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Neuroscience and Law: Australia

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Abstract

The Australian legal system has not been receptive to new neuroscientific technology. Current case law and legislative provisions demonstrate the hurdles imposed by the rigorous admissibility standards.

Leanne Houston is a Lecturer of Law at the University of Technology Sydney (UTS). Amy Vierboom, Honours student in Law (UTS).

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Notes

  1. 1.

    Rosen (2007), p. 39.

  2. 2.

    Moriarty (2008), p. 29.

  3. 3.

    Baker (2009).

  4. 4.

    Shen and Jones (2011).

  5. 5.

    Greely and Iles (2007), p. 377.

  6. 6.

    Cournos and Bavaniss (2003). See also: Maharastra v Sharma and Khandelwal, Sessions Case No. 508/07 (June 12, 2008).

  7. 7.

    Farwell (1999); Harrington V State, 659 N.W.2d 509 (Iowa 2003).

  8. 8.

    Leenaghan and Guerrera (2005).

  9. 9.

    Dickson and McMahon (2005).

  10. 10.

    Evidence Act 1995 (Cth); Evidence Act 1971 (ACT); Evidence Act 1975 (NSW); Evidence Act (NT); Evidence Act 1977 (QLD); Evidence Act 1929 (SA); Evidence Act 2001 (Tas); Evidence Act 2008 (Vic); Evidence Act 1906 (WA). Chapter will focus on Cth and NSW jurisdictions.

  11. 11.

    United States Of America v Lorne Allan Semrau, (31 May 2010), No. 07-10074, Report and Recommendations and Wilson v. Corestaff Services, (14 May 2010), Supreme Court, Kings County, New York State Law Reporting Bureau.

  12. 12.

    Section 55 Evidence Act 1995 (Cth), (NSW) and may be found so in relation to witness credibility: s55 (2) (a) of the Evidence Act 1995 (Cth) (NSW) specifically considers the possibility of evidence being relevant in relation to the “credibility of a witness” is expressly acknowledged.

  13. 13.

    Freckleton and Selby (2009).

  14. 14.

    (1960) 103 CLR 486 at 491.

  15. 15.

    (1984) 38 SASR 45.

  16. 16.

    Justice Peter McClellan, Chief Judge at Common Law, Supreme Court of New South Wales, “Admissibility of expert evidence under the Uniform Evidence Act”, Judicial College of Victoria 1 of 42 Emerging Issues in Expert Evidence Workshop Melbourne, 2 October 2009.

  17. 17.

    R v Gilmore [1977] 2 NSWLR 935, Lewis v R (1987) 88 FLR 104.

  18. 18.

    F 2d 1013 (1923).

  19. 19.

    R v Gallagher [2001] NSWSC 462.

  20. 20.

    Velevski v The Queen (2002) 187 ALR 233.

  21. 21.

    R v Tang (2006) 65 NSWLR 681 (CCA).

  22. 22.

    US 579 (1993).

  23. 23.

    US 579 (1993) at 156.

  24. 24.

    Makita (Australia) Pty Ltd v Sprowles (2001) 52 NSWLR 705 (CA).

  25. 25.

    Makita (Australia) Pty Ltd v Sprowles (2001) 52 NSWLR 705 (CA), JA Heydon, at 85.

  26. 26.

    Daubert v Merrell Dow Pharmaceuticals Inc [1993] USSC 114; 509 US 579 (1993) (here after known as ‘Daubert’).

  27. 27.

    R v Tang (2006) 65 NSWLR 681 (CCA) CJ Spigelman at 138.

  28. 28.

    R v Tang (2006) 65 NSWLR 681 (CCA) CJ Spigelman at 139.

  29. 29.

    United States Of America v Lorne Allan Semrau, (31 May 2010), No. 07-10074, Report and Recommendations, J Pham.

  30. 30.

    Daubert v Merrell Dow Pharmaceuticals Inc [1993] USSC 114; 509 US 579 (1993), pp. 12–15. This is made under Rule 104 of The Federal Rules of Evidence 1975 (US).

  31. 31.

    Federal Evidence Rule 702, The Federal Rules of Evidence 1975 (US).

  32. 32.

    Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 125L. Ed. 2d 469, 113 S. Ct. 2786. In this the court held that this rule superseded the “general acceptance” test set out in Frye v. United States, 293 F. 1013 (D.C. Cir. 1923).

  33. 33.

    United States v. Bonds, 12 F.3d 540, 555-56 (6th Cir. 1993).

  34. 34.

    Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 125L. Ed. 2d 469, 113 S. Ct. 2786 at 593–594.

  35. 35.

    United States Of America v Lorne Allan Semrau, (31 May 2010), No. 07-10074, Report and Recommendations, J Pham, at p. 31.

  36. 36.

    The court looked at articles including: Simpson (2008) and Chen (2009).

  37. 37.

    As set out in R v Tang (2006) 65 NSWLR 681 (CCA) CJ Spigelman at 138.

  38. 38.

    R v Gray [2003] EWCA Crim 1001.

  39. 39.

    Edmond et al. (2008), University of New South Wales, University of Technology, Sydney, Australian Research Council and University of Western Sydney.

  40. 40.

    R v Tang (2006) 65 NSWLR 681 (CCA).

  41. 41.

    Jury Service, ‘The Role of Juries’, Justice and Attorney-General, NSW Government, 31 July 2007.

  42. 42.

    Brownlee v The Queen [2001] HCA 36; (2001) 75 ALJR 1180.or in America: United States v. Scheffer, 523 U.S. 303, 312–13 (1998).

  43. 43.

    Wilson v. Corestaff Services, (14 May 2010), Supreme Court, Kings County, New York State Law Reporting Bureau.

  44. 44.

    Wilson v. Corestaff Services, (14 May 2010), Supreme Court, Kings County, New York State Law Reporting Bureau, 2.

  45. 45.

    Frye v. United States, 293 F. 1013 [DC 1923], remains the authoritative case in NY District Court’s jurisdiction.

  46. 46.

    Wilson v. Corestaff Services, (14 May 2010), Supreme Court, Kings County, New York State Law Reporting Bureau, p. 3.

  47. 47.

    Seaman (2009), p. 461.

  48. 48.

    Brownlee v The Queen [2001] HCA 36; (2001) 75 ALJR 1180 at 21: see Williams v Florida [1970] USSC 155; 399 US 78 (1970) at 100.

  49. 49.

    The Queen v Murdoch [2005] NTSC 78.

  50. 50.

    The Queen v Murdoch [2005] NTSC 78 CJ Martin at 108.

  51. 51.

    Caudill (2010).

  52. 52.

    Shapiro (1986).

  53. 53.

    Seaman (2009), p. 475.

  54. 54.

    Easteal and Easteal (1990).

  55. 55.

    Goodman-Delahunty and Hewson (2010), p. 1.

  56. 56.

    Briody (2004).

  57. 57.

    R v Duke 1979 22 SASSR 46, King CJ at 48.

  58. 58.

    Hagan (2009).

  59. 59.

    Jury Act 1977 (NSW).

  60. 60.

    Ng v R [2003] HCA 20; 217 CLR 521; 197 ALR 10; 77 ALJR 967 (10 April 2003).

  61. 61.

    Seaman (2009), p. 427.

  62. 62.

    R. v. Kirkman (1987) 44 S.A.S.R. 591.

  63. 63.

    R v Abbott [2006] VSCA 100 (4 May 2006).

  64. 64.

    R. v. Kirkman (1987) 44 S.A.S.R. 591 at 593.

  65. 65.

    An example of this can be seen in the recent decision by a jury, acquitting a Queensland couple who were being tried under s225 of their Criminal Code for illegally procuring an abortion, while it is not possible to know for sure that this was a case of jury nullification, it does present a persuasive example of where the jury arguably returned a merciful verdict in application of the law: see, Wainer (2010).

  66. 66.

    Kalver and Zeisel (1966).

  67. 67.

    Seaman (2009), p. 484.

  68. 68.

    R v Abbott [2006] VSCA 100 (4 May 2006) per JA Buchanan at 18.

  69. 69.

    Ruprecht (1997), p. 217.

  70. 70.

    S17(3) Evidence Act 1995 (NSW).

  71. 71.

    Hocking and Manville (2001).

  72. 72.

    S20 (2) Evidence Act 1995 (Cth), (NSW).

  73. 73.

