Skip to main content

Electron Energy-Loss and Photoelectron Spectroscopies of Surfaces and Two-Dimensional Crystals

  • Chapter
Springer Handbook of Surface Science

Abstract

Dielectric response of crystal surfaces and quasi two-dimensional (Q2-D) crystals to incident electrons and photons underlies a variety of electronic and optical phenomena, such as the excitation of monopole, multipole, two-dimensional (2-D), and acoustic plasmons, which have vast implications for optical and electron spectroscopies. This chapter covers model and electronic structure approaches to dynamic dielectric screening and discusses the development of the field from the pioneering works by R.H. Ritchie and P. Feibelman up to recent ab-initio developments. Starting with the quantum-mechanical expression for the microscopic dielectric response (Sect. 17.1), we explain the emergence of surface plasmon modes and discuss their structure based on simplified model systems. We further introduce an ab-initio approach to calculate the response function for realistic systems. We discuss how the excitations manifest themselves in the inelastic scattering of electrons reflected from a solid surface or a Q2"​ D crystal (Sect. 17.2), at first confining ourselves to the conventional formalism of energy-loss functions. We then demonstrate the necessity to go beyond this formalism and present the theory of the inelastic scattering of electrons, which takes into account the effect of the kinematics of the probing particle on the excitation process (Sect. 17.3). Finally, we show how the nonlocal response to the incident light leads to a strong enhancement of the microscopic electric field at the surface and how the total exciting field can be included into an ab-initio one-step photoemission theory to describe photoyield enhancement (Sects. 17.6 and 17.7).

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 309.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 399.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  • H. Ibach, D.L. Mills: Electron Energy Loss Spectroscopy and Surface Vibrations (Academic Press, New York 1982)

    Google Scholar 

  • M. Rocca: Low-energy EELS investigation of surface electronic excitations on metals, Surf. Sci. Rep. 22, 1–71 (1995)

    ADS  Google Scholar 

  • R.F. Egerton: Electron energy-loss spectroscopy in the TEM, Rep. Prog. Phys. 72, 016502 (2009)

    ADS  Google Scholar 

  • M.-L. Xu, B.M. Hall, S.Y. Tong, M. Rocca, H. Ibach, S. Lehwald, J.E. Black: Energy dependence of inelastic electron scattering cross section by surface vibrations: Experimental measurement and theoretical interpretation, Phys. Rev. Lett. 54, 1171–1174 (1985)

    ADS  Google Scholar 

  • Z.Q. Wu, Y. Chen, M.L. Xu, S.Y. Tong, S. Lehwald, M. Rocca, H. Ibach: Adsorption distance of S on Ni(001): An electron-energy-loss-spectroscopy cross-section analysis of the Ni(001)-c(2x2) S system, Phys. Rev. B 39, 3116–3124 (1989)

    ADS  Google Scholar 

  • Y. Chen, S.Y. Tong, M. Rocca, P. Moretto, U. Valbusa, K.H. Bohnen, K.M. Ho: High-resolution electron energy-loss spectroscopy analysis of Ag(001): Discovery of a new surface longitudinal mode using first-principles phonon calculations, Surf. Sci. 250, L389–L394 (1991)

    ADS  Google Scholar 

  • M. Rocca, H. Ibach, S. Lehwald, T.S. Rahman: Surface phonon dispersion of surface and adsorbate layers. In: Structure and Dynamics of Surfaces, Topics in Current Physics, Vol. 41, ed. by P. von Blanckenhagen, W. Schommers (Springer, Berlin, Heidelberg 1986) p. 245

    Google Scholar 

  • A. Liebsch, W.L. Schaich: Influence of a polarizable medium on the nonlocal optical response of a metal surface, Phys. Rev. B 52, 14219–14234 (1995)

    ADS  Google Scholar 

  • V.U. Nazarov: Analytical properties of dielectric response of semi-infinite systems and the surface electron energy loss function, Surf. Sci. 331–333, 1157–1162 (1995)

    ADS  Google Scholar 

  • V.U. Nazarov: Multipole surface-plasmon-excitation enhancement in metals, Phys. Rev. B 59, 9866–9869 (1999)

    ADS  Google Scholar 

  • V.U. Nazarov, S. Nishigaki: Inelastic low energy electron diffraction at metal surfaces, Surf. Sci. 482–485, 640–647 (2001)

    ADS  Google Scholar 

  • V.U. Nazarov, V.M. Silkin, E.E. Krasovskii: Role of the kinematics of probing electrons in electron energy-loss spectroscopy of solid surfaces, Phys. Rev. B 93, 035403 (2016)

