Skip to main content

Presidents, Unified Government, and Legislative Control

  • Chapter
  • First Online:
Presidents, Unified Government and Legislative Control

Part of the book series: Palgrave Studies in Presidential Politics ((PASTPRPO))

  • 167 Accesses

Abstract

This book aims to explain why some presidents are more successful than others in winning the support of legislators during periods of unified government. This book covers five presidential and semi-presidential systems such as France, Indonesia, Mexico, Taiwan, and the United States with a wide variety of institutional arrangements and political dynamics. This book elaborates on explaining how institutional factors such as confidence vote, electoral system, candidate nomination, and presidential unilateral power influence the ability of presidents to pass their legislative agendas through comparisons across presidential and semi-presidential systems.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 99.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 129.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 129.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    When government was divided during this period, only a slightly higher percentage (53.8%) of the agenda was deadlocked (Binder 2003: 45).

  2. 2.

    Mayhew (2008: 124–125) indicates that even during the period from 1993 to 1994, when there was unified party control under the presidency of Bill Clinton, some landmark bills, such as the health care bill, failed to pass.

  3. 3.

    This situation can also arise under the British parliamentary system. Of the 167 members of the ruling Labour Party in the House of Commons, 138 voted against the 2003 invasion of Iraq, which they knew to be unpopular with voters (Owens 2003: 26–27). Benedetto and Hix (2007) argue that members of parliament who have been refused ministerial office or who are ex-ministers cannot be controlled by the promise of ministerial office and are hence free to vote against the government and in accordance with their own policy preferences. However, in general, party unity in governing parties is higher under parliamentarism than under presidentialism (Carey 2007: 95).

  4. 4.

    Ruling party bills include bills initiated by the president or the cabinet or sponsored by legislators from the ruling party.

  5. 5.

    Cohesion and discipline are different concepts. Cohesion is a party acting in unison and discipline is simply one way to achieve this outcome (Hazan 2006: 3).

  6. 6.

    Lundell (2004: 30) argues that the dimensions of centralization versus decentralization and inclusiveness versus exclusiveness also to some extent overlap.

  7. 7.

    Itzkovitch-Malka and Hazan (2017) argue that candidate selection methods can condition the effect of electoral systems on legislative attitudes and behavioral norms, and under exclusive candidate selection methods, substantial differences of degree of party cohesion exist between proportional representation (PR) and single member district (SMD) electoral systems. This means that cohesion can be influenced by many institutional or interactive factors. For related discussions of electoral systems and candidate selection, see also Hazan and Voerman (2006).

References

  • Aldrich, John H., and David W. Rohde. 2000. The Consequences of Party Organization in the House: The Role of the Majority and Minority Parties in Conditional Party Government. In Polarized Politics: Congress and the President in a Partisan Era, ed. Jon R. Bond and Richard Fleisher, 31–72. Washington, DC: CQ Press.

    Google Scholar 

  • Aldrich, John H., and David W. Rohde. 2017. Lending and Reclaiming Power. In Congress Reconsidered, ed. Lawrence C. Dodd and Bruce I. Oppenheimer, 29–59. London: Sage.

    Google Scholar 

  • Alemán, Eduardo, and George Tsebelis. 2016. Introduction: Legislative Institutions and Agenda Setting. In Legislative Institutions and Lawmaking in Latin America, ed. Eduardo Alemán and George Tsebelis, 1–31. Oxford: Oxford University Press.

    Google Scholar 

  • Ames, Barry. 1995. Electoral Rules, Constituency Pressures, and Pork Barrel: Bases of Voting in the Brazilian Congress. Journal of Politics 57 (2): 324–343.

    Google Scholar 

  • Ames, Barry. 2002. Party Discipline in the Chamber of Deputies. In Legislative Politics in Latin America, ed. Scott Morgenstern and Benito Nacif, 185–221. Cambridge: Cambridge University Press.

    Google Scholar 

  • Amorim Neto, Octavio. 2002. Presidential Cabinets, Electoral Cycles, and Coalition Discipline in Brazil. In Legislative Politics in Latin America, ed. Scott Morgenstern and Benito Nacif, 48–78. Cambridge: Cambridge University Press.

