Abstract
Studies have shown that various types of biases can impact scientific peer review. These biases may contribute to a type of groupthink that can make it difficult to obtain funding or publish innovative or controversial research. The desire to achieve consensus and uniformity within a research group or scientific discipline can make it difficult for individuals to contradict the status quo. This chapter reviews the scientific literature regarding biases in the peer-review system, reflects on the potential impact of bias, and discusses approaches to minimize or control bias in peer review.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
Our definition is loosely inspired by Irvin’s definition (1972) but has been modified so as to apply to the context of science and peer review.
References
Armstrong, J. S. (1997). Peer review for journals: Evidence on quality control, fairness, and innovation. Science and Engineering Ethics, 3(1), 63–84.
Baggs, J. G., Broome, M. E., Dougherty, M. C., Freda, M. C., & Kearney, M. H. (2008). Blinding in peer review: The preferences of reviewers for nursing journals. Journal of Advances in Nursing, 64(2), 131–138.
Barber, B. (1961). Resistance by scientists to scientific discovery. Science, 134(3479), 596–602.
Bornmann, L., Mutza, R., & Daniela, H. D. (2007). Gender differences in grant peer review: A meta-analysis. Journal of Informetrics, 1(3), 226–238.
Borsuk, R. M., Aarssen, L. W., Budden, A. E., Koricheva, J., Leimu, R., Tregenza, T., et al. (2009). To name or not to name: The effect of changing author gender on peer review. Bioscience, 59(11), 985–989.
Buchen, L. (2009). May 29, 1919: A major eclipse, relatively speaking. Wired, May 29, 2009. Available at: https://www.wired.com/2009/05/dayintech_0529/. Accessed 17 Apr 2017.
Campanario, J. M. (2009). Rejecting and resisting Nobel class discoveries: Accounts by Nobel Laureates. Scientometrics, 81(2), 549–565.
Card, R. F. (2005). Making sense of the diversity-based legal argument for affirmative action. Public Affairs Quarterly, 19(1), 11–24.
Ceci, S. J., & Williams, W. M. (2011). Understanding current causes of women’s underrepresentation in science. Proceedings of the National Academy of Sciences of the United States of America, 108(8), 3157–3162.
Chubin, D., & Hackett, E. (1990). Peerless science: Peer review and U.S. science policy. Albany, NY: State University of New York Press.
Committee on Science, Engineering, and Public Policy. (2010). Expanding underrepresented minority participation: America’s science and technology talent at the crossroads. Washington, DC: National Academies Press.
Dwan, K., Gamble, C., Williamson, P. R., Kirkham, J. J., & Reporting Bias Group. (2013). Systematic review of the empirical evidence of study publication bias and outcome reporting bias – An updated review. PLoS One, 8(7), e66844.
Easterbrook, P. J., Berlin, J. A., Gopalan, R., & Matthews, D. R. (1991). Publication bias in clinical research. Lancet, 337(8746), 867–872.
Ernst, E., & Kienbacher, T. (1991). Chauvinism. Nature, 352(6336), 560.
Fisher, M., Friedman, S. B., & Strauss, B. (1994). The effects of blinding on acceptance of research papers by peer review. Journal of the American Medical Association, 272(2), 143–146.
Garfield, E. (1989). Delayed recognition in scientific discovery: Citation frequency analyses aids the search for case histories. Current Contents, 23, 3–9.
Garfunkel, J. M., Ulshen, M. H., Hamrick, H. J., & Lawson, E. E. (1994). Effect of institutional prestige on reviewers’ recommendations and editorial decisions. Journal of the American Medical Association, 272(2), 137–138.
Ginther, D. K., Haak, L. L., Schaffer, W. T., & Kington, R. (2012). Are race, ethnicity, and medical school affiliation associated with NIH R01 type 1 award probability for physician investigators? Academic Medicine, 87(11), 1516–1524.
Ginther, D. K., Kahn, S., & Schaffer, W. T. (2016). Gender, race/ethnicity, and national institutes of health r01 research awards: Is there evidence of a double bind for women of color? Academic Medicine, 91(8), 1098–1107.
Ginther, D. K., Schaffer, W., Schnel, J., Masimore, B., Liu, F., Haak, L. L., et al. (2011). Race, ethnicity, and NIH research awards. Science, 333(6045), 1015–1019.
Godlee, F., Gale, C. R., & Martyn, C. N. (1998). Effect on the quality of peer review of blinding reviewers and asking them to sign their reports: A randomized controlled trial. Journal of the American Medical Association, 280(3), 237–240.
