Skip to main content

From Individuality to Collectivity: The Challenges for Technology-Oriented Development Projects

  • Chapter
  • First Online:
The Capability Approach, Technology and Design

Part of the book series: Philosophy of Engineering and Technology ((POET,volume 5))

Abstract

This chapter explores the contributions of the capability approach to technological aid projects implemented in small communities or villages. To achieve that objective we examine the evolution of technology-oriented development projects and the limitations of its current conceptualisation. After exploring the capability approach, we present a new framework for technology within the context of human development, the Technologies for Freedom (T4F). Throughout the chapter we introduce three case studies of power projects implemented in rural villages. The cases are funded by similar donors, and obtain the same results (ends) in the space of resources – a sufficient amount of energy for the communities. Nevertheless, the results differ in terms of processes (means) such as participation and empowerment of people. This chapter aims to show how technological artefacts (products, equipments, etc.) and organizational processes and relationships are ends of community interventions; but they also represent the means that allow people to do and to achieve whatever goals or values they regard as important, enhancing the ability of the community to help themselves to make changes happen. And, what is more important, that people can collectively become agents of change rather than being simple recipients of aid. Thus, we conclude that technology-oriented development projects can be vehicles for expanding people’s freedom (individual capabilities) but also to enhance their ability (individually and as a group) to pursue goals they consider valuable (agency).

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Some examples can be seen in Dufumier (1996) and James (1995).

  2. 2.

    Engineers Without Borders in many developed countries; Practical Action or Tearfund in UK; Village Earth, AIDG or Whitman Direct Action in USA; Centre for Appropriate Technology in Australia; among others.

  3. 3.

    The case studies discussed in this chapter are based on previous field research. For further information, see Fernández-Baldor et al. (2009) and Hueso (2007).

References

  • Alkire, S. (2002). Valuing freedoms: Sen’s capability approach and poverty reduction (Queen Elizabeth house series in development studies). Oxford: Oxford University Press.

    Book  Google Scholar 

  • Alkire, S. (2005). Subjective quantitative studies of human agency. Social Indicators Research, 74, 217–260.

    Article  Google Scholar 

  • Alkire, S. (2008). Concepts and measures of agency. In K. Basu & K. Ravi (Eds.), Arguments for a better world: Essays in honor of Amartya Sen. Vol. I: Ethics, welfare and measurement (pp. 455–474). Oxford: Oxford University Press.

    Chapter  Google Scholar 

  • Alkire, S., & Deneulin, S. (2009). Human development and capability approach. In S. Deneulin, L. Shahani, S. Deneulin, & L. Shahani (Eds.), An introduction to human development and capability approach (Vol. 22). London: Earthscan.

    Google Scholar 

  • Ballet, J., Dubois, J. L., & Mahieu, F. (2007). Responsibility for each other’s freedom: Agency as the source of collective capability. Journal of Human Development and Capabilities, 8(2), 185.

    Article  Google Scholar 

  • Behari, B. (1976). Rural industrialization in India. New Delhi: Vikas Publishing House.

    Google Scholar 

  • Brandão, F. C. (2001). Programa de apoio às tecnologias apropiadas - PTA: Avaliação de um programa de desenvolvimento tecnológico induzido pelo CNPq. Brasilia: UnB.

    Google Scholar 

  • Chambers, R. (1997). Whose reality counts? Putting the first last. London: Intermediate Technology.

    Google Scholar 

  • Comim, F., & Kuklys, W. (2002). Is poverty about poor individuals? Paper presented at 27th general conference of the International Association for Research in Income and Wealth, Djurham.

    Google Scholar 

  • Crocker, D. (2008). Ethics of global development: Agency, capability, and deliberative democracy. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Dagnino, R. (1976). Tecnologia apropiada: Uma alternativa? Brasilia: UnB.

    Google Scholar 

  • Dagnino, R., et al. (2006). Política científica e tecnológica e tecnología social: Buscando conver-gência. In Registro do forum nacional da RTS. Brasilia: Abipti.

    Google Scholar 

  • Deneulin, S., & Stewart, F. (2001). A capability approach for individuals living together. Paper presented at Justice and Poverty: Examining Sen’s Capability Approach, Cambridge.

    Google Scholar 

  • Deneulin, S., & Stewart, F. (2002). Amartya Sen’s contribution to development thinking. Studies in Comparative International Development, 37(2), 63.

    Google Scholar 

  • Dubois, A. (2006). El enfoque de las capacidades. In Alejandra Boni, Agustí Pérez-Foguet, & Intermon-ISF (Eds.), Construir la ciudadanía global desde la universidad. Barcelona: Publicaciones ISF.

    Google Scholar 

  • Dufumier, M. (1996). Les projets de développement agricole, manuel d’expertise. Khartala: Broché.

    Google Scholar 

  • Evans, P. (2002). Collective capabilities, culture and Amartya Sen’s development as freedom. Studies in Comparative International Development, 37(2), 54.

    Article  Google Scholar 

  • Fernández-Baldor, Á., Hueso, A., & Boni, A. (2009, September 12–14). Technologies for freedom: Collective agency-oriented technology for development processes. Paper presented at the Human Development and Capability Approach Conference. Lima.

    Google Scholar 

  • Fukuda-Parr, S. (2003). The human development paradigm: Operationalizing Sen’s ideas on capabilities. Feminist Economist, 9(2–3), 301–317.

    Article  Google Scholar 

  • Gasper, D. (2007). What is the capability approach?: Its core, rationale, partners and dangers. Journal of Socio-Economics, 36(3), 335–359.