    Google Scholar 

  • André, Audrey, Sam Depauw, and Matthew S. Shugart. 2014. The Effect of Electoral Institutions on Legislative Behavior. In The Oxford Handbook of Legislative Studies, ed. Shane Martin, Thomas Saalfeld, and Kaare Strøm, 231–249. Oxford: Oxford University Press.

    Google Scholar 

  • Becher, Michael, Sylvain Brouard, and Isabelle Guinaudeau. 2017. Prime Ministers and the Electoral Cost of Using the Confidence Vote in Legislative Bargaining: Evidence from France. West European Politics 40 (2): 252–274.

    Google Scholar 

  • Benedetto, Giacomo, and Simon Hix. 2007. The Rejected, the Ejected, and the Dejected: Explaining Government Rebels in the 2001–2005 British House of Commons. Comparative Political Studies 40 (7): 755–781.

    Google Scholar 

  • Binder, Sara. 2003. Stalemate: Causes and Consequences of Legislative Gridlock. Washington, DC: The Brookings Institution.

    Google Scholar 

  • Binder, Sara. 2018. How to Waste a Majority. Foreign Affairs 97 (1): 78–86.

    Google Scholar 

  • Bond, Jon R., and Richard Fleisher. 1990. The President in the Legislative Arena. Chicago: The University of Chicago Press.

    Google Scholar 

  • Cain, Bruce E., John A. Ferejohn, and Morris P. Fiornia. 1984. The Constituency Service Basis of the Personal Vote for US Representatives and British Members of Parliament. American Political Science Review 78 (1): 110–125.

    Google Scholar 

  • Cameron, Charles. 2000. Veto Bargaining: Presidents and the Politics of Negative Power. New York: Columbia University Press.

    Google Scholar 

  • Carey, John M. 2007. Competing Principals, Political Institutions and Party Unity in Legislative Voting. American Journal of Political Science 51 (1): 92–107.

    Google Scholar 

  • Carey, John M. 2009a. What Sort of Strong President? In Como hacer que funcione el sistema prsidencial/Making Presidentialism Work, ed. Andrew Ellis, J. Jesus Orozco Henriquez, and Daniel Zovatto, 173–190. Mexico City: Instituto de Investigaciones Juridicas and International Institute for Electoral and Democracy Assistance.

    Google Scholar 

  • Carey, John M. 2009b. Legislative Voting and Accountability. Cambridge: Cambridge University Press.

    Google Scholar 

  • Carey, John M., and Matthew Soberg Shugart. 1995. Incentives to Cultivate a Personal Vote: A Rank Ordering of Electoral Formulas. Electoral Studies 14 (4): 417–439.

    Google Scholar 

  • Carey, John M., and Matthew Soberg Shugart. 1998. Executive Decree Authority. Cambridge: Cambridge University Press.

    Google Scholar 

  • Chaisty, Paul, and Svitlana Chernykh. 2017. How Do Minority Presidents Manage Multiparty Coalitions? Identifying and Analyzing the Payoffs to Coalition Parties. Political Research Quarterly 70 (4): 762–777.

    Google Scholar 

  • Cheibub, José Antonio. 2007. Presidentialism, Parliamentarism, and Democracy. New York: Cambridge University Press.

    Google Scholar 

  • Coleman, James J. 1999. Unified Government, Divided Government and Party Responsiveness. American Political Science Review 93 (4): 821–835.

    Google Scholar 

  • Coman, Emanuel Emil. 2015. Institutions and Vote Unity in Parliaments: Evidence from 33 National Chambers. The Journal of Legislative Studies 21 (3): 360–389.

    Google Scholar 

  • Cowan, Richard, Susan Cornwell, and Amanda Becker. 2018. U.S. Government Shutdown Begins as Spending Bill Falls in Senate. Reuters. https://www.reuters.com/article/us-usa-congress-shutdown/u-s-government-shutdown-begins-as-spending-bill-fails-in-senate-idUSKBN1F814Y. Accessed 22 Jan 2018.