    ADS  Google Scholar 

  • V.U. Nazarov, V.M. Silkin, E.E. Krasovskii: Probing mesoscopic crystals with electrons: One-step simultaneous inelastic and elastic scattering theory, Phys. Rev. B 96, 235414 (2017)

    ADS  Google Scholar 

  • L.D. Landau, E.M. Lifshitz: Quantum Mechanics: The Non-Relativistic Theory (Butterworth-Heinemann, London 1981)

    MATH  Google Scholar 

  • J.R. Taylor: Scattering Theory (Wiley, New York 1972)

    Google Scholar 

  • G.F. Giuliani, G. Vignale: Quantum Theory of the Electron Liquid (Cambridge Univ. Press, Cambridge 2005)

    Google Scholar 

  • H. Kohl, H. Rose: Theory of image formation by inelastically scattered electrons in the electron microscope. In: Advances in Electronics and Electron Physics, Vol. 65, ed. by P.W. Hawkes (Academic Press, New York 1985) pp. 173–227

    Google Scholar 

  • S.L. Dudarev, L.-M. Peng, M.J. Whelan: Correlations in space and time and dynamical diffraction of high-energy electrons by crystals, Phys. Rev. B 48, 13408–13429 (1993)

    ADS  Google Scholar 

  • L.J. Allen, T.W. Josefsson: Inelastic scattering of fast electrons by crystals, Phys. Rev. B 52, 3184–3198 (1995)

    ADS  Google Scholar 

  • P. Schattschneider, B. Jouffrey, M. Nelhiebel: Dynamical diffraction in electron-energy-loss spectrometry: The independent Bloch-wave model, Phys. Rev. B 54, 3861–3868 (1996)

    ADS  Google Scholar 

  • P. Schattschneider, M. Nelhiebel, H. Souchay, B. Jouffrey: The physical significance of the mixed dynamic form factor, Micron 31, 333–345 (2000)

    Google Scholar 

  • E.K.U. Gross, W. Kohn: Local density-functional theory of frequency-dependent linear response, Phys. Rev. Lett. 55, 2850–2852 (1985)

    ADS  Google Scholar 

  • W. Kohn, L.J. Sham: Self-consistent equations including exchange and correlation effects, Phys. Rev. 140, A1133–A1138 (1965)

    MathSciNet  ADS  Google Scholar 

  • D. Pines: Elementary excitations in solids (Benjamin, New York 1963)

    MATH  Google Scholar 

  • A. Liebsch: Electronic excitations at metal surfaces (Plenum, New York 1997)

    Google Scholar 

  • L.D. Landau, E.M. Lifshitz: Electrodynamics of continuous media (Pergamon, New York 1960)

    MATH  Google Scholar 

  • K.-D. Tsuei, E.W. Plummer, A. Liebsch, K. Kempa, P. Bakshi: Multipole plasmon modes at a metal surface, Phys. Rev. Lett. 64, 44–47 (1990)

    ADS  Google Scholar 

  • N.D. Lang, W. Kohn: Theory of metal surfaces: Charge density and surface energy, Phys. Rev. B 1, 4555–4568 (1970)

    ADS  Google Scholar 

  • A. Politano, V. Formoso, G. Chiarello: Collective electronic excitations in thin Ag films on Ni(111), Plasmonics 8, 1683–1690 (2013)

    Google Scholar 

  • V.M. Silkin, P. Lazić, N. Došlić, H. Petek, B. Gumhalter: Ultrafast electronic response of Ag(111) and Cu(111) surfaces: From early excitonic transients to saturated image potential, Phys. Rev. B 92, 155405 (2015)

    ADS  Google Scholar 

  • A.H. Castro Neto, F. Guinea, N.M.R. Peres, K.S. Novoselov, A.K. Geim: The electronic properties of graphene, Rev. Mod. Phys. 81, 109–162 (2009)

    ADS  Google Scholar 

  • T. Eberlein, U. Bangert, R.R. Nair, R. Jones, M. Gass, A.L. Bleloch, K.S. Novoselov, A. Geim, P.R. Briddon: Plasmon spectroscopy of free-standing graphene films, Phys. Rev. B 77, 233406 (2008)

    ADS  Google Scholar 

  • V.U. Nazarov: Electronic excitations in quasi-2D crystals: What theoretical quantities are relevant to experiment?, New J. Phys. 17, 073018 (2015)

