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Exclusive External Competences: Constructing the EU as an International Actor

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Abstract

This contribution analyses the main heads of exclusive external competences—Treaty-based and implied powers—identified and articulated in the case-law of the Court of Justice. It explores the rationales for such exclusive powers, which are closely connected to the coherence of the EU’s internal competences and policies. The contribution argues that, even in areas of exclusive competence, EU and Member State competences are closely entwined. It further argues that exclusive implied powers are no more than a rule of pre-emption. The contribution also explores the dialogue between the case-law and the Treaty revisions, in particular the latest one, through the Treaty of Lisbon. Its conclusion is that the case-law played a remarkable role in constituting the EU as an international actor.

Professor of Law, University College London

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Notes

  1. 1.

    Case 8/73 Hauptzollamt Bremerhaven v Massey-Ferguson [1973] ECR 897.

  2. 2.

    Opinion 1/75 re Understanding on a Local Cost Standard [1975] ECR 1355.

  3. 3.

    Ibid, pp. 1363–1364.

  4. 4.

    Case C-246/07 Commission v Sweden [2010] ECR I-3317.

  5. 5.

    See the contribution by Timmermans to this volume; Hillion and Koutrakos 2011.

  6. 6.

    Case 41/76 Donckerwolcke v Procureur de la République [1976] ECR 1921.

  7. 7.

    Eeckhout 1994, Chap. 6.

  8. 8.

    Joined Cases 21 to 24/72 International Fruit Company v Produktschap voor Groenten en Fruit [1972] ECR 1219.

  9. 9.

    Opinion 1/94 re the WTO Agreement [1994] ECR I-5267.

  10. 10.

    Ibid, paras 48–52.

  11. 11.

    See the Open Skies cases, analysed below.

  12. 12.

    Tridimas and Eeckhout 1994.

  13. 13.

    Opinion 1/78 re International Agreement on Natural Rubber [1979] ECR 2871, para 60.

  14. 14.

    Weiler 1999, p. 174.

  15. 15.

    Cremona 1990.

  16. 16.

    Above note 6.

  17. 17.

    Case 174/84 Bulk Oil v Sun International [1986] 559.

  18. 18.

    Case 59/84 Tezi v Commission [1986] ECR 887 and Case 242/84 Tezi v Minister for Economic Affairs [1986] ECR 933.

  19. 19.

    See Article 9 of Council Regulation (EC) No 1061/2009 establishing common rules for exports [2009] OJ L 291/1.

  20. 20.

    Opinion 1/94, above note 9, paras 42–46.

  21. 21.

    Tridimas and Eeckhout 1994, pp. 161–162.

  22. 22.

    Directive 2006/123/EC on services in the internal market [2006] OJ L 376/36.

  23. 23.

    Krajewski et al. 2009.

  24. 24.

    Opinion 1/94, above n 9, p I-5306.

  25. 25.

    Von Bogdandy and Bast 2010, p. 275; Weiler 2003, p. 8.

  26. 26.

    Von Bogdandy and Bast 2010, p. 285; Schütze 2009, Chap. 3.

  27. 27.

    Ibid.

  28. 28.

    Schütze 2009, pp. 175–179.

  29. 29.

    See e.g. Case C-70/94 Werner v Germany [1995] ECR I-3189 and Case C-83/94 Leifer and Others [1995] ECR I-3231.

  30. 30.

    Case 104/81 Hauptzollamt Mainz v. Kupferberg [1982] ECR 3641, para 12.

  31. 31.

    Case C-13/07 Commission v. Council, para 142 of the Opinion; the case was later withdrawn, and there is therefore no judgment.

  32. 32.

    Weiler 2003.

  33. 33.

    Eeckhout 2011, pp. 39–57.

  34. 34.

    Case C-94/03 Commission v Council [2006] ECR I-1 and Case C-178/03 Commission v European Parliament and Council [2006] ECR I-107.

  35. 35.

    Case C-411/06 Commission v European Parliament and Council [2009] ECR I-7585.

  36. 36.

    Ibid, para 13 of the Opinion.

  37. 37.

    Ibid, para 12.

  38. 38.

    See e.g. Kuijper 1993.

  39. 39.

    Case C-124/95 The Queen, ex parte Centro-Com v HM Treasury and Bank of England [1997] ECR I-81, paras 23–30.

  40. 40.

    Council Regulation (EU) No 267/2012 concerning restrictive measures against Iran and repealing Regulation (EU) No 961/2010 [2012] OJ L 88/1.

  41. 41.

    The English term “empowered” is different from the term “authorization” in the case-law; however, the French versions of the case-law and of the Treaty employ the same term, “habilitation”.

  42. 42.