  • Cox, Gary W., and Mathew D. McCubbins. 2007. Legislative Leviathan: Party Government in the House. Cambridge: Cambridge University Press.

    Google Scholar 

  • Depauw, Sam, and Shane Martin. 2009. Legislative Party Discipline and Cohesion in Comparative Perspective. In Intra-politics and Coalition Governments, ed. Daniela Giannetti and Kenneth Benoit, 103–120. London: Routledge Press.

    Google Scholar 

  • Diermeier, Daniel, and Timothy J. Feddersen. 1998. Cohesion in Legislatures and the Vote of Confidence Procedure. American Political Science Review 92 (3): 611–622.

    Google Scholar 

  • Döring, Herbert. 2003. Party Discipline and Government Imposition of Restrictive Rules. The Journal of Legislative Studies 9 (4): 147–163.

    Google Scholar 

  • Edwards, George C., III. 2000. Building Coalition. Presidential Studies Quarterly 30 (1): 47–78.

    Google Scholar 

  • Edwards, George C., III, and Andrew Barrett. 2000. Presidential Agenda Setting in Congress. In Polarized Politics: Congress and the President in a Partisan Era, ed. Jon R. Bond and Richard Fleisher, 109–133. Washington, DC: CQ Press.

    Google Scholar 

  • Edwards, George C., III, Andrew Barrett, and Jeffrey Peake. 1997. The Legislative Impact of Divided Government. American Journal of Political Science 41 (2): 545–563.

    Google Scholar 

  • Evans, Diana. 2004. Greasing the Wheels: Using Pork Barrel Projects to Build Majority Coalitions in Congress. Cambridge: Cambridge University Press.

    Google Scholar 

  • Fisher, Louis. 2014. Constitutional Conflicts Between Congress and the President, 6th ed., Revised. Lawrence: University Press of Kansas.

    Google Scholar 

  • Fleisher, Richard, and Jon R. Bond. 1996. The President in a More Partisan Legislative Arena. Political Research Quarterly 49 (4): 729–748.

    Google Scholar 

  • Fleisher, Richard, and Jon R. Bond. 2000. Partisan and the President’s Quest for Votes. In Polarized Politics: Congress and the President in a Partisan Era, ed. Jon R. Bond and Richard Fleisher, 154–185. Washington, DC: CQ Press.

    Google Scholar 

  • Gilmour, John B. 2011. Political Theater or Bargaining Failure: Why Presidents Veto. Presidential Studies Quarterly 41 (3): 471–487.

    Google Scholar 

  • Hazan, Reuven Y. 2006. Does Cohesion Equal Discipline? Towards a Conceptual Delineation. In Cohesion and Discipline in Legislatures: Political Parties, Party Leadership, Parliamentary Committees and Governance, ed. Reuven Y. Hazan, 1–11. London: Routledge.

    Google Scholar 

  • Hazan, Reuven Y., and Gerrit Voerman. 2006. Electoral Systems and Candidate Selection. Acta Politica 41: 146–162.

    Google Scholar 

  • Hazan, Reuven Y., and Gideon Rahat. 2010. Democracy Within Parties: Candidate Selection Methods and Their Political Consequences. Oxford: Oxford University Press.

    Google Scholar 

  • Hix, Simon. 2004. Electoral Institutions and Legislative Behavior—Explaining Voting Defection in the European Parliament. World Politics 56 (2): 194–223.

    Google Scholar 

  • Howell, William G. 2003. Power Without Persuasion: The Politics of Direct Presidential Action. Princeton: Princeton University Press.

    Google Scholar 

  • Huber, John D. 1996a. The Votes of Confidence in Parliamentary Democracies. American Political Science Review 90 (2): 269–282.

    Google Scholar 

  • Huber, John D. 1996b. Rationalizing Parliament. Cambridge: Cambridge University Press.

    Google Scholar 

  • Itzkovitch-Malka, Reut, and Reuven Hazan. 2017. Unpacking Party Unity: The Combined Effects of Electoral Systems and Candidate Selection Methods on Legislative Attitudes and Behavioural Norms. Political Studies 65 (2): 452–474.