    ADS  Google Scholar 

  • J. Lu, K.P. Loh, H. Huang, W. Chen, A.T.S. Wee: Plasmon dispersion on epitaxial graphene studied using high-resolution electron energy-loss spectroscopy, Phys. Rev. B 80, 113410 (2009)

    ADS  Google Scholar 

  • V.U. Nazarov, E.E. Krasovskii, V.M. Silkin: Scattering resonances in two-dimensional crystals with application to graphene, Phys. Rev. B 87, 041405(R) (2013)

    ADS  Google Scholar 

  • M. Pisarra, P. Riccardi, A. Sindona, A. Cupolillo, N. Ligato, C. Giallombardo, L. Caputi: Probing graphene interfaces with secondary electrons, Carbon 77, 796–802 (2014)

    Google Scholar 

  • J. Jobst, J. Kautz, D. Geelen, R.M. Tromp, S.J. van der Molen: Nanoscale measurements of unoccupied band dispersion in few-layer graphene, Nat. Commun. 6, 8926 (2015)

    ADS  Google Scholar 

  • F. Wicki, J.-N. Longchamp, T. Latychevskaia, C. Escher, H.-W. Fink: Mapping unoccupied electronic states of freestanding graphene by angle-resolved low-energy electron transmission, Phys. Rev. B 94, 075424 (2016)

    ADS  Google Scholar 

  • M. Krivenkov, D. Marchenko, J. Sánchez-Barriga, O. Rader, A. Varykhalov: Suppression of electron scattering resonances in graphene by quantum dots, Appl. Phys. Lett. 111(16), 161605 (2017)

    ADS  Google Scholar 

  • M. v. Laue: The diffraction of an electron-wave at a single layer of atoms, Phys. Rev. 37, 53–59 (1931)

    MATH  ADS  Google Scholar 

  • A. Einstein: Über einen die Erzeugung und Verwandlung des Lichtes betreffenden heuristischen Gesichtspunkt, Ann. Phys. 17, 132 (1905)

    MATH  Google Scholar 

  • I. Adawi: Theory of the surface photoelectric effect for one and two photons, Phys. Rev. 134, A788–A798 (1964)

    MATH  ADS  Google Scholar 

  • G.D. Mahan: Theory of photoemission in simple metals, Phys. Rev. B 2, 4334–4350 (1970)

    ADS  Google Scholar 

  • P.J. Feibelman, D.E. Eastman: Photoemission spectroscopy – correspondence between quantum theory and experimental phenomenology, Phys. Rev. B 10, 4932–4947 (1974)

    ADS  Google Scholar 

  • R.O. Kuzian, E.E. Krasovskii: One-step approach to ARPES from strongly correlated solids: A Mott-Hubbard system, Phys. Rev. B 94, 115119 (2016)

    ADS  Google Scholar 

  • T. Kiss, F. Kanetaka, T. Yokoya, T. Shimojima, K. Kanai, S. Shin, Y. Onuki, T. Togashi, C. Zhang, C.T. Chen, S. Watanabe: Photoemission spectroscopic evidence of gap anisotropy in an f-electron superconductor, Phys. Rev. Lett. 94, 057001 (2005)

    ADS  Google Scholar 

  • J.D. Koralek, J.F. Douglas, N.C. Plumb, Z. Sun, A.V. Fedorov, M.M. Murnane, H.C. Kapteyn, S.T. Cundiff, Y. Aiura, K. Oka, H. Eisaki, D.S. Dessau: Laser based angle-resolved photoemission, the sudden approximation, and quasiparticle-like spectral peaks in Bi2Sr2CaCu2O8+δ, Phys. Rev. Lett. 96, 017005 (2006)

    ADS  Google Scholar 

  • T. Yamasaki, K. Yamazaki, A. Ino, M. Arita, H. Namatame, M. Taniguchi, A. Fujimori, Z.-X. Shen, M. Ishikado, S. Uchida: Unmasking the nodal quasiparticle dynamics in cuprate superconductors using low-energy photoemission, Phys. Rev. B 75, 140513 (2007)

    ADS  Google Scholar 

  • Y. Zhou, G.-L. Wang, C.-M. Li, Q.-J. Peng, D.-F. Cui, Z.-Y. Xu, X.-Y. Wang, Y. Zhu, C.-T. Chen, G.-D. Liu, X.-L. Dong, X.-J. Zhou: Sixth harmonic of a Nd:YVO 4 laser generation in KBBF for ARPES, Chin. Phys. Lett. 25, 963 (2008)

    ADS  Google Scholar 

  • T. Shimojima, K. Okazaki, S. Shin: Low-temperature and high-energy-resolution laser photoemission spectroscopy, J. Phys. Soc. Jpn. 84, 072001 (2015)