    See e.g. Piris 2010, pp. 279–286; Craig 2010, pp. 389–391; Krajewski 2012.

  43. 43.

    Cases on bilateral investment treaties have already started coming before the Court: Case C-205/06 Commission v Austria [2009] ECR I-1301; Case C-249/06 Commission v Sweden [2009] ECR I-1335; Case C-118/07 Commission v Finland [2009] ECR I-10889; and Case C-264/09 Commission v Slovakia, judgment of 15 September 2011, not yet reported.

  44. 44.

    See the Proposal for a Regulation of the European Parliament and of the Council establishing transitional arrangements for bilateral investment agreements between Member States and third countries, COM/2010/0344 final.

  45. 45.

    See the contribution by Timmermans.

  46. 46.

    They are: Article 19(2) TFEU (incentive measures anti-discrimination policies); Article 79(4) TFEU (integration of immigrants); Article 84 TFEU (crime prevention); Article 153(2) TFEU (social policy cooperation); Articles 165(4) and 166(4) TFEU (education and vocational training); Article 167(5) TFEU (culture); Article 168(5) TFEU (health); Article 173(2) TFEU (industry); Article 189(2) TFEU (space policy); Article 195(2) TFEU (tourism); Article 196(2) TFEU (civil protection); Article 197(2) TFEU (administrative cooperation).

  47. 47.

    Case C-13/07 Commission v. Council, para 142 of the Opinion.

  48. 48.

    Opinion 2/91 re Convention No 170 of the ILO [1993] ECR I-1061, paras 7–9.

  49. 49.

    Opinion 1/76 re Inland Waterways [1977] ECR 741.

  50. 50.

    Case 22/70 Commission v Council [1971] ECR 263.

  51. 51.

    See, for this more appropriate use of the concept of implied powers, the seminal study by Nicolaysen 1966.

  52. 52.

    But see Waelbroeck 1982; Cross 1992.

  53. 53.

    Eeckhout 2011, Chap. 3. See also the contribution by Timmermans.

  54. 54.

    Opinion 1/76, above note 49, paras 3–4.

  55. 55.

    Case C-466/98 Commission v United Kingdom [2002] ECR I-9247, Opinion Tizzano AG.

  56. 56.

    See also von Bogdandy and Bast 2010, pp. 278–280.

  57. 57.

    Opinion 1/94, above note 9, paras 85–86.

  58. 58.

    Case 22/70 Commission v Council, above note 50.

  59. 59.

    Opinion 2/91, above note 48, paras 22–26.

  60. 60.

    Opinion 1/94, above note 9, para 95.

  61. 61.

    Case C-519/03 Commission v Luxemburg [2005] ECR I-3067 and Case C-433/03 Commission v Germany [2005] ECR I-6985.

  62. 62.

    Opinion 1/94, above note 9, para 96.

  63. 63.

    Case C-466/98 Commission v United Kingdom, above note 55, Opinion Tizzano AG, paras 71–74.

  64. 64.

    Ibid, para 75.

  65. 65.

    Ibid, para 77.

  66. 66.

    Case C-476/98 Commission v Germany [2002] ECR I-9855, paras 108–112. See also Case C–467/98 Commission v. Denmark [2002] ECR I–9519; Case C–468/98 Commission v. Sweden [2002] ECR I–9575; Case C–469/98 Commission v. Finland [2002] ECR I–9627; Case C–471/98 Commission v. Belgium [2002] ECR I–9681; Case C–472/98 Commission v. Luxembourg [2002] ECR I–9741; Case C–475/98 Commission v. Austria [2002] ECR I–9797; and Case C-523/04 Commission v. Netherlands [2007] ECR I-3267.

  67. 67.

    Opinion 1/03 re Lugano Convention [2006] ECR I-1145, paras 114–133.

  68. 68.

    Opinion 2/91, above note 48, paras 25–26.

  69. 69.

    Craig 2010, pp. 166–167; Cremona 2008, pp. 58–62.

  70. 70.

    The French, German, Dutch, Italian and Spanish versions do not show a distinction between ‘may’ and ‘is likely’.

  71. 71.

    Cremona 2008, p. 62.

  72. 72.

    Final report of Working Group VII on External Action, CONV 459/02 at 4 and 15–16. See also Cremona 2003.

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Eeckhout, P. (2013). Exclusive External Competences: Constructing the EU as an International Actor. In: The Court of Justice and the Construction of Europe: Analyses and Perspectives on Sixty Years of Case-law - La Cour de Justice et la Construction de l'Europe: Analyses et Perspectives de Soixante Ans de Jurisprudence. T.M.C. Asser Press, The Hague, The Netherlands. https://doi.org/10.1007/978-90-6704-897-2_33

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