Abstract
This chapter reviews the interrelation between collaborative governance (CG) and regulation and the way CG principles are reflected in the development of regulatory theory. CG is a governing method involving government and nongovernment partners. The use of CG can be found in many policy areas. The method is also used in regulation and in various models that can be framed as “collaborative regulation” (CR). Despite the close connection between CG and CR, they are discussed separately in the literature and without any reference as to how the two are interrelated. The regulatory literature is also missing an analytic overview of the roots and development of CR and its relation with voluntary regulation models. The chapter aims to fill this gap in the literature.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
The literature on the changes in governance and its implications to the regulatory field deals with the local and international arena. This chapter discusses only the former. For general discussion on regulation in the international arena and the globalization of regulation, see Drahos and Braithwaite (2001), Mattli and Woods (2009), Abbott and Snidal (2009, 2013).
- 2.
The full costs incurred by the regulatees and not only the regulator, including the rise in production costs and weakening competitiveness. Eventually, these have negative effect on the local economy.
- 3.
The practice of regulatory negotiation in the US turned into a law. First in the Negotiated Rulemaking Act of 1990 and later in the Administrative Dispute Resolution Act of 1996 (Coglianese 1997).
- 4.
In that regard, it is interesting to see the overlap in timetables between the beginning of the second period and the emergence of the discussion about the NPM in the early 1990s, and between the second section of the second period and the critical discussion about the results of the NPM (post-NPM).
- 5.
Abbott and Snidal (2009) substantiate the argument in the international level. Although there aren’t equivalent figures in the local level about VR regimes, it is safe to assume that in this level the picture would not be different and might even be stronger. Since in the local level governments enjoy broad mandate (unlike international organizations), we may expect nongovernmental actors to find this avenue more natural.
- 6.
Researchers do compare the use of VR between governments in Europe and the US and indicate a tendency to a lesser use of these methods in the US. This tendency is related to adversary tradition between state and business sectors, unlike the history of use in Corporatist and Neo-corporatist models in the continent. It is also claimed that when US government uses VR, it tends to use VR by the state—such as enforced self-regulation—unlike European states who also ally themselves with autonomous initiatives and grant them public recognition and support (Brouhle et al. 2005).
References
Abbott, K. W., & Snidal, D. (2009). The Governance Triangle: Regulatory Standards Institutions and the Shadow of the State. In W. Mattli & N. Woods (Eds.), The Politics of Global Regulation (pp. 44–89). Princeton: Princeton University Press.
Abbott, K. W., & Snidal, D. (2013). Taking Responsive Regulation Transnational: Strategies for International Organizations. Regulation & Governance, 7, 95–113.
Amsler, L. B. (2016). Collaborative Governance: Integrating Management, Politics, and Law. Public Administration Review, 76(5), 700–711.
Ansell, C. (2012). Collaborative Governance. In D. Levi-Faur (Ed.), The Oxford Handbook of Governance (pp. 498–511). Oxford: Oxford University Press.
Ansell, C., & Gash, A. (2007). Collaborative Governance in Theory and in Practice. Journal of Public Administration Research and Theory, 18, 543–571.
Ayres, I., & Braithwaite, J. (1992). Responsive Regulation: Transcending the Deregulation Debate. Oxford: Oxford University Press.
Baldwin, R., Cave, M., & Lodge, M. (2010). Introduction: Regulation – The Field and the Developing Agenda. In R. Baldwin, M. Cave, & M. Lodge (Eds.), The Oxford Handbook of Regulation (pp. 3–16). Oxford: Oxford University.
Bardach, E., & Kagan, R. A. (1982). Going by the Book: The Problem of Regulatory Unreasonableness. New York: Routledge.
Bartley, T. (2007). Institutional Emergence in the Era of Globalization: The Rise of Transnational Private Regulation of Labor and Environmental Conditions. American Journal of Sociology, 113(2), 287–235.