    ADS  Google Scholar 

  • E. Pedersoli, C.M.R. Greaves, W. Wan, C. Coleman-Smith, H.A. Padmore, S. Pagliara, A. Cartella, F. Lamarca, G. Ferrini, G. Galimberti, M. Montagnese, S. dal Conte, F. Parmigiani: Surface and bulk contribution to Cu(111) quantum efficiency, Appl. Phys. Lett. 93, 183505 (2008)

    ADS  Google Scholar 

  • D.H. Dowell, I. Bazarov, B. Dunham, K. Harkay, C. Hernandez-Garcia, R. Legg, H. Padmore, T. Rao, J. Smedley, W. Wan: Cathode R&D for future light sources, Nucl. Instrum. Methods Phys. Res. A 622, 685–697 (2010)

    ADS  Google Scholar 

  • A.L. Cavalieri, N. Muller, T. Uphues, V.S. Yakovlev, A. Baltuska, B. Horvath, B. Schmidt, L. Blumel, R. Holzwarth, S. Hendel, M. Drescher, U. Kleineberg, P.M. Echenique, R. Kienberger, F. Krausz, U. Heinzmann: Attosecond spectroscopy in condensed matter, Nature 449, 1029 (2007)

    ADS  Google Scholar 

  • S. Neppl, R. Ernstorfer, A.L. Cavalieri, C. Lemell, G. Wachter, E. Magerl, E.M. Bothschafter, M. Jobst, M. Hofstetter, U. Kleineberg, J.V. Barth, D. Menzel, J. Burgdorfer, P. Feulner, F. Krausz, R. Kienberger: Direct observation of electron propagation and dielectric screening on the atomic length scale, Nature 517, 342 (2015)

    ADS  Google Scholar 

  • E.E. Krasovskii: Attosecond spectroscopy of solids: Streaking phase shift due to lattice scattering, Phys. Rev. B 84, 195106 (2011)

    ADS  Google Scholar 

  • A.G. Borisov, D. Sánchez-Portal, A.K. Kazansky, P.M. Echenique: Resonant and nonresonant processes in attosecond streaking from metals, Phys. Rev. B 87, 121110 (2013)

    ADS  Google Scholar 

  • E.E. Krasovskii, C. Friedrich, W. Schattke, P.M. Echenique: Rapid propagation of a Bloch wave packet excited by a femtosecond ultraviolet pulse, Phys. Rev. B 94, 195434 (2016)

    ADS  Google Scholar 

  • Z. Tao, C. Chen, T. Szilvási, M. Keller, M. Mavrikakis, H. Kapteyn, M. Murnane: Direct time-domain observation of attosecond final-state lifetimes in photoemission from solids, Science 353, 62 (2016)

    MathSciNet  MATH  ADS  Google Scholar 

  • G. Borstel: Theoretical aspects of photoemission, Appl. Phys. A 38, 193–204 (1985)

    ADS  Google Scholar 

  • J.B. Pendry: Low Energy Electron Diffraction: The Theory and Its Application to Determination of Surface Structure (Academic Press, New York 1974)

    Google Scholar 

  • J.B. Pendry: Theory of photoemission, Surf. Sci. 57, 679–705 (1976)

    ADS  Google Scholar 

  • J. Braun: The theory of angle-resolved ultraviolet photoemission and its applications to ordered materials, Rep. Prog. Phys. 59, 1267 (1996)

    ADS  Google Scholar 

  • D.S. Boudreaux, V. Heine: Band structure treatment of low energy electron diffraction intensities, Surf. Sci. 8, 426–444 (1967)

    ADS  Google Scholar 

  • J.B. Pendry: The application of pseudopotentials to low-energy electron diffraction II: Calculation of the reflected intensities, J. Phys. C 2, 2273 (1969)

    ADS  Google Scholar 

  • E.E. Krasovskii: Augmented-plane-wave approach to scattering of Bloch electrons by an interface, Phys. Rev. B 70, 245322 (2004)

    ADS  Google Scholar 

  • V. Heine: On the general theory of surface states and scattering of electrons in solids, Proc. Phys. Soc. 81, 300 (1963)

    MATH  ADS  Google Scholar 

  • V. Heine: Some theory about surface states, Surf. Sci. 2, 1–7 (1964)

    ADS  Google Scholar 

  • V.N. Strocov, E.E. Krasovskii, W. Schattke, N. Barrett, H. Berger, D. Schrupp, R. Claessen: Three-dimensional band structure of layered TiTe2: Photoemission final-state effects, Phys. Rev. B 74, 195125 (2006)

