Abstract
The computer-mechanization of an ambitious explicit ethical theory, Gewirth’s Principle of Generic Consistency, is used to showcase an approach for representing and reasoning with ethical theories exhibiting complex logical features like alethic and deontic modalities, indexicals, higher-order quantification, among others. Harnessing the high expressive power of Church’s type theory as a meta-logic to semantically embed a combination of quantified non-classical logics, our work pushes existing boundaries in knowledge representation and reasoning. We demonstrate that intuitive encodings of complex ethical theories and their automation on the computer are no longer antipodes.
Supported by VolkswagenStiftung, grant Consistent, Rational Arguments in Politics (CRAP).
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
The formal content of this paper has been generated directly by Isabelle from our source files. A benefit is the prevention of typos. As a side contribution we showcase the usability of modern proof assistants for the non-initiated in order to foster their application.
- 2.
Neighbourhood semantics is a generalisation of Kripke semantics, developed independently by Dana Scott and Richard Montague. Whereas a Kripke frame features an accessibility relation \(R: W{\rightarrow }2^W\) indicating which worlds are alternatives to (or, accessible from) others, a neighborhood frame \(N: W{\rightarrow }2^{2^W}\) (or, as in our case, \(N: 2^W{\rightarrow }2^{2^W}\)) features a neighbourhood function assigning to each world (or set of worlds) a set of sets of worlds.
- 3.
Note that in addition to the ASCII name “cjboxa”, Isabelle/HOL supports graphical notation This is essential for obtaining intuitive mathematical representations.
- 4.
Note that is not part of Kaplan’s original system. It has been added by us in order to better highlight some semantic features of our formalization of Gewirth’s theory in the next section and for enabling the use of the necessitation rule for drawing inferences.
- 5.
Our work constitutes a most relevant first step for further assessment of Kornai’s claim. E.g. we plan to embody our encoding of Gewirth’s theory in virtual agents and devise and conduct respective empirical studies. The merits of the work presented here are however not tied to the validity of Kornai’s claim. We illustrate that representation and reasoning with complex ethical theories is meanwhile feasible to an extent unmatched before; and this is highly relevant for implementing explicit ethical intelligent systems. In the following, we will present some commented extracts of our formal encoding of Gewirth’s theory and of the computer-supported verification of the argument leading to the PGC.
- 6.
We were indeed able to formally verify Gewirth’s claim, on condition of committing to an alternative notion of (logical) necessity: Kaplan’s “indexical validity”.
- 7.
Definitions and axiomatized conceptual interrelations framing the inferential role of terms. We also refer to them as “explications”. Meaning postulates were introduced in Carnap (1952).
- 8.
Lemma “recognizeOtherPPA” below is indeed inferred from axiom “essentialPPA” using Isabelle’s blast tactic (a tableaux prover).
- 9.
Their higher-order and modal nature well illustrates the need for expressive knowledge representation and reasoning techniques.
- 10.
This theorem is indeed derivable directly in DDL from the definition of obligations: If oughts to obtain then is possible.
- 11.
Below we use Isabelle’s simp tool to prove that Kant’s lemma follows from one of the DDL semantic conditions (not shown here).
References
Anderson, M., Anderson, S.L.: GenEth: a general ethical dilemma analyzer. In: Twenty-Eighth AAAI Conference on Artificial Intelligence (2014)
Benzmüller, C.: Universal (meta-)logical reasoning: recent successes. Sci. Comput. Program. 172, 48–62 (2019). https://doi.org/10.1016/j.scico.2018.10.008. Url (preprint): http://doi.org/10.13140/RG.2.2.11039.61609/2
Benzmüller, C., Andrews, P.: Church’s type theory. In: Zalta, E.N. (ed.) The Stanford Encyclopedia of Philosophy. Metaphysics Research Lab, Stanford University (2019). https://plato.stanford.edu/entries/type-theory-church/
Benzmüller, C., Paulson, L.: Quantified multimodal logics in simple type theory. Logica Univers. 7(1), 7–20 (2013). https://doi.org/10.1007/s11787-012-0052-y. (Special Issue on Multimodal Logics)
Benzmüller, C., Farjami, A., Parent, X.: A dyadic deontic logic in HOL. In: Broersen, J., Condoravdi, C., Nair, S., Pigozzi, G. (eds.) Deontic Logic and Normative Systems – 14th International Conference, DEON 2018, Utrecht, The Netherlands, 3–6 July 2018, pp. 33–50. College Publications (2018). ISBN 978-1-84890-278-7. John-Jules Meyer Best Paper Award