Grod, O. N., Budden, A. E., Tregenza, T., Koricheva, J., Leimu, R., Aarssen, L. W., et al. (2008). Systematic variation in reviewer practice according to country and gender in the field of ecology and evolution. PLoS One, 3(9), e3202.
Harding, S. (2004). Asocially relevant philosophy of science? Resources from standpoint theory’s controversiality. Hypatia, 19(1), 25–47.
Helmer, M., Schottdorf, M., Neef, A., & Battaglia, D. (2017). Gender bias in scholarly peer review. In: P. Rodgers (Ed.). eLife, 6, e21718.
Ho, R. C., Mak, K. K., Tao, R., Lu, Y., Day, J. R., & Pan, F. (2013). Views on the peer review system of biomedical journals: An online survey of academics from high-ranking universities. BMC Medical Research Methodology, 13, 74.
Hunter, J. (2012). Post-publication peer review: Opening up scientific conversation. Frontiers in Computational Neuroscience, 6, 63. (August 30).
Jang, J., Vannier, M. W., Wang, F., Deng, Y., Ou, F., Bennett, J., et al. (2013). A bibliometric analysis of academic publication and NIH funding. Journal of Informetrics, 7(2), 318–324.
Janis, I. L. (1972). Victims of groupthink: A psychological study of foreign policy decisions and fiascoes (2nd ed.). Boston: Houghton Mifflin Company.
Janis, I. L. (1982). Groupthink: Psychological studies of policy decisions and fiascos. Boston: Cengage Learning.
Justice, A. C., Cho, M. K., Winker, M. A., Berlin, J. A., & Rennie, D. (1998). Does masking author identity improve peer review quality? A randomized controlled trial. PEER investigators. Journal of the American Medical Association, 280(3), 240–242.
Kaatz, A., Lee, Y. G., Potvien, A., Magua, W., Filut, A., Bhattacharya, A., et al. (2016). Analysis of National Institutes of Health R01 application critiques, impact, and criteria scores: Does the sex of the principal investigator make a difference? Academic Medicine, 91(8), 1080–1088.
Kaatz, A., Magua, W., Zimmerman, D. R., & Carnes, M. (2015). A quantitative linguistic analysis of National Institutes of Health R01 application critiques from investigators at one institution. Academic Medicine, 90(1), 69–75.
Kuhn, T. S. (1962). The structure of scientific revolutions. Chicago: University of Chicago Press.
Lamont, M. (2009). How professors think: Inside the curious world of academic judgment. Cambridge, MA: Harvard University Press.
Lane, J. A., & Linden, D. J. (2009). Is there gender bias in the peer review process at Journal of Neurophysiology? Journal of Neurophysiology, 101(5), 2195–2196.
Larivière, V., Ni, C., Gingras, Y., Cronin, B., & Sugimoto, C. (2013). Global gender disparities in science. Nature, 504(7479), 211–213.
Latour, B., & Woolgar, S. (1979). Laboratory life: The social construction of scientific facts. London: Sage.
Lauer, M. S., Krumholz, H. M., & Topol, E. J. (2015). Time for a prepublication culture in clinical research? Lancet, 386(1012), 2447–2449.
Lee, C. J., Sugimoto, C. R., Zhang, G., & Cronin, B. (2012). Bias in peer review. Journal of the American Society for Information Science and Technology, 64(1), 2–17.
Longino, H. (1990). Science as social knowledge. Princeton, NJ: Princeton University Press.
Lycan, W. G. (1988). Judgement and justification. Cambridge, UK: Cambridge University Press.
Mahoney, M. J. (1977). Publication preferences: An experimental study of confirmatory bias in the peer review system. Cognitive Therapy and Research, 1(2), 161–175.
McNutt, R. A., Evans, A. T., Fletcher, R. H., & Fletcher, S. W. (1990). The effects of blinding on the quality of peer review. A randomized trial. Journal of the American Medical Association, 263(10), 1371–1376.
Murray, D. L., Morris, D., Lavoie, C., Leavitt, P. R., MacIsaac, H., Masson, M. E., et al. (2016). Bias in research grant evaluation has dire consequences for small universities. PLoS One, 11(6), e0155876.
Nelson, D. J. (2007). A national analysis of minorities in science and engineering faculties at research universities. Norman, OK: University of Oklahoma.
Olson, C. M., Rennie, D., Cook, D., Dickersin, K., Flanagin, A., Hogan, J. W., et al. (2002). Publication bias in editorial decision making. Journal of the American Medical Association, 287(21), 2825–2828.
Planck, M. (1962). Quoted in Kuhn, T. S. 1962). The structure of scientific revolutions (pp. 33–34). Chicago: University of Chicago Press.