    ADS  Google Scholar 

  • E.E. Krasovskii, K. Rossnagel, A. Fedorov, W. Schattke, L. Kipp: Determination of the hole lifetime from photoemission: Ti 3d states in TiTe2, Phys. Rev. Lett. 98, 217604 (2007)

    ADS  Google Scholar 

  • A. Gerlach, R. Matzdorf, A. Goldmann: Experimental analysis of valence-band photoemission intensities for Cu(111) and Cu(100), Phys. Rev. B 58, 10969–10974 (1998)

    ADS  Google Scholar 

  • A. Chassé, L. Niebergall: Induced circular dichroism and spin polarization in the angular distribution of photoelectrons by optical properties of adsorbate systems, Surf. Sci. 546, 57–63 (2003)

    ADS  Google Scholar 

  • J. Hager, T. Michalke, R. Matzdorf: Correct application of Fresnel equations for intensity analysis of angle-resolved photoemission data, Surf. Sci. 600, 1129–1133 (2006)

    ADS  Google Scholar 

  • T. Michalke, A. Gerlach, K. Berge, R. Matzdorf, A. Goldmann: Interference of direct transitions and surface emission in ARPES studied by changing the light incidence angle, Phys. Rev. B 62, 10544–10547 (2000)

    ADS  Google Scholar 

  • F. Pforte, T. Michalke, A. Gerlach, A. Goldmann, R. Matzdorf: Strong contributions from surface electromagnetic fields to angle-resolved photoemission intensities of copper, Phys. Rev. B 63, 115405 (2001)

    ADS  Google Scholar 

  • T. Miller, W.E. McMahon, T.-C. Chiang: Interference between bulk and surface photoemission transitions in Ag(111), Phys. Rev. Lett. 77, 1167–1170 (1996)

    ADS  Google Scholar 

  • E.D. Hansen, T. Miller, T.-C. Chiang: Surface photoemission in Ag(100), Phys. Rev. B 55, 1871–1875 (1997)

    ADS  Google Scholar 

  • V.B. Zabolotnyy, S.V. Borisenko, A.A. Kordyuk, D.S. Inosov, A. Koitzsch, J. Geck, J. Fink, M. Knupfer, B. Büchner, S.-L. Drechsler, V. Hinkov, B. Keimer, L. Patthey: Disentangling surface and bulk photoemission using circularly polarized light, Phys. Rev. B 76, 024502 (2007)

    ADS  Google Scholar 

  • V.B. Zabolotnyy, E. Carleschi, T.K. Kim, A.A. Kordyuk, J. Trinckauf, J. Geck, D. Evtushinsky, B.P. Doyle, R. Fittipaldi, M. Cuoco, A. Vecchione, B. Büchner, S.V. Borisenko: Surface and bulk electronic structure of the unconventional superconductor Sr2RuO4: Unusual splitting of the β band, New J. Phys. 14, 063039 (2012)

    ADS  Google Scholar 

  • P.J. Feibelman: Self-consistent calculation of the surface photoelectric effect, Phys. Rev. Lett. 34, 1092–1095 (1975)

    ADS  Google Scholar 

  • P.J. Feibelman: Microscopic calculation of electromagnetic fields in refraction at a jellium-vacuum interface, Phys. Rev. B 12, 1319–1336 (1975)

    ADS  Google Scholar 

  • P.J. Feibelman: Surface electromagnetic fields, Prog. Surf. Sci. 12, 287–407 (1982)

    ADS  Google Scholar 

  • J. Monin, G.A. Boutry: Optical and photoelectric properties of alkali metals, Phys. Rev. B 9, 1309–1327 (1974)

    ADS  Google Scholar 

  • S.A. Flodstrom, J.G. Endriz: Investigation of the vectorial photoelectric effect in magnesium, Phys. Rev. B 12, 1252–1256 (1975)

    ADS  Google Scholar 

  • H. Petersen, S.B.M. Hagström: Optical excitation of the surface photoelectric effect of metals using synchrotron radiation, Phys. Rev. Lett. 41, 1314–1317 (1978)

    ADS  Google Scholar 

  • G. Jezequel: Surface-photoelectric-yield spectrum of indium below the plasmon energy, Phys. Rev. Lett. 45, 1963–1966 (1980)

    ADS  Google Scholar 

  • H.J. Levinson, E.W. Plummer, P.J. Feibelman: Effects on photoemission of the spatially varying photon field at a metal surface, Phys. Rev. Lett. 43, 952–955 (1979)