    Google Scholar 

  • Jones, Mark P. 2002. Explaining the High Level of Party Discipline in the Argentine Congress. In Legislative Politics in Latin America, ed. Scott Morgenstern and Benito Nacif, 147–184. Cambridge: Cambridge University Press.

    Google Scholar 

  • Jones, Mark P. 2012. The Recruitment and Selection of Legislative Candidates in Argentina. In Pathways to Power: Political Recruitment and Candidate Selection in Latin America, ed. Peter M. Siavelis and Scott Morgenstern, 41–75. University Park: The Pennsylvania State University Press.

    Google Scholar 

  • Kuhn, Raymond. 2014. Mister Unpopular: François Hollande and the Exercise of Presidential Leadership, 2012–14. Modern and Contemporary France 22 (4): 435–457.

    Google Scholar 

  • LeLoup, Lance T., and Steven A. Shull. 2002. The President and Congress: Collaboration and Combat in National Policymaking. New York: Pearson Press.

    Google Scholar 

  • Linz, Juan. 1994. Presidentialism or Parliamentary Democracy: Does It Make a Difference? In The Failure of Presidential Democracy, ed. Juan J. Linz and Arturo Valenzuela, 3–87. Baltimore and London: The Johns Hopkins University Press.

    Google Scholar 

  • Lundell, Krister. 2004. Determinants of Candidate Selection. Party Politics 10 (1): 25–47.

    Google Scholar 

  • Macdonald, Jason A. 2010. Limitations Riders and Congressional Influence Over Bureaucratic Policy Decisions. American Political Science Review 104 (4): 766–782.

    Google Scholar 

  • Mainwaring, Scott M. 1993. Presidentialism, Multipartism and Democracy: The Difficult Combination. Comparative Political Studies 26 (2): 198–228.

    Google Scholar 

  • Mainwaring, Scott, and Aníbal Pérez-liñán. 1997. Party Discipline in the Brazilian Constitutional Congress. Legislative Studies Quarterly 22 (4): 453–483.

    Google Scholar 

  • Mainwaring, Scott, and Matthew Soberg Shugart. 1997. Conclusion: Presidentialism and Party System. In Presidentialism and Democracy in Latin America, ed. Scott Mainwaring and Matthew Soberg Shugart, 394–439. Cambridge: Cambridge University Press.

    Google Scholar 

  • Martin, Shane. 2011. Electoral Institutions, the Personal Vote and Legislative Organization. Legislative Studies Quarterly 36 (3): 339–361.

    Google Scholar 

  • Mayhew, David. 1991. Divided We Govern: Party Control, Lawmaking, and Investigations, 1946–1990. New Haven: Yale University Press.

    Google Scholar 

  • Mayhew, David. 2008. Parties and Policies: How the American Government Works. New Haven: Yale University Press.

    Google Scholar 

  • Moe, Terry M., and William G. Howell. 1999. Unilateral Action and Presidential Power: A Theory. Presidential Studies Quarterly 29 (4): 850–872.

    Google Scholar 

  • Negretto, Gabriel L. 2004. Government Capacities and Policy Making by Decree in Latin America: The Cases of Brazil and Argentina. Comparative Political Studies 37 (5): 531–562.

    Google Scholar 

  • Owens, John M. 2003. Explaining Party Cohesion and Discipline in Democratic Legislatures: Purposiveness and Contexts. The Journal of Legislative Studies 9 (4): 12–40.

    Google Scholar 

  • Passarelli, Gianluca. 2015. The Presidentialization of Political Parties: Organizations, Institutions and Leaders. London: Palgrave Macmillan.

    Google Scholar 

  • Pereira, Carlos, Timothy J. Power, and Lucio Rennó. 2005. Under What Conditions Do Presidents Resort to Decree Power? Theory and Evidence from the Brazilian Case. The Journal of Politics 67 (1): 178–200.

    Google Scholar 

  • Peterson, Mark A. 1990. Legislating Together: The White House and Capitol Hill from Eisenhower to Reagan. Cambridge, MA: Harvard University Press.