Bevir, M. (2012). Governance: A Very Short Introduction. Oxford: Oxford University Press.
Black, J. (2001). Decentering Regulation: Understanding the Role of Regulation and Self-Regulation in ‘Post-Regulatory’ World. Current Legal Problems, 54, 103–147.
Booher, D. E. (2004). Collaborative Governance Practices and Democracy. National Civic Review, 93, 32–46.
Brouhle, K., Griffith, C., & Wolverton, A, (2005). The Use of Voluntary Approaches for Environmental Policymaking in the US. The Handbook of Environmental Voluntary Agreements. Springer, Dordrecht, 107–134.
Coglianese, C. (1997). Assessing Consensus: The Promise and Performance of Negotiated Rulemaking. Duke Law Journal, 46(6), 1255–1349.
Croci, E. (Ed.). (2005). The Handbook of Environmental Voluntary Agreements. Dordrecht: Springer.
De Búrca, Gráinne. (2010). New Governance and Experimentalism: An Introduction. Wis. L. Rev., 227–239.
Drahos, P. (Ed.). (2017). Regulatory Theory: Foundations and Applications. Acton: ANU Press.
Drahos, P., & Braithwaite, J. (2001). The Globalization of Regulation. The Journal of Political Philosophy, 9(1), 103–128.
Durant, R. F., Fiorino, D. J., & O’Leary, R. (2017). Environmental Governance Reconsidered. Cambridge: MIT Press.
Ebrahim, Alnoor. (2004). Institutional Preconditions to Collaboration: Indian Forest and Irrigation Policy in Historical Perspective. Administration & Society, 36 (May): 208–242.
Emerson, K., Nabatchi, T., & Balogh, S. (2011). An Integrative Framework for Collaborative Governance. Journal of Public Administration Research and Theory, 22, 1–29.
Emerson, K., Nabatchi, T., & O’Leary, R. (2017). Environmental Collaboration and Conflict Resolution. In R. F. Durant, D. J. Fiorino, & R. O’Leary (Eds.), Environmental Governance Reconsidered (pp. 263–296). Cambridge: MIT Press.
Fiorino, D. J. (1995). Regulatory Negotiation as a Form of Public Participation. In O. Renn, T. Webler, & P. Wiedemann (Eds.), Fairness and Competence in Citizen Participation (pp. 223–138). Dordrecht: Kluwer.
Fiorino, D. J. (2017). Regulatory Innovation and Change. In R. F. Durant, D. J. Fiorino, & R. O’Leary (Eds.), Environmental Governance Reconsidered (pp. 307–337). Cambridge: MIT Press.
Fiorino, D. J., & Kirtz, C. (1985). Breaking Down Walls: Negotiated Rulemaking in EPA. Temple Environmental Law & Tech Journal, 6, 29–40.
Freeman, J. (1997). Collaborative Governance in the Administrative State. UCLA Law Review, 45(1), 1–98.
Gilad, S. (2010). It Runs in the Family: Meta Regulation and its Sibling. Regulation & Governance, 4, 485–496.
Gunningham, N. (2009). The New Collaborative Environmental Governance: The Localization of Regulation. Journal of Law and Society, 36(1), 145–166.
Gunningham, N., Grabosky, P., & Sinclair, D. (1998). Smart Regulation: Designing Environmental Policy. Oxford: Oxford University Press.
Harter, P. J. (1982). Negotiating Regulation: A Cure for the Malaise? Environmental Impact Assessment Review, 3(1), 75–91.
Harter, P. J. (2000). The Actual Performance of Negotiated Rulemaking. NYU Environmental Law Journal, 9, 32–59.
Haufler, V. (2001). A Public Role for the Private Sector: Industry Self-Regulation in a Global Economy. Washington, DC: Carnegie Endowment for International Peace.
Holley, C. (2017). Environmental Regulation and Governance. In P. Drahos (Ed.), Regulatory Theory: Foundations and Applications (pp. 741–760). Acton: ANU Press.