    ADS  Google Scholar 

  • H.J. Levinson, E.W. Plummer: The surface photoeffect, Phys. Rev. B 24, 628–638 (1981)

    ADS  Google Scholar 

  • R.A. Bartynski, E. Jensen, T. Gustafsson, E.W. Plummer: Angle-resolved photoemission investigation of the electronic structure of Be: Surface states, Phys. Rev. B 32, 1921–1926 (1985)

    ADS  Google Scholar 

  • S.R. Barman, P. Häberle, K. Horn: Collective and single-particle excitations in the photoyield spectrum of Al, Phys. Rev. B 58, R4285–R4288 (1998)

    ADS  Google Scholar 

  • E.E. Krasovskii, F. Starrost, W. Schattke: Augmented Fourier components method for constructing the crystal potential in self-consistent band-structure calculations, Phys. Rev. B 59, 10504–10511 (1999)

    ADS  Google Scholar 

  • C. Schwartz, W.L. Schaich: Multipole surface plasmons and photoemission yield spectra, Phys. Rev. B 30, 1059–1061 (1984)

    ADS  Google Scholar 

  • K.-D. Tsuei, E.W. Plummer, A. Liebsch, K. Kempa, P. Bakshi: Multipole plasmon modes at a metal surface, Phys. Rev. Lett. 64, 44–47 (1990)

    ADS  Google Scholar 

  • A.J. Bennett: Influence of the electron charge distribution on surface-plasmon dispersion, Phys. Rev. B 1, 203–207 (1970)

    ADS  Google Scholar 

  • E.E. Krasovskii, V.M. Silkin, V.U. Nazarov, P.M. Echenique, E.V. Chulkov: Dielectric screening and band-structure effects in low-energy photoemission, Phys. Rev. B 82, 125102 (2010)

    ADS  Google Scholar 

  • V.M. Silkin, J.M. Pitarke, E.V. Chulkov, P.M. Echenique: Acoustic surface plasmons in the noble metals Cu, Ag, and Au, Phys. Rev. B 72, 115435 (2005)

    ADS  Google Scholar 

  • E.V. Chulkov, V.M. Silkin, P.M. Echenique: Image potential states on lithium, copper and silver surfaces, Surf. Sci. 391, L1217–L1223 (1997)

    ADS  Google Scholar 

  • E.V. Chulkov, V.M. Silkin, P.M. Echenique: Image potential states on metal surfaces: Binding energies and wave functions, Surf. Sci. 437, 330–352 (1999)

    ADS  Google Scholar 

  • E.D. Palik (Ed.): Handbook of Optical Constants of Solids (Academic Press, New York 1985)

    Google Scholar 

  • D. Samuelsen, W. Schattke: Electromagnetic surface response for a solid with one-dimensional crystallinity, Phys. Rev. B 51, 2537–2549 (1995)

    ADS  Google Scholar 

  • D.W. Jepsen, F.J. Himpsel, D.E. Eastman: Single-step-model analysis of angle-resolved photoemission from Ni(110) and Cu(100), Phys. Rev. B 26, 4039–4051 (1982)

    ADS  Google Scholar 

  • L. Hedin: New method for calculating the one-particle green's function with application to the electron-gas problem, Phys. Rev. 139, A796–A823 (1965)

    ADS  Google Scholar 

  • L. Hedin, S. Lundqvist: Effects of electron–electron and electron–phonon interactions on the one-electron states of solids, Solid State Phys. 23, 1–181 (1970)

    Google Scholar 

  • C. Friedrich, S. Blügel, A. Schindlmayr: Efficient implementation of the GW approximation within the all-electron FLAPW method, Phys. Rev. B 81, 125102 (2010)

    ADS  Google Scholar 

  • E.E. Krasovskii, V.N. Strocov: Very-low-energy electron diffraction from TiS2: Experiment and ab initio theory, J. Phys. Condens. Matter 21, 314009 (2009)

    ADS  Google Scholar 

  • E.E. Krasovskii, W. Schattke, P. Jiřiček, M. Vondráček, O.V. Krasovska, V.N. Antonov, A.P. Shpak, I. Bartoš: Photoemission from Al(100) and (111): Experiment and ab initio theory, Phys. Rev. B 78, 165406 (2008)

    ADS  Google Scholar 

  • M. Petersilka, U.J. Gossmann, E.K.U. Gross: Exictation energies from time-dependent density-functional theory, Phys. Rev. Lett. 76, 1212 (1996)

