Skip to main content

Obstructive Sleep Apnea in Adults and the Autonomic Nervous System

  • Chapter
  • First Online:
Autonomic Nervous System and Sleep

Abstract

Obstructive sleep apnea (OSA) is characterized by episodic collapse of the upper airway during sleep, resulting in periodic reductions or pauses in ventilation, resulting in hypoxia, hypercapnia, or arousals from sleep. OSA is very frequent in the general population with an estimated prevalence of 3% among women and 10% among men aged 30–49 years and 9% among women and 17% among men aged 50–70 years. OSA is associated with increased risk of hypertension, stroke, coronary artery disease, heart failure, sinus bradycardia, atrioventricular block, ventricular tachycardia, and sudden death. The increase in cardiovascular morbidity and mortality is mediated by sustained increases in sympathetic efferent and cardiovagal activity caused by the repetitive hypoxias and apneas. The most effective therapy to treat moderate and severe OSA is positive airway pressure (CPAP). Although there is consistent evidence that CPAP therapy reduces sympathetic efferent activity and improves cardioascular autonomic tone in patients with OSA, the effects of CPAP therapy on hypertension, cardiovascular events, and survival remain uncertain, and more controlled trials are required. The effect of CPAP on cardiac arrhythmias is also unknown. Novel therapeutic approaches are redefining the relationship between OSA and autonomic dysfunction and treatment with CPAP may be a potential therapeutic option for the treatment of supine hypertension in patients with autonomic failure, regardless of the presence of OSA.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 99.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 129.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 179.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  1. Veasey SC, Rosen IM. Obstructive sleep apnea in adults. N Engl J Med. 2019;380(15):1442–9.

    Article  PubMed  Google Scholar 

  2. Shah N, Roux F. The relationship of obesity and obstructive sleep apnea. Clin Chest Med. 2009;30(3):455–65. vii

    Article  PubMed  Google Scholar 

  3. Ruehland WR, Rochford PD, O’Donoghue FJ, Pierce RJ, Singh P, Thornton AT. The new AASM criteria for scoring hypopneas: impact on the apnea hypopnea index. Sleep. 2009;32(2):150–7.

    Article  PubMed  PubMed Central  Google Scholar 

  4. Kapur VK, Auckley DH, Chowdhuri S, Kuhlmann DC, Mehra R, Ramar K, et al. Clinical practice guideline for diagnostic testing for adult obstructive sleep apnea: an American Academy of sleep medicine clinical practice guideline. J Clin Sleep Med. 2017;13(3):479–504.

    Article  PubMed  PubMed Central  Google Scholar 

  5. George CF. Reduction in motor vehicle collisions following treatment of sleep apnoea with nasal CPAP. Thorax. 2001;56(7):508–12.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  6. Somers VK, White DP, Amin R, Abraham WT, Costa F, Culebras A, et al. Sleep apnea and cardiovascular disease: an American Heart Association/American College Of Cardiology Foundation Scientific Statement from the American Heart Association Council for High Blood Pressure Research Professional Education Committee, Council on Clinical Cardiology, Stroke Council, and Council On Cardiovascular Nursing. In collaboration with the National Heart, Lung, and Blood Institute National Center on Sleep Disorders Research (National Institutes of Health). Circulation. 2008;118(10):1080–111.

    Article  PubMed  Google Scholar 

  7. Mehra R, Benjamin EJ, Shahar E, Gottlieb DJ, Nawabit R, Kirchner HL, et al. Association of nocturnal arrhythmias with sleep-disordered breathing: the sleep heart health study. Am J Respir Crit Care Med. 2006;173(8):910–6.

    Article  PubMed  PubMed Central  Google Scholar 

  8. Somers VK, Dyken ME, Mark AL, Abboud FM. Parasympathetic hyperresponsiveness and bradyarrhythmias during apnoea in hypertension. Clin Auton Res. 1992;2(3):171–6.

    Article  CAS  PubMed  Google Scholar 

  9. Gami AS, Olson EJ, Shen WK, Wright RS, Ballman KV, Hodge DO, et al. Obstructive sleep apnea and the risk of sudden cardiac death: a longitudinal study of 10,701 adults. J Am Coll Cardiol. 2013;62(7):610–6.

    Article  PubMed  Google Scholar 

  10. Redline S, Yenokyan G, Gottlieb DJ, Shahar E, O’Connor GT, Resnick HE, et al. Obstructive sleep apnea-hypopnea and incident stroke: the sleep heart health study. Am J Respir Crit Care Med. 2010;182(2):269–77.