    Weissensteiner v The Queen [1993] HCA 65; (1993) 178 CLR 217, per Mason CJ, Deane And Dawson JJ at 33.

  74. 74.

    Weissensteiner v The Queen [1993] HCA 65; (1993) 178 CLR 217, per Mason CJ, Deane And Dawson JJ at 33 and Azzopardi v R [2001] HCA 25; 205 CLR 50; 179 ALR 349; 75 ALJR 931 (3 May 2001).

  75. 75.

    Weissensteiner v The Queen [1993] HCA 65; (1993) 178 CLR 217per JJ Gaudron and McHugh at 4.

  76. 76.

    White (2010), p. 258.

  77. 77.

    Privacy and Personal Information Protection Act 1998, (NSW), found at the Office of the NSW Privacy Commissioner.

  78. 78.

    Section 80, The Australian Constitution 1900 (Cth).

  79. 79.

    Goodman-Delahunty and Hewson (2010).

  80. 80.

    S135, s136, s137 in Evidence Act 1995 (Cth) (NSW).

  81. 81.

    S135, s136, s137 in Evidence Act 1995 (Cth) (NSW) at s137, this is the main general discretionary clause used in evidence: R v Keenan Mundine [2008] NSWCCA 55 (18 March 2008).

  82. 82.

    United States Of America v Lorne Allan Semrau, (31 May 2010), No. 07-10074, Report and Recommendations, at p. 33.

  83. 83.

    United States v. Thomas, 167 F.3d 299, 308-09 (6th Cir. 1999).

  84. 84.

    United States v. Sherlin, 67 F.3d 1208, 1217 (6th Cir. 1995).

  85. 85.

    United States v. Thomas, 167 F.3d 299,308-09 (6th Cir. 1999).

  86. 86.

    Wilson v. Corestaff Services, (14 May 2010), SC, Kings County, New York State Law Reporting Bureau, pp. 1–2.

  87. 87.

    S137, Evidence Act 1995 (NSW).

  88. 88.

    Papakosmas v R [1999] HCA 37; 196 CLR 297; 164 ALR 548; 73 ALJR 1274 (12 August 1999).

  89. 89.

    Adam v R [2001] HCA 57; 207 CLR 96; 183 ALR 625; 75 ALJR 1537 (11 October 2001).

  90. 90.

    R v Keenan Mundine [2008] NSWCCA 55 (18 March 2008).

  91. 91.

    R v Keenan Mundine [2008] NSWCCA 55 (18 March 2008) per J Simpson, at 33.

  92. 92.

    R v Keenan Mundine [2008] NSWCCA 55 (18 March 2008) per J Simpson, at 33.

  93. 93.

    Papakosmas v The Queen [1999] HCA 37; 196 CLR 297; 164 ALR 548; 73 ALJR 1274 (12 August 1999) per j McHugh at 92.

  94. 94.

    The question of volition, or voluntariness forms traditionally forms part of the actus reus inquiry and looks at whether the criminal action was freely done, following principles laid out in Woolmington v DPP [1935] AC 462.

  95. 95.

    Mens Rea’ looks at the mental state of the accused, requiring that the crime was done with a “guilty mind”. “The mens rea requirement stems from the common law notion of reserving punishment for those behaving wickedly.” Brown and Murphy (2010), p. 1119, 1128.

  96. 96.

    The full name of this defence is “Substantial impairment by abnormality of mind”, found at s23A of the Crimes Act 1900 (NSW).

  97. 97.

    Freund (2002).

  98. 98.

    Mayberg (2010), p. 37, 51.

  99. 99.

    Such as those from invasive tumours, infection processes and neurodegenerative disorders, Mayberg (2010).

  100. 100.

    Batts (2009); Müller et al. (2008).

  101. 101.

    Yang and Raine (2009).

  102. 102.

    Bloom (2010).

  103. 103.

    Kiehl (2010).

  104. 104.

    Wandell and Smirnakis (2009).

  105. 105.

    Mayberg (2010), p. 37, 40.

  106. 106.

    Evidence Act 1995 (Cth),(NSW).

  107. 107.

    R v Tang (2006) 65 NSWLR 681 (CCA) CJ Spigelman at 138.

  108. 108.

    Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 125L. Ed. 2d 469, 113 S. Ct. 2786 at 593–594.