    ADS  Google Scholar 

  • F. Aryasetiawan, K. Karlsson: Energy loss spectra and plasmon dispersions in alkali metals: Negative plasmon dispersion in Cs, Phys. Rev. Lett. 73, 1679–1682 (1994)

    ADS  Google Scholar 

  • V.P. Zhukov, F. Aryasetiawan, E.V. Chulkov, I.G. de Gurtubay, P.M. Echenique: Corrected local-density approximation band structures, linear-response dielectric functions, and quasiparticle lifetimes in noble metals, Phys. Rev. B 64, 195122 (2001)

    ADS  Google Scholar 

  • A. Bergara, V.M. Silkin, E.V. Chulkov, P.M. Echenique: Ab initio dynamical response of metal monolayers, Phys. Rev. B 67, 245402 (2003)

    ADS  Google Scholar 

  • X. Zubizarreta, E.V. Chulkov, I.P. Chernov, A.S. Vasenko, I. Aldazabal, V.M. Silkin: Quantum-size effects in the loss function of Pb(111) thin films: An ab initio study, Phys. Rev. B 95, 235405 (2017)

    ADS  Google Scholar 

  • V.M. Silkin, E.V. Chulkov, P.M. Echenique: Band structure versus dynamical exchange-correlation effects in surface plasmon energy and damping: A first-principles calculation, Phys. Rev. Lett. 93, 176801 (2004)

    ADS  Google Scholar 

  • V.M. Silkin, E.V. Chulkov: Energy and lifetime of surface plasmon from first-principles calculations, Vacuum 81, 186–191 (2006)

    ADS  Google Scholar 

  • J. Yan, J.J. Mortensen, K.W. Jacobsen, K.S. Thygesen: Linear density response function in the projector augmented wave method: Applications to solids, surfaces, and interfaces, Phys. Rev. B 83, 245122 (2011)

    ADS  Google Scholar 

  • B. Diaconescu, K. Pohl, L. Vattuone, L. Savio, P. Hofmann, V.M. Silkin, J.M. Pitarke, E.V. Chulkov, P.M. Echenique, D. Farias, M. Rocca: Low-energy acoustic plasmons at metal surfaces, Nature 448, 57 (2007)

    ADS  Google Scholar 

  • V.M. Silkin, E.V. Chulkov, P.M. Echenique: Band structure effects in the surface plasmon at the Be(0001) surface, Radiat. Eff. Defects Solids 162, 483–489 (2007)

    ADS  Google Scholar 

  • V.M. Silkin, J.M. Pitarke, E.V. Chulkov, B. Diaconescu, K. Pohl, L. Vattuone, L. Savio, P. Hofmann, D. Fariñas, M. Rocca, P.M. Echenique: Band structure effects on the Be(0001) acoustic surface plasmon energy dispersion, Phys. Status Solidi (a) 205, 1307–1311 (2008)

    ADS  Google Scholar 

  • K.-D. Tsuei, E.W. Plummer, A. Liebsch, K. Kempa, P. Bakshi: Multipole plasmon modes at a metal surface, Phys. Rev. Lett. 64, 44–47 (1990)

    ADS  Google Scholar 

  • K.-D. Tsuei, E.W. Plummer, A. Liebsch, E. Pehlke, K. Kempa, P. Bakshi: The normal modes at the surface of simple metals, Surf. Sci. 247, 302–326 (1991)

    ADS  Google Scholar 

  • E.W. Plummer, K.-D. Tsuei, B.-O. Kim: The impact of the concept of a surface plasmon, Nucl. Instrum. Methods Phys. Res. B 96, 448–459 (1995)

    ADS  Google Scholar 

  • J. Yan, K.W. Jacobsen, K.S. Thygesen: Conventional and acoustic surface plasmons on noble metal surfaces: A time-dependent density functional theory study, Phys. Rev. B 86, 241404 (2012)

    ADS  Google Scholar 

  • J. Yan, K.W. Jacobsen, K.S. Thygesen: First-principles study of surface plasmons on Ag(111) and H/Ag(111), Phys. Rev. B 84, 235430 (2011)

    ADS  Google Scholar 

  • L. Vattuone, M. Smerieri, T. Langer, C. Tegenkamp, H. Pfnür, V.M. Silkin, E.V. Chulkov, P.M. Echenique, M. Rocca: Correlated motion of electrons on the Au(111) surface: Anomalous acoustic surface-plasmon dispersion and single-particle excitations, Phys. Rev. Lett. 110, 127405 (2013)