    Article  PubMed  PubMed Central  Google Scholar 

  11. Tasali E, Ip MS. Obstructive sleep apnea and metabolic syndrome: alterations in glucose metabolism and inflammation. Proc Am Thorac Soc. 2008;5(2):207–17.

    Article  PubMed  Google Scholar 

  12. Nadeem R, Singh M, Nida M, Kwon S, Sajid H, Witkowski J, et al. Effect of CPAP treatment for obstructive sleep apnea hypopnea syndrome on lipid profile: a meta-regression analysis. J Clin Sleep Med. 2014;10(12):1295–302.

    Article  PubMed  PubMed Central  Google Scholar 

  13. Young T, Finn L, Peppard PE, Szklo-Coxe M, Austin D, Nieto FJ, et al. Sleep disordered breathing and mortality: eighteen-year follow-up of the Wisconsin sleep cohort. Sleep. 2008;31(8):1071–8.

    PubMed  PubMed Central  Google Scholar 

  14. Yang CF, Feldman JL. Efferent projections of excitatory and inhibitory pre Botzinger complex neurons. J Comp Neurol. 2018;526(8):1389–402.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  15. Revill AL, Vann NC, Akins VT, Kottick A, Gray PA, Del Negro CA, et al. Dbx1 precursor cells are a source of inspiratory XII premotoneurons. elife. 2015;4 https://doi.org/10.7554/eLife.12301.

  16. Del Negro CA, Funk GD, Feldman JL. Breathing matters. Nat Rev Neurosci. 2018;19(6):351–67.

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  17. Somers VK, Mark AL, Zavala DC, Abboud FM. Contrasting effects of hypoxia and hypercapnia on ventilation and sympathetic activity in humans. J Appl Physiol (1985). 1989;67(5):2101–6.

    Article  CAS  Google Scholar 

  18. Somers VK, Mark AL, Zavala DC, Abboud FM. Influence of ventilation and hypocapnia on sympathetic nerve responses to hypoxia in normal humans. J Appl Physiol (1985). 1989;67(5):2095–100.

    Article  CAS  Google Scholar 

  19. Somers VK, Mark AL, Abboud FM. Interaction of baroreceptor and chemoreceptor reflex control of sympathetic nerve activity in normal humans. J Clin Invest. 1991;87(6):1953–7.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  20. Heistad DD, Abbound FM, Eckstein JW. Vasoconstrictor response to simulated diving in man. J Appl Physiol. 1968;25(5):542–9.

    Article  CAS  PubMed  Google Scholar 

  21. Floras JS. Sympathetic nervous system in patients with sleep related breathing disorders. Curr Hypertens Rev. 2016;12(1):18–26.

    Article  PubMed  Google Scholar 

  22. Carlson JT, Hedner J, Elam M, Ejnell H, Sellgren J, Wallin BG. Augmented resting sympathetic activity in awake patients with obstructive sleep apnea. Chest. 1993;103(6):1763–8.

    Article  CAS  PubMed  Google Scholar 

  23. Somers VK, Dyken ME, Clary MP, Abboud FM. Sympathetic neural mechanisms in obstructive sleep apnea. J Clin Invest. 1995;96(4):1897–904.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  24. Marrone O, Riccobono L, Salvaggio A, Mirabella A, Bonanno A, Bonsignore MR. Catecholamines and blood pressure in obstructive sleep apnea syndrome. Chest. 1993;103(3):722–7.

    Article  CAS  PubMed  Google Scholar 

  25. Palma JA, Urrestarazu E, Lopez-Azcarate J, Alegre M, Fernandez S, Artieda J, et al. Increased sympathetic and decreased parasympathetic cardiac tone in patients with sleep related alveolar hypoventilation. Sleep. 2013;36(6):933–40.

    Article  PubMed  PubMed Central  Google Scholar 

  26. Palma JA, Iriarte J, Fernandez S, Valencia M, Alegre M, Artieda J, et al. Characterizing the phenotypes of obstructive sleep apnea: clinical, sleep, and autonomic features of obstructive sleep apnea with and without hypoxia. Clin Neurophysiol. 2014;125(9):1783–91.

    Article  PubMed  Google Scholar 

  27. Xie J, Sert Kuniyoshi FH, Covassin N, Singh P, Gami AS, Wang S, et al. Nocturnal hypoxemia due to obstructive sleep apnea is an independent predictor of poor prognosis after myocardial infarction. J Am Heart Assoc. 2016;5(8):e003162.

