methods are required for rotating machines operating under time-varying operating conditions. The measured vibration signals typically contain information related to the different interacting components (e.g. gear mesh components, bearing fault components), the transmission paths between the excitation sources and the sensors, the environmental conditions (e.g. changes in temperature) and the operating conditions of the machine. Hence, multiple sources could be present in the measured signals, which could impede the detection of weak sources attributed to incipient damage. Several methods have been proposed to solve this problem, including, synchronous statistics (e.g. time-synchronous averages, synchronous average of the squared envelope, synchronous median of the squared envelope), the squared envelope spectrum, the order-frequency spectral coherence and the integrated squared spectral coherence (e.g. the enhanced envelope spectrum and the improved envelope spectrum). Independent Component Analysis (ICA) is a well-established technique that has not been compared against the aforementioned methods. In this work, we compare the performance of ICA against the performance against established signal analysis methods for fault detection under time-varying operating conditions. We show that ICA performs well against established signal analysis-based condition monitoring methods for machines operating under time-varying conditions.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 149.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 199.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 199.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    We refer to extraneous events as signal components (deterministic, stationary, or cyclostationary) that impede damage detection.

References

  1. Salameh, J.P., Cauet, S., Etien, E., Sakout, A., Rambault, L.: Gearbox condition monitoring in wind turbines: a review. Mech. Syst. Sig. Process. 111, 251–264 (2018)

    Article  Google Scholar 

  2. Kruczek, P., Zimroz, R., Antoni, J., Wyłomańska, A.: Generalized spectral coherence for cyclostationary signals with \(\alpha \)-stable distribution. Mech. Syst. Sig. Process. 159, 107737 (2021)

    Article  Google Scholar 

  3. Randall, R.B., Antoni, J.: Rolling element bearing diagnostics - a tutorial. Mech. Syst. Sig. Process. 25, 485–520 (2011)

    Article  Google Scholar 

  4. Abboud, D., Baudin, S., Antoni, J., Rémond, D., Eltabach, M., Sauvage, O.: The spectral analysis of cyclo-non-stationary signals. Mech. Syst. Sig. Process. 75, 280–300 (2016)

    Article  Google Scholar 

  5. Schmidt, S., Heyns, P.S., Gryllias, K.C.: An informative frequency band identification framework for gearbox fault diagnosis under time-varying operating conditions. Mech. Syst. Sig. Process. 158, 107771 (2021)

    Article  Google Scholar 

  6. Schmidt, S., Zimroz, R., Heyns, P.S.: Enhancing gearbox vibration signals under time-varying operating conditions by combining a whitening procedure and a synchronous processing method. Mech. Syst. Sig. Process. 156, 107668 (2021)

    Article  Google Scholar 

  7. Abboud, D., Antoni, J., Sieg-Zieba, S., Eltabach, M.: Envelope analysis of rotating machine vibrations in variable speed conditions: a comprehensive treatment. Mech. Syst. Sig. Process. 84, 200–226 (2017)

    Article  Google Scholar 

  8. Antoni, J., Xin, G., Hamzaoui, N.: Fast computation of the spectral correlation. Mech. Syst. Sig. Process. 92, 248–277 (2017)

    Article  Google Scholar 

  9. Schmidt, S., Zimroz, R., Chaari, F., Heyns, P.S., Haddar, M.: A simple condition monitoring method for gearboxes operating in impulsive environments. Sensors 20, 2115 (2020)

    Article  Google Scholar 

  10. Comon, P.: Independent component analysis, a new concept? Sig. Process. 36, 287–314 (1994)

    Article  Google Scholar 

  11. He, Q., Feng, Z., Kong, F.: Detection of signal transients using independent component analysis and its application in gearbox condition monitoring. Mech. Syst. Sig. Process. 21, 2056–2071 (2007)

    Article  Google Scholar 

  12. Tian, X., Lin, J., Fyfe, K.R., Zuo, M.J.: Gearbox fault diagnosis using independent component analysis in the frequency domain and wavelet filtering. In: 2003 IEEE International Conference on Acoustics, Speech, and Signal Processing. Proceedings. (ICASSP 2003), vol. 2, pp. II-245. IEEE (2003)

    Google Scholar 

  13. Wodecki, J., Stefaniak, P., Sawicki, M., Zimroz, R.: Application of independent component analysis in temperature data analysis for gearbox fault detection. In: Cyclostationarity: Theory and Methods III, pp. 187–198. Springer, Cham (2017). https://doi.org/10.1007/978-3-319-51445-1_11