    ADS  Google Scholar 

  • N. Tancogne-Dejean, C. Giorgetti, V. Véniard: Optical properties of surfaces with supercell ab initio calculations: Local-field effects, Phys. Rev. B 92, 245308 (2015)

    ADS  Google Scholar 

  • V.M. Silkin, B. Hellsing, L. Walldén, P.M. Echenique, E.V. Chulkov: Photoelectron driven acoustic surface plasmons in p(2 × 2)K ∕ Be(0001): Ab initio calculations, Phys. Rev. B 81, 113406 (2010)

    ADS  Google Scholar 

  • V.M. Silkin, E.V. Chulkov, J.P. Echeverry, P.M. Echenique: Modification of response properties of the Be(0001) surface upon adsorption of a potassium monolayer: An ab initio calculation, Phys. Status Solidi (b) 247, 1849–1857 (2010)

    ADS  Google Scholar 

  • V. Chis, V.M. Silkin, B. Hellsing: Plasmaron excitations in p(2 × 2)-K ∕ graphite, Phys. Rev. B 89, 205429 (2014)

    ADS  Google Scholar 

  • J. Yan, K.S. Thygesen, K.W. Jacobsen: Nonlocal screening of plasmons in graphene by semiconducting and metallic substrates: First-principles calculations, Phys. Rev. Lett. 106, 146803 (2011)

    ADS  Google Scholar 

  • Y. Gao, Z. Yuan: Anisotropic low-energy plasmon excitations in doped graphene: An ab initio study, Solid State Commun. 151, 1009–1013 (2011)

    ADS  Google Scholar 

  • P. Wachsmuth, R. Hambach, M.K. Kinyanjui, M. Guzzo, G. Benner, U. Kaiser: High-energy collective electronic excitations in free-standing single-layer graphene, Phys. Rev. B 88, 075433 (2013)

    ADS  Google Scholar 

  • M. Pisarra, A. Sindona, P. Riccardi, V.M. Silkin, J.M. Pitarke: Acoustic plasmons in extrinsic free-standing graphene, New J. Phys. 16, 083003 (2014)

    ADS  Google Scholar 

  • D. Novko, V. Despoja, M. Šunjić: Changing character of electronic transitions in graphene: From single-particle excitations to plasmons, Phys. Rev. B 91, 195407 (2015)

    ADS  Google Scholar 

  • D. Novko, M. Šunjić, V. Despoja: Optical absorption and conductivity in quasi-two-dimensional crystals from first principles: Application to graphene, Phys. Rev. B 93, 125413 (2016)

    ADS  Google Scholar 

  • M. Pisarra, A. Sindona, M. Gravina, V.M. Silkin, J.M. Pitarke: Dielectric screening and plasmon resonances in bilayer graphene, Phys. Rev. B 93, 035440 (2016)

    ADS  Google Scholar 

  • A.G. Eguiluz: Dynamical density response function of a metal film in the random-phase approximation, Phys. Rev. Lett. 51, 1907–1910 (1983)

    ADS  Google Scholar 

  • A.G. Eguiluz: Self-consistent static-density-response function of a metal surface in density-functional theory, Phys. Rev. B 31, 3303–3314 (1985)

    ADS  Google Scholar 

  • D.A. Siegel, C.-H. Park, C. Hwang, J. Deslippe, A.V. Fedorov, S.G. Louie, A. Lanzara: Many-body interactions in quasi-freestanding graphene, Proc. Natl. Acad. Sci. U. S. A. 108(28), 11365–11369 (2011)

    ADS  Google Scholar 

  • J.F. Dobson, T. Gould, S. Lebègue: Layer response theory: Energetics of layered materials from semianalytic high-level theory, Phys. Rev. B 93, 165436 (2016)

    ADS  Google Scholar 

  • P.E. Trevisanutto, G. Vignale: Ab initio electronic structure of quasi-two-dimensional materials: A “native”​ Gaussian-plane wave approach, J. Chem. Phys. 144(20), 204122 (2016)

    ADS  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Vladimir U. Nazarov .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2020 Springer Nature Switzerland AG

About this chapter

Cite this chapter

Nazarov, V.U., Krasovskii, E.E., Silkin, V.M. (2020). Electron Energy-Loss and Photoelectron Spectroscopies of Surfaces and Two-Dimensional Crystals. In: Rocca, M., Rahman, T.S., Vattuone, L. (eds) Springer Handbook of Surface Science. Springer Handbooks. Springer, Cham. https://doi.org/10.1007/978-3-030-46906-1_17

Download citation

Publish with us

Policies and ethics