Benzmüller, C., Parent, X., van der Torre, L.W.N.: Designing normative theories of ethical reasoning: formal framework, methodology, and tool support. CoRR, abs/1903.10187 (2019). http://arxiv.org/abs/1903.10187
Beyleveld, D.: The dialectical necessity of morality: an analysis and defense of Alan Gewirth’s argument to the principle of generic consistency. University of Chicago Press (1991)
Beyleveld, D.: The principle of generic consistency as the supreme principle of human rights. Hum. Rights Rev. 13(1), 1–18 (2012). ISSN 1874-6306
Blanchette, J.C., Nipkow, T.: Nitpick: a counterexample generator for higher-order logic based on a relational model finder. In: Kaufmann, M., Paulson, L.C. (eds.) ITP 2010. LNCS, vol. 6172, pp. 131–146. Springer, Heidelberg (2010). https://doi.org/10.1007/978-3-642-14052-5_11. ISBN 978-3-642-14051-8
Bringsjord, S., Arkoudas, K., Bello, P.: Toward a general logicist methodology for engineering ethically correct robots. IEEE Intell. Syst. 21(4), 38–44 (2006)
Carmo, J., Jones, A.J.I.: Deontic logic and contrary-to-duties. In: Gabbay, D.M., Guenthner, F. (eds.) Handbook of Philosophical Logic, pp. 265–343. Springer, Dordrecht (2002). https://doi.org/10.1007/978-94-010-0387-2_4
Carnap, R.: Meaning postulates. Philos. Stud. 3(5), 65–73 (1952)
Dennis, L.A., Fisher, M., Slavkovik, M., Webster, M.: Formal verification of ethical choices in autonomous systems. Robot. Auton. Syst. 77, 1–14 (2016). https://doi.org/10.1016/j.robot.2015.11.012
Dignum, V.: Responsible autonomy. In: IJCAI 2017, pp. 4698–4704 (2017)
Dignum, V: Special issue: ethics and artificial intelligence. Ethics Inf. Technol. 20(1) (2018)
Fuenmayor, D., Benzmüller, C.: Formalisation and evaluation of Alan Gewirth’s proof for the principle of generic consistency in Isabelle/HOL. Archive of Formal Proofs (2018). https://www.isa-afp.org/entries/GewirthPGCProof.html
Fuenmayor, D., Benzmüller, C.: Isabelle/HOL sources associated with this PRICAI-2019 paper (2019). http://bit.ly/Appendix-PRICAI-19
Furbach, U., Schon, C.: Deontic logic for human reasoning. In: Eiter, T., Strass, H., Truszczyński, M., Woltran, S. (eds.) Advances in Knowledge Representation, Logic Programming, and Abstract Argumentation. LNCS (LNAI), vol. 9060, pp. 63–80. Springer, Cham (2015). https://doi.org/10.1007/978-3-319-14726-0_5
Gewirth, A.: Reason and Morality. University of Chicago Press, Chicago (1981)
Govindarajulu, N.S., Bringsjord, S.: On automating the doctrine of double effect. In: Proceedings of the Twenty-Sixth International Joint Conference on Artificial Intelligence, IJCAI 2017, pp. 4722–4730 (2017). https://doi.org/10.24963/ijcai.2017/658
Hooker, J.N., Kim, T.W.N.: Toward non-intuition-based machine and artificial intelligence ethics: a deontological approach based on modal logic. In: Proceedings of the 2018 AAAI/ACM Conference on AI, Ethics, and Society, pp. 130–136. ACM (2018)
Kaplan, D.: Demonstratives. In: Almog, J., Perry, J., Wettstein, H. (eds.) Themes from Kaplan, pp. 481–563. Oxford University Press, Oxford (1989a)
Kaplan, D.: Afterthoughts. In: Almog, J., Perry, J., Wettstein, H. (eds.) Themes from Kaplan, pp. 565–612. Oxford University Press, Oxford (1989b)
Kornai, A.: Bounding the impact of AGI. J. Exp. Theor. Artif. Intell. 26(3), 417–438 (2014)
Malle, B.F.: Integrating robot ethics and machine morality: the study and design of moral competence in robots. Ethics Inf. Technol. 18(4), 243–256 (2016)
Moor, J.: Four kinds of ethical robots. Philos. Now 72, 12–14 (2009)
Nipkow, T., Wenzel, M., Paulson, L.C. (eds.): Isabelle/HOL: A Proof Assistant for Higher-Order Logic. LNCS, vol. 2283. Springer, Heidelberg (2002). https://doi.org/10.1007/3-540-45949-9
Pereira, L.M., Saptawijaya, A.: Programming Machine Ethics. SAPERE, vol. 26. Springer, Cham (2016). https://doi.org/10.1007/978-3-319-29354-7
Van Orman Quine, W.: Word and Object. MIT Press, Cambridge (1960)
Scheutz, M.: The case for explicit ethical agents. AI Mag. 38(4), 57–64 (2017)
Schroeter, L.: Two-dimensional semantics. In: Zalta, E.N. (eds.) The Stanford Encyclopedia of Philosophy. Metaphysics Research Lab, Stanford University (2017)
Wallach, W., Allen, C., Smit, I.: Machine morality: bottom-up and top-down approaches for modelling human moral faculties. AI Soc. 22(4), 565–582 (2008)
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2019 Springer Nature Switzerland AG
About this paper
Cite this paper
Fuenmayor, D., Benzmüller, C. (2019). Harnessing Higher-Order (Meta-)Logic to Represent and Reason with Complex Ethical Theories. In: Nayak, A., Sharma, A. (eds) PRICAI 2019: Trends in Artificial Intelligence. PRICAI 2019. Lecture Notes in Computer Science(), vol 11670. Springer, Cham. https://doi.org/10.1007/978-3-030-29908-8_34
Download citation
DOI: https://doi.org/10.1007/978-3-030-29908-8_34
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-030-29907-1
Online ISBN: 978-3-030-29908-8
eBook Packages: Computer ScienceComputer Science (R0)