    Google Scholar 

  • Goodman, L. J. (1976). Appropriate technology study: Some background concepts, issues, examples and recommendations (Vol. IV). Honolulu: University of Hawaii.

    Google Scholar 

  • Herrera, A. (1983). Transferencia de tecnología y tecnologías apropiadas: Contribución a una visión prospectiva a largo plazo (Tesis doctoral, Unicamp. Campinas (Brazil)).

    Google Scholar 

  • Hueso, A. (2007). Estudio sobre el impacto social, económico y ambiental de pequeñas centrales hidroeléctricas implantadas en comunidades rurales de la paz, bolivia. Valencia: Universitat Politècnica de València.

    Google Scholar 

  • Ibrahim, S. (2006). From individual to collective capabilities: The capability approach as a conceptual framework for self-help. Journal of Human Development and Capabilities, 7(3), 397–416.

    Article  Google Scholar 

  • James, B. (1995). The impacts of rural electrification: Exploring the silences. Cape Town: Energy Development and Research Center.

    Google Scholar 

  • Kumar, K. (1993). Mohandas Karamchand Gandhi. Perspectivas: Revista Trimestral De Ed-ucación Comparada, XXIII, 535–547.

    Google Scholar 

  • Leach, M., & Scoones, I. (2006). The slow race. Making technology work for the poor. London: Demos.

    Google Scholar 

  • Nussbaum, M. C. (1987). Nature, functioning and capability: Aristotle on political distribution (Working Papers 1987/31). Helsinki: UNU-WIDER.

    Google Scholar 

  • Nussbaum, M. C. (2000). Women and human development: The capability approach. Cambridge: Cambridge University Press.

    Google Scholar 

  • Pérez-Foguet, A., Lobo, M., & Saz, Á. (2005). Introducción a la cooperación al desarrollo en las ingenierías: Una propuesta para el estudio.Associació Catalana d’Enginyeria Sense Fronteres.

    Google Scholar 

  • Robeyns, I. (2003). Sen’s capability approach and gender inequality: Selecting relevant capabilities. Feminist Economics, 9(2, 3), 61.

    Article  Google Scholar 

  • Robeyns, I. (2005). The capability approach: A theoretical survey. Journal of Human Development, 6, 93–117.

    Article  Google Scholar 

  • Schumacher, E. F. (1973). Small is beautiful. Economics as if people mattered. New York: Harper and Row.

    Google Scholar 

  • Sen, A. (1979). Sobre la desigualdad económica. Madrid: Editorial Crítica.

    Google Scholar 

  • Sen, A. (1982). Poverty and famines: An essay on entitlements and deprivation. Oxford: Clarendon Press.

    Google Scholar 

  • Sen, A. (1989). Development as capability expansion. Journal of Development Planning, 19, 44–58.

    Google Scholar 

  • Sen, A. (1985). Well-being, agency and freedom: The Dewey lectures 1984. The Journal of Philosophy, 82, 169–221.

    Article  Google Scholar 

  • Sen, A. (1992). Inequality reexamined. New York/Oxford: Russell Sage Foundation/Clarendon Press.

    Google Scholar 

  • Sen, A. (1999). Development as freedom. New York: Oxford University Press.

    Google Scholar 

  • Sen, A. (2002). Rationality and freedom. Cambridge: Belknap.

    Google Scholar 

  • Shiva, V. (2009). The seed and the spinnig wheel: The UNDP as biotech salesman. [cited June, 09 2009]. Available from http://www.poptel.org.uk/panap/latest/seedwheel.htm

  • Stewart, F. (2005). Groups and capabilities. Journal of Human Development, 6(2), 185–204.

    Article  Google Scholar 

  • Ul Haq, M. (1995). Reflections on human development. Oxford/New York: Oxford University Press.

    Google Scholar 

  • United Nations Development Programme. (2001). Human development report 2001: Making new technologies work for human development. New York: Oxford University Press.

    Google Scholar 

  • United Nations Development Programme. (2005). Human development report 2005: International cooperation at a crossroads: Aid, trade and security in an unequal world. United Nations Development Programme.

    Google Scholar 

  • Walker, M. (2006). Higher education pedagogies. A capabilities approach. Berkshire: Open University Press.

    Google Scholar 

  • Watts, M., & Bridges, D. (2006). Enhancing students’ capabilities? UK higher education and the widening participation agenda. In S. Deneulin, M. Nebel, & N. Sagovski (Eds.), Transforming unjust structures. Dordrecht: Springer.

    Google Scholar 

  • White, L. J. (1974). Appropriate technology and a competitive environment: Some evidence from Pakistan (Discussion Papers (46), ITS).

    Google Scholar 

Download references

Acknowledgments

We are very grateful to Alex Frediani, from the Development Planning Unit of the UCL, for his valuable comments to the different drafts of this chapter. We wish to thank as well Ilse Oosterlaken and her colleagues at Delft University for their efforts to introduce discussions on technology into the Human Development and Capability Approach community. Finally, we really appreciate the support of our University, particularly the Centro de Cooperación al Desarrollo, to carry out our research.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Álvaro Fernández-Baldor .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2012 Springer Science+Business Media B.V.

About this chapter

Cite this chapter

Fernández-Baldor, Á., Hueso, A., Boni, A. (2012). From Individuality to Collectivity: The Challenges for Technology-Oriented Development Projects. In: Oosterlaken, I., van den Hoven, J. (eds) The Capability Approach, Technology and Design. Philosophy of Engineering and Technology, vol 5. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-3879-9_8

Download citation

Publish with us

Policies and ethics