Abstract
As Darwin and Wallace neatly surmised, organic evolution results from a selection process that acts to preserve traits better suited for a given habitat. And there is no better example of its potent influence than the hominin brain and mind. Why do humans have such large and complex brains? As a rule, larger brains are energy costly so we can assume that our encephalized brain evolved to meet environmental demands, and if so, clues should exist in the context of the problems it evolved to solve. As the control center for human activity, the brain directs all body functions—from our extraordinary sensorimotor skills to lots of mind-related business. It houses both a “social self” with a complex linguistic-based communication system to move ideas from one mind to another and an “individual self,” a rare character in the animal world that lends itself to a personal identity distinct from other conspecifics and to the taking of the role of others. The elusive social mind also has the novel capacity to engage in two distinctive types of sociality—the ability to form tight-knit kinship bonds or strong ties, a trait shared with all social mammals, and the ability to form loose-knit friendship bonds or weak-ties, a rare trait in the animal world but essential for the creation of large-scale societies with millions of individuals. What compelling demands in our ultimate history fostered such splendid cognitive traits?
The objective of this chapter is to review and interpret what is known about the evolution of the hominin brain with a focus on what was created. The human brain with its suite of novelties was not created by random mutations, a single adaptive package, or a concurrent sequence of events. Rather it was assembled in a variegated mosaic pattern over a span of nearly 60 million years of primate evolution. And, while the jury is still out, the bulk of the evidence on the hominin brain points to three key events that shaped the cognitive software that lies beneath its convoluted surface—the expansion of the primate neocortex and the shift to visual dominance, the selective “cheery picking” of the swinging Miocene apes, and the Pleistocene shift of Homo erectus to an open-country niche.
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Notes
- 1.
Selection is the architect of evolution, of course, but the variation it needs to act is generated by the other forces of evolution—mutation, genetic drift, and gene flow.
- 2.
A hominin is the new taxonomic term now used when referring to living humans and past humans as well as all extinct relatives that walked upright (e.g., Australopithecus)). It replaces the term hominid which is now more inclusive and includes our closest living and extinct ape relatives.
- 3.
The relationship between brain size and body size for most species is closely correlated, so it would be expected that larger animals would have bigger brains than smaller ones. The encephalization quotient (EQ) is the ratio of observed brain size to the predicated size given the overall body size of a species. The encephalization quotient in humans is tremendous.
- 4.
Early vertebrate brains had a structure of three divisions—a forebrain, a midbrain, and a hindbrain.
- 5.
Fossilized endocasts and comparative data on living mammalian groups indicate that early mammals were tiny creatures with small brains that contained only a tiny neocortex with only about 20–25 cortical areas and no hemispheric specializations. Modern humans are estimated to have at least 200 cortical areas (see Kass 2008).
- 6.
For example, most mammals cannot detect ultraviolet light, although many insects, fish, birds, and snakes are aware of its presence. One exception are Arctic reindeer (Rangifer) who live in a relatively rich UV light environment with rods and cones sensitive to ultraviolet light. With selection for an enhanced visual range that included short-wavelength vision, Arctic reindeer were able to adapt to the extreme seasonal differences in light levels (Hogg et al. 2011).
- 7.
Although evolution is a population concept that refers to change, and not progress or complexity, the fossil record reveals a very slow but increasing complexity of the cortical senses that virtually exploded with the rise of higher mammals, especially primates.
- 8.
Each epoch of the Cenozoic Era is associated with the radiation of a particular grouping of primates, although overlap exists in time period lines.
- 9.
The Plesiadapiformes refer to a large grouping of extinct mammalian families who appear to be the stem population for the origin of true primates in the late Paleocene and early Eocene. Not everyone agrees with this assessment, although recently discovered fossils and a reinterpretation of older fossils lend weight to this assessment (see Ross and Martin 2007: 74).What nobody doubts is that the first true primates relied upon a tree-living niche for survival and reproduction.
- 10.
While a few other mammalian species have postorbital bars, this is a major distinction from early proto-primates (see Ross and Martin 2007).
- 11.
Mammals have four kinds of teeth—incisors, canines, premolars, and molars. A dental formula is an abbreviated way of denoting the number and types of teeth in each quadrant of the mouth. A primate with a 2.1.3.3 dental formula means it has 2 incisors, 1 canine, 3 premolars, and 3 molars in each quadrant or 36 teeth. As teeth are completely under genetic control and get preserved more than any other body part, primate dentition provides information on habitat, body size, diet, and even “life history characteristics” (to be discussed).
- 12.
A clade refers to a group of species that are descended from a single common ancestor. Clades are considered to be monophyletic—that is, they contain one last common ancestor and all its descendants. The LCA can be inferred (until discovered) or a known species.
- 13.
With the rise of mammals, the olfactory bulb and olfactory cortex underwent a foremost and elaborate expansion (Rowe et al. 2011).
- 14.
As a subcortical sense, the olfactory bulb is located far from cortical regions—such as Broca’s area in the left inferior frontal lobe where the programs for speech sounds are located. This probably accounts for why humans often have difficulty classifying and naming customary smells (Falk 2000:68). It is also why the aromas of familiar smells will evoke at times strong emotional sensations.
- 15.
Today, we can thank (or blame) our Oligocene stem ancestor for our remarkable sweet-taste receptor which may explain our fondness for rich, yummy desserts and other “junk foods” where sucrose or other refined sugars are the usual ingredient.
- 16.
According to Hackett (2008: 775), “there is both direct and indirect evidence that the major features of nonhuman primate auditory cortex organization are conserved in humans.”
- 17.
Although each modality is distinct in its own right, all primates utilize more than one modality simultaneously, which increases the likelihood that a message will be properly received. Thus, cross-modal and intermodal activity is the norm. However, vision is the major integrator of most environmental stimuli, and it is so powerful that it even influences the information pickup for the auditory and tactile sense; for in cases of intersensory conflict, the visual system will usually determine what is perceived.
- 18.
As discussed earlier, all Old World monkeys, apes, and humans have a 2.1.2.3 dental formula or 32 teeth (see note 11). How then would you separate monkey teeth from ape/human teeth? The answer is—look at lower molar construction. All Old World monkeys will have four cusps arranged in two pairs, each linked by a loph so they have a bilophodont, four-cusp pattern on their molars. In contrast, ape and human lower molar construction will have an additional cusp that is shaped like a Y and called a Y-5 cusp pattern.
- 19.
See note 18.
- 20.
Only the huge teeth and jaws of Gigantopithecus have been recovered, but some maintain that this giant ape is the stem ancestor of the legendary Sasquatch, Yeti, and Bigfoot who are alleged to still roam the forests of Asia and the Pacific Northwest. The real significance of Gigantopithecus, of course, is the realization that such a hulking ape survived in parts of Vietnam, India, and China for over 9 million years.
- 21.
The appearance in the fossil record of Microcolobus, an ancestral colobine about 10 million years ago, nicely fits the ripe-fruit-unripe-fruit hypothesis as apes began their accelerated decline during the late Miocene (Raaum et al. 2005).
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Maryanski, A. (2013). The Secret of the Hominin Mind: An Evolutionary Story. In: Franks, D.D., Turner, J.H. (eds) Handbook of Neurosociology. Handbooks of Sociology and Social Research. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-4473-8_18
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