    Google Scholar 

  • Poguntke, Thomas, and Paul Webb. 2005. The Presidentialization of Politics: A Comparative Study of Modern Democracies. Oxford: Oxford University Press.

    Google Scholar 

  • Rahat, Gideon, and Reuven Hazan. 2001. Candidate Selection Method: An Analytical Framework. Party Politics 7 (3): 297–322.

    Google Scholar 

  • Raile, Eric D., Carlos Pereira, and Timothy J. Power. 2011. The Executive Toolbox: Building Legislative Support in a Multiparty Presidential Regime. Political Research Quarterly 64 (2): 323–334.

    Google Scholar 

  • Reich, Gary. 2005. Executive Decree Authority in Brazil: How Reactive Legislators Influence Policy. Legislative Studies Quarterly 27 (1): 5–31.

    Google Scholar 

  • Reuters. 2010. France’s Sarkozy Faces Budget Rebels from Own Party. https://www.reuters.com/article/france-budget/frances-sarkozy-faces-budget-rebels-from-own-party-idUSLDE6962AI20101007. Accessed 5 May 2018.

  • Rudalevige, Andrew. 2002. Managing the President’s Program: Presidential Leadership and Legislative Policy Formulation. Princeton: Princeton University Press.

    Google Scholar 

  • Saiegh, Sebastián. 2011. Ruling by Statute: How Uncertainty and Vote Buying Shape Lawmaking. Cambridge: Cambridge University Press.

    Google Scholar 

  • Samuels, David J. 2002. Pork Barreling Is Not Credit Claiming or Advertising: Campaign Finance and the Sources of the Personal Vote in Brazil. The Journal of Politics 64 (3): 845–863.

    Google Scholar 

  • Samuels, David J. 2003. Ambition, Presidentialism and Legislative Politics in Brazil. Cambridge: Cambridge University Press.

    Google Scholar 

  • Samuels, David J. 2007. Separation of Powers. In The Handbook of Comparative Politics, ed. Carles Boix and Susan Stokes, 703–726. Oxford: Oxford University Press.

    Google Scholar 

  • Samuels, David J., and Matthew Shugart. 2010. Presidents, Parties, and Prime Ministers: How the Separation of Powers Affects Party Organization and Behavior. Cambridge: Cambridge University Press.

    Google Scholar 

  • Schattschneider, Elmer Eric. 1942. Party Government. Westport: Greenwood Press.

    Google Scholar 

  • Shomer, Yael. 2017. The Conditional Effect of Electoral Systems and Intraparty Candidate Selection Processes on Parties’ Behavior. Legislative Studies Quarterly 42 (1): 63–96.

    Google Scholar 

  • Sieberer, Ulrich. 2006. Party Unity in Parliamentary Democracies: A Comparative Analysis. The Journal of Legislative Studies 12 (2): 150–178.

    Google Scholar 

  • Sinclair, Barbara. 2000. Hostile Partners: The President, Congress, and Lawmaking in the Partisan 1990s. In Polarized Politics: Congress and the President in a Partisan Era, ed. Jon R. Bond and Richard Fleisher, 134–153. Washington, DC: CQ Press.

    Google Scholar 

  • Sinclair, Barbara. 2003. Legislative Cohesion and Presidential Policy Success. The Journal of Legislative Studies 9 (4): 41–56.

    Google Scholar 

  • Sinclair, Barbara. 2006. Party Wars: Polarization and the Politics of National Policy Making. Norman: University of Oklahoma Press.

    Google Scholar 

  • Sundquist, James L. 1988. Needed: A Political Theory for the New Era of Coalition Government in the United States. Political Science Quarterly 103 (4): 613–635.

    Google Scholar 

  • Wasserman, Gary. 2011. The Basics of American Politics. New York: Pearson Longman.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2021 The Author(s), under exclusive license to Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Tsai, JH. (2021). Presidents, Unified Government, and Legislative Control. In: Tsai, JH. (eds) Presidents, Unified Government and Legislative Control. Palgrave Studies in Presidential Politics. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-67525-7_1

Download citation

Publish with us

Policies and ethics