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  28. Garpestad E, Katayama H, Parker JA, Ringler J, Lilly J, Yasuda T, et al. Stroke volume and cardiac output decrease at termination of obstructive apneas. J Appl Physiol (1985). 1992;73(5):1743–8.

    Article  CAS  Google Scholar 

  29. Kasai T, Bradley TD. Obstructive sleep apnea and heart failure: pathophysiologic and therapeutic implications. J Am Coll Cardiol. 2011;57(2):119–27.

    Article  PubMed  Google Scholar 

  30. Linz D, Linz B, Hohl M, Bohm M. Atrial arrhythmogenesis in obstructive sleep apnea: therapeutic implications. Sleep Med Rev. 2016;26:87–94.

    Article  PubMed  Google Scholar 

  31. Gami AS, Hodge DO, Herges RM, Olson EJ, Nykodym J, Kara T, et al. Obstructive sleep apnea, obesity, and the risk of incident atrial fibrillation. J Am Coll Cardiol. 2007;49(5):565–71.

    Article  PubMed  Google Scholar 

  32. Prabhakar NR, Peng YJ, Kumar GK, Pawar A. Altered carotid body function by intermittent hypoxia in neonates and adults: relevance to recurrent apneas. Respir Physiol Neurobiol. 2007;157(1):148–53.

    Article  CAS  PubMed  Google Scholar 

  33. Guyenet PG. The sympathetic control of blood pressure. Nat Rev Neurosci. 2006;7(5):335–46.

    Article  CAS  PubMed  Google Scholar 

  34. Wang J, Yu W, Gao M, Zhang F, Gu C, Yu Y, et al. Impact of obstructive sleep apnea syndrome on endothelial function, arterial stiffening, and serum inflammatory markers: an updated meta-analysis and metaregression of 18 studies. J Am Heart Assoc. 2015;4(11):e002454.

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  35. Zubcevic J, Waki H, Raizada MK, Paton JF. Autonomic-immune-vascular interaction: an emerging concept for neurogenic hypertension. Hypertension. 2011;57(6):1026–33.

    Article  CAS  PubMed  Google Scholar 

  36. Shi P, Diez-Freire C, Jun JY, Qi Y, Katovich MJ, Li Q, et al. Brain microglial cytokines in neurogenic hypertension. Hypertension. 2010;56(2):297–303.

    Article  CAS  PubMed  Google Scholar 

  37. Kazachkov M, Palma JA, Norcliffe-Kaufmann L, Bar-Aluma BE, Spalink CL, Barnes EP, et al. Respiratory care in familial dysautonomia: systematic review and expert consensus recommendations. Respir Med. 2018;141:37–46.

    Article  PubMed  PubMed Central  Google Scholar 

  38. Caples SM, Rowley JA, Prinsell JR, Pallanch JF, Elamin MB, Katz SG, et al. Surgical modifications of the upper airway for obstructive sleep apnea in adults: a systematic review and meta-analysis. Sleep. 2010;33(10):1396–407.

    Article  PubMed  PubMed Central  Google Scholar 

  39. Pliska BT, Nam H, Chen H, Lowe AA, Almeida FR. Obstructive sleep apnea and mandibular advancement splints: occlusal effects and progression of changes associated with a decade of treatment. J Clin Sleep Med. 2014;10(12):1285–91.

    Article  PubMed  PubMed Central  Google Scholar 

  40. Chirinos JA, Gurubhagavatula I, Teff K, Rader DJ, Wadden TA, Townsend R, et al. CPAP, weight loss, or both for obstructive sleep apnea. N Engl J Med. 2014;370(24):2265–75.

    Article  PubMed  PubMed Central  CAS  Google Scholar 

  41. Hudgel DW, Patel SR, Ahasic AM, Bartlett SJ, Bessesen DH, Coaker MA, et al. The role of weight management in the treatment of adult obstructive sleep apnea. An official American Thoracic Society Clinical Practice Guideline. Am J Respir Crit Care Med. 2018;198(6):e70–87.

    Article  PubMed  Google Scholar 

  42. Marrone O, Salvaggio A, Bue AL, Bonanno A, Riccobono L, Insalaco G, et al. Blood pressure changes after automatic and fixed CPAP in obstructive sleep apnea: relationship with nocturnal sympathetic activity. Clin Exp Hypertens. 2011;33(6):373–80.