Kjaer, A. M. (2004). Governance. Cambridge: Polity Press.
Levi-Faur, D. (2005). The Global Diffusion of Regulatory Capitalism. Annals of the American Academy, 598, 12–32.
Levi-Faur, D. (Ed.). (2011). Handbook on the Politics of Regulation. Cheltenham: Edward-Elgar.
Lobel, O. (2004). The Renew Deal: The Fall of Regulation and the Rise of Governance in Contemporary Legal Thought. Minnesota Law Review, 89, 261–390.
Majone, G. (1997). From the Positive to the Regulatory State: Causes and Consequences of Changes in the Mode of Governance. Journal of Public Policy, 17(2), 139–167.
Mattli, W., & Woods, N. W. (Eds.). (2009). The Politics of Global Regulation. Princeton: Princeton University Press.
Perritt, H. H. (1986). Negotiated Rulemaking in Practice. Journal of Policy Analysis and Management, 5(3), 482–495.
Peters, B. G., & Pierre, J. (1998). Governance Without Government? Rethinking Public Administration. J. Public Admin. Res. Theory, 8(2), 223–243.
Putnam, R. (2000). Bowling Alone: The Collapse and Revival of American Community. New-York: Simon Schuster.
Raynolds, L. T., Murray, D., & Heller, A. (2006). Regulating Sustainability in the Coffee Sector: A Comparative Analysis of Third-Party Environmental and Social Certification Initiatives. Agriculture and Human Values, 24, 147–163.
Rhodes, R. A. W. (1996). The New Governance: Governing Without Government (pp. 652–667). XLIV: Political Studies.
Rhodes, R. A. W. (2007). Understanding Governance: Ten Years On. Organization Studies, 28, 1243–1264.
Rosenau, J. N., & Czempiel, E. (Eds.). (1992). Governance Without Government: Order and Change in World Politics. Cambridge: Cambridge University Press.
Salamon, L. (Ed.). (2002). The Tools of Government: A Guide to the New Governance. London: Oxford University Press.
Stoker, G. (1998). Governance as Theory: Five Propositions. International Social Science Journal, 50, 17–28.
Susskind, L., & McMahon, G. (1985). The Theory and Practice of Negotiated Rulemaking. Yale Journal of Regulation, 3, 133–165.
Talias, M. (2016). Voluntary Hotel Regulation as a Political Compromise. International Journal of Hospitality Management, 56, 10–17.
van der Heijden, J. (2017). Urban Sustainability and Resilience. In P. Drahos (Ed.), Regulatory Theory: Foundations and Applications (pp. 725–740). Acton: ANU Press.
Vigoda, E. (2002). From Responsiveness to Collaboration: Governance, Citizens, and the Next Generation of Public Administration. Public Administration Review, 62(5), 527–540.
Vogel, D. (2008). Private Global Business Regulation. Review in Advance, 11, 261–282.
Wanna, J. (2008). Collaborative Government: Meaning, Dimensions, Drivers and Outcomes. In J. O’Flynn & J. Wanna (Eds.), Collaborative Governance: A New Era in Public Policy in Australia (pp. 3–12). Canberra: The Australian University Press.
Webb, K. (Ed.). (2004). Voluntary Codes: Private Governance, the Public Interest and Innovation. Ottawa: Carleton Research Unit of Innovation, Science and Environment.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2021 The Author(s)
About this chapter
Cite this chapter
Talias, M. (2021). Collaborative Regulation: Collaborative Governance in Regulation. In: Sher-Hadar, N., Lahat, L., Galnoor, I. (eds) Collaborative Governance. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-45807-2_8
Download citation
DOI: https://doi.org/10.1007/978-3-030-45807-2_8
Published:
Publisher Name: Palgrave Macmillan, Cham
Print ISBN: 978-3-030-45806-5
Online ISBN: 978-3-030-45807-2
eBook Packages: Political Science and International StudiesPolitical Science and International Studies (R0)