  14. Albarbar, A., Gu, F., Ball, A.: Diesel engine fuel injection monitoring using acoustic measurements and independent component analysis. Measurement 43, 1376–1386 (2010)

    Article  Google Scholar 

  15. Zuo, M.J., Lin, J., Fan, X.: Feature separation using ICA for a one-dimensional time series and its application in fault detection. J. Sound Vibr. 287, 614–624 (2005)

    Article  Google Scholar 

  16. Duan, F., Corsar, M., Zhou, L., Mba, D.: Using independent component analysis scheme for helicopter main gearbox bearing defect identification. In: 2017 IEEE International Conference on Prognostics and Health Management (ICPHM), pp. 252–259. IEEE (2017)

    Google Scholar 

  17. Hyvärinen, A.: Fast and robust fixed-point algorithms for independent component analysis. IEEE Trans. Neural Networks 10, 626–634 (1999)

    Article  Google Scholar 

  18. Amari, S., Cichocki, A., Yang, H.H.: A new learning algorithm for blind signal separation. In: Proceedings of the 8th International Conference on Neural Information Processing Systems, NIPS 1995, (Cambridge, MA, USA), pp. 757–763. MIT Press (1995)

    Google Scholar 

  19. Lee, T.-W., Girolami, M., Sejnowski, T.J.: Independent component analysis using an extended infomax algorithm for mixed subgaussian and supergaussian sources. Neural Comput. 11, 417–441 (1999)

    Article  Google Scholar 

  20. Borghesani, P., Smith, W., Zhang, X., Feng, P., Antoni, J., Peng, Z.: A new statistical model for acoustic emission signals generated from sliding contact in machine elements. Tribol. Int. 127, 412–419 (2018)

    Article  Google Scholar 

  21. Peeters, C., et al.: Review and comparison of tacholess instantaneous speed estimation methods on experimental vibration data. Mech. Syst. Sig. Process. 129, 407–436 (2019)

    Article  Google Scholar 

  22. Borghesani, P., Pennacchi, P., Randall, R., Sawalhi, N., Ricci, R.: Application of cepstrum pre-whitening for the diagnosis of bearing faults under variable speed conditions. Mech. Syst. Sig. Process. 36, 370–384 (2013)

    Article  Google Scholar 

  23. Mauricio, A., Smith, W.A., Randall, R.B., Antoni, J., Gryllias, K.: Improved envelope spectrum via feature optimisation-gram (IESFOgram): a novel tool for rolling element bearing diagnostics under non-stationary operating conditions. Mech. Syst. Sig. Process. 144, 106891 (2020)

    Article  Google Scholar 

  24. Smith, W.A., Borghesani, P., Ni, Q., Wang, K., Peng, Z.: Optimal demodulation-band selection for envelope-based diagnostics: a comparative study of traditional and novel tools. Mech. Syst. Sig. Process. 134, 106303 (2019)

    Article  Google Scholar 

  25. Schmidt, S., Gryllias, K.C.: Combining an optimisation-based frequency band identification method with historical data for novelty detection under time-varying operating conditions. Measurement. 169, 108517 (2021)

    Article  Google Scholar 

  26. Pedregosa, F., et al.: Scikit-learn: machine learning in Python. J. Mach. Learn. Res. 12, 2825–2830 (2011)

    MathSciNet  MATH  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Stephan Schmidt .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2022 The Author(s), under exclusive license to Springer Nature Switzerland AG

About this paper

Check for updates. Verify currency and authenticity via CrossMark

Cite this paper

Schmidt, S., Wilke, D.N., Heyns, P.S. (2022). A Comparison Between Independent Component Analysis and Established Signal Processing Methods for Gearbox Fault Diagnosis Under Time-Varying Operating Conditions. In: Hammami, A., Heyns, P.S., Schmidt, S., Chaari, F., Abbes, M.S., Haddar, M. (eds) Modelling and Simulation of Complex Systems for Sustainable Energy Efficiency. MOSCOSSEE 2021. Applied Condition Monitoring, vol 20. Springer, Cham. https://doi.org/10.1007/978-3-030-85584-0_21

Download citation

  • DOI: https://doi.org/10.1007/978-3-030-85584-0_21

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-030-85583-3

  • Online ISBN: 978-3-030-85584-0

  • eBook Packages: EngineeringEngineering (R0)

Publish with us

Policies and ethics