    Article  CAS  PubMed  Google Scholar 

  43. Heitmann J, Ehlenz K, Penzel T, Becker HF, Grote L, Voigt KH, et al. Sympathetic activity is reduced by nCPAP in hypertensive obstructive sleep apnoea patients. Eur Respir J. 2004;23(2):255–62.

    Article  CAS  PubMed  Google Scholar 

  44. Hedner J, Darpo B, Ejnell H, Carlson J, Caidahl K. Reduction in sympathetic activity after long-term CPAP treatment in sleep apnoea: cardiovascular implications. Eur Respir J. 1995;8(2):222–9.

    Article  CAS  PubMed  Google Scholar 

  45. Veale D, Pepin JL, Wuyam B, Levy PA. Abnormal autonomic stress responses in obstructive sleep apnoea are reversed by nasal continuous positive airway pressure. Eur Respir J. 1996;9(10):2122–6.

    Article  CAS  PubMed  Google Scholar 

  46. Roche F, Court-Fortune I, Pichot V, Duverney D, Costes F, Emonot A, et al. Reduced cardiac sympathetic autonomic tone after long-term nasal continuous positive airway pressure in obstructive sleep apnoea syndrome. Clin Physiol. 1999;19(2):127–34.

    Article  CAS  PubMed  Google Scholar 

  47. Palma JA, Iriarte J, Fernandez S, Alegre M, Valencia M, Artieda J, et al. Long-term continuous positive airway pressure therapy improves cardiac autonomic tone during sleep in patients with obstructive sleep apnea. Clin Auton Res. 2015;25(4):225–32.

    Article  PubMed  Google Scholar 

  48. Narkiewicz K, Kato M, Phillips BG, Pesek CA, Davison DE, Somers VK. Nocturnal continuous positive airway pressure decreases daytime sympathetic traffic in obstructive sleep apnea. Circulation. 1999;100(23):2332–5.

    Article  CAS  PubMed  Google Scholar 

  49. Hall AB, Ziadi MC, Leech JA, Chen SY, Burwash IG, Renaud J, et al. Effects of short-term continuous positive airway pressure on myocardial sympathetic nerve function and energetics in patients with heart failure and obstructive sleep apnea: a randomized study. Circulation. 2014;130(11):892–901.

    Article  PubMed  Google Scholar 

  50. Kufoy E, Palma JA, Lopez J, Alegre M, Urrestarazu E, Artieda J, et al. Changes in the heart rate variability in patients with obstructive sleep apnea and its response to acute CPAP treatment. PLoS One. 2012;7(3):e33769.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  51. Phillips CL, Yang Q, Williams A, Roth M, Yee BJ, Hedner JA, et al. The effect of short-term withdrawal from continuous positive airway pressure therapy on sympathetic activity and markers of vascular inflammation in subjects with obstructive sleep apnoea. J Sleep Res. 2007;16(2):217–25.

    Article  PubMed  Google Scholar 

  52. Ziegler MG, Mills PJ, Loredo JS, Ancoli-Israel S, Dimsdale JE. Effect of continuous positive airway pressure and placebo treatment on sympathetic nervous activity in patients with obstructive sleep apnea. Chest. 2001;120(3):887–93.

    Article  CAS  PubMed  Google Scholar 

  53. Usui K, Bradley TD, Spaak J, Ryan CM, Kubo T, Kaneko Y, et al. Inhibition of awake sympathetic nerve activity of heart failure patients with obstructive sleep apnea by nocturnal continuous positive airway pressure. J Am Coll Cardiol. 2005;45(12):2008–11.

    Article  PubMed  Google Scholar 

  54. Imadojemu VA, Mawji Z, Kunselman A, Gray KS, Hogeman CS, Leuenberger UA. Sympathetic chemoreflex responses in obstructive sleep apnea and effects of continuous positive airway pressure therapy. Chest. 2007;131(5):1406–13.

    Article  PubMed  Google Scholar 

  55. Henderson LA, Fatouleh RH, Lundblad LC, McKenzie DK, Macefield VG. Effects of 12 months continuous positive airway pressure on sympathetic activity related brainstem function and structure in obstructive sleep apnea. Front Neurosci. 2016;10:90.