  109. 109.

    Mayberg (2010), p. 37, 51.

  110. 110.

    Mayberg (2010), p. 41.

  111. 111.

    Vincent (2010), in discussion of Reimer (2008).

  112. 112.

    Ss 135, 136, 137 of the Acts.

  113. 113.

    Aldrich (1995), 1.

  114. 114.

    Mobbs et al. (2007).

  115. 115.

    Vincent (2010), p. 17.

  116. 116.

    Vincent (2010), p. 18.

  117. 117.

    Vincent (2010), p. 17.

  118. 118.

    Woolmington v DPP [1935] AC 462.

  119. 119.

    Robert M. Sapolsky (2004).

  120. 120.

    Russell (2007).

  121. 121.

    Fodor (2003), p. 134.

  122. 122.

    Libet (1999).

  123. 123.

    Marchetti (2005).

  124. 124.

    Libet (1999).

  125. 125.

    McKenna (2009).

  126. 126.

    Morse (2008), p. 19, and Greene and Cohen (2004), p. 1775, 1778, come to different conclusions about how this understanding may impact on legal justice.

  127. 127.

    Hodgson (2000).

  128. 128.

    Wegner (2005).

  129. 129.

    Sapolsky (2004), p. 1794.

  130. 130.

    R v Falconer (1990) 171 CLR 30.

  131. 131.

    ANU Law Department (2010).

  132. 132.

    Brown and Murphy (2010), p. 1119, 1130.

  133. 133.

    Nagel (1974).

  134. 134.

    Brown and Murphy (2010), p. 1119, 1129.

  135. 135.

    See: ‘Intention: Multiple Meanings’, in ANU Law Department (2010).

  136. 136.

    Brown and Murphy 2010, p. 1119, 1129.

  137. 137.

    R v S [1979] 2 NSWLR 1 as discussed Hunter Area Health Service & v Presland [2005] NSWCA 33 (21 April 2005) per JA Santow at 312, accessed at http://www.austlii.edu.au/cgi-bin/sinodisp/au/cases/nsw/NSWCA/2005/33.html?stem=0&synonyms=0&query=insanity.

  138. 138.

    s23, Crimes Act 1900 (NSW).

  139. 139.

    H.L.A. Hart, Punishment and the Elimination of Responsibility, (1962), Athlone Press at 20, as discussed Hunter Area Health Service & v Presland [2005] NSWCA 33 (21 April 2005) per JA Santow at 312.

  140. 140.

    This is made clear in any discussion of omission – we cannot be held accountable for those things we could not have done: Vincent (2010).

  141. 141.

    Mayberg (2010), p. 37, 38.

  142. 142.

    M’Naghten’s case [1843] UKHL J16 (19 June 1843).

  143. 143.

    Mayberg (2010), p. 37, 40.

  144. 144.

    S23A (1) (a) of Crimes Act 1900 (NSW).

  145. 145.

    R v Dusan Maric [2009] NSWSC 346 (1 May 2009).

  146. 146.

    R v Dusan Maric [2009] NSWSC 346 (1 May 2009), as per Harrison J at 35.

  147. 147.

    s23 (8) of Crimes Act 1900 (NSW).

  148. 148.

    Maibom (2008).

  149. 149.

    Vincent (2010), p. 17.

  150. 150.

    Calls for a therapeutic approach are discussed in: Hodgson (2000).

  151. 151.

    Moir and Jessel (1995).

  152. 152.

    Sapolsky (2004), p. 1795.

  153. 153.

    Norrie (1991).

  154. 154.

    Mayberg (2010), p. 37, 39.

  155. 155.

    Bloom (2010), p. 44.

  156. 156.

    Doidge (2009).

  157. 157.

    Sapolsky (2004), p. 1795

  158. 158.

    Ashworth (2002), also see: Mertus (1999).

  159. 159.

    Moir and Jessel (1995).

  160. 160.

    Schaechter et al. (2006).

  161. 161.

    Professor Henry Greely (Stanford Law School), “Can MRIs Help Solve Crimes” National Public Radio interview, May 14, 2010 with Paul Raeburn.

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Houston, L., Vierboom, A. (2012). Neuroscience and Law: Australia. In: Spranger, T. (eds) International Neurolaw. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-21541-4_2

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