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Synthetic Assessment of the Governance of Forests and Protected Areas, Related EU Policies, and Their Domestic Implementation

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Europeanization of Environmental Policies and their Limitations

Abstract

This chapter provides an actor-centered assessment of the governance of forests and protected areas in Romania. It investigates the implementation of the EU Timber Regulation (EUTR) and its effectiveness in addressing illegal timber logging and trade. We use an analytical framework based on the Europeanization theory and the Advocacy Coalition Framework (ACF). In line with the Europeanization literature, we find that in the case of EU forestry policy, a non-acquis policy area partly characterized by a lack of clear EU legal basis and partly by EU policy and legal (dis)integration paradox, national decision-makers responded to pressures to integrate nature conservation into forestry. Domestic actors, allied in a social-environmental advocacy coalition, could use EU rules, strategic cooperation, and links with the broader EU good governance plan to improve domestic forest policy procedures and limit state capture. However, the practical implementation of the EUTR and the EU nature and biodiversity policy is jeopardized by forest overexploitation and illegal logging linked to weak law enforcement capacity, widespread corruption, unsolved policy and institutional deficiencies notably regarding private forest ownership, and counterproductive effects of “successful” EU market integration and foreign investment forces.

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Notes

  1. 1.

    United Nations Forum on Forests (UNFF) and Convention on Biological Diversity (CBD).

  2. 2.

    Under the United Nations Framework Convention on Climate Change (UNFCCC), “sinks” are defined as “any process, activity or mechanism which removes a greenhouse gas from the atmosphere.” The world’s forests and other wooded lands as key terrestrial sinks present a significant global carbon stock, as they are estimated to sequester over 485 gigatons of carbon (UNFCCC 2020).

  3. 3.

    Are defined as “the infringement of forest law and regulations for forest management,” while illegal forest practices also include illegal timber processing, illegal trade of wood and wood products, and illegal transportation (Bouriaud and Niskanen 2003; Gavrilut et al. 2015).

  4. 4.

    Another study concluded that 20 million m3 of wood were illegally harvested during 2013–2018, while state authorities only detected 1% thereof (Greenpeace Romania 2019).

  5. 5.

    EUTR defines “operator” as any natural or legal person who places timber or timber products on the EU internal market and “trader” as any natural or legal person who sells or buys timber or timber products already placed on the market (EU 2010).

  6. 6.

    In Romania, the competent authority is currently the Ministry of Environment, Water, and Forests (MMAP).

  7. 7.

    The National Forest Administration (NFA), Romsilva, is in charge of the administration of state-owned forests and is functioning under the authority of the Ministry of Environment, Water, and Forests. It also manages some non-state forests on a (voluntary) contractual basis and provides a few extension services for small-scale private forest owners (Sotirov 2014).

  8. 8.

    Two examples are the forest watch subsidies foreseen for private forests smaller than 30 ha and the payments for ecosystem services laid down already in the 1996 Forest Code (Drăgoi and Toza 2019).

  9. 9.

    The forest management plan (FMP) is the main forest governance instrument in Romania. It is a set of top-down compulsory rules on timber harvesting. FMP is compulsory for all forests and applies for 10 years.

  10. 10.

    The first land restitution law (18/1991) restored small forest tenures of up to 1 ha. In contrast, the third restitution law (247/2005) enabled the full restoration of private lands to former owners (Scriban et al. 2019).

  11. 11.

    Under current legislation, FMPs are conducted for forests with a minimum area of 100 ha. All forest areas exceeding 10 ha need to be covered by an FMP.

  12. 12.

    “An economic operator/group of economic operators cannot acquire/process more than 30% of the volume of an industrial assortment of wood of each species, established as an average of the last 3 years based on authorized exploitation documents and exploited at the national level, regardless of the form of ownership” (Romanian Parliament 2015).

  13. 13.

    In spring 2020, a new Forest Code amendment proposal was being debated in the Parliament. Two possible revisions under discussion were treating “tree theft” as a crime regardless of the prejudice value and selling only harvested timber, as opposed to the current timber selling system of still-standing trees based on volume approximations (Greenpeace Romania 2020).

  14. 14.

    For instance, Law 95/2016 regarding the establishment of the National Agency for Protected Natural Areas and the modification of the Government Emergency Ordinance 57/2007 regarding the regime of protected natural areas and conservation of natural habitats and of the flora and fauna (National Agency for Protected Areas 2020)

  15. 15.

    The Ministry of Water and Forests was formerly in charge of forests and the Ministry of Environment and Climate Change responsible for nature conservation, among other issues. The two ministries were reorganized into the Ministry of Environment, Water, and Forests (MMAP), which is organized through the governmental decision (HG) 43/2020.

  16. 16.

    After intensive ENGO campaigns and civil society protests, FSC and the responsible Austrian certification body suspended the FSC certificate of a major Austrian-owned timber processing company. The company operates in Romania since the early 2000s and has a dominant market position. It has been linked to procuring illegally logged timber from Romanian harvesting companies and thus fuelling illegal logging in the country (EIA 2015).

  17. 17.

    Europeanization is defined as the “emergence and the development at the European level of distinct structures of governance, that is, of political, legal, and social institutions associated with political problem-solving that formalizes interactions among the actors, and of policy networks specializing in the creation of authoritative European rules” (Risse et al. 2001).

  18. 18.

    We consider a policy implementation successful when the policy achieves its goals to a large extent.

  19. 19.

    During the designation process of Natura 2000 sites in Romania, the European Commission followed NGOs’ views, and it launched the first infringement procedure on environmental policy against Romania when the government excluded sites proposed by NGOs from the official Natura 2000 list (Dimitrova and Buzogány 2014).

  20. 20.

    Concerning the major transition processes of the past (e.g., forest restitution) and current global challenges like climate change and globalized timber markets, there is a clear need for a strategic long-term action plan for the forest sector. In 2017, the former Ministry of Water and Forests launched the National Forest Strategy (NFS) for 2018–2027, with the overall objective to “harmonize forest functions with requirements to the present and future of the Romanian society through the sustainable management of national forest resources.” The scope and impact of the strategy remain uncertain. By merely naming them, however, the Ministry showed an increased effort to cope with current and future challenges of the sector. The NFS also suggests developing an effective awareness and public communication system for increased stakeholder participation (Ministry of Water and Forests 2017).

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Acknowledgments

This research was partially supported by the COST Action FP1207-Orchestrating forest-related policy analysis in Europe (ORCHESTRA) and the FP-7 project on “Future-oriented and integrated management of European forest landscapes” INTEGRAL project (grant agreement No 282887). We are grateful to Liviu Nichiforel, Ramona Scriban, and Laura Bouriaud for their helpful insight and support with the stakeholder interviews. We also thank all the interview and survey participants for sharing their knowledge and experience with us.

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Gavrilut, I., Feiler, L., Sotirov, M. (2021). Synthetic Assessment of the Governance of Forests and Protected Areas, Related EU Policies, and Their Domestic Implementation. In: Todor, A., Helepciuc, F.E. (eds) Europeanization of Environmental Policies and their Limitations . Springer, Cham. https://doi.org/10.1007/978-3-030-68586-7_3

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