    Article  PubMed  PubMed Central  Google Scholar 

  56. Andren A, Hedberg P, Walker-Engstrom ML, Wahlen P, Tegelberg A. Effects of treatment with oral appliance on 24-h blood pressure in patients with obstructive sleep apnea and hypertension: a randomized clinical trial. Sleep Breath. 2013;17(2):705–12.

    Article  PubMed  Google Scholar 

  57. Pepperell JC, Ramdassingh-Dow S, Crosthwaite N, Mullins R, Jenkinson C, Stradling JR, et al. Ambulatory blood pressure after therapeutic and subtherapeutic nasal continuous positive airway pressure for obstructive sleep apnoea: a randomised parallel trial. Lancet. 2002;359(9302):204–10.

    Article  PubMed  Google Scholar 

  58. Becker HF, Jerrentrup A, Ploch T, Grote L, Penzel T, Sullivan CE, et al. Effect of nasal continuous positive airway pressure treatment on blood pressure in patients with obstructive sleep apnea. Circulation. 2003;107(1):68–73.

    Article  PubMed  Google Scholar 

  59. Dimsdale JE, Loredo JS, Profant J. Effect of continuous positive airway pressure on blood pressure: a placebo trial. Hypertension. 2000;35(1 Pt 1):144–7.

    Article  CAS  PubMed  Google Scholar 

  60. Engleman HM, Gough K, Martin SE, Kingshott RN, Padfield PL, Douglas NJ. Ambulatory blood pressure on and off continuous positive airway pressure therapy for the sleep apnea/hypopnea syndrome: effects in “non-dippers”. Sleep. 1996;19(5):378–81.

    Article  CAS  PubMed  Google Scholar 

  61. Faccenda JF, Mackay TW, Boon NA, Douglas NJ. Randomized placebo-controlled trial of continuous positive airway pressure on blood pressure in the sleep apnea-hypopnea syndrome. Am J Respir Crit Care Med. 2001;163(2):344–8.

    Article  CAS  PubMed  Google Scholar 

  62. McEvoy RD, Antic NA, Heeley E, Luo Y, Ou Q, Zhang X, et al. CPAP for prevention of cardiovascular events in obstructive sleep apnea. N Engl J Med. 2016;375(10):919–31.

    Article  PubMed  Google Scholar 

  63. da Silva Paulitsch F, Zhang L. Continuous positive airway pressure for adults with obstructive sleep apnea and cardiovascular disease: a meta-analysis of randomized trials. Sleep Med. 2019;54:28–34.

    Article  PubMed  Google Scholar 

  64. Traaen GM, Aakeroy L, Hunt TE, Overland B, Lyseggen E, Aukrust P, et al. Treatment of sleep apnea in patients with paroxysmal atrial fibrillation: design and rationale of a randomized controlled trial. Scand Cardiovasc J. 2018;52(6):372–7.

    Article  CAS  PubMed  Google Scholar 

  65. Tomfohr LM, Ancoli-Israel S, Loredo JS, Dimsdale JE. Effects of continuous positive airway pressure on fatigue and sleepiness in patients with obstructive sleep apnea: data from a randomized controlled trial. Sleep. 2011;34(1):121–6.

    Article  PubMed  PubMed Central  Google Scholar 

  66. Kushida CA, Nichols DA, Holmes TH, Quan SF, Walsh JK, Gottlieb DJ, et al. Effects of continuous positive airway pressure on neurocognitive function in obstructive sleep apnea patients: the Apnea Positive Pressure Long-term Efficacy Study (APPLES). Sleep. 2012;35(12):1593–602.

    Article  PubMed  PubMed Central  Google Scholar 

  67. Holmes TH, Kushida CA. Adherence to continuous positive airway pressure improves attention/psychomotor function and sleepiness: a bias-reduction method with further assessment of APPLES. Sleep Med. 2017;37:130–4.

    Article  PubMed  PubMed Central  Google Scholar 

Download references

Conflict of Interests

The authors report no conflict of interests related to this chapter.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jose-Alberto Palma .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2021 Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Palma, JA., Kaufmann, H. (2021). Obstructive Sleep Apnea in Adults and the Autonomic Nervous System. In: Chokroverty, S., Cortelli, P. (eds) Autonomic Nervous System and Sleep. Springer, Cham. https://doi.org/10.1007/978-3-030-62263-3_13

Download citation

  • DOI: https://doi.org/10.1007/978-3-030-62263-3_13

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-030-62262-6

  • Online ISBN: 978-3-030-62263-3

  • eBook Packages: MedicineMedicine (R0)

Publish with us

Policies and ethics