Pulverer, B. (2016). Preparing for preprints. EMBO Journal, 35(24), 2617–2619.
Quine, W. V. (1961). From a logical point of view. New York: Harper and Rowe.
Resch, K. I., Ernst, E., & Garrow, J. (2000). A randomized controlled study of reviewer bias against an unconventional therapy. Journal of the Royal Society of Medicine, 93(4), 164–167.
Resnik, D. B. (1994). Methodological conservatism and social epistemology. International Studies in the Philosophy of Science, 8(3), 247–264.
Resnik, D. B., & Elmore, S. A. (2016). Ensuring the quality, fairness, and integrity of journal peer review: A possible role for editors. Science and Engineering Ethics, 22(1), 169–188.
Resnik, D. B., Gutierrez-Ford, C., & Peddada, S. (2008). Perceptions of ethical problems with scientific journal peer review: An exploratory study. Science and Engineering Ethics, 14(3), 305–310.
Ross, J. S., Gross, C. P., Desai, M. M., Hong, Y., Grant, A. O., Daniels, S. R., et al. (2006). Effect of blinded peer review on abstract acceptance. Journal of the American Medical Association, 295(14), 1675–1680.
Shamoo, A. E., & Resnik, D. B. (2015). Responsible conduct of research (3rd ed.). New York: Oxford University Press.
Shen, H. (2013). Mind the gender gap. Nature, 495(7439), 22–24.
Sklar, L. (1975). Methodological conservatism. Philosophical Review, 84(3), 374–400.
Smith, R. (2006). Peer review: A flawed process at the heart of science and journals. Journal of the Royal Society of Medicine, 99(4), 178–182.
Stent, G. S. (1972). Prematurity and uniqueness in scientific discovery. Scientific American, 227(6), 84–93.
Stern, J. M., & Simes, R. J. (1997). Publication bias: Evidence of delayed publication in a cohort study of clinical research projects. British Medical Journal, 315(7109), 640–645.
Teixeira da Silva, J. A., & Dobránszki, J. (2015). Problems with traditional science publishing and finding a wider niche for post-publication peer review. Accountability in Research, 22(1), 22–40.
Timmer, A., Hilsden, R. J., & Sutherland, L. R. (2001). Determinants of abstract acceptance for the Digestive Diseases Week--a cross sectional study. BMC Medical Research Methodology, 1, 13.
Tregenza, T. (2002). Gender bias in the refereeing process? Trends in Ecology & Evolution, 17(8), 349–350.
van Rooyen, S., Delamothe, T., & Evans, S. J. (2010). Effect on peer review of telling reviewers that their signed reviews might be posted on the web: Randomised controlled trial. British Medical Journal, 341, c5729.
van Rooyen, S., Godlee, F., Evans, S., Black, N., & Smith, R. (1999). Effect of open peer review on quality of reviews and on reviewers’ recommendations: A randomised trial. British Medical Journal, 318(7175), 23–27.
van Rooyen, S., Godlee, F., Evans, S., Smith, R., & Black, N. (1998). Effect of blinding and unmasking on the quality of peer review: A randomized trial. Journal of the American Medical Association, 280(3), 234–237.
Waisbren, S. E., Bowles, H., Hasan, T., Zou, K. H., Emans, S. J., Goldberg, C., et al. (2008). Gender differences in research grant applications and funding outcomes for medical school faculty. Journal of Women’s Health (Larchmont), 17(2), 207–214.
Walsh, E., Rooney, M., Appleby, L., & Wilkinson, G. (2000). Open peer review: A randomised controlled trial. British Journal of Psychiatry, 176, 47–51.
Wenneras, C., & Wold, A. (1997). Nepotism and sexism in peer-review. Nature, 387(6631), 341–343.
Acknowledgments
This research was supported, in part, by the National Institute of Environmental Health Sciences (NIEHS), National Institutes of Health (NIH), and the Fonds de Recherche du Québec en Santé (FRQS). This paper does not represent the views of the NIEHS, NIH, the FRQS, or any governmental organization.
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2020 The Author(s)
About this chapter
Cite this chapter
Resnik, D.B., Smith, E.M. (2020). Bias and Groupthink in Science’s Peer-Review System. In: Allen, D.M., Howell, J.W. (eds) Groupthink in Science. Springer, Cham. https://doi.org/10.1007/978-3-030-36822-7_9
Download citation
DOI: https://doi.org/10.1007/978-3-030-36822-7_9
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-030-36821-0
Online ISBN: 978-3-030-36822-7
eBook Packages: Behavioral Science and PsychologyBehavioral Science and Psychology (R0)